$150 Million is the total value of B. Riley Financial, Inc.'s 149 reported holdings in Q4 2016. The portfolio turnover from Q3 2016 to Q4 2016 was 36.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| KEM | Sell | KEMET CORP | $10,214,000 | +55.2% | 1,540,583 | -16.4% | 6.82% | +61.8% |
| QQQ | Sell | POWERSHARES QQQ TRUSTput | $9,478,000 | -20.2% | 80,000 | -20.0% | 6.33% | -16.8% |
| VCSH | Sell | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $3,305,000 | -3.7% | 41,645 | -2.3% | 2.21% | +0.4% |
| HCHC | Sell | HC2 HLDGS INC | $3,015,000 | -2.0% | 508,387 | -9.9% | 2.01% | +2.2% |
| TNAV | Sell | TELENAV INC | $2,582,000 | -17.7% | 366,187 | -33.1% | 1.72% | -14.2% |
| HPQ | Sell | HP INC | $2,145,000 | -6.2% | 144,548 | -1.8% | 1.43% | -2.2% |
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $1,604,000 | -14.3% | 7,175 | -17.1% | 1.07% | -10.6% |
| IDV | Sell | ISHARES TRintl sel div etf | $1,562,000 | -8.4% | 52,840 | -7.2% | 1.04% | -4.5% |
| VIG | Sell | VANGUARD SPECIALIZED PORTFOLIOdiv app etf | $1,347,000 | -0.2% | 15,814 | -1.7% | 0.90% | +4.1% |
| HPE | Sell | HEWLETT PACKARD ENTERPRISE C | $1,291,000 | -13.8% | 55,812 | -15.2% | 0.86% | -10.0% |
| ACWV | Sell | ISHARESmin vol gbl etf | $1,247,000 | -30.4% | 17,176 | -26.9% | 0.83% | -27.4% |
| LQD | Sell | ISHARES TRiboxx inv cp etf | $1,243,000 | -9.7% | 10,604 | -5.1% | 0.83% | -5.8% |
| EFA | Sell | ISHARES TRmsci eafe etf | $1,239,000 | -17.1% | 21,458 | -15.1% | 0.83% | -13.6% |
| AAPL | Sell | APPLE INC | $1,186,000 | +1.1% | 10,239 | -1.3% | 0.79% | +5.5% |
| AAPC | Sell | ATLANTIC ALLIANCE PARTNER CO | $1,157,000 | -76.3% | 125,115 | -73.1% | 0.77% | -75.3% |
| DVY | Sell | ISHARES TRselect divid etf | $1,092,000 | -1.5% | 12,325 | -4.8% | 0.73% | +2.7% |
| EMB | Sell | ISHARES TRjp mor em mk etf | $1,078,000 | -12.6% | 9,779 | -7.0% | 0.72% | -8.7% |
| QQQ | Sell | POWERSHARES QQQ TRUSTunit ser 1 | $901,000 | -21.4% | 7,603 | -21.3% | 0.60% | -18.1% |
| GNR | Sell | SPDR INDEX SHS FDSglb nat resrce | $870,000 | +3.6% | 21,161 | -1.4% | 0.58% | +8.0% |
| GMZ | Sell | GOLDMAN SACHS MLP INC OPP FD | $752,000 | -0.9% | 77,344 | -3.2% | 0.50% | +3.3% |
| DIA | Sell | SPDR DOW JONES INDL AVRG ETFut ser 1 | $708,000 | +4.4% | 3,586 | -3.4% | 0.47% | +9.0% |
| VCLT | Sell | VANGUARD SCOTTSDALE FDSlg-term cor bd | $656,000 | -19.0% | 7,347 | -13.2% | 0.44% | -15.4% |
| LDP | Sell | COHEN & STEERS LTD DUR PFD I | $641,000 | -3.8% | 26,133 | -1.4% | 0.43% | +0.5% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $546,000 | +5.8% | 3,350 | -6.2% | 0.36% | +10.3% |
| NBB | Sell | NUVEEN BUILD AMER BD FD | $529,000 | -10.0% | 25,623 | -1.2% | 0.35% | -6.1% |
| ON | Sell | ON SEMICONDUCTOR CORP | $451,000 | -6.2% | 35,373 | -9.4% | 0.30% | -2.3% |
| FB | Sell | FACEBOOK INCcl a | $344,000 | -14.2% | 2,994 | -4.1% | 0.23% | -10.5% |
