$150 Million is the total value of B. Riley Financial, Inc.'s 149 reported holdings in Q4 2016. The portfolio turnover from Q3 2016 to Q4 2016 was 46.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| VV | Buy | VANGUARD INDEX FDSlarge cap etf | $7,398,000 | +9.9% | 72,269 | +6.5% | 4.94% | +14.6% |
| MINT | Buy | PIMCO ETF TRenhan shrt ma ac | $6,172,000 | +23.1% | 60,911 | +23.2% | 4.12% | +28.4% |
| SUNS | Buy | SOLAR SR CAP LTD | $4,681,000 | +2.3% | 284,706 | +0.8% | 3.12% | +6.7% |
| ELNK | New | EARTHLINK HLDGS CORP | $4,120,000 | – | 730,565 | +100.0% | 2.75% | – |
| VO | Buy | VANGUARD INDEX FDSmid cap etf | $3,173,000 | +5.5% | 24,109 | +3.8% | 2.12% | +10.0% |
| CDZI | New | CADIZ INC | $2,977,000 | – | 238,135 | +100.0% | 1.99% | – |
| IWR | Buy | ISHARES TRrus mid-cap etf | $2,777,000 | +5.8% | 15,527 | +3.1% | 1.85% | +10.4% |
| BWEN | Buy | BROADWIND ENERGY INC | $2,713,000 | +0.0% | 670,657 | +8.8% | 1.81% | +4.3% |
| PNNT | Buy | PENNANTPARK INVT CORP | $2,705,000 | +13.0% | 353,155 | +11.0% | 1.80% | +17.8% |
| GTYH | New | GTY TECHNOLOGY HOLDINGS INCcl a | $2,687,000 | – | 249,999 | +100.0% | 1.79% | – |
| VTIP | Buy | VANGUARD MALVERN FDSstrm infproidx | $2,639,000 | +2.3% | 53,690 | +3.3% | 1.76% | +6.7% |
| VCIT | Buy | VANGUARD SCOTTSDALE FDSint-term corp | $2,596,000 | +8.7% | 30,290 | +13.6% | 1.73% | +13.3% |
| PFLT | Buy | PENNANTPARK FLOATING RATE CA | $2,539,000 | +7.0% | 179,970 | +0.4% | 1.70% | +11.7% |
| FLOT | Buy | ISHARES TRfltg rate bd etf | $2,489,000 | +920.1% | 49,058 | +920.8% | 1.66% | +964.7% |
| BLVD | Buy | BOULEVARD ACQUISITIONcl a | $2,488,000 | +1107.8% | 251,548 | +1096.7% | 1.66% | +1158.3% |
| CFCO | Buy | CF CORP | $2,125,000 | +326.7% | 214,168 | +321.4% | 1.42% | +344.5% |
| VWO | Buy | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $1,805,000 | +15.9% | 50,439 | +21.9% | 1.20% | +20.9% |
| VTI | Buy | VANGUARD INDEX FDStotal stk mkt | $1,798,000 | +5.0% | 15,592 | +1.4% | 1.20% | +9.5% |
| DSL | Buy | DOUBLELINE INCOME SOLUTIONS | $1,658,000 | +0.1% | 87,321 | +0.9% | 1.11% | +4.3% |
| APPS | Buy | DIGITAL TURBINE INC | $1,504,000 | -27.3% | 2,210,775 | +12.2% | 1.00% | -24.2% |
| NYF | Buy | ISHARES TRnew york mun etf | $1,397,000 | +0.9% | 12,828 | +5.6% | 0.93% | +5.2% |
| NLST | Buy | NETLIST INC | $1,301,000 | +43.6% | 1,275,455 | +74.5% | 0.87% | +49.7% |
| ARCC | Buy | ARES CAP CORP | $1,285,000 | +8.0% | 77,899 | +1.5% | 0.86% | +12.6% |
| LDUR | Buy | PIMCO ETF TRlow durtn ac etf | $1,021,000 | +48.4% | 10,177 | +49.4% | 0.68% | +54.8% |
| AHPA | New | AVISTA HEALTHCARE PUB ACQ COcl a | $985,000 | – | 100,000 | +100.0% | 0.66% | – |
| USMV | Buy | ISHARES TRmin vol usa etf | $962,000 | +7.5% | 21,269 | +8.0% | 0.64% | +12.0% |
| NTG | Buy | TORTOISE MLP FD INC | $881,000 | +36.4% | 46,160 | +42.8% | 0.59% | +42.4% |
| MUB | Buy | ISHARES TRnational mun etf | $820,000 | +3.5% | 7,580 | +8.0% | 0.55% | +7.9% |
