B. Riley Financial, Inc. - Q4 2016 holdings

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$150 Million is the total value of B. Riley Financial, Inc.'s 149 reported holdings in Q4 2016. The portfolio turnover from Q3 2016 to Q4 2016 was 0.0% .

All
New
Buy
Sell
Exit
Unchanged
 Value Shares↓ Weighting
MSFT  MICROSOFT CORP$2,275,000
+7.9%
36,6110.0%1.52%
+12.4%
MS  MORGAN STANLEYput$1,056,000
+31.7%
25,0000.0%0.70%
+37.4%
AFT  APOLLO SR FLOATING RATE FD I$868,000
+2.7%
49,8930.0%0.58%
+7.0%
AET  AETNA INC NEW$744,000
+7.4%
6,0000.0%0.50%
+11.9%
IJH  ISHARES TRcore s&p mcp etf$532,000
+6.8%
3,2160.0%0.36%
+11.3%
SPLK  SPLUNK INC$490,000
-12.8%
9,5790.0%0.33%
-9.2%
UE  URBAN EDGE PPTYS$419,000
-2.1%
15,2150.0%0.28%
+2.2%
PFS  PROVIDENT FINL SVCS INC$354,000
+33.6%
12,5000.0%0.24%
+38.8%
SLRC  SOLAR CAP LTD$335,000
+1.2%
16,1090.0%0.22%
+5.7%
BKCC  BLACKROCK CAPITAL INVESTMENT$323,000
-15.9%
46,4120.0%0.22%
-12.2%
TCRD  THL CR INC$302,000
+4.9%
30,2000.0%0.20%
+9.8%
AINV  APOLLO INVT CORP$283,000
+1.1%
48,3220.0%0.19%
+5.6%
XLY  SELECT SECTOR SPDR TRsbi cons discr$280,000
+1.8%
3,4400.0%0.19%
+6.2%
SLB  SCHLUMBERGER LTD$249,000
+6.9%
2,9690.0%0.17%
+11.4%
BRKA  BERKSHIRE HATHAWAY INC DELcl a$244,000
+13.0%
10.0%0.16%
+18.1%
VXUS  VANGUARD STAR FDvg tl intl stk f$236,000
-2.9%
5,1530.0%0.16%
+1.3%
BPY  BROOKFIELD PPTY PARTNERS L Punit ltd partn$227,000
-4.2%
10,3450.0%0.15%0.0%
BSL  BLACKSTONE GSO FLTING RTE FU$181,000
+7.1%
10,0000.0%0.12%
+12.0%
LIND  LINDBLAD EXPEDITIONS HLDGS I$180,000
+4.7%
19,1000.0%0.12%
+9.1%
NEA  NUVEEN AMT FREE QLTY MUN INC$167,000
-8.7%
12,5000.0%0.11%
-5.1%
NUV  NUVEEN MUN VALUE FD INC$141,000
-10.2%
14,8000.0%0.09%
-6.0%
OLP  ONE LIBERTY PPTYS INC$121,000
+3.4%
15,1730.0%0.08%
+8.0%
BRT  BRT RLTY TRsh ben int new$52,000
+2.0%
49,0890.0%0.04%
+6.1%
LTS  LADENBURG THALMAN FIN SVCS I$6,0000.0%81,0500.0%0.00%0.0%
Other managers

Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):

Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2017-02-15
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
BABCOCK & WILCOX ENTERPRIS I20Q2 202443.3%
QUANTUM CORP19Q1 202416.2%
HC2 HLDGS INC17Q4 20196.4%
ALTA EQUIPMENT GROUP INC16Q4 202328.5%
TRANSACT TECHNOLOGIES INC16Q2 20244.9%
EOS ENERGY ENTERPRISES INC15Q2 20240.5%
TELENAV INC14Q1 20193.6%
MARCHEX INC14Q2 20241.8%
LUMENTUM HLDGS INC14Q1 20190.4%
SELECT INTERIOR CONCEPTS INC13Q3 202117.2%

View B. Riley Financial, Inc.'s complete holdings history.

Latest significant ownerships (13-D/G)
B. Riley Financial, Inc. Q4 2016 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
FiledShares Percentage
Real Good Food Company, Inc.May 07, 2024940,4794.8%
FaZe Holdings Inc.Sold outMarch 26, 202400.0%
MARCHEX INCMarch 01, 20241,557,1394.0%
DoubleDown Interactive Co., Ltd.February 13, 20242,060,9648.3%
ALTA EQUIPMENT GROUP INC.Sold outFebruary 09, 202400.0%
Arena Group Holdings, Inc.Sold outDecember 04, 202300.0%
B. Riley Principal 250 Merger Corp.Sold outJune 02, 202300.0%
Charah Solutions, Inc.April 18, 2023127,9603.8%
Journey Medical CorpDecember 29, 2022864,6954.9%
Lazydays Holdings, Inc.November 14, 2022284,9802.7%

View B. Riley Financial, Inc.'s complete significant-ownership history.

Latest filings
TypeFiled
SC 13D/A2024-09-25
8-K2024-09-23
SC 13D/A2024-09-05
42024-08-27
8-K2024-08-23
42024-08-22
SC 13D/A2024-08-21
42024-08-19
SC 13D/A2024-08-16
13F-HR2024-08-14

View B. Riley Financial, Inc.'s complete filings history.

All filings

View complete filings history.

Compare quarters

Issues

The following issues were detected while analyzing the report:

  • The reported total value is incorrect (149823000.0 != 149821000.0)

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