| EEM | Sell | ISHARES TRmsci emg mkt etf | $308,000 | -50.2% | 8,786 | -46.8% | 0.21% | -48.0% |
| IL | Sell | INTRALINKS HLDGS INC | $294,000 | +17.1% | 21,765 | -12.9% | 0.20% | +21.7% |
| DIS | Sell | DISNEY WALT CO | $291,000 | +10.2% | 2,790 | -1.9% | 0.19% | +14.8% |
| RDI | Sell | READING INTERNATIONAL INCcl a | $285,000 | +22.3% | 17,156 | -1.5% | 0.19% | +27.5% |
| VGK | Sell | VANGUARD INTL EQUITY INDEX Fftse europe etf | $272,000 | -47.9% | 5,667 | -47.1% | 0.18% | -45.5% |
| EWZ | Sell | ISHARESmsci brz cap etf | $271,000 | -4.9% | 8,130 | -3.8% | 0.18% | -0.5% |
| KTOS | Sell | KRATOS DEFENSE & SEC SOLUTIONS | $267,000 | +2.7% | 36,095 | -4.2% | 0.18% | +7.2% |
| LITE | Sell | LUMENTUM HLDGS INC | $260,000 | -13.6% | 6,738 | -6.6% | 0.17% | -9.8% |
| NTCT | Sell | NETSCOUT SYS INC | $245,000 | +2.5% | 7,774 | -4.7% | 0.16% | +7.2% |
| NTRI | Sell | NUTRI SYS INC NEW | $243,000 | +4.7% | 7,015 | -10.1% | 0.16% | +9.5% |
| ET | Sell | ENERGY TRANSFER EQUITY L P | $243,000 | -17.6% | 12,590 | -28.4% | 0.16% | -14.3% |
| ARDC | Sell | ARES DYNAMIC CR ALLOCATION F | $236,000 | -0.4% | 15,661 | -1.9% | 0.16% | +3.9% |
| JLS | Sell | NUVEEN MTG OPPORTUNITY TERM | $232,000 | -1.3% | 9,633 | -1.0% | 0.16% | +3.3% |
| PFE | Sell | PFIZER INC | $227,000 | -5.4% | 6,986 | -1.6% | 0.15% | -1.3% |
| IWF | Sell | ISHARES TRrus 1000 grw etf | $215,000 | -23.2% | 2,053 | -23.6% | 0.14% | -19.6% |
| NLSN | Sell | NIELSEN HLDGS PLC | $206,000 | -28.7% | 4,900 | -9.3% | 0.14% | -25.9% |
| AMLP | Sell | ALPS ETF TRalerian mlp | $198,000 | -33.3% | 15,688 | -33.1% | 0.13% | -30.5% |
| SYRX | Sell | SYSOREX GLOBAL | $194,000 | -46.8% | 796,707 | -21.8% | 0.13% | -44.9% |
| Sell | COMSTOCK RES INCnote 7.750% 4/0 | $23,000 | -89.3% | 27,000 | -91.3% | 0.02% | -89.1% | |
| NVAX | Exit | NOVAVAX INC | $0 | – | -10,500 | -100.0% | -0.01% | – |
| Exit | VIOLIN MEMORY INCnote 4.250%10/0 | $0 | – | -100,000 | -100.0% | -0.02% | – | |
| Exit | COMSTOCK RES INCnote 9.500% 6/1 | $0 | – | -100,000 | -100.0% | -0.05% | – | |
| FNJN | Exit | FINJAN HLDGS INC | $0 | – | -53,800 | -100.0% | -0.06% | – |
| Exit | NAVISTAR INTL CORP NEWnote 4.500%10/1 | $0 | – | -98,000 | -100.0% | -0.06% | – | |
| NEWT | Exit | NEWTEK BUSINESS SVCS CORP | $0 | – | -13,766 | -100.0% | -0.12% | – |
| SMMU | Exit | PIMCO ETF TRshtrm mun bd act | $0 | – | -3,972 | -100.0% | -0.13% | – |
| Exit | HORNBECK OFFSHORE SVCS INC Nnote 1.500% 9/0 | $0 | – | -374,000 | -100.0% | -0.14% | – | |
| AGG | Exit | ISHARES TRcore us aggbd et | $0 | – | -1,917 | -100.0% | -0.14% | – |
| MACQU | Exit | M I ACQUISITIONS INCunit 99/99/9999 | $0 | – | -21,500 | -100.0% | -0.14% | – |
| ILF | Exit | ISHARES TRlatn amer 40 etf | $0 | – | -7,721 | -100.0% | -0.14% | – |
| WEB | Exit | WEB COM GROUP INC | $0 | – | -12,995 | -100.0% | -0.14% | – |
| JCPNQ | Exit | PENNEY J C INC | $0 | – | -24,307 | -100.0% | -0.14% | – |
