$3.14 Billion is the total value of UNITED CAPITAL FINANCIAL ADVISORS, LLC's 678 reported holdings in Q3 2013. The portfolio turnover from Q2 2013 to Q3 2013 was 32.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AAPL | Buy | Apple Computer | $96,936,000 | +21.6% | 203,327 | +1.1% | 3.09% | +46.0% |
| IVW | Buy | iShares S&P 500 Growth Indexetf | $70,814,000 | +14.5% | 792,463 | +7.6% | 2.26% | +37.4% |
| IWV | Buy | iShares Russell 3000 Indexetf | $70,524,000 | +8.3% | 697,288 | +3.3% | 2.25% | +30.0% |
| SCHB | Buy | Schwab U.S. Broad Market ETFetf | $66,673,000 | +23.8% | 1,622,611 | +17.2% | 2.13% | +48.6% |
| IVV | Buy | iShares Core S&P 500 ETFetf | $64,591,000 | +10.4% | 382,420 | +5.1% | 2.06% | +32.4% |
| IVE | Buy | iShares S&P 500 Value Indexetf | $63,220,000 | +22.1% | 807,195 | +18.1% | 2.02% | +46.5% |
| VTI | Buy | Vanguard Total Stock Market ETFetf | $58,517,000 | +34.2% | 667,624 | +26.6% | 1.87% | +61.1% |
| XLF | Buy | Financial Select Sector SPDRetf | $55,779,000 | +18.8% | 2,802,240 | +16.1% | 1.78% | +42.6% |
| XLY | Buy | Consumer Discret Select Sector SPDRetf | $53,378,000 | +19.5% | 880,384 | +11.2% | 1.70% | +43.4% |
| IYJ | Buy | iShares U.S. Industrials ETFetf | $52,938,000 | +22.6% | 584,818 | +12.4% | 1.69% | +47.2% |
| IYW | Buy | iShares U.S. Technology ETFetf | $52,836,000 | +19.5% | 670,510 | +11.6% | 1.68% | +43.3% |
| XLB | Buy | Materials Select Sector SPDRetf | $52,712,000 | +33.1% | 1,254,754 | +21.5% | 1.68% | +59.7% |
| IYE | Buy | iShares U.S. Energy ETFetf | $52,651,000 | +27.8% | 1,117,855 | +20.8% | 1.68% | +53.2% |
| IYH | New | iShares U.S. Healthcare ETFetf | $52,455,000 | – | 490,604 | +100.0% | 1.67% | – |
| TIP | Buy | iShares Barclays TIPS Bondetf | $52,359,000 | +5.9% | 465,082 | +5.4% | 1.67% | +27.1% |
| IDU | Buy | iShares U.S. Utilities ETFetf | $52,055,000 | +23.3% | 554,427 | +24.3% | 1.66% | +48.0% |
| EFA | Buy | iShares MSCI EAFEetf | $45,944,000 | +13.4% | 720,121 | +1.8% | 1.46% | +36.2% |
| XOM | Buy | Exxon Mobil Corporation | $39,708,000 | +7.4% | 461,501 | +12.8% | 1.27% | +28.9% |
| GOOGL | Sell | Google, Inc. | $38,481,000 | -4.7% | 43,933 | -4.2% | 1.23% | +14.5% |
| EEM | Buy | iShares MSCI Emerging Marketsetf | $37,499,000 | +178.6% | 920,103 | +163.2% | 1.20% | +233.8% |
| IEFA | Buy | iShares Core MSCI EAFE ETFetf | $36,564,000 | +33.6% | 634,348 | +19.3% | 1.17% | +60.4% |
| SDY | Sell | SPDR S&P Dividendetf | $36,476,000 | -6.5% | 529,091 | -10.1% | 1.16% | +12.3% |
| JPM | Buy | JPMorgan Chase & Co | $30,384,000 | +18.7% | 587,821 | +21.3% | 0.97% | +42.5% |
| MINT | Sell | PIMCO Enhanced Short Maturity ETFetf | $29,787,000 | -2.9% | 293,767 | -3.0% | 0.95% | +16.6% |
| IJT | Buy | iShares S&P SmallCap 600 Growthetf | $27,193,000 | +15.0% | 250,950 | +2.8% | 0.87% | +38.1% |
| IWM | Sell | iShares Russell 2000 Indexetf | $27,083,000 | +5.1% | 254,039 | -4.4% | 0.86% | +26.0% |
| VGK | Sell | Vanguard FTSE Europe ETFetf | $27,011,000 | +9.1% | 495,623 | -3.6% | 0.86% | +30.9% |
| MBB | Sell | iShares Barclays MBS Bondetf | $26,902,000 | -41.1% | 253,987 | -41.5% | 0.86% | -29.3% |
| BRKB | Buy | Berkshire Hathaway Class B | $24,918,000 | +25.1% | 219,525 | +23.4% | 0.79% | +50.1% |
| TLT | Buy | iShares Barclays 20+ Year Treas Bondetf | $24,845,000 | +19.1% | 233,503 | +23.6% | 0.79% | +43.0% |
| BND | Buy | Vanguard Total Bond Market ETFetf | $22,817,000 | +12.6% | 282,104 | +12.6% | 0.73% | +35.1% |
| V | Buy | Visa, Inc. | $22,760,000 | +43.0% | 119,101 | +36.8% | 0.73% | +71.6% |
| VOD | Sell | Vodafone Group PLC | $22,385,000 | +11.5% | 636,305 | -8.9% | 0.71% | +34.0% |
| EFV | Buy | iShares MSCI EAFE Valueetf | $21,932,000 | +20.9% | 403,088 | +7.5% | 0.70% | +45.0% |
| AGG | Buy | iShares Core Total US Bond Market ETFetf | $21,876,000 | +6.4% | 204,070 | +6.4% | 0.70% | +27.7% |
| EFG | Buy | iShares MSCI EAFE Growthetf | $20,310,000 | +13.6% | 298,100 | +3.0% | 0.65% | +36.2% |
| BIP | Buy | Brookfield Infrastructure Partners LP | $17,532,000 | +5.4% | 461,113 | +1.2% | 0.56% | +26.5% |
| IEMG | Buy | iShares Core MSCI Emerging Markets ETFetf | $17,181,000 | +34.1% | 353,152 | +27.0% | 0.55% | +61.2% |
| USIG | Sell | iShares Barclays Credit Bondetf | $17,161,000 | -20.0% | 160,163 | -19.8% | 0.55% | -4.0% |
| ABT | Buy | Abbott Laboratories | $17,106,000 | -3.1% | 515,395 | +1.8% | 0.54% | +16.2% |
| MET | Sell | MetLife Inc | $17,082,000 | -2.2% | 363,834 | -4.7% | 0.54% | +17.5% |
| COP | Sell | ConocoPhillips | $17,017,000 | +6.0% | 244,808 | -7.7% | 0.54% | +27.2% |
| HYS | New | PIMCO 0-5 Year Hi Yld Corp Bond Idx ETFetf | $16,042,000 | – | 152,926 | +100.0% | 0.51% | – |
| BOND | Buy | PIMCO Total Return ETFetf | $15,661,000 | +11.3% | 147,923 | +10.9% | 0.50% | +33.4% |
| CSCO | Sell | Cisco Systems Inc | $15,647,000 | -5.1% | 667,779 | -1.5% | 0.50% | +13.9% |
| AIG | Buy | American Intl Group Inc | $15,388,000 | +14.0% | 316,428 | +4.8% | 0.49% | +36.8% |
| EQT | Sell | EQT Corp | $15,366,000 | +4.0% | 173,197 | -7.0% | 0.49% | +24.7% |
| VONG | Buy | Vanguard Russell 1000 Growth Index ETFetf | $15,112,000 | +14.8% | 188,695 | +6.7% | 0.48% | +37.7% |
| COF | Sell | Capital One Financial Corp | $15,029,000 | +9.3% | 218,641 | -0.1% | 0.48% | +31.2% |
| IGSB | Buy | iShares Barclays 1-3 Year Credit Bondetf | $13,701,000 | +566.4% | 130,141 | +564.8% | 0.44% | +694.5% |
| PEP | Sell | PepsiCo Inc | $13,558,000 | -66.6% | 170,535 | -65.7% | 0.43% | -60.0% |
| IJS | Buy | iShares S&P SmallCap 600 Value Indexetf | $12,982,000 | +24.5% | 127,001 | +13.8% | 0.41% | +49.5% |
| SPY | Buy | SPDR S&P 500etf | $12,850,000 | +5.1% | 76,486 | +0.3% | 0.41% | +26.2% |
| SHY | Buy | iShares Barclays 1-3 Year Treasury Bondetf | $12,544,000 | +1847.8% | 148,505 | +1843.5% | 0.40% | +2252.9% |
| JPMWS | Buy | JPMorgan Chase Wtswarrants | $12,457,000 | +10.8% | 743,276 | +3.1% | 0.40% | +32.8% |
| XLV | Sell | Health Care Select Sector SPDRetf | $12,343,000 | -77.7% | 243,981 | -79.0% | 0.39% | -73.2% |
| IJR | Buy | iShares Core S&P Small-Cap ETFetf | $12,075,000 | +18.0% | 120,996 | +6.8% | 0.38% | +41.5% |
| KMI | Buy | Kinder Morgan, Inc. | $11,953,000 | -1.4% | 336,046 | +5.7% | 0.38% | +18.3% |
| VWO | Sell | Vanguard FTSE Emerging Markets ETFetf | $11,894,000 | -42.6% | 296,339 | -44.5% | 0.38% | -31.2% |
| MRK | Sell | Merck & Co Inc | $11,744,000 | +2.3% | 246,675 | -0.2% | 0.37% | +22.6% |
| CVX | Sell | Chevron Corp | $11,588,000 | -68.4% | 95,375 | -69.2% | 0.37% | -62.1% |
| GLD | Sell | SPDR Gold Sharesetf | $11,529,000 | -1.1% | 89,943 | -8.1% | 0.37% | +18.7% |
| TGT | Buy | Target Corp | $11,448,000 | -4.2% | 178,930 | +3.1% | 0.36% | +15.1% |
| IJH | Buy | iShares Core S&P Mid-Cap ETFetf | $10,952,000 | +25.0% | 88,223 | +16.3% | 0.35% | +49.8% |
| T | Buy | AT&T Inc | $10,373,000 | -0.5% | 306,706 | +4.2% | 0.33% | +19.5% |
| SLB | Sell | Schlumberger NV | $10,381,000 | -57.4% | 117,485 | -65.5% | 0.33% | -48.9% |
| PM | Sell | Philip Morris International, Inc. | $10,361,000 | -42.5% | 119,650 | -42.4% | 0.33% | -31.0% |
| VBR | Sell | Vanguard Small Cap Value ETFetf | $10,101,000 | +1.3% | 111,932 | -6.0% | 0.32% | +21.5% |
| MO | Sell | Altria Group Inc. | $10,033,000 | -2.3% | 292,095 | -0.5% | 0.32% | +17.2% |
| IWF | Sell | iShares Russell 1000 Growth Indexetf | $9,997,000 | -7.9% | 127,840 | -14.3% | 0.32% | +10.8% |
| EWJ | Sell | iShares MSCI Japan Indexetf | $9,876,000 | +0.7% | 828,512 | -5.3% | 0.32% | +20.7% |
| HD | Buy | Home Depot, Inc. | $9,884,000 | +62.6% | 130,307 | +66.0% | 0.32% | +95.7% |
| MMM | Buy | 3M Co | $9,649,000 | +12.5% | 80,804 | +3.0% | 0.31% | +35.1% |
| IBM | Sell | International Business Machines Corp | $9,389,000 | -67.0% | 50,700 | -66.0% | 0.30% | -60.4% |
| CME | Buy | CME Group, Inc. | $8,942,000 | -0.8% | 121,040 | +2.0% | 0.28% | +19.2% |
| QCOR | Buy | Questcor Pharmaceuticals, Inc. | $8,802,000 | +32.3% | 151,756 | +3.7% | 0.28% | +58.8% |
| GS | Buy | Goldman Sachs Group Inc | $8,808,000 | +7.4% | 55,671 | +2.7% | 0.28% | +28.9% |
| SCZ | Buy | iShares MSCI EAFE Small-Capetf | $8,758,000 | +33.2% | 180,550 | +15.1% | 0.28% | +59.4% |
| ACN | Sell | Accenture PLC | $8,653,000 | -4.1% | 117,508 | -6.3% | 0.28% | +15.0% |
| BLL | Buy | Ball Corporation | $8,605,000 | +12.2% | 191,734 | +3.8% | 0.27% | +34.3% |
| IWD | Sell | iShares Russell 1000 Value Indexetf | $8,502,000 | -3.2% | 98,635 | -5.9% | 0.27% | +16.3% |
| VO | Buy | Vanguard Mid-Cap ETFetf | $8,467,000 | +2110.7% | 82,622 | +1950.7% | 0.27% | +2600.0% |
| DIS | Buy | Walt Disney Co | $8,418,000 | +25.1% | 130,538 | +22.5% | 0.27% | +49.7% |
| MUB | Buy | iShares S&P National AMT-Free Muni Bdetf | $8,390,000 | +5.2% | 80,290 | +5.7% | 0.27% | +25.9% |
| ALGN | Buy | Align Technology, Inc. | $8,321,000 | +29.9% | 172,990 | +0.0% | 0.26% | +55.9% |
| EPP | New | Ishares MSCI Pacific ex-Japanetf | $8,157,000 | – | 171,195 | +100.0% | 0.26% | – |
| EWC | Buy | iShares MSCI Canada Indexetf | $8,073,000 | +130.9% | 285,172 | +113.3% | 0.26% | +176.3% |
| ABBV | Buy | Abbvie Inc | $8,045,000 | +13.9% | 179,868 | +5.3% | 0.26% | +36.2% |
| BDX | Sell | Becton Dickinson & Co. | $7,996,000 | -0.7% | 79,941 | -1.9% | 0.26% | +19.2% |
| PCY | New | PowerShares Emerging Mkts Sovereign Debtetf | $7,861,000 | – | 287,543 | +100.0% | 0.25% | – |
| PFE | Sell | Pfizer Inc | $7,849,000 | -31.1% | 273,247 | -32.8% | 0.25% | -17.5% |
| DLN | Sell | WisdomTree LargeCap Dividendetf | $7,749,000 | -10.0% | 126,590 | -12.0% | 0.25% | +7.9% |
| DVY | Sell | iShares Select Dividend ETFetf | $7,685,000 | -32.8% | 115,847 | -35.1% | 0.24% | -19.4% |
