$257 Million is the total value of B. Riley Financial, Inc.'s 87 reported holdings in Q1 2019. The portfolio turnover from Q4 2018 to Q1 2019 was 53.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| HCHC | Sell | HC2 HLDGS INC | $10,755,000 | -8.0% | 4,389,781 | -0.8% | 4.19% | -35.1% |
| Sell | ALIBABA GROUP HLDG LTDput | $10,035,000 | +12.6% | 55,000 | -15.4% | 3.91% | -20.5% | |
| RUBI | Sell | RUBICON PROJ INC | $8,910,000 | +36.6% | 1,465,523 | -16.2% | 3.47% | -3.6% |
| TST | Sell | THESTREET INC | $8,164,000 | +5.4% | 3,504,014 | -8.2% | 3.18% | -25.6% |
| LONEQ | Sell | LONESTAR RES US INCcl a vtg | $8,006,000 | -9.7% | 1,996,539 | -17.8% | 3.12% | -36.3% |
| LEGH | Sell | LEGACY HOUSING CORP | $7,462,000 | -14.9% | 627,054 | -14.7% | 2.90% | -39.9% |
| Sell | TESLA INCput | $4,198,000 | -68.5% | 15,000 | -62.5% | 1.63% | -77.8% | |
| TA | Sell | TRAVELCENTERS AMER LLC | $631,000 | -40.9% | 153,514 | -45.9% | 0.25% | -58.2% |
| IDSY | Sell | I D SYSTEMS INC | $593,000 | -80.3% | 100,052 | -81.4% | 0.23% | -86.1% |
| TIVO | Sell | TIVO CORP | $536,000 | -31.5% | 57,475 | -30.9% | 0.21% | -51.6% |
| ARTX | Sell | AROTECH CORP | $343,000 | -14.9% | 117,101 | -23.8% | 0.13% | -39.6% |
| MATW | Sell | MATTHEWS INTL CORPcl a | $338,000 | -14.4% | 9,145 | -6.1% | 0.13% | -39.4% |
| LITE | Sell | LUMENTUM HLDGS INC | $336,000 | -4.0% | 5,941 | -28.6% | 0.13% | -32.1% |
| CLPR | Sell | CLIPPER RLTY INC | $331,000 | -28.5% | 24,691 | -30.3% | 0.13% | -49.4% |
| PFBC | Sell | PREFERRED BK LOS ANGELES CA | $331,000 | -11.3% | 7,357 | -14.4% | 0.13% | -37.4% |
| LLNW | Sell | LIMELIGHT NETWORKS INC | $329,000 | +37.1% | 101,740 | -0.8% | 0.13% | -3.0% |
| SANW | Sell | S&W SEED CO | $324,000 | +15.3% | 120,989 | -22.0% | 0.13% | -18.7% |
| CNO | Sell | CNO FINL GROUP INC | $320,000 | -54.4% | 19,800 | -58.0% | 0.12% | -67.7% |
| CCS | Sell | CENTURY CMNTYS INC | $322,000 | -26.8% | 13,439 | -47.3% | 0.12% | -48.6% |
| UMH | Sell | UMH PPTYS INC | $322,000 | -9.3% | 22,874 | -23.8% | 0.12% | -36.2% |
| USX | Sell | US XPRESS ENTERPRISES INC | $322,000 | -80.2% | 48,651 | -83.2% | 0.12% | -86.1% |
| VSAT | Sell | VIASAT INC | $319,000 | -12.4% | 4,118 | -33.3% | 0.12% | -38.3% |
| ATEN | Sell | A10 NETWORKS INC | $319,000 | -0.6% | 45,000 | -12.6% | 0.12% | -29.9% |
| ILPT | Sell | INDUSTRIAL LOGISTICS PPTYS T | $319,000 | -19.8% | 15,803 | -21.9% | 0.12% | -43.6% |
| KOP | Sell | KOPPERS HOLDINGS INC | $318,000 | +15.2% | 12,259 | -24.4% | 0.12% | -18.4% |
| SBCF | Sell | SEACOAST BKG CORP FLA | $316,000 | -17.7% | 12,005 | -18.6% | 0.12% | -42.0% |
| AROC | Sell | ARCHROCK INC | $317,000 | -41.6% | 32,428 | -55.3% | 0.12% | -59.0% |
| CRI | Sell | CARTERS INC | $313,000 | +5.0% | 3,108 | -14.8% | 0.12% | -25.6% |
| TNAV | Sell | TELENAV INC | $311,000 | -17.3% | 51,162 | -44.7% | 0.12% | -41.5% |
| COHU | Sell | COHU INC | $309,000 | -10.2% | 20,925 | -2.1% | 0.12% | -36.8% |
