$150 Million is the total value of B. Riley Financial, Inc.'s 149 reported holdings in Q4 2016. The portfolio turnover from Q3 2016 to Q4 2016 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| NVAX | Exit | NOVAVAX INC | $0 | – | -10,500 | -100.0% | -0.01% | – |
| Exit | VIOLIN MEMORY INCnote 4.250%10/0 | $0 | – | -100,000 | -100.0% | -0.02% | – | |
| Exit | COMSTOCK RES INCnote 9.500% 6/1 | $0 | – | -100,000 | -100.0% | -0.05% | – | |
| FNJN | Exit | FINJAN HLDGS INC | $0 | – | -53,800 | -100.0% | -0.06% | – |
| Exit | NAVISTAR INTL CORP NEWnote 4.500%10/1 | $0 | – | -98,000 | -100.0% | -0.06% | – | |
| NEWT | Exit | NEWTEK BUSINESS SVCS CORP | $0 | – | -13,766 | -100.0% | -0.12% | – |
| SMMU | Exit | PIMCO ETF TRshtrm mun bd act | $0 | – | -3,972 | -100.0% | -0.13% | – |
| Exit | HORNBECK OFFSHORE SVCS INC Nnote 1.500% 9/0 | $0 | – | -374,000 | -100.0% | -0.14% | – | |
| AGG | Exit | ISHARES TRcore us aggbd et | $0 | – | -1,917 | -100.0% | -0.14% | – |
| MACQU | Exit | M I ACQUISITIONS INCunit 99/99/9999 | $0 | – | -21,500 | -100.0% | -0.14% | – |
| ILF | Exit | ISHARES TRlatn amer 40 etf | $0 | – | -7,721 | -100.0% | -0.14% | – |
| WEB | Exit | WEB COM GROUP INC | $0 | – | -12,995 | -100.0% | -0.14% | – |
| JCPNQ | Exit | PENNEY J C INC | $0 | – | -24,307 | -100.0% | -0.14% | – |
| PRB | Exit | VANECK VECTORS ETF TRpre refunded mun | $0 | – | -9,135 | -100.0% | -0.14% | – |
| MEI | Exit | METHODE ELECTRS INC | $0 | – | -6,688 | -100.0% | -0.15% | – |
| RNWK | Exit | REALNETWORKS INC | $0 | – | -53,061 | -100.0% | -0.15% | – |
| SRI | Exit | STONERIDGE INC | $0 | – | -12,982 | -100.0% | -0.15% | – |
| VVI | Exit | VIAD CORP | $0 | – | -6,876 | -100.0% | -0.16% | – |
| FEN | Exit | FIRST TR ENERGY INCOME & GRW | $0 | – | -9,561 | -100.0% | -0.17% | – |
| ABTL | Exit | AUTOBYTEL INC | $0 | – | -14,668 | -100.0% | -0.17% | – |
| BOI | Exit | BROOKFIELD MTG OPP INC FD IN | $0 | – | -19,805 | -100.0% | -0.19% | – |
| XLV | Exit | SELECT SECTOR SPDR TRsbi healthcare | $0 | – | -4,729 | -100.0% | -0.22% | – |
| MWW | Exit | MONSTER WORLDWIDE INCcall | $0 | – | -100,000 | -100.0% | -0.23% | – |
| PRGX | Exit | PRGX GLOBAL INC | $0 | – | -107,107 | -100.0% | -0.32% | – |
| WPRT | Exit | WESTPORT FUEL SYSTEMS INC | $0 | – | -850,000 | -100.0% | -0.88% | – |
| IWM | Exit | ISHARES TRput | $0 | – | -170,800 | -100.0% | -13.58% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-02-15
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BABCOCK & WILCOX ENTERPRIS I | 20 | Q2 2024 | 43.3% |
| QUANTUM CORP | 19 | Q1 2024 | 16.2% |
| HC2 HLDGS INC | 17 | Q4 2019 | 6.4% |
| ALTA EQUIPMENT GROUP INC | 16 | Q4 2023 | 28.5% |
| TRANSACT TECHNOLOGIES INC | 16 | Q2 2024 | 4.9% |
| EOS ENERGY ENTERPRISES INC | 15 | Q2 2024 | 0.5% |
| TELENAV INC | 14 | Q1 2019 | 3.6% |
| MARCHEX INC | 14 | Q2 2024 | 1.8% |
| LUMENTUM HLDGS INC | 14 | Q1 2019 | 0.4% |
| SELECT INTERIOR CONCEPTS INC | 13 | Q3 2021 | 17.2% |
View B. Riley Financial, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Real Good Food Company, Inc. | May 07, 2024 | 940,479 | 4.8% |
| FaZe Holdings Inc.Sold out | March 26, 2024 | 0 | 0.0% |
| MARCHEX INC | March 01, 2024 | 1,557,139 | 4.0% |
| DoubleDown Interactive Co., Ltd. | February 13, 2024 | 2,060,964 | 8.3% |
| ALTA EQUIPMENT GROUP INC.Sold out | February 09, 2024 | 0 | 0.0% |
| Arena Group Holdings, Inc.Sold out | December 04, 2023 | 0 | 0.0% |
| B. Riley Principal 250 Merger Corp.Sold out | June 02, 2023 | 0 | 0.0% |
| Charah Solutions, Inc. | April 18, 2023 | 127,960 | 3.8% |
| Journey Medical Corp | December 29, 2022 | 864,695 | 4.9% |
| Lazydays Holdings, Inc. | November 14, 2022 | 284,980 | 2.7% |
View B. Riley Financial, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 8-K | 2024-09-23 |
| SC 13D/A | 2024-09-05 |
| 4 | 2024-08-27 |
| 8-K | 2024-08-23 |
| 4 | 2024-08-22 |
| SC 13D/A | 2024-08-21 |
| 4 | 2024-08-19 |
| SC 13D/A | 2024-08-16 |
| 13F-HR | 2024-08-14 |
| 4 | 2024-08-14 |
View B. Riley Financial, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (10-K)
- Quarterly reports (10-Q)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.