| VZ | Buy | Verizon Communications Inc | $7,676,000 | -6.8% | 164,447 | +0.5% | 0.24% | +11.9% |
| MOS | New | Mosaic Co | $7,592,000 | – | 176,480 | +100.0% | 0.24% | – |
| EMR | Sell | Emerson Electric Co. | $7,568,000 | -54.9% | 116,964 | -62.0% | 0.24% | -46.0% |
| LYB | Sell | Lyondellbasell Industries NV | $7,426,000 | +3.5% | 101,411 | -6.4% | 0.24% | +24.1% |
| TLH | Buy | iShares Barclays 10-20 Year Treasury Bdetf | $7,338,000 | +8.7% | 58,616 | +9.9% | 0.23% | +30.7% |
| COFWS | Buy | Capital One Financial Corporation Warrantswarrants | $7,083,000 | +30.7% | 243,502 | +8.9% | 0.23% | +56.9% |
| JNJ | Sell | Johnson & Johnson | $7,006,000 | -71.9% | 80,818 | -72.2% | 0.22% | -66.4% |
| ORCL | Sell | Oracle Corporation | $6,924,000 | +6.9% | 208,739 | -1.0% | 0.22% | +28.5% |
| C | Sell | Citigroup Inc | $6,827,000 | -21.8% | 140,724 | -22.6% | 0.22% | -6.0% |
| ESRX | Sell | Express Scripts | $6,812,000 | -3.4% | 110,233 | -3.5% | 0.22% | +16.0% |
| MCD | Sell | McDonald's Corporation | $6,761,000 | -47.9% | 70,273 | -46.4% | 0.22% | -37.4% |
| KRFT | Buy | Kraft Foods Group Inc | $6,769,000 | -4.9% | 128,973 | +1.2% | 0.22% | +14.3% |
| GE | Sell | General Electric Co | $6,677,000 | -80.3% | 279,472 | -80.9% | 0.21% | -76.3% |
| AFL | Sell | Aflac Inc. | $6,640,000 | -3.3% | 107,117 | -9.4% | 0.21% | +16.5% |
| VB | Buy | Vanguard Small Cap ETFetf | $6,592,000 | +1342.5% | 64,321 | +1218.6% | 0.21% | +1650.0% |
| BEAV | Buy | BE Aerospace Inc | $6,483,000 | +19.3% | 87,816 | +2.0% | 0.21% | +43.8% |
| IDV | Buy | iShares International Select Div ETFetf | $6,426,000 | +93.6% | 177,231 | +69.9% | 0.20% | +133.0% |
| LH | Sell | Laboratory Corporation of America Holdings | $6,359,000 | -4.5% | 64,141 | -3.6% | 0.20% | +14.7% |
| VOO | Sell | Vanguard S&P 500 ETFetf | $6,318,000 | -3.6% | 82,047 | -8.2% | 0.20% | +15.5% |
| VNQ | Sell | Vanguard REIT Index ETFetf | $6,234,000 | -6.7% | 94,256 | -3.1% | 0.20% | +11.8% |
| MON | Sell | Monsanto Company | $6,238,000 | +2.4% | 59,766 | -3.1% | 0.20% | +22.8% |
| NVS | Sell | Novartis AG | $6,170,000 | -4.0% | 80,427 | -11.6% | 0.20% | +15.2% |
| F | Buy | Ford Motor Co | $6,171,000 | +310.0% | 365,808 | +276.1% | 0.20% | +392.5% |
| BA | Sell | Boeing | $5,930,000 | +0.3% | 50,468 | -12.6% | 0.19% | +20.4% |
| AGN | Buy | Allergan, Inc. | $5,871,000 | +8.1% | 64,914 | +0.6% | 0.19% | +29.9% |
| CAM | New | Cameron International Corporation | $5,830,000 | – | 99,881 | +100.0% | 0.19% | – |
| STI | New | SunTrust Banks Inc | $5,834,000 | – | 179,960 | +100.0% | 0.19% | – |
| LLY | Sell | Eli Lilly and Company | $5,759,000 | -8.2% | 114,433 | -10.4% | 0.18% | +10.2% |
| PFF | Sell | iShares S&P U.S. Preferred Stock Indexetf | $5,779,000 | -67.1% | 152,075 | -66.0% | 0.18% | -60.5% |
| WM | Sell | Waste Management Inc | $5,753,000 | -6.5% | 139,490 | -8.6% | 0.18% | +12.3% |
| PX | Buy | Praxair, Inc. | $5,747,000 | +7.9% | 47,810 | +3.3% | 0.18% | +28.9% |
| RL | New | Ralph Lauren Corp | $5,723,000 | – | 34,742 | +100.0% | 0.18% | – |
| VDE | New | Vanguard Energy ETFetf | $5,681,000 | – | 47,611 | +100.0% | 0.18% | – |
| SCHV | Buy | Schwab U.S. Large-Cap Value ETFetf | $5,612,000 | +25.4% | 150,447 | +21.7% | 0.18% | +50.4% |
| RSP | Buy | Guggenheim S&P 500 Equal Weightetf | $5,573,000 | +13.5% | 85,468 | +6.7% | 0.18% | +36.9% |
| CHKP | Sell | Check Point Software Technologies, Ltd. | $5,551,000 | +13.8% | 98,150 | -0.0% | 0.18% | +36.2% |
| SNDK | New | SanDisk Corp | $5,478,000 | – | 92,046 | +100.0% | 0.18% | – |
| NTAP | Buy | NetApp, Inc. | $5,454,000 | +13.2% | 127,977 | +0.4% | 0.17% | +35.9% |
| CTSH | Sell | Cognizant Technology Solutions Corporation | $5,415,000 | -11.7% | 65,937 | -32.6% | 0.17% | +6.1% |
| SWN | Sell | Southwestern Energy Company | $5,350,000 | -1.6% | 147,071 | -1.2% | 0.17% | +18.8% |
| EBAY | Sell | eBay Inc | $5,376,000 | +0.9% | 96,344 | -6.5% | 0.17% | +20.4% |
| DON | New | WisdomTree MidCap Dividendetf | $5,319,000 | – | 76,511 | +100.0% | 0.17% | – |
| CELG | Sell | Celgene Corporation | $5,319,000 | -64.7% | 34,511 | -73.2% | 0.17% | -57.5% |
| SCHG | Buy | Schwab U.S. Large-Cap Growth ETFetf | $5,312,000 | +31.4% | 129,305 | +21.9% | 0.17% | +57.9% |
| VONV | Sell | Vanguard Russell 1000 Value Index ETFetf | $5,300,000 | -2.8% | 70,464 | -6.1% | 0.17% | +16.6% |
| PPG | Sell | PPG Industries, Inc. | $5,250,000 | +10.4% | 31,425 | -3.2% | 0.17% | +32.5% |
| SCHZ | Buy | Schwab U.S. Aggregate Bond ETFetf | $5,211,000 | +12.7% | 102,518 | +12.1% | 0.17% | +35.0% |
| DEM | Sell | WisdomTree Emerging Markets Equity Incetf | $5,139,000 | +6.2% | 99,419 | -0.8% | 0.16% | +27.1% |
| SIEGY | Sell | Siemens AG | $5,147,000 | -22.6% | 42,714 | -34.9% | 0.16% | -7.3% |
| FL | Buy | Foot Locker Inc | $5,117,000 | -3.1% | 150,770 | +0.3% | 0.16% | +16.4% |
| KMR | Sell | Kinder Morgan Management LLC | $5,066,000 | -12.0% | 67,585 | -1.9% | 0.16% | +5.9% |
| Archer Daniels Midland Cocorporate bond | $5,019,000 | +0.8% | 49,300 | 0.0% | 0.16% | +21.2% | ||
| APA | Sell | Apache Corp | $4,981,000 | -24.6% | 58,504 | -25.8% | 0.16% | -9.7% |
| ET | Buy | Energy Transfer Equity LP | $4,988,000 | +15.5% | 75,822 | +5.0% | 0.16% | +38.3% |
| SLM | Sell | SLM Corp | $4,969,000 | -19.3% | 199,555 | -25.9% | 0.16% | -3.7% |
| URBN | Buy | Urban Outfitters Inc. | $4,879,000 | -8.2% | 132,699 | +0.4% | 0.16% | +10.6% |
| EIX | Sell | Edison International | $4,888,000 | -6.6% | 106,115 | -2.3% | 0.16% | +12.2% |
| SCHF | Buy | Schwab International Equity ETFetf | $4,796,000 | +33.9% | 157,801 | +20.0% | 0.15% | +61.1% |
| INTC | Sell | Intel Corp | $4,768,000 | -57.4% | 208,038 | -54.9% | 0.15% | -48.8% |
| BLK | Buy | BlackRock Inc | $4,741,000 | +6.7% | 17,518 | +1.3% | 0.15% | +28.0% |
| VIG | Sell | Vanguard Dividend Appreciation ETFetf | $4,616,000 | +4.8% | 66,307 | -0.4% | 0.15% | +25.6% |
| EPD | Sell | Enterprise Products Partners LP | $4,518,000 | -75.5% | 74,012 | -75.1% | 0.14% | -70.7% |
| UL | Buy | Unilever PLC | $4,526,000 | +1327.8% | 117,311 | +1397.3% | 0.14% | +1700.0% |
| OEF | Buy | iShares S&P 100 Indexetf | $4,459,000 | +10.9% | 59,580 | +6.6% | 0.14% | +32.7% |
| SCHE | Buy | Schwab Emerging Markets Equity ETFetf | $4,412,000 | +8.1% | 179,428 | +2.7% | 0.14% | +30.6% |
| EOG | Sell | EOG Resources | $4,406,000 | +12.4% | 26,029 | -12.6% | 0.14% | +34.6% |
| DES | Sell | WisdomTree SmallCap Dividendetf | $4,336,000 | -0.8% | 69,226 | -7.5% | 0.14% | +19.0% |
| RDSA | Sell | Royal Dutch Shell PLC | $4,324,000 | -68.3% | 65,832 | -69.2% | 0.14% | -62.0% |
| TFI | Sell | SPDR Nuveen Barclays Capital Muni Bondetf | $4,237,000 | -7.9% | 185,515 | -7.8% | 0.14% | +10.7% |
| AMJ | Sell | Jpmorgan Alerian Mlp Index Etnetf | $4,246,000 | -19.8% | 95,200 | -16.1% | 0.14% | -4.3% |
| QQQ | Sell | PowerShares QQQetf | $4,224,000 | +10.0% | 53,548 | -0.6% | 0.14% | +32.4% |
| BWP | Buy | Boardwalk Pipeline Partners LP | $4,184,000 | +3.6% | 137,760 | +3.0% | 0.13% | +24.3% |
| ATI | Buy | Allegheny Technologies Inc | $4,181,000 | +19.9% | 136,988 | +3.4% | 0.13% | +43.0% |
| KO | Sell | Coca-Cola Co | $4,121,000 | -57.9% | 108,791 | -55.4% | 0.13% | -49.6% |
| KBR | Buy | KBR, Inc. | $4,111,000 | +940.8% | 125,957 | +936.3% | 0.13% | +1210.0% |
| IWO | Sell | iShares Russell 2000 Growth Index Fundetf | $4,073,000 | +3.0% | 32,367 | -8.7% | 0.13% | +23.8% |
| AESPRC | Sell | AES Trust III 6.75% Conv Pfdpreferred stock | $4,060,000 | -2.6% | 80,550 | -2.4% | 0.13% | +16.2% |
| NE | Sell | Noble Corporation | $3,987,000 | -11.7% | 105,549 | -12.2% | 0.13% | +5.8% |
| A | Sell | Agilent Technologies Inc | $3,897,000 | +17.4% | 76,046 | -2.1% | 0.12% | +40.9% |
| GVI | Buy | iShares Barclays Interm Govt/Credit Bondetf | $3,862,000 | +12.5% | 35,076 | +12.2% | 0.12% | +35.2% |
| MDY | Buy | SPDR S&P MidCap 400etf | $3,869,000 | +13.2% | 17,095 | +5.1% | 0.12% | +35.2% |
| BAC | Sell | Bank of America Corp | $3,723,000 | -0.8% | 269,774 | -7.6% | 0.12% | +19.0% |
| SCHM | Buy | Schwab U.S. Mid-Cap ETFetf | $3,735,000 | +28.4% | 107,889 | +18.5% | 0.12% | +54.5% |
| CL | Sell | Colgate-Palmolive Company | $3,746,000 | -76.2% | 63,174 | -77.0% | 0.12% | -71.5% |
| EXPE | Sell | Expedia, Inc. | $3,649,000 | -17.1% | 70,426 | -3.8% | 0.12% | -0.9% |
| AMLP | Buy | ALPS Alerian MLP ETFetf | $3,582,000 | +18.6% | 203,656 | +20.4% | 0.11% | +42.5% |
| DWX | Sell | SPDR S&P International Dividendetf | $3,467,000 | +5.5% | 74,319 | -1.3% | 0.11% | +27.6% |
| VOX | Sell | Vanguard Telecom Services ETFetf | $3,476,000 | -20.6% | 43,036 | -22.4% | 0.11% | -4.3% |
| AET | New | Aetna Inc | $3,375,000 | – | 52,721 | +100.0% | 0.11% | – |
| COST | Sell | Costco Wholesale Corporation | $3,389,000 | +3.9% | 29,429 | -0.3% | 0.11% | +24.1% |
| SPWR | New | SunPower Corporation | $3,350,000 | – | 128,073 | +100.0% | 0.11% | – |
| HCN | Buy | Health Care REIT, Inc. | $3,336,000 | -4.8% | 53,478 | +2.2% | 0.11% | +14.0% |
| PAYX | Sell | Paychex, Inc. | $3,335,000 | -38.0% | 82,072 | -44.2% | 0.11% | -25.9% |
| KSS | Sell | Kohl's Corp | $3,293,000 | -40.5% | 63,631 | -41.9% | 0.10% | -28.6% |
| BBBY | Sell | Bed, Bath & Beyond, Inc. | $3,263,000 | +5.2% | 42,180 | -3.5% | 0.10% | +26.8% |
| HTS | Buy | Hatteras Financial Corporation | $3,263,000 | +1.3% | 174,386 | +33.4% | 0.10% | +20.9% |
| SO | Sell | Southern Co | $3,261,000 | -12.3% | 79,182 | -6.1% | 0.10% | +5.1% |
| ADT | Buy | ADT Corporation | $3,173,000 | +411.8% | 78,031 | +401.5% | 0.10% | +531.2% |
| UTX | Sell | United Technologies Corp | $3,126,000 | -66.5% | 28,992 | -71.1% | 0.10% | -59.7% |
