$477 Million is the total value of K2 PRINCIPAL FUND, L.P.'s 226 reported holdings in Q3 2023. The portfolio turnover from Q2 2023 to Q3 2023 was 0.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| ATLANTICA SUSTAINABLE INFRAnote 4.000 7/1 | $17,659,500 | -3.6% | 19,300 | 0.0% | 3.70% | -11.7% | ||
| DROPBOX INCnote 3/0 | $15,002,772 | -0.4% | 15,859 | 0.0% | 3.14% | -8.8% | ||
| ENVESTNET INCnote 0.750 8/1 | $11,484,000 | +0.1% | 12,500 | 0.0% | 2.41% | -8.3% | ||
| SPOTIFY USA INCnote 3/1 | $11,075,740 | -0.2% | 13,000 | 0.0% | 2.32% | -8.7% | ||
| TRIPADVISOR INCnote 0.250 4/0 | $9,746,940 | +0.6% | 11,500 | 0.0% | 2.04% | -7.8% | ||
| ZSCALER INCnote 0.125 7/0 | $9,623,920 | +2.3% | 8,000 | 0.0% | 2.02% | -6.3% | ||
| SUMMIT HOTEL PPTYSnote 1.500 2/1 | $9,560,232 | -1.5% | 11,375 | 0.0% | 2.00% | -9.8% | ||
| PEBBLEBROOK HOTEL TRnote 1.75012/1 | $9,426,347 | -1.8% | 11,300 | 0.0% | 1.98% | -10.0% | ||
| SPIRIT AIRLS INCnote 1.000 5/1 | $8,793,242 | +3.0% | 10,491 | 0.0% | 1.84% | -5.7% | ||
| RINGCENTRAL INCnote 3/0 | $7,229,049 | +0.7% | 7,799 | 0.0% | 1.51% | -7.8% | ||
| REDWOOD TRUST INCnote 5.625 7/1 | $6,440,560 | +2.6% | 6,572 | 0.0% | 1.35% | -6.1% | ||
| SSR MINING INnote 2.500 4/0 | $5,178,050 | -4.7% | 5,000 | 0.0% | 1.08% | -12.7% | ||
| WAYFAIR INCnote 1.12511/0 | $4,913,150 | -0.9% | 5,000 | 0.0% | 1.03% | -9.3% | ||
| NUVASIVE INCnote 0.375 3/1 | $2,772,450 | +1.3% | 3,000 | 0.0% | 0.58% | -7.2% | ||
| TRIPLE FLAG PRECIOUS METAL | $2,421,877 | -2.4% | 136,137 | 0.0% | 0.51% | -10.7% | ||
| INTC | INTEL CORP | $1,777,500 | +6.3% | 50,000 | 0.0% | 0.37% | -2.6% | |
| EDR | ENDEAVOR GROUP HLDGS INC | $995,000 | -16.8% | 50,000 | 0.0% | 0.21% | -24.1% | |
| EVERBRIDGE INCnote 0.12512/1 | $649,243 | +2.0% | 700 | 0.0% | 0.14% | -6.8% | ||
| BL | BLACKLINE INCcall | $554,700 | +3.1% | 10,000 | 0.0% | 0.12% | -5.7% | |
| HUB CYBER SECURITY LTDw exp 08/22/202 | $409,224 | -52.5% | 2,153,811 | 0.0% | 0.09% | -56.3% | ||
| RWT | REDWOOD TRUST INCput | $267,375 | +11.9% | 37,500 | 0.0% | 0.06% | +1.8% | |
| U HAUL HOLDING COMPANYcall | $209,560 | +3.4% | 4,000 | 0.0% | 0.04% | -4.3% | ||
| AIV | APARTMENT INVT MGMT COcall | $191,760 | -20.2% | 28,200 | 0.0% | 0.04% | -27.3% | |
| PYROPHYTE ACQUISITION CORP | $163,225 | +2.3% | 14,961 | 0.0% | 0.03% | -5.6% | ||
| LUCY SCIENTIFIC DISCOVERY IN | $150,000 | -42.0% | 250,000 | 0.0% | 0.03% | -47.5% | ||
| DRILLING TOOLS INTL CORP | $101,205 | -10.3% | 25,950 | 0.0% | 0.02% | -19.2% | ||
| ENERGEM CORPw exp 11/15/202 | $25,068 | -20.8% | 527,749 | 0.0% | 0.01% | -28.6% | ||
| ROTH CH ACQUISITION V COw exp 12/10/202 | $16,069 | -6.3% | 214,257 | 0.0% | 0.00% | -25.0% | ||
| FORTUNE RISE ACQUISITION CORw exp 12/06/202 | $8,000 | +52.7% | 100,000 | 0.0% | 0.00% | +100.0% | ||
| DKDCW | DATA KNIGHTS ACQUISITION CORw exp 11/11/202 | $10,562 | +152.8% | 234,708 | 0.0% | 0.00% | +100.0% | |
