$181 Million is the total value of B. Riley Financial, Inc.'s 103 reported holdings in Q4 2018. The portfolio turnover from Q3 2018 to Q4 2018 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| KBLMW | Exit | KBL MERGER CORP IV*w exp 01/15/202 | $0 | – | -40,000 | -100.0% | -0.00% | – |
| KBLMR | Exit | KBL MERGER CORP IVright 03/22/2019 | $0 | – | -40,000 | -100.0% | -0.01% | – |
| TUESQ | Exit | TUESDAY MORNING CORP | $0 | – | -19,592 | -100.0% | -0.02% | – |
| APPS | Exit | DIGITAL TURBINE INC | $0 | – | -65,850 | -100.0% | -0.02% | – |
| GSVC | Exit | GSV CAP CORP | $0 | – | -14,600 | -100.0% | -0.03% | – |
| OPGN | Exit | OPGEN INC | $0 | – | -50,000 | -100.0% | -0.03% | – |
| JILL | Exit | J JILL INC | $0 | – | -20,000 | -100.0% | -0.04% | – |
| SIGA | Exit | SIGA TECHNOLOGIES INC | $0 | – | -21,709 | -100.0% | -0.04% | – |
| SRTS | Exit | SENSUS HEATLHCARE INC | $0 | – | -20,000 | -100.0% | -0.05% | – |
| TCRD | Exit | THL CR INC | $0 | – | -21,000 | -100.0% | -0.05% | – |
| BSL | Exit | BLACKSTONE GSO FLTING RTE FU | $0 | – | -10,000 | -100.0% | -0.05% | – |
| Exit | GARRISON CAP INC | $0 | – | -21,501 | -100.0% | -0.05% | – | |
| GOOG | Exit | ALPHABET INCcap stk cl c | $0 | – | -175 | -100.0% | -0.06% | – |
| SYMC | Exit | SYMANTEC CORP | $0 | – | -10,000 | -100.0% | -0.06% | – |
| HPE | Exit | HEWLETT PACKARD ENTERPRISE C | $0 | – | -12,982 | -100.0% | -0.06% | – |
| AMZN | Exit | AMAZON COM INC | $0 | – | -108 | -100.0% | -0.06% | – |
| TWTR | Exit | TWITTER INC | $0 | – | -7,700 | -100.0% | -0.06% | – |
| JLS | Exit | NUVEEN MTG OPPORTUNITY TERM | $0 | – | -9,083 | -100.0% | -0.06% | – |
| ARDC | Exit | ARES DYNAMIC CR ALLOCATION F | $0 | – | -14,489 | -100.0% | -0.06% | – |
| PFE | Exit | PFIZER INC | $0 | – | -5,150 | -100.0% | -0.06% | – |
| SNAP | Exit | SNAP INCcl a | $0 | – | -27,314 | -100.0% | -0.07% | – |
| ILF | Exit | ISHARES TRlatn amer 40 etf | $0 | – | -7,612 | -100.0% | -0.07% | – |
| EWZ | Exit | ISHARES INCmsci brazil etf | $0 | – | -7,640 | -100.0% | -0.07% | – |
| AINV | Exit | APOLLO INVT CORP | $0 | – | -48,006 | -100.0% | -0.07% | – |
| ON | Exit | ON SEMICONDUCTOR CORP | $0 | – | -14,600 | -100.0% | -0.08% | – |
| DIS | Exit | DISNEY WALT CO | $0 | – | -2,298 | -100.0% | -0.08% | – |
| HD | Exit | HOME DEPOT INC | $0 | – | -1,360 | -100.0% | -0.08% | – |
| MRAM | Exit | EVERSPIN TECHNOLOGIES INC | $0 | – | -40,000 | -100.0% | -0.09% | – |
| IWF | Exit | ISHARES TRrus 1000 grw etf | $0 | – | -1,965 | -100.0% | -0.09% | – |
| XLY | Exit | SELECT SECTOR SPDR TRsbi cons discr | $0 | – | -2,668 | -100.0% | -0.09% | – |