| DLR | Sell | Digital Realty Trust, Inc. | $3,065,000 | -63.8% | 57,719 | -58.4% | 0.10% | -56.4% |
| DUK | New | Duke Energy Corporation | $3,036,000 | – | 45,465 | +100.0% | 0.10% | – |
| SHM | Sell | SPDR Nuveen Barclays Capital S/T Muni Bdetf | $3,053,000 | -4.5% | 126,054 | -5.8% | 0.10% | +14.1% |
| DVN | Buy | Devon Energy Corp | $3,055,000 | +18.9% | 52,893 | +6.8% | 0.10% | +42.6% |
| VBK | Sell | Vanguard Small Cap Growth ETFetf | $3,043,000 | -56.9% | 26,588 | -61.2% | 0.10% | -48.4% |
| VCSH | Sell | Vanguard Short-Term Corp Bd Idx ETFetf | $3,054,000 | -34.6% | 38,367 | -35.0% | 0.10% | -21.8% |
| FFG | FBL Financial Group Inc | $3,009,000 | +3.2% | 67,014 | 0.0% | 0.10% | +24.7% | |
| BX | Buy | The Blackstone Group | $3,004,000 | +67.8% | 120,700 | +42.0% | 0.10% | +100.0% |
| SNY | Buy | Sanofi | $3,004,000 | +19.4% | 59,337 | +21.5% | 0.10% | +43.3% |
| PG | Sell | Procter & Gamble Co | $3,026,000 | -92.4% | 40,036 | -92.3% | 0.10% | -91.0% |
| LQD | Sell | iShares iBoxx $ Invest Grade Corp Bondetf | $3,018,000 | -83.1% | 26,582 | -83.1% | 0.10% | -79.8% |
| COG | New | Cabot Oil & Gas Corporation | $2,985,000 | – | 79,990 | +100.0% | 0.10% | – |
| CREE | New | Cree, Inc. | $2,970,000 | – | 49,341 | +100.0% | 0.10% | – |
| DXJ | Sell | WisdomTree Japan Hedged Equityetf | $2,955,000 | -40.0% | 61,648 | -42.9% | 0.09% | -28.2% |
| GAS | Sell | AGL Resources, Inc. | $2,942,000 | +0.7% | 63,906 | -6.2% | 0.09% | +20.5% |
| SBUX | Sell | Starbucks Corporation | $2,902,000 | -84.6% | 37,699 | -86.9% | 0.09% | -81.4% |
| AB | Buy | Alliance Bernstein Holding L.P. | $2,902,000 | +3.6% | 146,100 | +8.5% | 0.09% | +25.7% |
| NLY | Sell | Annaly Capital Management Inc. | $2,885,000 | -45.4% | 249,152 | -40.8% | 0.09% | -34.3% |
| DGS | Buy | WisdomTree Emerging Mkts SmallCap Divetf | $2,808,000 | +23.3% | 60,196 | +21.7% | 0.09% | +50.0% |
| WFC | Sell | Wells Fargo & Co | $2,791,000 | -50.8% | 67,545 | -50.8% | 0.09% | -41.1% |
| FMO | Buy | Fid/Claymore MLP Opportunity Commonclosed end fund | $2,754,000 | -7.4% | 111,846 | +2.7% | 0.09% | +11.4% |
| BSV | Sell | Vanguard Short-Term Bond ETFetf | $2,761,000 | -35.1% | 34,359 | -35.3% | 0.09% | -22.1% |
| KFN | Sell | KKR Financial Holding | $2,732,000 | -2.8% | 264,500 | -0.8% | 0.09% | +16.0% |
| SCHD | Buy | Schwab U.S. Dividend Equity ETFetf | $2,686,000 | +7.4% | 79,813 | +4.4% | 0.09% | +30.3% |
| DFODQ | New | Dean Foods Company | $2,655,000 | – | 137,581 | +100.0% | 0.08% | – |
| EWS | Sell | iShares MSCI Singapore Indexetf | $2,659,000 | +1.8% | 199,199 | -2.4% | 0.08% | +23.2% |
| CVGW | Sell | Calavo Growers, Inc. | $2,662,000 | +2.0% | 88,037 | -8.3% | 0.08% | +23.2% |
| RTN | Sell | Raytheon Company | $2,603,000 | -21.4% | 33,775 | -32.6% | 0.08% | -5.7% |
| VV | Sell | Vanguard Large Cap ETFetf | $2,565,000 | +3.0% | 33,159 | -2.3% | 0.08% | +24.2% |
| UNP | Sell | Union Pacific Corp | $2,577,000 | -36.2% | 16,590 | -36.6% | 0.08% | -23.4% |
| XLE | Buy | Energy Select Sector SPDRetf | $2,549,000 | +19.2% | 30,739 | +12.5% | 0.08% | +42.1% |
| CXW | Sell | Corrections Corporation of America | $2,504,000 | -2.3% | 72,483 | -4.2% | 0.08% | +17.6% |
| XLK | Buy | Technology Select Sector SPDRetf | $2,497,000 | +7.3% | 77,923 | +2.4% | 0.08% | +29.0% |
| IWC | Buy | iShares Russell Microcap Indexetf | $2,516,000 | +46.4% | 36,735 | +31.9% | 0.08% | +73.9% |
| VAW | Sell | Vanguard Materials ETFetf | $2,449,000 | +9.4% | 25,735 | -0.5% | 0.08% | +32.2% |
| ISRG | Sell | Intuitive Surgical, Inc. | $2,418,000 | -26.2% | 6,426 | -0.7% | 0.08% | -11.5% |
| HYG | Sell | iShares iBoxx $ High Yield Corporate Bdetf | $2,410,000 | -76.8% | 26,312 | -77.0% | 0.08% | -72.1% |
| UPS | Sell | United Parcel Service Inc (UPS) | $2,428,000 | -85.4% | 26,573 | -86.2% | 0.08% | -82.6% |
| PNC | Sell | PNC Financial Services Group Inc | $2,391,000 | -21.2% | 33,001 | -20.7% | 0.08% | -6.2% |
| IGIB | Sell | iShares Barclays Intermediate Credit Bdetf | $2,392,000 | -14.3% | 22,167 | -14.5% | 0.08% | +2.7% |
| ZBH | Sell | Zimmer Holdings Inc | $2,368,000 | -13.3% | 28,827 | -20.9% | 0.08% | +2.7% |
| Costco Companies Incconvertible bond | $2,344,000 | +0.9% | 9,000 | 0.0% | 0.08% | +21.0% | ||
| AXP | Buy | American Express | $2,279,000 | +3.7% | 30,175 | +2.7% | 0.07% | +25.9% |
| SCHA | Buy | Schwab U.S. Small-Cap ETFetf | $2,289,000 | +16.4% | 47,474 | +6.2% | 0.07% | +40.4% |
| LEG | Buy | Leggett & Platt, Inc. | $2,271,000 | +6.6% | 75,311 | +9.9% | 0.07% | +26.3% |
| DRE | Buy | Duke Realty Corp | $2,258,000 | +6.3% | 146,234 | +7.3% | 0.07% | +28.6% |
| BBT | Buy | BB&T Corporation | $2,218,000 | +14.0% | 65,716 | +14.5% | 0.07% | +36.5% |
| CHL | Sell | China Mobile Ltd. | $2,151,000 | +7.3% | 38,116 | -1.6% | 0.07% | +30.2% |
| SKH | Buy | Skilled Healthcare Group, Inc. | $2,159,000 | -32.0% | 495,184 | +4.2% | 0.07% | -17.9% |
| FMC | Buy | FMC Corporation | $2,180,000 | +570.8% | 30,390 | +470.8% | 0.07% | +666.7% |
| BP | Sell | BP Amoco PLC - Spons ADR | $2,120,000 | -14.1% | 50,442 | -14.7% | 0.07% | +3.0% |
| MCK | Buy | McKesson, Inc. | $2,086,000 | +18.8% | 16,257 | +6.0% | 0.07% | +42.6% |
| BAX | Buy | Baxter International | $2,091,000 | +543.4% | 31,836 | +577.8% | 0.07% | +644.4% |
| HFC | New | Hollyfrontier Corp | $2,117,000 | – | 50,269 | +100.0% | 0.07% | – |
| QCOM | Sell | Qualcomm, Inc. | $2,067,000 | -90.8% | 30,707 | -91.6% | 0.07% | -88.9% |
| SE | Sell | Spectra Energy Corp | $2,062,000 | -7.9% | 60,243 | -7.3% | 0.07% | +11.9% |
| JFR | Buy | Nuveen Floating Rate Income Fundetf | $2,067,000 | -69.2% | 172,826 | +24.1% | 0.07% | -62.9% |
| IYY | Buy | iShares Dow Jones U.S. ETFetf | $2,028,000 | +23.0% | 23,797 | +16.4% | 0.06% | +47.7% |
| BIIB | Sell | Biogen Idec Inc | $2,033,000 | -3.4% | 8,443 | -13.7% | 0.06% | +16.1% |
| HXL | Sell | Hexcel Corporation | $2,002,000 | +4.8% | 51,592 | -8.1% | 0.06% | +25.5% |
| JNK | Sell | SPDR Barclays High Yield Bondetf | $2,005,000 | -3.1% | 50,308 | -4.0% | 0.06% | +16.4% |
| WPZ | Buy | Williams Partners LP | $1,934,000 | +15.3% | 36,564 | +12.5% | 0.06% | +37.8% |
| TM | Buy | Toyota Motor Corp | $1,941,000 | +80.9% | 15,157 | +70.5% | 0.06% | +113.8% |
| CPIX | Sell | Cumberland Pharmaceuticals, Inc. | $1,910,000 | -14.9% | 421,550 | -4.1% | 0.06% | +1.7% |
| RY | Sell | Royal Bank of Canada | $1,917,000 | -4.7% | 29,856 | -13.5% | 0.06% | +15.1% |
| BAM | Sell | Brookfield Asset Management Inc | $1,923,000 | -10.1% | 51,405 | -13.5% | 0.06% | +7.0% |
| HES | Sell | Hess Corp | $1,883,000 | +15.8% | 24,344 | -0.4% | 0.06% | +39.5% |
| NEE | Sell | NextEra Energy Inc | $1,884,000 | -2.3% | 23,507 | -0.6% | 0.06% | +17.6% |
| HCP | Sell | HCP Inc | $1,869,000 | -13.1% | 45,652 | -3.6% | 0.06% | +5.3% |
| FLO | Sell | Flowers Foods, Inc. | $1,895,000 | -16.4% | 88,384 | -14.0% | 0.06% | 0.0% |
| DHR | Sell | Danaher Corporation | $1,847,000 | -92.2% | 26,650 | -92.9% | 0.06% | -90.6% |
| YUM | Sell | Yum Brands Inc | $1,822,000 | -85.8% | 25,528 | -86.3% | 0.06% | -83.0% |
| ADP | Sell | Automatic Data Processing | $1,822,000 | +0.8% | 25,175 | -4.0% | 0.06% | +20.8% |
| PNRA | New | Panera Bread Company, Inc. | $1,835,000 | – | 11,573 | +100.0% | 0.06% | – |
| MCHP | Sell | Microchip Technology, Inc. | $1,819,000 | -4.2% | 45,144 | -11.4% | 0.06% | +16.0% |
| WMT | Sell | Wal-Mart Stores Inc | $1,778,000 | -24.0% | 24,034 | -23.5% | 0.06% | -8.1% |
| CVS | Sell | CVS Caremark Corp | $1,777,000 | -60.5% | 31,318 | -60.2% | 0.06% | -52.1% |
| CAT | Sell | Caterpillar Inc | $1,787,000 | -76.2% | 21,422 | -76.5% | 0.06% | -71.4% |
| D | Buy | Dominion Resources Inc | $1,783,000 | +19.8% | 28,540 | +9.0% | 0.06% | +42.5% |
| TRV | Sell | The Travelers Companies Inc | $1,800,000 | -2.1% | 21,235 | -7.6% | 0.06% | +16.3% |
| IWN | Sell | iShares Russell 2000 Value Index Fundetf | $1,789,000 | -9.8% | 19,523 | -15.4% | 0.06% | +7.5% |
| IEF | Sell | iShares Barclays 7-10 Year Treasuryetf | $1,792,000 | -92.2% | 17,553 | -92.2% | 0.06% | -90.7% |
| AMG | Sell | Affiliated Managers Group | $1,755,000 | -3.7% | 9,610 | -13.6% | 0.06% | +16.7% |
| RYN | Sell | Rayonier, Inc. | $1,753,000 | -54.0% | 31,506 | -54.2% | 0.06% | -44.6% |
| BHI | Buy | Baker Hughes, Inc. | $1,718,000 | +17.8% | 34,990 | +10.7% | 0.06% | +41.0% |
| SXL | Sunoco Logistics Partners LP | $1,688,000 | +3.9% | 25,400 | 0.0% | 0.05% | +25.6% | |
| EVEPQ | Buy | EV Energy Partner LP | $1,649,000 | +231.8% | 44,451 | +234.2% | 0.05% | +307.7% |
| HTZ | Buy | Hertz Global Holdings Inc | $1,656,000 | +10.5% | 74,717 | +23.6% | 0.05% | +32.5% |
| SCHC | Buy | Schwab International Small-Cap Eq ETFetf | $1,652,000 | +35.9% | 53,561 | +18.9% | 0.05% | +65.6% |
| SUB | Buy | iShares S&P S/T Natnl AMT-Free Muni Bdetf | $1,636,000 | +7.7% | 15,406 | +6.8% | 0.05% | +30.0% |
| AFCE | AFC Enterprises Inc Com | $1,630,000 | +21.3% | 37,400 | 0.0% | 0.05% | +44.4% | |
| RFG | Sell | Guggenheim S&P Midcap 400 Pure Growthetf | $1,628,000 | -82.4% | 14,644 | -83.9% | 0.05% | -78.9% |
| UNH | Sell | Unitedhealth Group Inc | $1,613,000 | -3.4% | 22,529 | -11.7% | 0.05% | +15.9% |
| DOL | Sell | WisdomTree International LargeCap Divetf | $1,555,000 | -6.4% | 31,491 | -16.5% | 0.05% | +13.6% |
| CNK | Sell | Cinemark Holdings Inc | $1,559,000 | +11.5% | 49,117 | -1.9% | 0.05% | +35.1% |
| ITM | Sell | Market Vectors Intermediate Muni ETFetf | $1,538,000 | +0.3% | 68,898 | -1.0% | 0.05% | +19.5% |
| APC | Buy | Anadarko Petroleum | $1,525,000 | +13.6% | 16,402 | +4.9% | 0.05% | +36.1% |