| TRISTAR ACQUISITION I CORPw exp 99/99/999 | $8,139 | +63.7% | 184,138 | 0.0% | 0.00% | +100.0% | ||
| ACCRETION ACQUISITION CORPw exp 03/01/202 | $7,477 | -48.2% | 330,838 | 0.0% | 0.00% | -33.3% | ||
| JUPITER ACQUISITION CORPw exp 08/17/202 | $3,410 | +81.4% | 113,274 | 0.0% | 0.00% | – | ||
| BANNIX ACQUISITION CORPw exp 07/31/202 | $5,712 | -37.5% | 228,497 | 0.0% | 0.00% | -50.0% | ||
| FINTECH ECOSYSTEM DEVEw exp 04/01/202 | $5,500 | -19.0% | 275,000 | 0.0% | 0.00% | -50.0% | ||
| HUB CYBER SECURITY LTDw exp 02/27/202 | $4,248 | -73.7% | 404,542 | 0.0% | 0.00% | -75.0% | ||
| WINVEST ACQUISITION CORPw exp 08/09/202 | $5,695 | -61.8% | 569,464 | 0.0% | 0.00% | -66.7% | ||
| PYROPHYTE ACQUISITION CORPw exp 05/03/202 | $2,320 | -18.8% | 35,695 | 0.0% | 0.00% | -100.0% | ||
| REDWOODS ACQUISITION CORPw exp 03/15/202 | $1,770 | +0.2% | 35,335 | 0.0% | 0.00% | – | ||
| PLMIW | PLUM ACQUISITION CORP Iw exp 03/18/202 | $1,018 | +100.0% | 16,971 | 0.0% | 0.00% | – | |
| ALTUW | ALTITUDE ACQUISITION CORPw exp 11/30/202 | $1,597 | -3.7% | 30,141 | 0.0% | 0.00% | – | |
| INTERNATIONAL MEDIA ACQUISITw exp 07/21/202 | $1,969 | +14.3% | 98,456 | 0.0% | 0.00% | – | ||
| VISION SENSING ACQUISITION Cw exp 10/21/202 | $1,253 | +19.3% | 33,875 | 0.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-11-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BGC PARTNERS INC | 30 | Q4 2022 | 1.9% |
| ISHARES TR | 22 | Q2 2023 | 2.8% |
| VANECK VECTORS ETF TRUST | 21 | Q3 2022 | 7.0% |
| SPDR SP 500 ETF TR | 20 | Q3 2023 | 8.8% |
| MAGNACHIP SEMICONDUCTOR CORP | 19 | Q3 2022 | 1.1% |
| NXP SEMICONDUCTORS N V | 18 | Q4 2020 | 2.9% |
| MICROSOFT CORP | 18 | Q2 2020 | 1.5% |
| ISHARES TR | 17 | Q1 2023 | 7.5% |
| CYPRESS SEMICONDUCTOR CORP | 17 | Q1 2019 | 2.5% |
| AEROJET ROCKETDYNE HLDGS INC | 17 | Q2 2022 | 1.4% |
View K2 PRINCIPAL FUND, L.P.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| AcuityAds Holdings Inc. | March 16, 2023 | 3,198,531 | 5.6% |
| ARS Pharmaceuticals, Inc. | February 13, 2023 | 2,045,348 | 2.2% |
| Solid Biosciences Inc. | February 13, 2023 | 284,871 | 1.5% |
| TCR2 THERAPEUTICS INC. | February 09, 2023 | 10 | 0.0% |
| AVROBIO, Inc. | February 08, 2023 | 10 | 0.0% |
| Goldenstone Acquisition Ltd. | February 08, 2023 | 10 | 0.0% |
| Relativity Acquisition Corp | February 08, 2023 | 10 | 0.0% |
| Sagaliam Acquisition Corp | February 08, 2023 | 10 | 0.0% |
| Pasithea Therapeutics Corp. | February 01, 2022 | 1,094,418 | 5.0% |
| Ignyte Acquisition Corp. | January 26, 2022 | 259,958 | 3.6% |
View K2 PRINCIPAL FUND, L.P.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-12 |
| SC 13G/A | 2024-02-12 |
| SC 13G | 2024-02-09 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-15 |
| 13F-HR | 2023-05-11 |
| SC 13G/A | 2023-03-16 |
| SC 13G | 2023-03-16 |
| SC 13G/A | 2023-02-13 |
View K2 PRINCIPAL FUND, L.P.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.