| SWN | Sell | SOUTHWESTERN ENERGY CO | $309,000 | +8.0% | 65,859 | -21.4% | 0.12% | -24.1% |
| ALIM | Sell | ALIMERA SCIENCES INC | $303,000 | -1.9% | 286,000 | -33.6% | 0.12% | -30.6% |
| KIN | Sell | KINDRED BIOSCIENCES INC | $183,000 | -33.2% | 20,000 | -20.0% | 0.07% | -53.0% |
| VSTM | Sell | VERASTEM INC | $174,000 | -70.2% | 58,900 | -66.0% | 0.07% | -78.9% |
| MFIN | Sell | MEDALLION FINL CORP | $86,000 | -91.2% | 12,500 | -94.0% | 0.03% | -93.8% |
| NVAX | Sell | NOVAVAX INC | $72,000 | -91.0% | 130,332 | -69.9% | 0.03% | -93.6% |
| PRTS | Sell | U.S. AUTO PARTS NETWORK INC | $62,000 | -63.1% | 60,931 | -67.1% | 0.02% | -74.2% |
| Exit | MICRON TECHNOLOGY INCnote 3.000%11/1 | $0 | – | -36,500 | -100.0% | -0.02% | – | |
| Exit | COLONY CAP INCnote 5.000% 4/1 | $0 | – | -50,000 | -100.0% | -0.02% | – | |
| Exit | CANADIAN SOLAR INCnote 4.250% 2/1 | $0 | – | -60,000 | -100.0% | -0.03% | – | |
| Exit | SPIRIT RLTY CAP INC NEWnote 2.875% 5/1 | $0 | – | -69,000 | -100.0% | -0.04% | – | |
| Exit | ECO STIM ENERGY SOLUTIONS IN | $0 | – | -1,093,129 | -100.0% | -0.04% | – | |
| Exit | HANNON ARMSTRONG SUST INFR Cnote 4.125% 9/0 | $0 | – | -83,000 | -100.0% | -0.04% | – | |
| Exit | HERCULES CAPITAL INCdbcv 4.375% 2/0 | $0 | – | -80,000 | -100.0% | -0.04% | – | |
| FTK | Exit | FLOTEK INDS INC DEL | $0 | – | -75,000 | -100.0% | -0.04% | – |
| Exit | NXP SEMICONDUCTORS N Vnote 1.000%12/0 | $0 | – | -85,000 | -100.0% | -0.05% | – | |
| Exit | STARWOOD PPTY TR INCnote 4.375% 4/0 | $0 | – | -86,000 | -100.0% | -0.05% | – | |
| Exit | AMERICAN RLTY CAP PPTYS INCnote 3.750%12/1 | $0 | – | -105,000 | -100.0% | -0.06% | – | |
| SEAC | Exit | SEACHANGE INTL INC | $0 | – | -85,000 | -100.0% | -0.06% | – |
| SNCR | Exit | SYNCHRONOSS TECHNOLOGIES INC | $0 | – | -25,000 | -100.0% | -0.08% | – |
| Exit | GOPRO INCnote 3.500% 4/1 | $0 | – | -250,000 | -100.0% | -0.11% | – | |
| MXWL | Exit | MAXWELL TECHNOLOGIES INC | $0 | – | -100,000 | -100.0% | -0.11% | – |
| EBMT | Exit | EAGLE BANCORP MONT INC | $0 | – | -13,090 | -100.0% | -0.12% | – |
| SPPI | Exit | SPECTRUM PHARMACEUTICALS INC | $0 | – | -25,360 | -100.0% | -0.12% | – |
| BC | Exit | BRUNSWICK CORP | $0 | – | -5,000 | -100.0% | -0.13% | – |
| GWPH | Exit | GW PHARMACEUTICALS PLCads | $0 | – | -2,500 | -100.0% | -0.13% | – |
| GSL | Exit | GLOBAL SHIP LEASE INC NEW | $0 | – | -417,914 | -100.0% | -0.14% | – |
| GECC | Exit | GREAT ELM CAP CORP | $0 | – | -33,200 | -100.0% | -0.14% | – |
| KEM | Exit | KEMET CORP | $0 | – | -15,000 | -100.0% | -0.14% | – |
| AMRS | Exit | AMYRIS INC | $0 | – | -96,156 | -100.0% | -0.18% | – |
| VRS | Exit | VERSO CORPcl a | $0 | – | -14,838 | -100.0% | -0.18% | – |
| OSIR | Exit | OSIRIS THERAPEUTICS INC NEW | $0 | – | -25,000 | -100.0% | -0.19% | – |
| THRM | Exit | GENTHERM INC | $0 | – | -8,991 | -100.0% | -0.20% | – |
| PRMW | Exit | PRIMO WTR CORP | $0 | – | -27,576 | -100.0% | -0.21% | – |