| Buy | GARRISON CAP INC | $702,000 | -5.3% | 75,055 | +2.6% | 0.47% | -1.1% | |
| PAH | New | PLATFORM SPECIALTY PRODS COR | $589,000 | – | 60,000 | +100.0% | 0.39% | – |
| ACWX | Buy | ISHARES TRmsci acwi ex us | $568,000 | +2.5% | 14,108 | +5.6% | 0.38% | +6.8% |
| DNL | New | WISDOMTREE TRglb us qtly div | $563,000 | – | 12,222 | +100.0% | 0.38% | – |
| IEFA | New | ISHARES TRcore msci eafe | $551,000 | – | 10,275 | +100.0% | 0.37% | – |
| EFAV | Buy | ISHARES TRmin vol eafe etf | $540,000 | +6.1% | 8,819 | +17.1% | 0.36% | +10.4% |
| AIF | Buy | APOLLO TACTICAL INCOME FD IN | $537,000 | +0.2% | 34,767 | +0.3% | 0.36% | +4.4% |
| IBB | Buy | ISHARES TRnasdq biotec etf | $504,000 | +20.0% | 1,901 | +30.9% | 0.34% | +24.9% |
| VPL | Buy | VANGUARD INTL EQUITY INDEX Fftse pacific etf | $480,000 | +138.8% | 8,251 | +148.1% | 0.32% | +148.1% |
| MS | New | MORGAN STANLEY | $465,000 | – | 11,000 | +100.0% | 0.31% | – |
| PGX | Buy | POWERSHARES ETF TR IIpfd portfolio | $445,000 | +24.0% | 31,244 | +31.8% | 0.30% | +29.1% |
| NMFC | New | NEW MTN FIN CORP | $423,000 | – | 30,000 | +100.0% | 0.28% | – |
| MCFT | New | MCBC HLDGS INC | $423,000 | – | 28,980 | +100.0% | 0.28% | – |
| CLAC | Buy | CAPITOL ACQUISITION CORP III | $378,000 | +101.1% | 37,950 | +97.7% | 0.25% | +110.0% |
| IGSB | New | ISHARES TR1-3 yr cr bd etf | $375,000 | – | 3,578 | +100.0% | 0.25% | – |
| VEU | Buy | VANGUARD INTL EQUITY INDEX Fallwrld ex us | $300,000 | +8.3% | 6,784 | +11.1% | 0.20% | +13.0% |
| MXI | Buy | ISHARES TRglobal mater etf | $299,000 | +14.1% | 5,448 | +11.4% | 0.20% | +19.0% |
| VUG | Buy | VANGUARD INDEX FDSgrowth etf | $287,000 | +2.1% | 2,578 | +3.0% | 0.19% | +6.7% |
| RA | New | BROOKFIELD REAL ASSETS INCOM | $272,000 | – | 12,206 | +100.0% | 0.18% | – |
| MRVL | Buy | MARVELL TECHNOLOGY GROUP LTDord | $271,000 | +14.3% | 19,513 | +9.1% | 0.18% | +19.1% |
| TACT | Buy | TRANSACT TECHNOLOGIES INC | $269,000 | +14.5% | 40,831 | +28.7% | 0.18% | +20.0% |
| PFSW | New | PFSWEB INC | $269,000 | – | 31,604 | +100.0% | 0.18% | – |
| PBH | Buy | PRESTIGE BRANDS HLDGS INC | $269,000 | +22.8% | 5,160 | +13.5% | 0.18% | +28.6% |
| MPAA | New | MOTORCAR PTS AMER INC | $267,000 | – | 9,933 | +100.0% | 0.18% | – |
| BV | Buy | BAZAARVOICE INC | $267,000 | -10.7% | 55,030 | +8.7% | 0.18% | -6.8% |
| TIVO | Buy | TIVO CORP | $265,000 | +16.2% | 12,700 | +8.4% | 0.18% | +21.2% |
| FLEX | New | FLEX LTDord | $262,000 | – | 18,231 | +100.0% | 0.18% | – |
| IMAX | New | IMAX CORP | $257,000 | – | 8,200 | +100.0% | 0.17% | – |
| TRUE | New | TRUECAR INC | $255,000 | – | 20,408 | +100.0% | 0.17% | – |
| IWO | Buy | ISHARES TRrus 2000 grw etf | $252,000 | +19.4% | 1,637 | +15.4% | 0.17% | +24.4% |
| MAT | Buy | MATTEL INC | $249,000 | +12.2% | 9,036 | +23.1% | 0.17% | +16.9% |
| GSM | New | FERROGLOBE PLC | $247,000 | – | 22,833 | +100.0% | 0.16% | – |
| CAMP | Buy | CALAMP CORP | $243,000 | +15.2% | 16,766 | +10.6% | 0.16% | +20.0% |
