$257 Million is the total value of B. Riley Financial, Inc.'s 87 reported holdings in Q1 2019. The portfolio turnover from Q4 2018 to Q1 2019 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Exit | MICRON TECHNOLOGY INCnote 3.000%11/1 | $0 | – | -36,500 | -100.0% | -0.02% | – | |
| Exit | COLONY CAP INCnote 5.000% 4/1 | $0 | – | -50,000 | -100.0% | -0.02% | – | |
| Exit | CANADIAN SOLAR INCnote 4.250% 2/1 | $0 | – | -60,000 | -100.0% | -0.03% | – | |
| Exit | SPIRIT RLTY CAP INC NEWnote 2.875% 5/1 | $0 | – | -69,000 | -100.0% | -0.04% | – | |
| Exit | ECO STIM ENERGY SOLUTIONS IN | $0 | – | -1,093,129 | -100.0% | -0.04% | – | |
| Exit | HANNON ARMSTRONG SUST INFR Cnote 4.125% 9/0 | $0 | – | -83,000 | -100.0% | -0.04% | – | |
| Exit | HERCULES CAPITAL INCdbcv 4.375% 2/0 | $0 | – | -80,000 | -100.0% | -0.04% | – | |
| FTK | Exit | FLOTEK INDS INC DEL | $0 | – | -75,000 | -100.0% | -0.04% | – |
| Exit | NXP SEMICONDUCTORS N Vnote 1.000%12/0 | $0 | – | -85,000 | -100.0% | -0.05% | – | |
| Exit | STARWOOD PPTY TR INCnote 4.375% 4/0 | $0 | – | -86,000 | -100.0% | -0.05% | – | |
| Exit | AMERICAN RLTY CAP PPTYS INCnote 3.750%12/1 | $0 | – | -105,000 | -100.0% | -0.06% | – | |
| SEAC | Exit | SEACHANGE INTL INC | $0 | – | -85,000 | -100.0% | -0.06% | – |
| SNCR | Exit | SYNCHRONOSS TECHNOLOGIES INC | $0 | – | -25,000 | -100.0% | -0.08% | – |
| Exit | GOPRO INCnote 3.500% 4/1 | $0 | – | -250,000 | -100.0% | -0.11% | – | |
| MXWL | Exit | MAXWELL TECHNOLOGIES INC | $0 | – | -100,000 | -100.0% | -0.11% | – |
| EBMT | Exit | EAGLE BANCORP MONT INC | $0 | – | -13,090 | -100.0% | -0.12% | – |
| SPPI | Exit | SPECTRUM PHARMACEUTICALS INC | $0 | – | -25,360 | -100.0% | -0.12% | – |
| BC | Exit | BRUNSWICK CORP | $0 | – | -5,000 | -100.0% | -0.13% | – |
| GWPH | Exit | GW PHARMACEUTICALS PLCads | $0 | – | -2,500 | -100.0% | -0.13% | – |
| GSL | Exit | GLOBAL SHIP LEASE INC NEW | $0 | – | -417,914 | -100.0% | -0.14% | – |
| GECC | Exit | GREAT ELM CAP CORP | $0 | – | -33,200 | -100.0% | -0.14% | – |
| KEM | Exit | KEMET CORP | $0 | – | -15,000 | -100.0% | -0.14% | – |
| AMRS | Exit | AMYRIS INC | $0 | – | -96,156 | -100.0% | -0.18% | – |
| VRS | Exit | VERSO CORPcl a | $0 | – | -14,838 | -100.0% | -0.18% | – |
| OSIR | Exit | OSIRIS THERAPEUTICS INC NEW | $0 | – | -25,000 | -100.0% | -0.19% | – |
| THRM | Exit | GENTHERM INC | $0 | – | -8,991 | -100.0% | -0.20% | – |
| PRMW | Exit | PRIMO WTR CORP | $0 | – | -27,576 | -100.0% | -0.21% | – |
| PNTR | Exit | POINTER TELOCATION LTD | $0 | – | -32,398 | -100.0% | -0.22% | – |
| Exit | SEATTLE GENETICS INCput | $0 | – | -7,500 | -100.0% | -0.23% | – | |
| WTTR | Exit | SELECT ENERGY SVCS INC | $0 | – | -70,717 | -100.0% | -0.25% | – |