| PNTR | Exit | POINTER TELOCATION LTD | $0 | – | -32,398 | -100.0% | -0.22% | – |
| Exit | SEATTLE GENETICS INCput | $0 | – | -7,500 | -100.0% | -0.23% | – | |
| WTTR | Exit | SELECT ENERGY SVCS INC | $0 | – | -70,717 | -100.0% | -0.25% | – |
| HASI | Exit | HANNON ARMSTRONG SUST INFR C | $0 | – | -34,195 | -100.0% | -0.36% | – |
| Exit | CDN IMPERIAL BK COMM TORONTOput | $0 | – | -10,000 | -100.0% | -0.41% | – | |
| TRUE | Exit | TRUECAR INC | $0 | – | -84,545 | -100.0% | -0.42% | – |
| Exit | TEMPUR SEALY INTL INCcall | $0 | – | -20,000 | -100.0% | -0.46% | – | |
| Exit | ENANTA PHARMACEUTICALS INCput | $0 | – | -15,000 | -100.0% | -0.59% | – | |
| IWM | Exit | ISHARES TRrussell 2000 etf | $0 | – | -10,000 | -100.0% | -0.74% | – |
| SACH | Exit | SACHEM CAP CORP | $0 | – | -395,987 | -100.0% | -0.85% | – |
| AEYE | Exit | AUDIOEYE INC | $0 | – | -235,200 | -100.0% | -1.11% | – |
| Exit | VANECK VECTORS ETF TRput | $0 | – | -30,000 | -100.0% | -1.44% | – | |
| Exit | GENERAL ELECTRIC COput | $0 | – | -400,000 | -100.0% | -1.67% | – | |
| Exit | GW PHARMACEUTICALS PLCput | $0 | – | -42,500 | -100.0% | -2.28% | – | |
| QMCO | Exit | QUANTUM CORP | $0 | – | -4,126,667 | -100.0% | -4.55% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-05-10
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BABCOCK & WILCOX ENTERPRIS I | 17 | Q3 2023 | 43.3% |
| QUANTUM CORP | 17 | Q3 2023 | 16.2% |
| HC2 HLDGS INC | 17 | Q4 2019 | 6.4% |
| ALTA EQUIPMENT GROUP INC | 15 | Q3 2023 | 27.6% |
| TELENAV INC | 14 | Q1 2019 | 3.6% |
| LUMENTUM HLDGS INC | 14 | Q1 2019 | 0.4% |
| SELECT INTERIOR CONCEPTS INC | 13 | Q3 2021 | 17.2% |
| TRANSACT TECHNOLOGIES INC | 13 | Q3 2023 | 2.6% |
| VIASAT INC | 13 | Q1 2019 | 0.4% |
| NOVAVAX INC | 13 | Q1 2019 | 0.4% |
View B. Riley Financial, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| B. Riley Principal 250 Merger Corp.Sold out | June 02, 2023 | 0 | 0.0% |
| Charah Solutions, Inc. | April 18, 2023 | 127,960 | 3.8% |
| Journey Medical Corp | December 29, 2022 | 864,695 | 4.9% |
| Lazydays Holdings, Inc. | November 14, 2022 | 284,980 | 2.7% |
| TRANSACT TECHNOLOGIES INC | October 11, 2022 | 1,034,366 | 10.4% |
| Eos Energy Enterprises, Inc. | August 10, 2022 | 2,885,256 | 4.8% |
| QUANTUM CORP /DE/ | August 08, 2022 | 4,099,956 | 4.0% |
| Applied Blockchain, Inc. | February 11, 2022 | 1,065,540 | 0.3% |
| Global Ship Lease, Inc. | February 11, 2022 | 1,387,626 | 3.8% |
| Exela Technologies, Inc.Sold out | February 01, 2022 | 0 | 0.0% |
View B. Riley Financial, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 4 | 2024-06-04 |
| 4 | 2024-06-04 |
| 4 | 2024-06-04 |
| 4 | 2024-06-04 |
| 4 | 2024-06-04 |
| 4 | 2024-06-04 |
| 4 | 2024-06-04 |
| 25-NSE | 2024-05-30 |
| 10-Q | 2024-05-15 |
| 8-K | 2024-05-15 |
View B. Riley Financial, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (10-K)
- Quarterly reports (10-Q)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.