| DKS | Buy | DICKS SPORTING GOODS INC | $242,000 | +2.1% | 4,561 | +9.0% | 0.16% | +6.6% |
| SWKS | Buy | SKYWORKS SOLUTIONS INC | $239,000 | -1.6% | 3,196 | +0.0% | 0.16% | +2.6% |
| FNSR | Buy | FINISAR CORP | $238,000 | +3.9% | 7,871 | +2.3% | 0.16% | +8.2% |
| AEO | Buy | AMERICAN EAGLE OUTFITTERS NE | $236,000 | +5.4% | 15,529 | +24.1% | 0.16% | +10.5% |
| PBE | Buy | POWERSHARES ETF TRUSTdyn biot & gen | $237,000 | +3.0% | 6,102 | +11.5% | 0.16% | +7.5% |
| VSAT | Buy | VIASAT INC | $233,000 | +1.7% | 3,514 | +14.5% | 0.16% | +6.1% |
| MACQ | New | M I ACQUISITIONS INC | $215,000 | – | 21,500 | +100.0% | 0.14% | – |
| MXWL | New | MAXWELL TECHNOLOGIES INC | $116,000 | – | 22,705 | +100.0% | 0.08% | – |
| PACE | New | PACE HLDGS CORPcl a | $109,000 | – | 10,783 | +100.0% | 0.07% | – |
| Buy | PDL BIOPHARMA INCnote 4.000% 2/0 | $72,000 | +46.9% | 74,000 | +48.0% | 0.05% | +54.8% | |
| AHPAW | New | AVISTA HEALTHCARE PUB ACQ CO*w exp 99/99/999 | $45,000 | – | 100,000 | +100.0% | 0.03% | – |
| GTYHW | New | GTY TECHNOLOGY HOLDINGS INC*w exp 99/99/999 | $42,000 | – | 83,333 | +100.0% | 0.03% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-02-15
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BABCOCK & WILCOX ENTERPRIS I | 17 | Q3 2023 | 43.3% |
| QUANTUM CORP | 17 | Q3 2023 | 16.2% |
| HC2 HLDGS INC | 17 | Q4 2019 | 6.4% |
| ALTA EQUIPMENT GROUP INC | 15 | Q3 2023 | 27.6% |
| TELENAV INC | 14 | Q1 2019 | 3.6% |
| LUMENTUM HLDGS INC | 14 | Q1 2019 | 0.4% |
| SELECT INTERIOR CONCEPTS INC | 13 | Q3 2021 | 17.2% |
| TRANSACT TECHNOLOGIES INC | 13 | Q3 2023 | 2.6% |
| VIASAT INC | 13 | Q1 2019 | 0.4% |
| NOVAVAX INC | 13 | Q1 2019 | 0.4% |
View B. Riley Financial, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| B. Riley Principal 250 Merger Corp.Sold out | June 02, 2023 | 0 | 0.0% |
| Charah Solutions, Inc. | April 18, 2023 | 127,960 | 3.8% |
| Journey Medical Corp | December 29, 2022 | 864,695 | 4.9% |
| Lazydays Holdings, Inc. | November 14, 2022 | 284,980 | 2.7% |
| TRANSACT TECHNOLOGIES INC | October 11, 2022 | 1,034,366 | 10.4% |
| Eos Energy Enterprises, Inc. | August 10, 2022 | 2,885,256 | 4.8% |
| QUANTUM CORP /DE/ | August 08, 2022 | 4,099,956 | 4.0% |
| Applied Blockchain, Inc. | February 11, 2022 | 1,065,540 | 0.3% |
| Global Ship Lease, Inc. | February 11, 2022 | 1,387,626 | 3.8% |
| Exela Technologies, Inc.Sold out | February 01, 2022 | 0 | 0.0% |
View B. Riley Financial, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 10-Q | 2024-05-15 |
| 8-K | 2024-05-15 |
| 13F-HR | 2024-05-13 |
| NT 10-Q | 2024-05-13 |
| DEF 14A | 2024-05-10 |
| DEFA14A | 2024-05-10 |
| SC 13G/A | 2024-05-07 |
| 8-K | 2024-05-01 |
| 10-K/A | 2024-04-29 |
| 10-K | 2024-04-24 |
View B. Riley Financial, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (10-K)
- Quarterly reports (10-Q)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.