| HASI | Exit | HANNON ARMSTRONG SUST INFR C | $0 | – | -34,195 | -100.0% | -0.36% | – |
| Exit | CDN IMPERIAL BK COMM TORONTOput | $0 | – | -10,000 | -100.0% | -0.41% | – | |
| TRUE | Exit | TRUECAR INC | $0 | – | -84,545 | -100.0% | -0.42% | – |
| Exit | TEMPUR SEALY INTL INCcall | $0 | – | -20,000 | -100.0% | -0.46% | – | |
| Exit | ENANTA PHARMACEUTICALS INCput | $0 | – | -15,000 | -100.0% | -0.59% | – | |
| IWM | Exit | ISHARES TRrussell 2000 etf | $0 | – | -10,000 | -100.0% | -0.74% | – |
| SACH | Exit | SACHEM CAP CORP | $0 | – | -395,987 | -100.0% | -0.85% | – |
| AEYE | Exit | AUDIOEYE INC | $0 | – | -235,200 | -100.0% | -1.11% | – |
| Exit | VANECK VECTORS ETF TRput | $0 | – | -30,000 | -100.0% | -1.44% | – | |
| Exit | GENERAL ELECTRIC COput | $0 | – | -400,000 | -100.0% | -1.67% | – | |
| Exit | GW PHARMACEUTICALS PLCput | $0 | – | -42,500 | -100.0% | -2.28% | – | |
| QMCO | Exit | QUANTUM CORP | $0 | – | -4,126,667 | -100.0% | -4.55% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-05-10
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BABCOCK & WILCOX ENTERPRIS I | 17 | Q3 2023 | 43.3% |
| QUANTUM CORP | 17 | Q3 2023 | 16.2% |
| HC2 HLDGS INC | 17 | Q4 2019 | 6.4% |
| ALTA EQUIPMENT GROUP INC | 15 | Q3 2023 | 27.6% |
| TELENAV INC | 14 | Q1 2019 | 3.6% |
| LUMENTUM HLDGS INC | 14 | Q1 2019 | 0.4% |
| SELECT INTERIOR CONCEPTS INC | 13 | Q3 2021 | 17.2% |
| TRANSACT TECHNOLOGIES INC | 13 | Q3 2023 | 2.6% |
| VIASAT INC | 13 | Q1 2019 | 0.4% |
| NOVAVAX INC | 13 | Q1 2019 | 0.4% |
View B. Riley Financial, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| B. Riley Principal 250 Merger Corp.Sold out | June 02, 2023 | 0 | 0.0% |
| Charah Solutions, Inc. | April 18, 2023 | 127,960 | 3.8% |
| Journey Medical Corp | December 29, 2022 | 864,695 | 4.9% |
| Lazydays Holdings, Inc. | November 14, 2022 | 284,980 | 2.7% |
| TRANSACT TECHNOLOGIES INC | October 11, 2022 | 1,034,366 | 10.4% |
| Eos Energy Enterprises, Inc. | August 10, 2022 | 2,885,256 | 4.8% |
| QUANTUM CORP /DE/ | August 08, 2022 | 4,099,956 | 4.0% |
| Applied Blockchain, Inc. | February 11, 2022 | 1,065,540 | 0.3% |
| Global Ship Lease, Inc. | February 11, 2022 | 1,387,626 | 3.8% |
| Exela Technologies, Inc.Sold out | February 01, 2022 | 0 | 0.0% |
View B. Riley Financial, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 10-Q | 2024-05-15 |
| 8-K | 2024-05-15 |
| 13F-HR | 2024-05-13 |
| NT 10-Q | 2024-05-13 |
| DEF 14A | 2024-05-10 |
| DEFA14A | 2024-05-10 |
| SC 13G/A | 2024-05-07 |
| 8-K | 2024-05-01 |
| 10-K/A | 2024-04-29 |
| 10-K | 2024-04-24 |
View B. Riley Financial, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (10-K)
- Quarterly reports (10-Q)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.