| HAS | Sell | Hasbro, Inc. | $1,546,000 | -2.4% | 32,788 | -7.2% | 0.05% | +16.7% |
| BACWSA | Buy | Bank of America A Wtswarrants | $1,549,000 | +19.6% | 254,300 | +7.2% | 0.05% | +44.1% |
| N | Sell | NetSuite, Inc. | $1,517,000 | +9.5% | 14,056 | -6.9% | 0.05% | +29.7% |
| TROW | Sell | T. Rowe Price Group | $1,503,000 | -3.8% | 20,888 | -2.2% | 0.05% | +14.3% |
| XYL | Sell | Xylem Inc | $1,469,000 | -4.4% | 52,582 | -7.8% | 0.05% | +14.6% |
| ADSK | Buy | Autodesk, Inc. | $1,483,000 | +27.7% | 36,025 | +5.3% | 0.05% | +51.6% |
| ACM | Sell | AECOM Technology Corp. | $1,459,000 | -11.6% | 46,650 | -10.2% | 0.05% | +6.8% |
| VEU | Sell | Vanguard FTSE All-World ex-US ETFetf | $1,429,000 | -61.1% | 29,401 | -64.6% | 0.05% | -52.6% |
| NUV | Sell | Nuveen Municipal Value Commonclosed end fund | $1,397,000 | -12.5% | 153,020 | -8.3% | 0.04% | +7.1% |
| AGU | Buy | Agrium, Inc. | $1,412,000 | +94.0% | 16,806 | +100.8% | 0.04% | +136.8% |
| CHI | Sell | Calamos Convertible Opps & Inc Commonclosed end fund | $1,367,000 | -1.5% | 108,513 | -1.4% | 0.04% | +18.9% |
| KMB | Sell | Kimberly-Clark Corporation | $1,335,000 | -58.2% | 14,166 | -56.9% | 0.04% | -49.4% |
| FDX | Sell | FedEx Corporation | $1,341,000 | -1.2% | 11,750 | -14.6% | 0.04% | +19.4% |
| MYGN | Sell | Myriad Genetics, Inc. | $1,339,000 | -78.5% | 56,998 | -75.4% | 0.04% | -73.9% |
| BK | Buy | Bank of New York Mellon Corp | $1,335,000 | +45.9% | 44,235 | +35.7% | 0.04% | +79.2% |
| TSO | Sell | Tesoro Corporation | $1,337,000 | -17.0% | 30,397 | -1.3% | 0.04% | 0.0% |
| AIT | Sell | Applied Industrial Technologies, Inc. | $1,351,000 | -10.3% | 26,236 | -15.8% | 0.04% | +7.5% |
| MA | Sell | MasterCard Incorporated | $1,343,000 | -75.2% | 1,996 | -78.8% | 0.04% | -70.1% |
| PVI | PowerShares VRDO Tax-Free Weeklyetf | $1,348,000 | -0.1% | 54,000 | 0.0% | 0.04% | +19.4% | |
| EMC | Sell | EMC Corporation | $1,275,000 | -90.3% | 49,865 | -91.0% | 0.04% | -88.3% |
| PLL | Sell | Pall Corporation | $1,285,000 | +10.9% | 16,673 | -4.4% | 0.04% | +32.3% |
| FCX | Sell | Freeport-McMoran Copper & Gold | $1,271,000 | -15.4% | 38,414 | -29.4% | 0.04% | +2.5% |
| OLN | Sell | Olin Corporation | $1,283,000 | -9.6% | 55,607 | -6.3% | 0.04% | +7.9% |
| EMB | Buy | iShares JPMorgan USD Emerg Markets Bondetf | $1,255,000 | +96.4% | 11,515 | +97.4% | 0.04% | +135.3% |
| IGOV | Sell | iShares International Treasury Bondetf | $1,258,000 | -5.6% | 12,489 | -9.6% | 0.04% | +14.3% |
| NOV | Sell | National Oilwell Varco, Inc. | $1,213,000 | -68.7% | 15,523 | -72.4% | 0.04% | -62.1% |
| Danaher Corp Delconvertible bond | $1,209,000 | +8.6% | 6,000 | 0.0% | 0.04% | +30.0% | ||
| AMGN | Sell | Amgen Inc. | $1,204,000 | -5.3% | 10,753 | -16.5% | 0.04% | +11.8% |
| MFC | Sell | Manulife Financial Corporation | $1,190,000 | -5.2% | 71,834 | -8.3% | 0.04% | +15.2% |
| KKR | Buy | KKR & CO L P DEL COM UNITS | $1,192,000 | +88.0% | 57,925 | +79.6% | 0.04% | +123.5% |
| MSFT | Sell | Microsoft Corporation | $1,201,000 | -94.1% | 36,094 | -93.9% | 0.04% | -93.0% |
| CLF | Sell | Cliffs Natural Resources Inc. | $1,145,000 | +11.2% | 55,835 | -11.9% | 0.04% | +37.0% |
| IHG | Buy | Intercontinental Hotels Group PLC | $1,155,000 | +19.4% | 39,531 | +12.3% | 0.04% | +42.3% |
| TYG | Sell | Tortoise Energy Infrastructure Commonclosed end fund | $1,122,000 | -13.6% | 24,446 | -12.5% | 0.04% | +2.9% |
| HTA | Buy | Healthcare Trust of America Inc | $1,121,000 | -1.8% | 106,606 | +4.9% | 0.04% | +20.0% |
| CG | Buy | Carlyle Group Lp Com Uts Ltd Ptn | $1,139,000 | +164.3% | 44,300 | +163.7% | 0.04% | +227.3% |
| VXX | Sell | iPath S&P 500 VIX ST Futures ETNetf | $1,140,000 | -59.5% | 77,555 | -43.0% | 0.04% | -52.0% |
| SLV | Sell | Ishares Silver Trustetf | $1,118,000 | -10.8% | 53,501 | -19.0% | 0.04% | +9.1% |
| WAT | Sell | Waters Corporation | $1,093,000 | -5.6% | 10,292 | -11.1% | 0.04% | +12.9% |
| OSK | Oshkosh Corporation | $1,088,000 | +29.1% | 22,210 | 0.0% | 0.04% | +59.1% | |
| BMY | Sell | Bristol-Myers Squibb Company | $1,089,000 | -89.3% | 23,526 | -89.6% | 0.04% | -87.0% |
| KORS | New | Michael Kors Holdings Ltd | $1,103,000 | – | 14,808 | +100.0% | 0.04% | – |
| GOLD | Sell | Barrick Gold Corp. | $1,099,000 | +7.1% | 59,049 | -9.5% | 0.04% | +29.6% |
| SLRC | Solar Capital, Ltd. | $1,109,000 | -4.0% | 50,000 | 0.0% | 0.04% | +12.9% | |
| SU | Sell | Suncor Energy Inc | $1,093,000 | -8.0% | 30,536 | -24.2% | 0.04% | +9.4% |
| NICE | Sell | NICE-Systems, Ltd. | $1,052,000 | +11.4% | 25,428 | -0.6% | 0.03% | +36.0% |
| GUNR | Sell | FlexShares Mstar Gbl Upstrm Nat Res ETFetf | $1,076,000 | -0.8% | 31,924 | -7.2% | 0.03% | +17.2% |
| TMO | Sell | Thermo Fisher Scientific Inc | $1,078,000 | -91.5% | 11,703 | -92.2% | 0.03% | -89.9% |
| SBR | Sabine Royalty Trust | $1,079,000 | -1.6% | 21,219 | 0.0% | 0.03% | +17.2% | |
| KEY | New | KeyCorp | $1,028,000 | – | 90,219 | +100.0% | 0.03% | – |
| BRKA | Sell | Berkshire Hathaway Class A | $1,022,000 | -53.4% | 6 | -53.8% | 0.03% | -43.1% |
| NVO | Sell | Novo Nordisk A/S | $990,000 | -22.7% | 5,851 | -29.2% | 0.03% | -5.9% |
| COH | Sell | Coach, Inc. | $1,003,000 | -93.1% | 18,400 | -92.8% | 0.03% | -91.8% |
| ALL | Sell | Allstate | $1,001,000 | -4.3% | 19,794 | -9.0% | 0.03% | +14.3% |
| HAL | Buy | Halliburton Company | $1,009,000 | +21.0% | 20,949 | +4.8% | 0.03% | +45.5% |
| RWX | Buy | SPDR Dow Jones Intl Real Estateetf | $967,000 | +20.9% | 22,961 | +14.5% | 0.03% | +47.6% |
| HPF | Sell | JH Preferred Income II Commonclosed end fund | $981,000 | -28.9% | 51,150 | -22.6% | 0.03% | -16.2% |
| TEVA | Sell | Teva Pharmaceutical Industries Ltd | $981,000 | -63.8% | 25,955 | -62.4% | 0.03% | -56.9% |
| NKG | Sell | Nuveen Ga Div Adv Mun Fd 2closed end fund | $974,000 | -16.0% | 81,100 | -11.4% | 0.03% | 0.0% |
| CBI | Sell | Chicago Bridge & Iron Company | $980,000 | -62.8% | 14,468 | -67.2% | 0.03% | -55.7% |
| SAM | Sell | Boston Beer Company, Inc. | $972,000 | +28.4% | 3,979 | -10.3% | 0.03% | +55.0% |
| DJP | Sell | iPath DJ-UBS Commodity Index TR ETNetf | $975,000 | -31.4% | 26,171 | -32.8% | 0.03% | -18.4% |
| VUG | Buy | Vanguard Growth ETFetf | $987,000 | +83.1% | 11,667 | +69.2% | 0.03% | +121.4% |
| Alza Corpconvertible bond | $962,000 | +0.6% | 8,000 | 0.0% | 0.03% | +24.0% | ||
| ADI | Sell | Analog Devices | $942,000 | -7.4% | 20,018 | -11.3% | 0.03% | +11.1% |
| MSCI | Sell | MSCI, Inc. | $943,000 | +8.0% | 23,435 | -10.7% | 0.03% | +30.4% |
| IGE | Buy | iShares North American Natural Resourcesetf | $906,000 | +10.9% | 21,852 | +2.3% | 0.03% | +31.8% |
| ACAS | Sell | American Capital Ltd | $872,000 | -0.1% | 63,450 | -7.9% | 0.03% | +21.7% |
| NKE | Sell | Nike, Inc. | $882,000 | -86.5% | 12,141 | -88.1% | 0.03% | -83.8% |
| CNQ | Sell | Canadian Natural Resources Ltd | $885,000 | -10.8% | 28,151 | -19.8% | 0.03% | +7.7% |
| ESV | Sell | Ensco PLC | $887,000 | -11.4% | 16,495 | -4.2% | 0.03% | +3.7% |
| GG | Sell | Goldcorp, Inc. | $884,000 | +1.1% | 33,990 | -3.8% | 0.03% | +21.7% |
| CMG | Sell | Chipotle Mexican Grill, Inc. | $863,000 | -20.5% | 2,012 | -32.4% | 0.03% | -3.4% |
| FLS | Buy | Flowserve Corporation | $839,000 | +23.0% | 13,444 | +6.4% | 0.03% | +50.0% |
| FLR | Buy | Fluor Corporation | $854,000 | +27.3% | 12,041 | +6.5% | 0.03% | +50.0% |
| NTCT | Buy | NetScout Systems, Inc. | $843,000 | +22.4% | 33,039 | +11.9% | 0.03% | +50.0% |
| CVRR | Buy | CVR Refining LP | $831,000 | -12.1% | 33,330 | +6.0% | 0.03% | +4.0% |
| GOV | Sell | Government Properties | $819,000 | -7.6% | 34,240 | -2.5% | 0.03% | +8.3% |
| DOW | Sell | Dow Chemical Co | $805,000 | -22.8% | 20,952 | -35.4% | 0.03% | -7.1% |
| 4945SC | Sell | Kinder Morgan Energy Partners LP | $831,000 | -93.7% | 10,406 | -93.2% | 0.03% | -92.5% |
| DIA | Buy | SPDR Dow Jones Industrial Averageetf | $792,000 | +21.3% | 5,243 | +19.3% | 0.02% | +47.1% |
| ADBE | Sell | Adobe Systems Inc | $781,000 | +6.5% | 15,037 | -6.5% | 0.02% | +31.6% |
| CI | Sell | CIGNA Corp | $791,000 | -17.2% | 10,297 | -21.8% | 0.02% | 0.0% |
| CSG | Buy | Chambers Street Properties | $793,000 | +10.9% | 90,352 | +26.4% | 0.02% | +31.6% |
| FB | Sell | Facebook Inc | $774,000 | +33.7% | 15,408 | -33.8% | 0.02% | +66.7% |
| LVS | Sell | Las Vegas Sands Corp | $790,000 | -90.7% | 11,900 | -92.6% | 0.02% | -88.9% |
| MWE | Buy | MarkWest Energy Partners LP | $775,000 | +9.8% | 10,731 | +1.6% | 0.02% | +31.6% |
| BKLN | Sell | Powershares Senior Loan Portetf | $787,000 | -9.1% | 31,902 | -8.9% | 0.02% | +8.7% |
| Sunpower Corpconvertible bond | $780,000 | +12.7% | 6,000 | 0.0% | 0.02% | +38.9% | ||
| USB | Sell | U.S. Bancorp | $789,000 | -46.1% | 21,572 | -46.8% | 0.02% | -35.9% |
| WLL | Sell | Whiting Petroleum Corporation | $781,000 | +26.8% | 13,042 | -2.5% | 0.02% | +56.2% |
| XEL | Sell | Xcel Energy Inc | $771,000 | -3.0% | 27,909 | -0.5% | 0.02% | +19.0% |
| Chart Inds Incconvertible bond | $751,000 | +23.9% | 4,000 | 0.0% | 0.02% | +50.0% | ||
| NPP | Sell | Nuveen Performance Plus Muni Commonclosed end fund | $762,000 | -10.9% | 56,400 | -5.1% | 0.02% | +4.3% |
| MDLZ | Sell | Mondelez International Inc | $728,000 | -91.0% | 23,185 | -91.8% | 0.02% | -89.3% |
| BHP | Sell | BHP Billiton Ltd | $729,000 | -19.4% | 10,956 | -30.2% | 0.02% | -4.2% |
| PCP | Sell | Precision Castparts Corp. | $719,000 | -72.0% | 3,163 | -72.2% | 0.02% | -66.2% |
| GIS | Sell | General Mills, Inc. | $725,000 | -54.9% | 15,135 | -54.3% | 0.02% | -46.5% |
| ACC | Sell | American Campus Communities, Inc. | $718,000 | -16.4% | 21,035 | -0.4% | 0.02% | 0.0% |
| SJT | Sell | San Juan Basin Royalty | $729,000 | -35.7% | 45,635 | -35.4% | 0.02% | -23.3% |