| COST | Exit | COSTCO WHSL CORP NEW | $0 | – | -1,335 | -100.0% | -0.09% | – |
| VTV | Exit | VANGUARD INDEX FDSvalue etf | $0 | – | -2,833 | -100.0% | -0.09% | – |
| BRKA | Exit | BERKSHIRE HATHAWAY INC DELcl a | $0 | – | -1 | -100.0% | -0.09% | – |
| MXI | Exit | ISHARES TRglobal mater etf | $0 | – | -4,754 | -100.0% | -0.09% | – |
| STC | Exit | STEWART INFORMATION SVCS COR | $0 | – | -7,124 | -100.0% | -0.09% | – |
| PSTI | Exit | PLURISTEM THERAPEUTICS INC | $0 | – | -246,409 | -100.0% | -0.09% | – |
| XLE | Exit | SELECT SECTOR SPDR TRenergy | $0 | – | -4,378 | -100.0% | -0.09% | – |
| VEU | Exit | VANGUARD INTL EQUITY INDEX Fallwrld ex us | $0 | – | -6,612 | -100.0% | -0.10% | – |
| EEM | Exit | ISHARES TRmsci emg mkt etf | $0 | – | -8,427 | -100.0% | -0.10% | – |
| CMF | Exit | ISHARES TRcalif mun bd etf | $0 | – | -6,382 | -100.0% | -0.10% | – |
| XPER | Exit | XPERI CORP | $0 | – | -25,979 | -100.0% | -0.11% | – |
| NMFC | Exit | NEW MTN FIN CORP | $0 | – | -30,000 | -100.0% | -0.12% | – |
| AIF | Exit | APOLLO TACTICAL INCOME FD IN | $0 | – | -26,082 | -100.0% | -0.12% | – |
| KBLM | Exit | KBL MERGER CORP IV | $0 | – | -40,000 | -100.0% | -0.12% | – |
| LTS | Exit | LADENBURG THALMAN FIN SVCS I | $0 | – | -150,000 | -100.0% | -0.12% | – |
| EXTR | Exit | EXTREME NETWORKS INC | $0 | – | -75,000 | -100.0% | -0.12% | – |
| PBE | Exit | INVESCO EXCHANGE TRADED FD Tdynmc biotech | $0 | – | -6,982 | -100.0% | -0.12% | – |
| VUG | Exit | VANGUARD INDEX FDSgrowth etf | $0 | – | -2,578 | -100.0% | -0.12% | – |
| AMGP | Exit | ANTERO MIDSTREAM GP LP | $0 | – | -25,000 | -100.0% | -0.12% | – |
| IMMU | Exit | IMMUNOMEDICS INC | $0 | – | -20,384 | -100.0% | -0.12% | – |
| OLP | Exit | ONE LIBERTY PPTYS INC | $0 | – | -15,482 | -100.0% | -0.12% | – |
| MTH | Exit | MERITAGE HOMES CORP | $0 | – | -10,816 | -100.0% | -0.12% | – |
| NBB | Exit | NUVEEN BUILD AMER BD FD | $0 | – | -21,647 | -100.0% | -0.12% | – |
| VXUS | Exit | VANGUARD STAR FDvg tl intl stk f | $0 | – | -8,074 | -100.0% | -0.12% | – |
| HCRSQ | Exit | HI-CRUSH PARTNERS LP | $0 | – | -41,625 | -100.0% | -0.13% | – |
| IWO | Exit | ISHARES TRrus 2000 grw etf | $0 | – | -2,116 | -100.0% | -0.13% | – |
| ACWX | Exit | ISHARES TRmsci acwi ex us | $0 | – | -9,614 | -100.0% | -0.13% | – |
| VGK | Exit | VANGUARD INTL EQUITY INDEX Fftse europe etf | $0 | – | -8,473 | -100.0% | -0.14% | – |
| FB | Exit | FACEBOOK INCcl a | $0 | – | -3,191 | -100.0% | -0.15% | – |
| IJH | Exit | ISHARES TRcore s&p mcp etf | $0 | – | -2,616 | -100.0% | -0.15% | – |
