$446 Million is the total value of B. Riley Financial, Inc.'s 73 reported holdings in Q4 2022. The portfolio turnover from Q3 2022 to Q4 2022 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| New | LILIUM N V | $18,388,386 | – | 16,130,163 | +100.0% | 4.13% | – | |
| ASTS | New | AST SPACEMOBILE INC | $8,316,770 | – | 1,725,471 | +100.0% | 1.87% | – |
| SRNE | New | SORRENTO THERAPEUTICS INC | $4,621,598 | – | 5,216,250 | +100.0% | 1.04% | – |
| AGS | New | PLAYAGS INC | $4,286,703 | – | 840,530 | +100.0% | 0.96% | – |
| HROW | New | HARROW HEALTH INC | $2,299,977 | – | 155,825 | +100.0% | 0.52% | – |
| INKA | New | KLUDEIN I ACQUISITION CORPcl a | $2,069,391 | – | 202,089 | +100.0% | 0.46% | – |
| LEV | New | THE LION ELECTRIC COMPANY | $1,029,284 | – | 459,502 | +100.0% | 0.23% | – |
| AAC | New | ARES ACQUISITION CORPORATION | $824,834 | – | 81,910 | +100.0% | 0.18% | – |
| New | SEAPORT GLOBAL ACQUISITION I | $764,250 | – | 75,000 | +100.0% | 0.17% | – | |
| EPHY | New | EPIPHANY TECHNOLOGY ACQUISIT | $733,006 | – | 73,264 | +100.0% | 0.16% | – |
| New | THE LION ELECTRIC COMPANY*w exp 12/16/202 | $482,829 | – | 689,755 | +100.0% | 0.11% | – | |
| RMBL | New | RUMBLEON INC | $404,511 | – | 62,521 | +100.0% | 0.09% | – |
| New | PELOTON INTERACTIVE INCnote 2/1 | $354,410 | – | 500,000 | +100.0% | 0.08% | – | |
| NS | New | NUSTAR ENERGY LP | $224,000 | – | 14,000 | +100.0% | 0.05% | – |
| GENI | New | GENIUS SPORTS LIMITEDshares cl a | $71,000 | – | 19,888 | +100.0% | 0.02% | – |
| New | WAYFAIR INCnote 1.000% 8/1 | $23,785 | – | 42,000 | +100.0% | 0.01% | – | |
| New | BEYOND MEAT INCnote 3/1 | $7,590 | – | 30,000 | +100.0% | 0.00% | – | |
| New | INSEEGO CORPnote 3.250% 5/0 | $10,800 | – | 18,000 | +100.0% | 0.00% | – | |
| New | ECARX HOLDINGS INC*w exp 12/20/202 | $4,272 | – | 43,550 | +100.0% | 0.00% | – | |
| DNZWS | New | D AND Z MEDIA ACQUISITION CO*w exp 01/27/202 | $5,140 | – | 100,000 | +100.0% | 0.00% | – |
| New | LOGISTICS INNOVTN TECHNLGS C*w exp 06/15/202 | $373 | – | 12,432 | +100.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR/A filed 2023-03-01
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BABCOCK & WILCOX ENTERPRIS I | 20 | Q2 2024 | 43.3% |
| QUANTUM CORP | 19 | Q1 2024 | 16.2% |
| HC2 HLDGS INC | 17 | Q4 2019 | 6.4% |
| ALTA EQUIPMENT GROUP INC | 16 | Q4 2023 | 28.5% |
| TRANSACT TECHNOLOGIES INC | 16 | Q2 2024 | 4.9% |
| EOS ENERGY ENTERPRISES INC | 15 | Q2 2024 | 0.5% |
| TELENAV INC | 14 | Q1 2019 | 3.6% |
| MARCHEX INC | 14 | Q2 2024 | 1.8% |
| LUMENTUM HLDGS INC | 14 | Q1 2019 | 0.4% |
| SELECT INTERIOR CONCEPTS INC | 13 | Q3 2021 | 17.2% |
View B. Riley Financial, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Real Good Food Company, Inc. | May 07, 2024 | 940,479 | 4.8% |
| FaZe Holdings Inc.Sold out | March 26, 2024 | 0 | 0.0% |
| MARCHEX INC | March 01, 2024 | 1,557,139 | 4.0% |
| DoubleDown Interactive Co., Ltd. | February 13, 2024 | 2,060,964 | 8.3% |
| ALTA EQUIPMENT GROUP INC.Sold out | February 09, 2024 | 0 | 0.0% |
| Arena Group Holdings, Inc.Sold out | December 04, 2023 | 0 | 0.0% |
| B. Riley Principal 250 Merger Corp.Sold out | June 02, 2023 | 0 | 0.0% |
| Charah Solutions, Inc. | April 18, 2023 | 127,960 | 3.8% |
| Journey Medical Corp | December 29, 2022 | 864,695 | 4.9% |
| Lazydays Holdings, Inc. | November 14, 2022 | 284,980 | 2.7% |
View B. Riley Financial, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 8-K | 2024-09-23 |
| SC 13D/A | 2024-09-05 |
| 4 | 2024-08-27 |
| 8-K | 2024-08-23 |
| 4 | 2024-08-22 |
| SC 13D/A | 2024-08-21 |
| 4 | 2024-08-19 |
| SC 13D/A | 2024-08-16 |
| 13F-HR | 2024-08-14 |
| 4 | 2024-08-14 |
View B. Riley Financial, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (10-K)
- Quarterly reports (10-Q)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.