| AON | Sell | AON PLC | $717,000 | +11.3% | 9,625 | -3.8% | 0.02% | +35.3% |
| IWS | Sell | iShares Russell Midcap Value Indexetf | $722,000 | -11.5% | 11,856 | -15.8% | 0.02% | +4.5% |
| KRE | New | SPDR S&P Regional Banking ETFetf | $688,000 | – | 19,290 | +100.0% | 0.02% | – |
| GSK | Buy | GlaxoSmithKline PLC | $694,000 | +112.2% | 13,825 | +111.6% | 0.02% | +144.4% |
| FBT | Sell | First Trust Biotech Index | $700,000 | +1.4% | 10,801 | -8.9% | 0.02% | +22.2% |
| CBD | New | Companhia Brasileira De Distribuicao | $686,000 | – | 14,899 | +100.0% | 0.02% | – |
| RPAI | Buy | Retail Properties of American Inc | $691,000 | -3.1% | 50,240 | +0.6% | 0.02% | +15.8% |
| IYR | Sell | iShares U.S. Real Estate ETFetf | $697,000 | -4.9% | 10,932 | -0.9% | 0.02% | +15.8% |
| IJJ | Sell | iShares S&P MidCap 400 Value Indexetf | $687,000 | -50.3% | 6,362 | -53.4% | 0.02% | -40.5% |
| MDT | Sell | Medtronic, Inc. | $670,000 | -84.7% | 12,576 | -85.2% | 0.02% | -81.9% |
| HMC | Sell | Honda Motor Co Ltd | $646,000 | -17.5% | 16,942 | -19.5% | 0.02% | 0.0% |
| VHT | Vanguard Health Care ETFetf | $666,000 | +7.8% | 7,154 | 0.0% | 0.02% | +31.2% | |
| TYC | Buy | Tyco International Ltd | $622,000 | +29.0% | 17,772 | +21.5% | 0.02% | +53.8% |
| E M C Corp Massconvertible bond | $642,000 | +8.1% | 4,000 | 0.0% | 0.02% | +25.0% | ||
| RF | New | Regions Financial Corporation | $632,000 | – | 68,270 | +100.0% | 0.02% | – |
| FXA | Sell | CurrencyShares Australian Dollar Trustetf | $635,000 | -0.3% | 6,793 | -2.4% | 0.02% | +17.6% |
| VGT | New | Vanguard Information Technology ETFetf | $615,000 | – | 7,624 | +100.0% | 0.02% | – |
| SURG | Synergetics USA, Inc. | $630,000 | +15.4% | 138,460 | 0.0% | 0.02% | +33.3% | |
| UN | Sell | Unilever NV | $639,000 | -29.2% | 16,933 | -26.2% | 0.02% | -16.7% |
| ISHG | Sell | iShares 1-3 Year International Trs Bdetf | $613,000 | -9.9% | 6,433 | -13.3% | 0.02% | +11.1% |
| GDX | Buy | Market Vectors Gold Miners ETFetf | $588,000 | +7.1% | 23,508 | +4.9% | 0.02% | +26.7% |
| XVZ | Sell | iPath S&P 500 Dynamic VIX ETNetf | $587,000 | -18.0% | 15,124 | -9.7% | 0.02% | 0.0% |
| PAA | Sell | Plains All American Pipeline LP | $589,000 | -96.2% | 11,183 | -96.0% | 0.02% | -95.4% |
| VIOO | Buy | Vanguard S&P Small-Cap 600 Index ETFetf | $587,000 | +185.0% | 6,498 | +157.9% | 0.02% | +280.0% |
| ERIC | Buy | LM Ericsson Telephone Company | $609,000 | +72.0% | 45,584 | +45.1% | 0.02% | +111.1% |
| DHS | Sell | WisdomTree Equity Incomeetf | $575,000 | -2.7% | 11,060 | -3.2% | 0.02% | +12.5% |
| MHRCQ | Sell | Magnum Hunter Resources Corportion | $571,000 | +36.6% | 92,520 | -19.2% | 0.02% | +63.6% |
| SIAL | Sell | Sigma-Aldrich Corporation | $558,000 | -18.9% | 6,541 | -23.6% | 0.02% | 0.0% |
| PSX | Sell | Phillips 66 | $570,000 | -47.4% | 9,863 | -46.4% | 0.02% | -37.9% |
| HSBC | New | HSBC Holdings PLC | $579,000 | – | 10,677 | +100.0% | 0.02% | – |
| IWB | Sell | iShares Russell 1000 Indexetf | $558,000 | -52.8% | 5,926 | -54.9% | 0.02% | -41.9% |
| GD | Sell | General Dynamics | $549,000 | +2.0% | 6,270 | -8.7% | 0.02% | +28.6% |
| VTV | Buy | Vanguard Value ETFetf | $563,000 | +7.0% | 8,068 | +3.7% | 0.02% | +28.6% |
| GWX | SPDR S&P International Small Capetf | $557,000 | +13.2% | 17,050 | 0.0% | 0.02% | +38.5% | |
| OPK | Buy | Opko Health, Inc. | $580,000 | +26.1% | 65,852 | +1.5% | 0.02% | +50.0% |
| FRN | Buy | Guggenheim Frontier Marketsetf | $519,000 | +72.4% | 31,077 | +65.9% | 0.02% | +112.5% |
| WBK | Buy | Westpac Banking Corp | $532,000 | -9.5% | 17,352 | +289.1% | 0.02% | +6.2% |
| HBI | Buy | Hanesbrands Inc | $536,000 | +43.7% | 8,607 | +18.8% | 0.02% | +70.0% |
| VCIT | Sell | Vanguard Interm-Tm Corp Bd Idx ETFetf | $545,000 | -49.1% | 6,529 | -49.3% | 0.02% | -39.3% |
| AVD | American Vanguard Corporation | $544,000 | +14.8% | 20,210 | 0.0% | 0.02% | +30.8% | |
| SEE | Buy | Sealed Air Corporation | $542,000 | +23.7% | 19,934 | +9.0% | 0.02% | +41.7% |
| CEO | New | CNOOC, Ltd. | $546,000 | – | 2,708 | +100.0% | 0.02% | – |
| Intel Corpconvertible bond | $542,000 | -0.2% | 5,000 | 0.0% | 0.02% | +21.4% | ||
| BCS | Sell | Barclays Plc | $545,000 | -10.5% | 32,011 | -10.0% | 0.02% | +6.2% |
| IWR | Sell | iShares Russell Midcap Indexetf | $488,000 | -50.1% | 3,512 | -53.3% | 0.02% | -38.5% |
| CAJ | New | Canon, Inc. | $489,000 | – | 15,283 | +100.0% | 0.02% | – |
| CMCSA | Sell | Comcast Corp | $500,000 | -90.1% | 11,093 | -90.8% | 0.02% | -88.1% |
| TGI | Buy | Triumph Group, Inc. | $499,000 | -8.6% | 7,100 | +2.9% | 0.02% | +6.7% |
| LMT | Sell | Lockheed Martin Corporation | $508,000 | -94.3% | 3,985 | -95.1% | 0.02% | -93.2% |
| TRW | Buy | TRW Automotive Holdings Corp | $490,000 | +10.9% | 6,869 | +3.2% | 0.02% | +33.3% |
| NVR | New | NVR, Inc. | $507,000 | – | 552 | +100.0% | 0.02% | – |
| 1338PS | New | UBS AG | $487,000 | – | 23,721 | +100.0% | 0.02% | – |
| ROC | New | Rockwood Holdings Inc | $508,000 | – | 7,597 | +100.0% | 0.02% | – |
| NAD | Sell | Nuveen Dividend Advantage Commonclosed end fund | $493,000 | -9.0% | 37,823 | -3.9% | 0.02% | +14.3% |
| TEX | Sell | Terex Corp | $505,000 | +22.9% | 15,026 | -3.9% | 0.02% | +45.5% |
| AGCO | New | AGCO Corp | $494,000 | – | 8,176 | +100.0% | 0.02% | – |
| ETP | Buy | Energy Transfer Partners, L.P. | $481,000 | +17.6% | 9,232 | +14.2% | 0.02% | +36.4% |
| ETN | Sell | Eaton Corporation PLC | $470,000 | -29.1% | 6,830 | -32.2% | 0.02% | -16.7% |
| AYI | Sell | Acuity Brands Inc | $477,000 | +15.2% | 5,189 | -5.4% | 0.02% | +36.4% |
| DB | New | Deutsche Bank AG | $471,000 | – | 10,261 | +100.0% | 0.02% | – |
| AMZN | Sell | Amazon.Com | $457,000 | -20.8% | 1,461 | -29.7% | 0.02% | 0.0% |
| KND | Buy | Kindred Healthcare, Inc. | $462,000 | +79.1% | 34,414 | +74.8% | 0.02% | +114.3% |
| T104PS | Sell | American Realty Capital Properties Inc | $455,000 | -40.6% | 37,290 | -25.7% | 0.02% | -25.0% |
| WPC | Sell | W. P. Carey Inc | $479,000 | -9.3% | 7,400 | -7.3% | 0.02% | +7.1% |
| IWP | Sell | iShares Russell Midcap Growth Indexetf | $477,000 | -34.1% | 6,106 | -39.5% | 0.02% | -21.1% |
| MIY | Buy | BlackRock MuniYield MI Quality Commonclosed end fund | $455,000 | -7.1% | 35,667 | +0.2% | 0.02% | +15.4% |
| BRFS | New | BRF SA | $486,000 | – | 19,811 | +100.0% | 0.02% | – |
| TW | Buy | Towers Watson & Co. | $469,000 | +114.2% | 4,386 | +64.3% | 0.02% | +150.0% |
| TOL | Sell | Toll Brothers Inc | $477,000 | -15.6% | 14,705 | -15.1% | 0.02% | 0.0% |
| PSA | Buy | Public Storage | $472,000 | +67.4% | 2,941 | +59.7% | 0.02% | +114.3% |
| TSLA | New | Tesla Motors, Inc. | $469,000 | – | 2,424 | +100.0% | 0.02% | – |
| SONY | Buy | Sony Corporation | $467,000 | +61.0% | 21,702 | +58.4% | 0.02% | +87.5% |
| XHB | Buy | SPDR S&P Homebuilders (ETF) | $482,000 | +8.8% | 15,750 | +4.7% | 0.02% | +25.0% |
| CS | New | Credit Suisse Group | $434,000 | – | 14,195 | +100.0% | 0.01% | – |
| VIP | Buy | VimpelCom Ltd | $442,000 | +94.7% | 37,582 | +66.6% | 0.01% | +133.3% |
| DAL | Buy | Delta Air Lines Inc | $432,000 | +27.1% | 18,312 | +0.7% | 0.01% | +55.6% |
| AGO | New | Assured Guaranty Ltd | $434,000 | – | 23,125 | +100.0% | 0.01% | – |
| RDC | Buy | Rowan Companies PLC | $428,000 | +12.3% | 11,645 | +4.2% | 0.01% | +40.0% |
| SPEM | Sell | SPDR S&P Emerging Marketsetf | $454,000 | -3.6% | 7,195 | -9.0% | 0.01% | +7.7% |
| OMC | Sell | Omnicom Group, Inc. | $454,000 | -43.0% | 7,158 | -43.6% | 0.01% | -33.3% |
| SLW | Buy | Silver Wheaton Corporation | $428,000 | +39.4% | 17,270 | +10.5% | 0.01% | +75.0% |
| SDRL | Seadrill Ltd | $432,000 | +10.8% | 9,575 | 0.0% | 0.01% | +40.0% | |
| STX | Sell | Seagate Technology PLC | $427,000 | -32.4% | 9,755 | -30.8% | 0.01% | -17.6% |
| DFS | Sell | Discover Financial Services | $425,000 | -22.4% | 8,406 | -26.9% | 0.01% | -6.7% |
| VMC | New | Vulcan Materials Company | $454,000 | – | 8,766 | +100.0% | 0.01% | – |
| MAR | Sell | Marriott International, Inc. | $430,000 | -66.1% | 10,219 | -67.4% | 0.01% | -58.8% |
| SNCR | New | Synchronoss Technologies, Inc. | $427,000 | – | 11,219 | +100.0% | 0.01% | – |
| IXG | Sell | iShares S&P Global Financialsetf | $447,000 | -0.2% | 8,495 | -8.1% | 0.01% | +16.7% |
| PBR | Sell | Petroleo Brasileiro SA Petrobras | $451,000 | +10.0% | 29,145 | -4.7% | 0.01% | +27.3% |
| WFM | Sell | Whole Foods Market, Inc. | $436,000 | -38.4% | 7,458 | -45.8% | 0.01% | -26.3% |
| BACWSB | Buy | Bank of America B Wtswarrants | $434,000 | +11.9% | 549,980 | +9.1% | 0.01% | +40.0% |
| RIG | Sell | Transocean Ltd | $435,000 | -90.2% | 9,782 | -89.4% | 0.01% | -88.1% |
| AZO | Buy | Autozone, Inc. | $423,000 | +0.7% | 1,001 | +1.0% | 0.01% | +18.2% |
| BSAC | New | Banco Santander Chile | $408,000 | – | 15,507 | +100.0% | 0.01% | – |
| SHV | Sell | iShares Barclays Short Treasury Bondetf | $416,000 | -98.8% | 3,774 | -98.8% | 0.01% | -98.6% |
| SCHX | Sell | Schwab U.S. Large-Cap ETFetf | $395,000 | -54.2% | 9,835 | -56.5% | 0.01% | -43.5% |
| R108 | New | Energizer Holdings, Inc. | $400,000 | – | 4,390 | +100.0% | 0.01% | – |
| HST | Buy | Host Hotels & Resorts Inc | $419,000 | +6.3% | 23,726 | +1.6% | 0.01% | +30.0% |
| EXPD | Sell | Expeditors International of Washington, Inc. | $399,000 | +14.7% | 9,057 | -1.1% | 0.01% | +44.4% |
| WAG | Sell | Walgreen Company | $409,000 | -87.6% | 7,594 | -89.8% | 0.01% | -85.2% |
| ITUB | Sell | Itau Unibanco Holding SA | $408,000 | +1.2% | 28,874 | -7.3% | 0.01% | +18.2% |
| WCC | Buy | Wesco International, Inc. | $403,000 | +17.8% | 5,268 | +4.7% | 0.01% | +44.4% |