| PRB | Exit | VANECK VECTORS ETF TRpre refunded mun | $0 | – | -9,135 | -100.0% | -0.14% | – |
| MEI | Exit | METHODE ELECTRS INC | $0 | – | -6,688 | -100.0% | -0.15% | – |
| RNWK | Exit | REALNETWORKS INC | $0 | – | -53,061 | -100.0% | -0.15% | – |
| SRI | Exit | STONERIDGE INC | $0 | – | -12,982 | -100.0% | -0.15% | – |
| VVI | Exit | VIAD CORP | $0 | – | -6,876 | -100.0% | -0.16% | – |
| FEN | Exit | FIRST TR ENERGY INCOME & GRW | $0 | – | -9,561 | -100.0% | -0.17% | – |
| ABTL | Exit | AUTOBYTEL INC | $0 | – | -14,668 | -100.0% | -0.17% | – |
| BOI | Exit | BROOKFIELD MTG OPP INC FD IN | $0 | – | -19,805 | -100.0% | -0.19% | – |
| XLV | Exit | SELECT SECTOR SPDR TRsbi healthcare | $0 | – | -4,729 | -100.0% | -0.22% | – |
| MWW | Exit | MONSTER WORLDWIDE INCcall | $0 | – | -100,000 | -100.0% | -0.23% | – |
| PRGX | Exit | PRGX GLOBAL INC | $0 | – | -107,107 | -100.0% | -0.32% | – |
| WPRT | Exit | WESTPORT FUEL SYSTEMS INC | $0 | – | -850,000 | -100.0% | -0.88% | – |
| IWM | Exit | ISHARES TRput | $0 | – | -170,800 | -100.0% | -13.58% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-02-15
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BABCOCK & WILCOX ENTERPRIS I | 20 | Q2 2024 | 43.3% |
| QUANTUM CORP | 19 | Q1 2024 | 16.2% |
| HC2 HLDGS INC | 17 | Q4 2019 | 6.4% |
| ALTA EQUIPMENT GROUP INC | 16 | Q4 2023 | 28.5% |
| TRANSACT TECHNOLOGIES INC | 16 | Q2 2024 | 4.9% |
| EOS ENERGY ENTERPRISES INC | 15 | Q2 2024 | 0.5% |
| TELENAV INC | 14 | Q1 2019 | 3.6% |
| MARCHEX INC | 14 | Q2 2024 | 1.8% |
| LUMENTUM HLDGS INC | 14 | Q1 2019 | 0.4% |
| SELECT INTERIOR CONCEPTS INC | 13 | Q3 2021 | 17.2% |
View B. Riley Financial, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Real Good Food Company, Inc. | May 07, 2024 | 940,479 | 4.8% |
| FaZe Holdings Inc.Sold out | March 26, 2024 | 0 | 0.0% |
| MARCHEX INC | March 01, 2024 | 1,557,139 | 4.0% |
| DoubleDown Interactive Co., Ltd. | February 13, 2024 | 2,060,964 | 8.3% |
| ALTA EQUIPMENT GROUP INC.Sold out | February 09, 2024 | 0 | 0.0% |
| Arena Group Holdings, Inc.Sold out | December 04, 2023 | 0 | 0.0% |
| B. Riley Principal 250 Merger Corp.Sold out | June 02, 2023 | 0 | 0.0% |
| Charah Solutions, Inc. | April 18, 2023 | 127,960 | 3.8% |
| Journey Medical Corp | December 29, 2022 | 864,695 | 4.9% |
| Lazydays Holdings, Inc. | November 14, 2022 | 284,980 | 2.7% |
View B. Riley Financial, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 8-K | 2024-09-23 |
| SC 13D/A | 2024-09-05 |
| 4 | 2024-08-27 |
| 8-K | 2024-08-23 |
| 4 | 2024-08-22 |
| SC 13D/A | 2024-08-21 |
| 4 | 2024-08-19 |
| SC 13D/A | 2024-08-16 |
| 13F-HR | 2024-08-14 |
| 4 | 2024-08-14 |
View B. Riley Financial, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (10-K)
- Quarterly reports (10-Q)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.