$150 Million is the total value of B. Riley Financial, Inc.'s 149 reported holdings in Q4 2016. The portfolio turnover from Q3 2016 to Q4 2016 was 0.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| MSFT | MICROSOFT CORP | $2,275,000 | +7.9% | 36,611 | 0.0% | 1.52% | +12.4% | |
| MS | MORGAN STANLEYput | $1,056,000 | +31.7% | 25,000 | 0.0% | 0.70% | +37.4% | |
| AFT | APOLLO SR FLOATING RATE FD I | $868,000 | +2.7% | 49,893 | 0.0% | 0.58% | +7.0% | |
| AET | AETNA INC NEW | $744,000 | +7.4% | 6,000 | 0.0% | 0.50% | +11.9% | |
| IJH | ISHARES TRcore s&p mcp etf | $532,000 | +6.8% | 3,216 | 0.0% | 0.36% | +11.3% | |
| SPLK | SPLUNK INC | $490,000 | -12.8% | 9,579 | 0.0% | 0.33% | -9.2% | |
| UE | URBAN EDGE PPTYS | $419,000 | -2.1% | 15,215 | 0.0% | 0.28% | +2.2% | |
| PFS | PROVIDENT FINL SVCS INC | $354,000 | +33.6% | 12,500 | 0.0% | 0.24% | +38.8% | |
| SLRC | SOLAR CAP LTD | $335,000 | +1.2% | 16,109 | 0.0% | 0.22% | +5.7% | |
| BKCC | BLACKROCK CAPITAL INVESTMENT | $323,000 | -15.9% | 46,412 | 0.0% | 0.22% | -12.2% | |
| TCRD | THL CR INC | $302,000 | +4.9% | 30,200 | 0.0% | 0.20% | +9.8% | |
| AINV | APOLLO INVT CORP | $283,000 | +1.1% | 48,322 | 0.0% | 0.19% | +5.6% | |
| XLY | SELECT SECTOR SPDR TRsbi cons discr | $280,000 | +1.8% | 3,440 | 0.0% | 0.19% | +6.2% | |
| SLB | SCHLUMBERGER LTD | $249,000 | +6.9% | 2,969 | 0.0% | 0.17% | +11.4% | |
| BRKA | BERKSHIRE HATHAWAY INC DELcl a | $244,000 | +13.0% | 1 | 0.0% | 0.16% | +18.1% | |
| VXUS | VANGUARD STAR FDvg tl intl stk f | $236,000 | -2.9% | 5,153 | 0.0% | 0.16% | +1.3% | |
| BPY | BROOKFIELD PPTY PARTNERS L Punit ltd partn | $227,000 | -4.2% | 10,345 | 0.0% | 0.15% | 0.0% | |
| BSL | BLACKSTONE GSO FLTING RTE FU | $181,000 | +7.1% | 10,000 | 0.0% | 0.12% | +12.0% | |
| LIND | LINDBLAD EXPEDITIONS HLDGS I | $180,000 | +4.7% | 19,100 | 0.0% | 0.12% | +9.1% | |
| NEA | NUVEEN AMT FREE QLTY MUN INC | $167,000 | -8.7% | 12,500 | 0.0% | 0.11% | -5.1% | |
| NUV | NUVEEN MUN VALUE FD INC | $141,000 | -10.2% | 14,800 | 0.0% | 0.09% | -6.0% | |
| OLP | ONE LIBERTY PPTYS INC | $121,000 | +3.4% | 15,173 | 0.0% | 0.08% | +8.0% | |
| BRT | BRT RLTY TRsh ben int new | $52,000 | +2.0% | 49,089 | 0.0% | 0.04% | +6.1% | |
| LTS | LADENBURG THALMAN FIN SVCS I | $6,000 | 0.0% | 81,050 | 0.0% | 0.00% | 0.0% |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-02-15
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BABCOCK & WILCOX ENTERPRIS I | 17 | Q3 2023 | 43.3% |
| QUANTUM CORP | 17 | Q3 2023 | 16.2% |
| HC2 HLDGS INC | 17 | Q4 2019 | 6.4% |
| ALTA EQUIPMENT GROUP INC | 15 | Q3 2023 | 27.6% |
| TELENAV INC | 14 | Q1 2019 | 3.6% |
| LUMENTUM HLDGS INC | 14 | Q1 2019 | 0.4% |
| SELECT INTERIOR CONCEPTS INC | 13 | Q3 2021 | 17.2% |
| TRANSACT TECHNOLOGIES INC | 13 | Q3 2023 | 2.6% |
| VIASAT INC | 13 | Q1 2019 | 0.4% |
| NOVAVAX INC | 13 | Q1 2019 | 0.4% |
View B. Riley Financial, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| B. Riley Principal 250 Merger Corp.Sold out | June 02, 2023 | 0 | 0.0% |
| Charah Solutions, Inc. | April 18, 2023 | 127,960 | 3.8% |
| Journey Medical Corp | December 29, 2022 | 864,695 | 4.9% |
| Lazydays Holdings, Inc. | November 14, 2022 | 284,980 | 2.7% |
| TRANSACT TECHNOLOGIES INC | October 11, 2022 | 1,034,366 | 10.4% |
| Eos Energy Enterprises, Inc. | August 10, 2022 | 2,885,256 | 4.8% |
| QUANTUM CORP /DE/ | August 08, 2022 | 4,099,956 | 4.0% |
| Applied Blockchain, Inc. | February 11, 2022 | 1,065,540 | 0.3% |
| Global Ship Lease, Inc. | February 11, 2022 | 1,387,626 | 3.8% |
| Exela Technologies, Inc.Sold out | February 01, 2022 | 0 | 0.0% |
View B. Riley Financial, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 4 | 2024-06-04 |
| 4 | 2024-06-04 |
| 4 | 2024-06-04 |
| 4 | 2024-06-04 |
| 4 | 2024-06-04 |
| 4 | 2024-06-04 |
| 4 | 2024-06-04 |
| 25-NSE | 2024-05-30 |
| 10-Q | 2024-05-15 |
| 8-K | 2024-05-15 |
View B. Riley Financial, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (10-K)
- Quarterly reports (10-Q)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.