| TAX | Sell | JTH Holding Inc | $398,000 | +11.2% | 21,000 | -4.5% | 0.01% | +30.0% |
| WU | Buy | Western Union Company | $418,000 | +56.6% | 22,394 | +43.5% | 0.01% | +85.7% |
| WPRT | Sell | Westport Innovations Inc | $399,000 | -91.4% | 16,485 | -88.0% | 0.01% | -89.4% |
| NTTYY | New | Nippon Telegraph & Telephone Corp | $418,000 | – | 16,044 | +100.0% | 0.01% | – |
| AMX | Buy | America Movil, S.A.B. de C.V. | $414,000 | -8.8% | 20,918 | +0.1% | 0.01% | +8.3% |
| Ford Mtr Co Delconvertible bond | $396,000 | +10.0% | 2,000 | 0.0% | 0.01% | +30.0% | ||
| XL | New | XL Group PLC | $423,000 | – | 13,734 | +100.0% | 0.01% | – |
| TEL | Sell | TE Connectivity Ltd | $396,000 | +4.8% | 7,642 | -8.0% | 0.01% | +30.0% |
| DBC | Sell | PowerShares DB Commodity Index Trackingetf | $404,000 | -19.8% | 15,696 | -21.8% | 0.01% | 0.0% |
| TLK | New | Telekomunikasi Indonesia (Persero) Tbk | $393,000 | – | 10,824 | +100.0% | 0.01% | – |
| TV | Sell | Grupo Televisa, S.A.B. | $370,000 | +9.5% | 13,242 | -2.7% | 0.01% | +33.3% |
| KLIC | Buy | Kulicke & Soffa Industries Inc | $391,000 | +66.4% | 33,841 | +59.2% | 0.01% | +100.0% |
| JCI | New | Johnson Controls Inc | $372,000 | – | 8,965 | +100.0% | 0.01% | – |
| OKS | New | ONEOK Partners, L.P. | $380,000 | – | 7,167 | +100.0% | 0.01% | – |
| IYF | New | iShares U.S. Financials ETFetf | $377,000 | – | 5,149 | +100.0% | 0.01% | – |
| PTR | Sell | Petrochina Co. - ADR | $391,000 | -53.2% | 3,557 | -52.9% | 0.01% | -45.5% |
| GM | Buy | General Motors Co | $369,000 | +13.5% | 10,264 | +5.2% | 0.01% | +33.3% |
| EW | Sell | Edwards Lifesciences Cp | $377,000 | -27.9% | 5,418 | -30.4% | 0.01% | -14.3% |
| A309PS | New | DIRECTV | $362,000 | – | 6,055 | +100.0% | 0.01% | – |
| STT | Sell | State Street Corp | $384,000 | -26.9% | 5,838 | -27.5% | 0.01% | -14.3% |
| DDD | New | 3D Systems Corporation | $375,000 | – | 6,943 | +100.0% | 0.01% | – |
| TSC | Sell | TriState Capital Holdings Inc | $382,000 | -18.6% | 29,625 | -13.2% | 0.01% | 0.0% |
| CBS | Sell | CBS Corporation | $370,000 | -9.5% | 6,715 | -19.8% | 0.01% | +9.1% |
| VT | Buy | Vanguard Total World Stock Index ETFetf | $391,000 | +8.0% | 7,040 | +0.1% | 0.01% | +20.0% |
| KOS | New | Kosmos Energy Ltd | $379,000 | – | 36,880 | +100.0% | 0.01% | – |
| PRB | Sell | Mkt Vectors Pre-Ref Muni Bond ETFetf | $365,000 | -54.5% | 14,841 | -25.2% | 0.01% | -42.9% |
| ECL | Sell | Ecolab, Inc. | $341,000 | -94.3% | 3,448 | -95.1% | 0.01% | -93.1% |
| MAA | Mid-America Apartment Communities | $357,000 | -7.8% | 5,710 | 0.0% | 0.01% | +10.0% | |
| SBRA | New | Sabra Health Care REIT, Inc. | $342,000 | – | 14,848 | +100.0% | 0.01% | – |
| EES | New | WisdomTree SmallCap Earningsetf | $336,000 | – | 4,542 | +100.0% | 0.01% | – |
| KLAC | Sell | KLA-Tencor Corporation | $358,000 | -18.6% | 5,880 | -25.5% | 0.01% | -8.3% |
| KR | Sell | Kroger Co | $340,000 | +5.9% | 8,439 | -9.2% | 0.01% | +22.2% |
| V107SC | Buy | WellPoint Inc | $358,000 | +2.9% | 4,280 | +0.7% | 0.01% | +22.2% |
| OXY | Sell | Occidental Petroleum Corporation | $351,000 | -95.2% | 3,755 | -95.4% | 0.01% | -94.3% |
| DD | Sell | E.I. du Pont de Nemours & Company | $331,000 | -91.2% | 5,654 | -92.1% | 0.01% | -89.0% |
| IFGL | Buy | iShares International Dev Rel Est ETFetf | $345,000 | +8.5% | 10,304 | +1.5% | 0.01% | +37.5% |
| XLU | Sell | Utilities Select Sector SPDRetf | $358,000 | -93.3% | 9,589 | -93.3% | 0.01% | -92.3% |
| Newmont Mining Corpconvertible bond | $332,000 | +3.4% | 3,000 | 0.0% | 0.01% | +22.2% | ||
| DGI | DigitalGlobe Inc | $360,000 | +2.0% | 11,387 | 0.0% | 0.01% | +22.2% | |
| IAU | Sell | iShares Gold Trustetf | $349,000 | -1.7% | 27,089 | -8.4% | 0.01% | +22.2% |
| International Game Technologyconvertible bond | $332,000 | -0.3% | 3,000 | 0.0% | 0.01% | +22.2% | ||
| MYL | Sell | Mylan Inc | $346,000 | +17.3% | 9,055 | -4.8% | 0.01% | +37.5% |
| NPT | Sell | Nuveen Premium Income Muni 4 Commonclosed end fund | $340,000 | -13.7% | 28,587 | -8.0% | 0.01% | +10.0% |
| DWRE | Demandware Inc | $340,000 | +9.3% | 7,333 | 0.0% | 0.01% | +37.5% | |
| TRN | New | Trinity Industries, Inc. | $333,000 | – | 7,343 | +100.0% | 0.01% | – |
| TXN | Buy | Texas Instruments, Inc. | $346,000 | +27.7% | 8,595 | +10.6% | 0.01% | +57.1% |
| AWF | Sell | AllianceBernstein Glb High Inc Commonclosed end fund | $298,000 | -22.4% | 19,794 | -22.6% | 0.01% | 0.0% |
| DEO | New | Diageo PLC | $318,000 | – | 2,506 | +100.0% | 0.01% | – |
| FITB | Sell | Fifth Third Bancorp | $307,000 | -81.7% | 17,032 | -81.7% | 0.01% | -77.8% |
| FBP | New | First BanCorp | $324,000 | – | 57,091 | +100.0% | 0.01% | – |
| EMN | Sell | Eastman Chemical Company | $306,000 | -4.7% | 3,927 | -14.3% | 0.01% | +11.1% |
| CLB | New | Core Laboratories N.V. | $328,000 | – | 1,938 | +100.0% | 0.01% | – |
| CLX | Sell | Clorox Company | $316,000 | -29.5% | 3,862 | -28.3% | 0.01% | -16.7% |
| Teva Pharmaceutical Fin Llcconvertible bond | $312,000 | -1.3% | 3,000 | 0.0% | 0.01% | +25.0% | ||
| LO | New | Lorillard, Inc. | $305,000 | – | 6,815 | +100.0% | 0.01% | – |
| CB | Sell | Chubb Corp | $328,000 | -84.5% | 3,679 | -85.3% | 0.01% | -82.1% |
| ITW | Sell | Illinois Tool Works Inc | $305,000 | -96.3% | 4,002 | -96.6% | 0.01% | -95.4% |
| MGA | Sell | Magna International Inc. | $322,000 | -3.0% | 3,903 | -16.3% | 0.01% | +11.1% |
| BR | New | Broadridge Financial Solutions | $319,000 | – | 10,053 | +100.0% | 0.01% | – |
| IIM | Buy | Invesco Value Muni Income Commonclosed end fund | $317,000 | +12.8% | 23,409 | +18.8% | 0.01% | +42.9% |
| BMR | Buy | BioMed Realty Trust Inc | $323,000 | +7.0% | 17,374 | +16.2% | 0.01% | +25.0% |
| AROW | Buy | Arrow Financial Corporation | $309,000 | +4.7% | 12,170 | +2.0% | 0.01% | +25.0% |
| WTR | Buy | Aqua America Inc | $329,000 | -0.6% | 13,301 | +25.6% | 0.01% | +11.1% |
| AINV | Buy | Apollo Investment Corp | $301,000 | +21.9% | 36,978 | +16.0% | 0.01% | +42.9% |
| OCR | Sell | Omnicare Inc | $326,000 | -80.6% | 5,873 | -83.3% | 0.01% | -77.8% |
| Xilinx Inc Sr Nt 2.625% 06/15/17 B/E Dtd 06/09/10convertible bond | $324,000 | +12.5% | 2,000 | 0.0% | 0.01% | +25.0% | ||
| DOV | Sell | Dover Corporation | $328,000 | -55.4% | 3,649 | -61.5% | 0.01% | -50.0% |
| WHR | New | Whirlpool Corporation | $309,000 | – | 2,107 | +100.0% | 0.01% | – |
| Lucent Technologies Incconvertible bond | $272,000 | 0.0% | 4,000 | 0.0% | 0.01% | +28.6% | ||
| PNR | New | Pentair Ltd | $294,000 | – | 4,521 | +100.0% | 0.01% | – |
| GPS | New | Gap, Inc. | $287,000 | – | 7,123 | +100.0% | 0.01% | – |
| MUE | BlackRock MuniHoldings Qty II Commonclosed end fund | $277,000 | -8.9% | 22,000 | 0.0% | 0.01% | +12.5% | |
| 6107SC | New | URS Corporation | $276,000 | – | 5,143 | +100.0% | 0.01% | – |
| CNC | New | Centene Corporation | $290,000 | – | 4,537 | +100.0% | 0.01% | – |
| PDM | Buy | Piedmont Office Realty Trust, Inc. | $275,000 | -2.1% | 15,847 | +0.9% | 0.01% | +28.6% |
| GPC | Sell | Genuine Parts Company | $286,000 | +1.4% | 3,535 | -2.1% | 0.01% | +28.6% |
| FTI | New | FMC Technologies, Inc. | $280,000 | – | 5,060 | +100.0% | 0.01% | – |
| NEV | Nuveen Enhanced Muni Value Commonclosed end fund | $269,000 | -7.9% | 20,000 | 0.0% | 0.01% | +12.5% | |
| ED | Sell | Consolidated Edison, Inc. | $282,000 | -42.6% | 5,111 | -39.2% | 0.01% | -30.8% |
| XLI | New | Industrial Select Sector SPDRetf | $284,000 | – | 6,130 | +100.0% | 0.01% | – |
| ADS | Sell | Alliance Data Systems Corporation | $286,000 | -41.6% | 1,351 | -50.1% | 0.01% | -30.8% |
| AEP | New | American Elec Power. | $268,000 | – | 6,194 | +100.0% | 0.01% | – |
| TJX | Sell | TJX Companies | $286,000 | +11.3% | 5,063 | -1.2% | 0.01% | +28.6% |
| TRI | Sell | Thomson Reuters Corporation | $287,000 | -94.6% | 8,210 | -94.9% | 0.01% | -93.6% |
| TSM | Sell | Taiwan Semiconductor Manufacturing Co Ltd | $272,000 | -22.7% | 16,059 | -16.3% | 0.01% | 0.0% |
| TLLP | Tesoro Logistics LP | $290,000 | -4.0% | 5,000 | 0.0% | 0.01% | +12.5% | |
| LNC | New | Lincoln National Corp (Radnor, PA) | $287,000 | – | 6,846 | +100.0% | 0.01% | – |
| MOO | Sell | Market Vectors Agribusiness ETFetf | $283,000 | -78.2% | 5,522 | -78.2% | 0.01% | -73.5% |
| Gilead Sciences Incconvertible bond | $280,000 | +22.8% | 1,000 | 0.0% | 0.01% | +50.0% | ||
| SM | New | SM Energy Co | $240,000 | – | 3,105 | +100.0% | 0.01% | – |
| NXQ | Sell | Nuveen Select TaxFree Income 2 Commonclosed end fund | $243,000 | -36.2% | 19,400 | -34.0% | 0.01% | -20.0% |
| ABV | Sell | Companhia de Bebidas das Americas Ambev | $260,000 | -76.5% | 6,781 | -77.1% | 0.01% | -72.4% |
| NGLS | New | Targa Resources Partners LP | $261,000 | – | 5,074 | +100.0% | 0.01% | – |
| SCHW | Sell | Charles Schwab Corp | $249,000 | -45.6% | 11,770 | -45.4% | 0.01% | -33.3% |
| Hornbeck Offshore Svcs Inc Newconvertible bond | $237,000 | +1.3% | 2,000 | 0.0% | 0.01% | +33.3% | ||
| RYJ | New | Guggenheim Raymond James SB-1 Equityetf | $238,000 | – | 7,750 | +100.0% | 0.01% | – |
| HP | Sell | Helmerich & Payne, Inc. | $239,000 | +3.5% | 3,472 | -6.3% | 0.01% | +33.3% |
| PMT | New | PennyMac Mortgage Investment Trust | $254,000 | – | 11,207 | +100.0% | 0.01% | – |
| EL | New | Estee Lauder Cos Inc | $253,000 | – | 3,617 | +100.0% | 0.01% | – |
| PRXL | New | Parexel International Corporation | $243,000 | – | 4,835 | +100.0% | 0.01% | – |
| MS | Sell | Morgan Stanley | $255,000 | +3.7% | 9,454 | -6.1% | 0.01% | +14.3% |
| SHW | Sell | Sherwin-Williams Company | $262,000 | -32.3% | 1,439 | -34.4% | 0.01% | -20.0% |
| PCG | Buy | PG&E Corp | $249,000 | -0.8% | 6,082 | +10.6% | 0.01% | +14.3% |