| DIA | Exit | SPDR DOW JONES INDL AVRG ETFut ser 1 | $0 | – | -2,037 | -100.0% | -0.15% | – |
| EFAV | Exit | ISHARES TRmin vol eafe etf | $0 | – | -7,527 | -100.0% | -0.16% | – |
| BRKB | Exit | BERKSHIRE HATHAWAY INC DELcl b new | $0 | – | -2,600 | -100.0% | -0.16% | – |
| SPLK | Exit | SPLUNK INC | $0 | – | -5,000 | -100.0% | -0.17% | – |
| IEFA | Exit | ISHARES TRcore msci eafe | $0 | – | -10,157 | -100.0% | -0.18% | – |
| Exit | TPG SPECIALTY LENDING INCnote 4.500%12/1 | $0 | – | -665,000 | -100.0% | -0.19% | – | |
| BRT | Exit | BRT APARTMENTS CORP | $0 | – | -56,616 | -100.0% | -0.19% | – |
| AFT | Exit | APOLLO SR FLOATING RATE FD I | $0 | – | -44,973 | -100.0% | -0.20% | – |
| VCLT | Exit | VANGUARD SCOTTSDALE FDSlg-term cor bd | $0 | – | -8,338 | -100.0% | -0.21% | – |
| GMZ | Exit | GOLDMAN SACHS MLP INC OPP FD | $0 | – | -80,914 | -100.0% | -0.21% | – |
| PAH | Exit | PLATFORM SPECIALTY PRODS COR | $0 | – | -60,000 | -100.0% | -0.21% | – |
| IBB | Exit | ISHARES TRnasdaq biotech | $0 | – | -6,355 | -100.0% | -0.22% | – |
| RCII | Exit | RENT A CTR INC NEW | $0 | – | -55,798 | -100.0% | -0.23% | – |
| LDP | Exit | COHEN & STEERS LTD DUR PFD I | $0 | – | -34,262 | -100.0% | -0.23% | – |
| VPL | Exit | VANGUARD INTL EQUITY INDEX Fftse pacific etf | $0 | – | -11,844 | -100.0% | -0.24% | – |
| ENTA | Exit | ENANTA PHARMACEUTICALS INCput | $0 | – | -10,000 | -100.0% | -0.24% | – |
| USMV | Exit | ISHARES TRmin vol usa etf | $0 | – | -15,325 | -100.0% | -0.25% | – |
| EMB | Exit | ISHARES TRjpmorgan usd emg | $0 | – | -8,160 | -100.0% | -0.25% | – |
| DVY | Exit | ISHARES TRselect divid etf | $0 | – | -9,204 | -100.0% | -0.26% | – |
| GNR | Exit | SPDR INDEX SHS FDSglb nat resrce | $0 | – | -18,552 | -100.0% | -0.27% | – |
| LQD | Exit | ISHARES TRiboxx inv cp etf | $0 | – | -8,178 | -100.0% | -0.27% | – |
| PGX | Exit | INVESCO EXCHNG TRADED FD TRpfd etf | $0 | – | -68,085 | -100.0% | -0.28% | – |
| ECC | Exit | EAGLE PT CR CO LLC | $0 | – | -55,809 | -100.0% | -0.28% | – |
| MUB | Exit | ISHARES TRnational mun etf | $0 | – | -10,108 | -100.0% | -0.31% | – |
| NTG | Exit | TORTOISE MLP FD INC | $0 | – | -69,178 | -100.0% | -0.32% | – |
| EQM | Exit | EQT MIDSTREAM PARTNERS LPunit ltd partn | $0 | – | -21,696 | -100.0% | -0.32% | – |
| GPAQ | Exit | GORDON POINTE ACQUISITION CO | $0 | – | -125,000 | -100.0% | -0.35% | – |
| ARCC | Exit | ARES CAP CORP | $0 | – | -76,833 | -100.0% | -0.38% | – |
| ACWV | Exit | ISHARES INCmin vol gbl etf | $0 | – | -15,451 | -100.0% | -0.38% | – |
| EFA | Exit | ISHARES TRmsci eafe etf | $0 | – | -20,264 | -100.0% | -0.39% | – |
| QQQ | Exit | INVESCO QQQ TRunit ser 1 | $0 | – | -7,577 | -100.0% | -0.40% | – |
| TMCX | Exit | TRINITY MERGER CORP | $0 | – | -145,000 | -100.0% | -0.40% | – |
| DNL | Exit | WISDOMTREE TRglb us qtly div | $0 | – | -25,186 | -100.0% | -0.41% | – |
| VIG | Exit | VANGUARD GROUPdiv app etf | $0 | – | -13,184 | -100.0% | -0.41% | – |
| NYF | Exit | ISHARES TRnew york mun etf | $0 | – | -26,809 | -100.0% | -0.41% | – |
| RIGL | Exit | RIGEL PHARMACEUTICALS INC | $0 | – | -473,343 | -100.0% | -0.43% | – |
| DSL | Exit | DOUBLELINE INCOME SOLUTIONS | $0 | – | -80,683 | -100.0% | -0.46% | – |
| IGSB | Exit | ISHARES TRsh tr crport etf | $0 | – | -32,836 | -100.0% | -0.48% | – |
| HPQ | Exit | HP INC | $0 | – | -67,048 | -100.0% | -0.49% | – |
| VTIP | Exit | VANGUARD MALVERN FDSstrm infproidx | $0 | – | -35,921 | -100.0% | -0.49% | – |
| CCCU | Exit | CHURCHILL CAP CORPunit 99/99/9999 | $0 | – | -185,000 | -100.0% | -0.53% | – |
| IDV | Exit | ISHARES TRintl sel div etf | $0 | – | -58,967 | -100.0% | -0.55% | – |
| SPY | Exit | SPDR S&P 500 ETF TRtr unit | $0 | – | -6,734 | -100.0% | -0.56% | – |
| AAPL | Exit | APPLE INC | $0 | – | -9,206 | -100.0% | -0.59% | – |
| VWO | Exit | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $0 | – | -53,709 | -100.0% | -0.62% | – |
| FLOT | Exit | ISHARES TRfltg rate nt etf | $0 | – | -46,336 | -100.0% | -0.67% | – |
| PFLT | Exit | PENNANTPARK FLOATING RATE CA | $0 | – | -186,236 | -100.0% | -0.70% | – |
| Exit | AEGEAN MARINE PETE NETWORK Inote 4.250%12/1 | $0 | – | -4,250,000 | -100.0% | -0.70% | – | |
| VTI | Exit | VANGUARD INDEX FDStotal stk mkt | $0 | – | -16,621 | -100.0% | -0.71% | – |
| LDUR | Exit | PIMCO ETF TRenhncd lw dur ac | $0 | – | -26,764 | -100.0% | -0.76% | – |
| GSM | Exit | FERROGLOBE PLC | $0 | – | -372,893 | -100.0% | -0.86% | – |
| CVX | Exit | CHEVRON CORP NEW | $0 | – | -25,054 | -100.0% | -0.87% | – |
| PNNT | Exit | PENNANTPARK INVT CORP | $0 | – | -417,534 | -100.0% | -0.88% | – |
| Exit | AEGEAN MARINE PETE NETWORK Inote 4.000%11/0 | $0 | – | -4,141,000 | -100.0% | -0.91% | – | |
| IWR | Exit | ISHARES TRrus mid cap etf | $0 | – | -15,513 | -100.0% | -0.97% | – |
| VCIT | Exit | VANGUARD SCOTTSDALE FDSint-term corp | $0 | – | -41,925 | -100.0% | -0.99% | – |
| VO | Exit | VANGUARD INDEX FDSmid cap etf | $0 | – | -22,357 | -100.0% | -1.04% | – |
| BABA | Exit | ALIBABA GROUP HLDG LTDput | $0 | – | -25,000 | -100.0% | -1.17% | – |
| MSFT | Exit | MICROSOFT CORP | $0 | – | -36,438 | -100.0% | -1.18% | – |