| IP | Sell | International Paper Co. | $255,000 | -65.4% | 5,691 | -65.8% | 0.01% | -60.0% |
| DAR | New | Darling International, Inc. | $238,000 | – | 11,270 | +100.0% | 0.01% | – |
| BAB | New | PowerShares Build America Bondetf | $257,000 | – | 9,407 | +100.0% | 0.01% | – |
| RLGT | Radiant Logistics, Inc. | $260,000 | +17.1% | 114,000 | 0.0% | 0.01% | +33.3% | |
| EAT | Sell | Brinker International, Inc. | $266,000 | -85.4% | 6,565 | -85.8% | 0.01% | -83.3% |
| SRCL | Sell | Stericycle, Inc. | $253,000 | -97.0% | 2,195 | -97.1% | 0.01% | -96.4% |
| SYK | Sell | Stryker Corporation | $236,000 | -50.5% | 3,485 | -52.7% | 0.01% | -38.5% |
| New | Terex Corp Newconvertible bond | $216,000 | – | 1,000 | +100.0% | 0.01% | – | |
| On Semiconductor Corpconvertible bond | $216,000 | +3.8% | 2,000 | 0.0% | 0.01% | +16.7% | ||
| THO | New | Thor Industries, Inc. | $230,000 | – | 3,967 | +100.0% | 0.01% | – |
| TMP | Sell | Tompkins Financial Corporation | $204,000 | -10.9% | 4,420 | -13.0% | 0.01% | +16.7% |
| AXE | New | ANIXTER INTL INC COM | $219,000 | – | 2,493 | +100.0% | 0.01% | – |
| TTE | New | Total SA - Spons ADR | $235,000 | – | 4,051 | +100.0% | 0.01% | – |
| PCLN | New | Priceline.com, Inc. | $210,000 | – | 208 | +100.0% | 0.01% | – |
| HDV | iShares High Dividend ETFetf | $215,000 | 0.0% | 3,245 | 0.0% | 0.01% | +16.7% | |
| TRMB | Sell | Trimble Navigation Ltd. | $219,000 | -89.9% | 7,377 | -91.1% | 0.01% | -87.7% |
| SGMO | Sangamo BioSciences, Inc. | $209,000 | +34.0% | 19,944 | 0.0% | 0.01% | +75.0% | |
| GILD | New | Gilead Sciences Inc | $216,000 | – | 3,432 | +100.0% | 0.01% | – |
| CTIC | New | Cell Therapeutics, Inc. | $214,000 | – | 132,236 | +100.0% | 0.01% | – |
| United States Stl Corp Newconvertible bond | $204,000 | 0.0% | 2,000 | 0.0% | 0.01% | +40.0% | ||
| WFT | Sell | Weatherford International Ltd | $205,000 | -55.8% | 13,390 | -60.4% | 0.01% | -41.7% |
| CA | New | CA, Inc. | $230,000 | – | 7,753 | +100.0% | 0.01% | – |
| CSX | Sell | CSX Corp | $222,000 | -17.8% | 8,637 | -25.8% | 0.01% | 0.0% |
| NFG | New | National Fuel Gas Company | $210,000 | – | 3,051 | +100.0% | 0.01% | – |
| PHO | New | PowerShares Water Resourcesetf | $223,000 | – | 9,334 | +100.0% | 0.01% | – |
| CMS | Sell | CMS Energy Corp | $224,000 | -20.6% | 8,525 | -17.8% | 0.01% | 0.0% |
| ALNY | New | Alnylam Pharmaceuticals In | $224,000 | – | 3,500 | +100.0% | 0.01% | – |
| Liberty Media Corpcorporate bond | $205,000 | -1.0% | 4,000 | 0.0% | 0.01% | +40.0% | ||
| BWA | New | BorgWarner Inc | $232,000 | – | 2,291 | +100.0% | 0.01% | – |
| PII | Sell | Polaris Industries, Inc. | $204,000 | -86.2% | 1,583 | -89.9% | 0.01% | -82.1% |
| ORLY | New | O'Reilly Automotive Inc | $212,000 | – | 1,659 | +100.0% | 0.01% | – |
| 4107PS | New | MeadWestvaco Corporation | $214,000 | – | 5,585 | +100.0% | 0.01% | – |
| OGE | New | Oge Energy Corp | $206,000 | – | 5,713 | +100.0% | 0.01% | – |
| PHK | PIMCO High Income Fund Commonclosed end fund | $210,000 | +1.9% | 17,586 | 0.0% | 0.01% | +40.0% | |
| NFX | New | Newfield Exploration Company | $235,000 | – | 8,579 | +100.0% | 0.01% | – |
| L-3 Communications Corpconvertible bond | $219,000 | +7.9% | 2,000 | 0.0% | 0.01% | +40.0% | ||
| CMI | New | Cummins Inc | $217,000 | – | 1,634 | +100.0% | 0.01% | – |
| APD | New | Air Products & Chemicals, Inc. | $226,000 | – | 2,120 | +100.0% | 0.01% | – |
| SBAC | New | SBA Communications Corp | $228,000 | – | 2,828 | +100.0% | 0.01% | – |
| GPORQ | New | Gulfport Energy Corporation | $214,000 | – | 3,333 | +100.0% | 0.01% | – |
| ROST | New | Ross Stores, Inc. | $225,000 | – | 3,084 | +100.0% | 0.01% | – |
| VIAB | Sell | Viacom, Inc. | $206,000 | -95.8% | 2,461 | -96.6% | 0.01% | -94.6% |
| CIE | Cobalt International Energ | $234,000 | -6.4% | 9,400 | 0.0% | 0.01% | 0.0% | |
| AVK | Buy | Advent Claymore Conv & Income Commonclosed end fund | $193,000 | +4.3% | 10,980 | +0.4% | 0.01% | +20.0% |
| RWR | Sell | SPDR Dow Jones REITetf | $203,000 | -20.4% | 2,785 | -17.0% | 0.01% | -14.3% |
| GIG | GigOptix, Inc. | $176,000 | -2.2% | 137,152 | 0.0% | 0.01% | +20.0% | |
| TSI | TCW Strategic Income Commonclosed end fund | $193,000 | -3.0% | 35,858 | 0.0% | 0.01% | +20.0% | |
| Hologic Incconvertible bond | $202,000 | +1.0% | 2,000 | 0.0% | 0.01% | +20.0% | ||
| ADM | Sell | Archer Daniels-Midland Co. | $203,000 | -29.5% | 5,518 | -34.9% | 0.01% | -25.0% |
| NVG | Sell | Nuveen Insd Divid Advantageclosed end fund | $184,000 | -37.4% | 14,500 | -34.1% | 0.01% | -25.0% |
| NXP | Sell | Nuveen Select TaxFree Income Commonclosed end fund | $184,000 | -22.4% | 14,102 | -20.1% | 0.01% | 0.0% |
| Allegheny Technologies Incconvertible bond | $202,000 | -2.9% | 2,000 | 0.0% | 0.01% | 0.0% | ||
| EPAC | Sell | Actuant Corp | $202,000 | -95.9% | 5,189 | -96.5% | 0.01% | -95.3% |
| FCT | First Trust Senior FR Inc II Commonclosed end fund | $180,000 | -5.8% | 12,590 | 0.0% | 0.01% | +20.0% | |
| HALO | New | Halozyme Therapeutics, Inc. | $155,000 | – | 14,002 | +100.0% | 0.01% | – |
| SIRI | Buy | Sirius XM Radio Inc. | $144,000 | +18.0% | 37,248 | +2.2% | 0.01% | +66.7% |
| AES | Sell | AES Corp | $170,000 | -29.2% | 12,813 | -35.9% | 0.01% | -16.7% |
| MCI | Babson Capital Corporate Investors | $169,000 | -2.9% | 11,000 | 0.0% | 0.01% | 0.0% | |
| STAR | iStar Financial, Inc. | $160,000 | +6.7% | 13,291 | 0.0% | 0.01% | +25.0% | |
| ACG | Buy | AllianceBernstein Income Fund Commonclosed end fund | $142,000 | +9.2% | 20,162 | +16.0% | 0.01% | +66.7% |
| REFR | Research Frontiers | $140,000 | +6.1% | 33,088 | 0.0% | 0.00% | 0.0% | |
| NEA | Buy | Nuveen Tax Free Adv Mun Fdclosed end fund | $129,000 | -3.0% | 10,310 | +0.1% | 0.00% | 0.0% |
| TWO | New | Two Harbors Investment Corp | $139,000 | – | 14,327 | +100.0% | 0.00% | – |
| BYM | Sell | BlackRock Municipal Inc Quality Trustetf | $136,000 | -31.7% | 10,000 | -28.6% | 0.00% | -20.0% |
| VMO | Invesco Muni Opps. Trust Commonclosed end fund | $134,000 | -9.5% | 11,409 | 0.0% | 0.00% | 0.0% | |
| FHN | Buy | First Horizon National Corp | $120,000 | -1.6% | 10,947 | +0.1% | 0.00% | +33.3% |
| ARNA | Arena Pharmaceuticals Com | $113,000 | -31.9% | 21,500 | 0.0% | 0.00% | 0.0% | |
| SRC | New | Spirit Realty Capital Inc | $141,000 | – | 15,352 | +100.0% | 0.00% | – |
| GAB | Gabelli Equity Trust Commonclosed end fund | $115,000 | +1.8% | 17,040 | 0.0% | 0.00% | +33.3% | |
| PTNR | Sell | Partner Communications Company, Ltd. | $96,000 | +21.5% | 12,216 | -3.3% | 0.00% | +50.0% |
| AMKR | Buy | Amkor Technology, Inc. | $86,000 | +2.4% | 20,100 | +0.5% | 0.00% | +50.0% |
| MNKD | Sell | MannKind Corporation | $108,000 | -36.1% | 19,000 | -26.9% | 0.00% | -25.0% |
| WIN | New | Windstream Holdings Inc | $100,000 | – | 12,547 | +100.0% | 0.00% | – |
| ATEC | Alphatec Holdings, Inc. | $98,000 | -3.9% | 49,949 | 0.0% | 0.00% | 0.0% | |
| AMD | Buy | Advanced Micro Devices | $78,000 | -6.0% | 20,350 | +0.2% | 0.00% | 0.0% |
| AKS | AK Steel Holding Corporation | $63,000 | +23.5% | 16,900 | 0.0% | 0.00% | +100.0% | |
| CDZI | New | Cadiz, Inc. | $63,000 | – | 12,407 | +100.0% | 0.00% | – |
| FAX | Sell | Aberdeen Asia Pacific Incom Fdclosed end fund | $74,000 | -6.3% | 12,130 | -4.9% | 0.00% | 0.0% |
| NGD | New Gold, Inc. | $66,000 | -7.0% | 11,077 | 0.0% | 0.00% | 0.0% | |
| HK | Halcon Resources Corp | $60,000 | -21.1% | 13,437 | 0.0% | 0.00% | 0.0% | |
| NRZ | New | New Residential Investment Corp | $75,000 | – | 11,403 | +100.0% | 0.00% | – |
| LLNW | Limelight Networks, Inc. | $54,000 | -14.3% | 27,993 | 0.0% | 0.00% | 0.0% | |
| CHYR | Chyronhego Corp | $22,000 | +10.0% | 14,613 | 0.0% | 0.00% | 0.0% | |
| PEIX | New | Pacific Ethanol, Inc. | $35,000 | – | 10,000 | +100.0% | 0.00% | – |
| ULGX | Exit | UROLOGIX, INC. | $0 | – | -33,286 | -100.0% | 0.00% | – |
| TXMD | Exit | THERAPEUTICSMD INC | $0 | – | -11,000 | -100.0% | -0.00% | – |
| HL | Exit | HECLA MINING COMPANY | $0 | – | -14,159 | -100.0% | -0.00% | – |
| WIN | Exit | WINDSTREAM CORP | $0 | – | -12,200 | -100.0% | -0.00% | – |
| AUQ | Exit | AURICO GOLD INC | $0 | – | -21,982 | -100.0% | -0.00% | – |
| NMI | Exit | NUVEEN MUNICIPAL INCOME COMMONclosed-end fund | $0 | – | -11,167 | -100.0% | -0.00% | – |
| SMFG | Exit | SUMITOMO MITSUI FINANCIAL GROUP INCadr | $0 | – | -13,895 | -100.0% | -0.00% | – |
| GIM | Exit | TEMPLETON GLOBAL INCOME COMMONclosed-end fund | $0 | – | -11,660 | -100.0% | -0.00% | – |
| TLM | Exit | TALISMAN ENERGY INC | $0 | – | -10,227 | -100.0% | -0.00% | – |
| FBSS | Exit | FAUQUIER BANKSHARES INC | $0 | – | -13,912 | -100.0% | -0.00% | – |
| KST | Exit | DWS STRATEGIC INCOME COMMONclosed-end fund | $0 | – | -10,322 | -100.0% | -0.00% | – |
| PCH | Exit | POTLATCH CORPclosed-end fund | $0 | – | -13,034 | -100.0% | -0.01% | – |
| SKM | Exit | SK TELECOM CO., LTD.adr | $0 | – | -10,127 | -100.0% | -0.01% | – |
| PFO | Exit | FLAH&CRUM PREF INCOME OPPS COMMONclosed-end fund | $0 | – | -15,539 | -100.0% | -0.01% | – |
| VALE | Exit | VALE SAadr | $0 | – | -12,959 | -100.0% | -0.01% | – |
| PMCT | Exit | PMC COMMERCIAL TRUSreit | $0 | – | -23,395 | -100.0% | -0.01% | – |
| FLRN | Exit | SPDR BARCLAYS CAP INV GR FLOATING RT ETFetf | $0 | – | -7,600 | -100.0% | -0.01% | – |
| Exit | ALLIANCE DATA SYSTEMS CORPus domestic | $0 | – | -1,000 | -100.0% | -0.01% | – | |
| PRA | Exit | PROASSURANCE CORP | $0 | – | -4,283 | -100.0% | -0.01% | – |
| DIG | Exit | PROSHARES ULTRA OIL & GASetf | $0 | – | -3,950 | -100.0% | -0.01% | – |
| VSS | Exit | VANGUARD FTSE ALL WORLD EX-US SM CAP ETFetf | $0 | – | -3,113 | -100.0% | -0.01% | – |