| SUNS | Exit | SOLAR SR CAP LTD | $0 | – | -268,360 | -100.0% | -1.27% | – |
| TSLA | Exit | TESLA INCput | $0 | – | -20,000 | -100.0% | -1.50% | – |
| ANWWQ | Exit | AEGEAN MARINE PETROLEUM NETW | $0 | – | -4,379,308 | -100.0% | -1.78% | – |
| MINT | Exit | PIMCO ETF TRenhan shrt ma ac | $0 | – | -69,857 | -100.0% | -2.02% | – |
| VCSH | Exit | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $0 | – | -116,254 | -100.0% | -2.58% | – |
| VV | Exit | VANGUARD INDEX FDSlarge cap etf | $0 | – | -74,559 | -100.0% | -2.82% | – |
| CALL | Exit | MAGICJACK VOCALTEC LTD | $0 | – | -1,249,600 | -100.0% | -2.96% | – |
| SPY | Exit | SPDR S&P 500 ETF TRput | $0 | – | -45,000 | -100.0% | -3.71% | – |
| IWM | Exit | ISHARES TRput | $0 | – | -300,000 | -100.0% | -14.35% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-02-07
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BABCOCK & WILCOX ENTERPRIS I | 20 | Q2 2024 | 43.3% |
| QUANTUM CORP | 19 | Q1 2024 | 16.2% |
| HC2 HLDGS INC | 17 | Q4 2019 | 6.4% |
| ALTA EQUIPMENT GROUP INC | 16 | Q4 2023 | 28.5% |
| TRANSACT TECHNOLOGIES INC | 16 | Q2 2024 | 4.9% |
| EOS ENERGY ENTERPRISES INC | 15 | Q2 2024 | 0.5% |
| TELENAV INC | 14 | Q1 2019 | 3.6% |
| MARCHEX INC | 14 | Q2 2024 | 1.8% |
| LUMENTUM HLDGS INC | 14 | Q1 2019 | 0.4% |
| SELECT INTERIOR CONCEPTS INC | 13 | Q3 2021 | 17.2% |
View B. Riley Financial, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Real Good Food Company, Inc. | May 07, 2024 | 940,479 | 4.8% |
| FaZe Holdings Inc.Sold out | March 26, 2024 | 0 | 0.0% |
| MARCHEX INC | March 01, 2024 | 1,557,139 | 4.0% |
| DoubleDown Interactive Co., Ltd. | February 13, 2024 | 2,060,964 | 8.3% |
| ALTA EQUIPMENT GROUP INC.Sold out | February 09, 2024 | 0 | 0.0% |
| Arena Group Holdings, Inc.Sold out | December 04, 2023 | 0 | 0.0% |
| B. Riley Principal 250 Merger Corp.Sold out | June 02, 2023 | 0 | 0.0% |
| Charah Solutions, Inc. | April 18, 2023 | 127,960 | 3.8% |
| Journey Medical Corp | December 29, 2022 | 864,695 | 4.9% |
| Lazydays Holdings, Inc. | November 14, 2022 | 284,980 | 2.7% |
View B. Riley Financial, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 8-K | 2024-09-23 |
| SC 13D/A | 2024-09-05 |
| 4 | 2024-08-27 |
| 8-K | 2024-08-23 |
| 4 | 2024-08-22 |
| SC 13D/A | 2024-08-21 |
| 4 | 2024-08-19 |
| SC 13D/A | 2024-08-16 |
| 13F-HR | 2024-08-14 |
| 4 | 2024-08-14 |
View B. Riley Financial, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (10-K)
- Quarterly reports (10-Q)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.