| YHOO | Exit | YAHOO! INC | $0 | – | -10,841 | -100.0% | -0.01% | – |
| AXS | Exit | AXIS CAPITAL HOLDINGS LTD | $0 | – | -6,113 | -100.0% | -0.01% | – |
| IBB | Exit | ISHARES NASDAQ BIOTECHNOLOGYetf | $0 | – | -1,496 | -100.0% | -0.01% | – |
| DRI | Exit | DARDEN RESTAURANTS INC | $0 | – | -5,024 | -100.0% | -0.01% | – |
| SYMC | Exit | SYMANTEC CORP | $0 | – | -13,017 | -100.0% | -0.01% | – |
| VPU | Exit | VANGUARD UTILITIES ETFetf | $0 | – | -3,738 | -100.0% | -0.01% | – |
| FHI | Exit | FEDERATED INVESTORS, INC. | $0 | – | -10,660 | -100.0% | -0.01% | – |
| HIGWS | Exit | HARTFORD FINANCIAL WTSequity wrt | $0 | – | -14,000 | -100.0% | -0.01% | – |
| PHG | Exit | KONINKLIJKE PHILIPS ELECTRONICS | $0 | – | -11,386 | -100.0% | -0.01% | – |
| VFC | Exit | V F CORP. | $0 | – | -1,689 | -100.0% | -0.01% | – |
| MRO | Exit | MARATHON OIL | $0 | – | -9,264 | -100.0% | -0.01% | – |
| MDR | Exit | MCDERMOTT INTERNATIONAL INC | $0 | – | -41,810 | -100.0% | -0.01% | – |
| JWN | Exit | NORDSTROM INC | $0 | – | -6,215 | -100.0% | -0.01% | – |
| COL | Exit | ROCKWELL COLLINS INC | $0 | – | -6,126 | -100.0% | -0.01% | – |
| JXI | Exit | ISHARES S&P GLOBAL UTILITIES ETFclosed-end fund | $0 | – | -20,099 | -100.0% | -0.01% | – |
| BSX | Exit | BOSTON SCIENTIFIC CORP. | $0 | – | -41,957 | -100.0% | -0.01% | – |
| MPC | Exit | MARATHON PETROLEUM CORP | $0 | – | -5,394 | -100.0% | -0.01% | – |
| ENH | Exit | ENDURANCE SPECIALTY HLDGS LT | $0 | – | -8,024 | -100.0% | -0.01% | – |
| IHE | Exit | ISHARES DOW JONES US PHARMACEUTICALetf | $0 | – | -4,015 | -100.0% | -0.01% | – |
| GRC | Exit | GORMAN-RUPP | $0 | – | -7,500 | -100.0% | -0.01% | – |
| BID | Exit | SOTHEBYS | $0 | – | -10,945 | -100.0% | -0.01% | – |
| FRC | Exit | FIRST REPUBLIC BANK (SAN FRANCISCO, CA) | $0 | – | -11,325 | -100.0% | -0.01% | – |
| IEI | Exit | ISHARES BARCLAYS 3-7 YEAR TREASURY BONDetf | $0 | – | -3,750 | -100.0% | -0.01% | – |
| SON | Exit | SONOCO PRODUCTS CO | $0 | – | -13,368 | -100.0% | -0.01% | – |
| M | Exit | MACY'S INC | $0 | – | -9,664 | -100.0% | -0.01% | – |
| WRI | Exit | WEINGARTEN REALTY INVESTORSreit | $0 | – | -15,844 | -100.0% | -0.01% | – |
| XRAY | Exit | DENTSPLY INTERNATIONAL | $0 | – | -11,635 | -100.0% | -0.01% | – |
| TSRX | Exit | TRIUS THERAPEUTICS, INC. | $0 | – | -59,790 | -100.0% | -0.01% | – |
| BPT | Exit | BP PRUDHOE BAY ROYALTY TRUSTroyalty trst | $0 | – | -5,501 | -100.0% | -0.01% | – |
| PNCWS | Exit | PNC FINANCIAL SERVICES WARRANTS 12/31/18equity wrt | $0 | – | -34,450 | -100.0% | -0.01% | – |
| Exit | MOLSON COORS BREWING COconv bond | $0 | – | -5,000 | -100.0% | -0.01% | – | |
| INFY | Exit | INFOSYS LTDadr | $0 | – | -12,919 | -100.0% | -0.01% | – |
| UAA | Exit | UNDER ARMOUR, INC. | $0 | – | -10,137 | -100.0% | -0.02% | – |
| ARLP | Exit | ALLIANCE RESOURCE PARTNERltd part | $0 | – | -8,400 | -100.0% | -0.02% | – |
| RPM | Exit | RPM INTERNATIONAL INC | $0 | – | -18,958 | -100.0% | -0.02% | – |
| CNI | Exit | CANADIAN NATIONAL RAILWAY CO | $0 | – | -6,527 | -100.0% | -0.02% | – |
| LINEQ | Exit | LINN ENERGY LLCunit | $0 | – | -22,597 | -100.0% | -0.02% | – |
| BFB | Exit | BROWN-FORMAN CORPORATION | $0 | – | -11,023 | -100.0% | -0.02% | – |
| SPG | Exit | SIMON PROPERTY GROUPreit | $0 | – | -5,028 | -100.0% | -0.02% | – |
| DISCA | Exit | DISCOVERY COMMUNICATIONS INC | $0 | – | -10,909 | -100.0% | -0.02% | – |
| ATW | Exit | ATWOOD OCEANICS INC | $0 | – | -15,855 | -100.0% | -0.02% | – |
| K | Exit | KELLOGG COMPANY | $0 | – | -13,360 | -100.0% | -0.02% | – |
| IRM | Exit | IRON MTN INC | $0 | – | -33,111 | -100.0% | -0.02% | – |
| SPH | Exit | SUBURBAN PROPANE PARTNERS L P UNIT LTD PAltd part | $0 | – | -19,736 | -100.0% | -0.02% | – |
| CYN | Exit | CITY NATIONAL CORP | $0 | – | -15,022 | -100.0% | -0.02% | – |
| MAT | Exit | MATTEL INC | $0 | – | -21,309 | -100.0% | -0.03% | – |
| TWX | Exit | TIME WARNER INC | $0 | – | -17,588 | -100.0% | -0.03% | – |
| DE | Exit | DEERE & CO | $0 | – | -12,484 | -100.0% | -0.03% | – |
| GLW | Exit | CORNING INC | $0 | – | -74,985 | -100.0% | -0.03% | – |
| EGBN | Exit | EAGLE BANCORP INC M | $0 | – | -46,868 | -100.0% | -0.03% | – |
| WFCPRL | Exit | WELLS FARGO PFD CONV 7.50% SERconv prfd | $0 | – | -950 | -100.0% | -0.03% | – |
| WMB | Exit | WILLIAMS COMPANIES INC | $0 | – | -37,036 | -100.0% | -0.03% | – |
| IEO | Exit | ISHARES DOW JONES US OIL & GAS EX INDEXetf | $0 | – | -18,868 | -100.0% | -0.04% | – |
| WWAV | Exit | WHITEWAVE FOODS CO | $0 | – | -82,828 | -100.0% | -0.04% | – |
| GLAD | Exit | GLADSTONE CAPITAL CORP | $0 | – | -170,465 | -100.0% | -0.04% | – |
| KMX | Exit | CARMAX, INC. | $0 | – | -32,764 | -100.0% | -0.04% | – |
| EGP | Exit | EASTGROUP PROPERTIES, INC.reit | $0 | – | -28,450 | -100.0% | -0.04% | – |
| UTXPRA | Exit | UNITED TECHNOLOGIES 7.5% CONV PFDpreferred | $0 | – | -28,400 | -100.0% | -0.04% | – |
| TRIB | Exit | TRINITY BIOTECH PLC ADRadr | $0 | – | -111,500 | -100.0% | -0.05% | – |
| JAH | Exit | JARDEN CORP. | $0 | – | -43,692 | -100.0% | -0.05% | – |
| HON | Exit | HONEYWELL INTERNATIONAL | $0 | – | -24,596 | -100.0% | -0.05% | – |
| PCAR | Exit | PACCAR INC | $0 | – | -37,119 | -100.0% | -0.05% | – |
| Exit | CSX CORPus domestic | $0 | – | -8,000 | -100.0% | -0.06% | – | |
| HEP | Exit | HOLLY ENERGY PARTNERS LPltd part | $0 | – | -58,400 | -100.0% | -0.06% | – |
| GWW | Exit | W W GRAINGER INC | $0 | – | -9,155 | -100.0% | -0.06% | – |
| CAG | Exit | CONAGRA FOODS, INC. | $0 | – | -65,942 | -100.0% | -0.06% | – |
| NTRS | Exit | NORTHERN TRUST CORP | $0 | – | -40,522 | -100.0% | -0.06% | – |
| WY | Exit | WEYERHAEUSER COreit | $0 | – | -94,927 | -100.0% | -0.07% | – |
| MHK | Exit | MOHAWK INDUSTRIES, INC. | $0 | – | -24,154 | -100.0% | -0.07% | – |
| VCBI | Exit | VIRGINIA COMMERCE BANCORP N/C FROM VIRGINI | $0 | – | -198,962 | -100.0% | -0.07% | – |
| IJK | Exit | ISHARES S&P MID CAP 400/GROWTHetf | $0 | – | -21,867 | -100.0% | -0.08% | – |
| HPQ | Exit | HEWLETT PACKARD CO. | $0 | – | -118,022 | -100.0% | -0.08% | – |
| CWHPRD | Exit | COMMONWEALTH REIT 6.5% CONV PFDpreferred | $0 | – | -132,250 | -100.0% | -0.08% | – |
| IHS | Exit | IHS INC. | $0 | – | -29,440 | -100.0% | -0.08% | – |
| HME | Exit | HOME PROPERTIES, INC.reit | $0 | – | -51,631 | -100.0% | -0.09% | – |
| AAXJ | Exit | ISHARES ALL ASIA EX-JAPANetf | $0 | – | -62,189 | -100.0% | -0.09% | – |
| TYL | Exit | TYLER TECHNOLOGIES IN | $0 | – | -58,775 | -100.0% | -0.11% | – |
| HCA | Exit | HCA HOLDINGS INC | $0 | – | -116,963 | -100.0% | -0.11% | – |
| CSE | Exit | CAPITALSOURCE INC | $0 | – | -467,787 | -100.0% | -0.12% | – |
| LUMN | Exit | CENTURYLINK INC | $0 | – | -127,480 | -100.0% | -0.12% | – |
| PHM | Exit | PULTE HOMES, INC. | $0 | – | -263,401 | -100.0% | -0.13% | – |
| BEN | Exit | FRANKLIN RESOURCES INC. | $0 | – | -37,306 | -100.0% | -0.14% | – |
| PRE | Exit | PARTNERRE LTD. | $0 | – | -60,666 | -100.0% | -0.15% | – |
| FFIV | Exit | F5 NETWORKS INC. | $0 | – | -86,455 | -100.0% | -0.16% | – |
| UBSI | Exit | UNITED BANKSHARES INC. | $0 | – | -240,230 | -100.0% | -0.17% | – |
| Exit | PEABODY ENERGY 4.75% (SUBORDINATED)conv bond | $0 | – | -100,000 | -100.0% | -0.19% | – | |
| PH | Exit | PARKER HANNIFIN | $0 | – | -79,355 | -100.0% | -0.20% | – |
| DLX | Exit | DELUXE CORPORATION | $0 | – | -236,107 | -100.0% | -0.22% | – |
| WFCWS | Exit | WELLS FARGO & CO WARRANTS 10/28/18 | $0 | – | -619,895 | -100.0% | -0.22% | – |
| ELD | Exit | WISDOMTREE EMERGING MARKETS LOCAL DEBTetf | $0 | – | -180,193 | -100.0% | -0.23% | – |
| BPL | Exit | BUCKEYE PARTNERS L.P.ltd | $0 | – | -127,525 | -100.0% | -0.24% | – |
| CERN | Exit | CERNER CORP | $0 | – | -193,136 | -100.0% | -0.25% | – |
| STJ | Exit | ST JUDE MEDICAL, INC. | $0 | – | -207,444 | -100.0% | -0.25% | – |
| GOOD | Exit | GLADSTONE COMMERCIALreit | $0 | – | -525,726 | -100.0% | -0.26% | – |
| LOW | Exit | LOWE'S COMPANIES | $0 | – | -249,951 | -100.0% | -0.27% | – |
| LKQ | Exit | LKQ CORP | $0 | – | -412,579 | -100.0% | -0.28% | – |
| Exit | GENCO SHIPPINGintl fixed | $0 | – | -460,000 | -100.0% | -0.30% | – | |
| MMP | Exit | MAGELLAN MIDSTREAM PARTNERS L.Pltd part | $0 | – | -224,542 | -100.0% | -0.32% | – |
| XLP | Exit | CONSUMER STAPLES SECTOR SPDR FUNDetf | $0 | – | -1,083,649 | -100.0% | -1.14% | – |
| Exit | JEFFERIES GROUP 3.875% DUE 11-1-29us domestic | $0 | – | -416,000 | -100.0% | -1.18% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2013-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| iShares S&P 500 Index | 42 | Q3 2023 | 3.6% |
| APPLE INC. CMN | 42 | Q3 2023 | 3.5% |
| ISHARES TR CORE MSCI EAFE | 42 | Q3 2023 | 3.7% |
| VANGUARD INDEX FUNDS - VANGUAR VANGUARD GROWTH ETF | 42 | Q3 2023 | 2.9% |
| ISHARES CORE U.S. AGGREGATE BOND ETF | 42 | Q3 2023 | 6.2% |
| ISHARES TRUST ISHARES 5-10 YEA CMN | 42 | Q3 2023 | 2.4% |
| ISHARES CORE MSCI EMERGING MARKETS ETF | 42 | Q3 2023 | 1.8% |
| ISHARES TRUST - ISHARES MBS ETF | 42 | Q3 2023 | 1.9% |
| MICROSOFT CORPORATION CMN | 42 | Q3 2023 | 1.8% |
| SPDR S&P 500 ETF TRUST | 42 | Q3 2023 | 1.3% |
View UNITED CAPITAL FINANCIAL ADVISORS, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| UNITED CAPITAL FINANCIAL ADVISERS, LLC | February 14, 2013 | 595,666 | 5.4% |
View UNITED CAPITAL FINANCIAL ADVISORS, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR/A | 2023-08-15 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-15 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-11 |
| 13F-HR | 2022-05-16 |
| 13F-HR | 2022-02-14 |
View UNITED CAPITAL FINANCIAL ADVISORS, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.