$477 Million is the total value of K2 PRINCIPAL FUND, L.P.'s 226 reported holdings in Q3 2023. The portfolio turnover from Q2 2023 to Q3 2023 was 67.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| ATVI | Sell | ACTIVISION BLIZZARD INC | $9,831,150 | +10.4% | 105,000 | -0.6% | 2.06% | +1.2% |
| ACI | Sell | ALBERTSONS COS INC | $5,670,005 | -7.4% | 249,231 | -11.2% | 1.19% | -15.2% |
| SBTX | Sell | ARS PHARMACEUTICALS INCcall | $2,604,042 | -44.5% | 688,900 | -1.6% | 0.55% | -49.1% |
| SAVE | Sell | SPIRIT AIRLS INC | $1,674,568 | -51.4% | 101,489 | -49.4% | 0.35% | -55.5% |
| PFSI | Sell | PENNYMAC FINL SVCS INC NEW | $1,641,290 | -58.6% | 24,644 | -56.3% | 0.34% | -62.1% |
| IRBT | Sell | IROBOT CORPput | $1,137,000 | -68.6% | 30,000 | -62.5% | 0.24% | -71.3% |
| SYF | Sell | SYNCHRONY FINANCIAL | $1,132,374 | -16.8% | 37,042 | -7.7% | 0.24% | -23.8% |
| FCX | Sell | FREEPORT-MCMORAN INCput | $745,800 | -85.1% | 20,000 | -84.0% | 0.16% | -86.4% |
| UBS | Sell | UBS GROUP AGsh | $542,300 | -23.6% | 22,000 | -37.1% | 0.11% | -29.6% |
| Sell | EVEREST CONSOLIDATOR ACQ COR | $526,361 | -29.7% | 48,647 | -30.8% | 0.11% | -35.7% | |
| UHAL | Sell | U HAUL HOLDING COMPANY | $468,211 | -77.6% | 8,580 | -77.3% | 0.10% | -79.5% |
| XPL | Sell | SOLITARIO RESOURCES CORP | $453,815 | -10.8% | 850,000 | -3.9% | 0.10% | -18.1% |
| SMTC | Sell | SEMTECH CORP | $422,300 | -21.0% | 16,400 | -21.9% | 0.09% | -27.9% |
| HTZZ | Sell | HERTZ GLOBAL HLDGS INC | $350,166 | -89.7% | 28,585 | -84.5% | 0.07% | -90.6% |
| FRPT | Sell | FRESHPET INCcall | $263,520 | -49.9% | 4,000 | -50.0% | 0.06% | -54.2% |
| FLMEWS | Sell | FLAME ACQUISITION CORPw exp 02/26/202 | $132,126 | +48.2% | 165,158 | -42.1% | 0.03% | +40.0% |
| PMT | Sell | PENNYMAC MTG INVT TR | $131,403 | -95.6% | 10,597 | -95.2% | 0.03% | -95.9% |
| SJT | Sell | SAN JUAN BASIN RTY TRunit ben int | $72,197 | -89.9% | 10,418 | -89.1% | 0.02% | -90.8% |
| RWT | Sell | REDWOOD TRUST INC | $71,400 | -85.8% | 10,014 | -87.3% | 0.02% | -87.0% |
| Sell | ARISZ ACQUISITION CORPright 99/99/9999 | $35,930 | +7.8% | 399,223 | -3.5% | 0.01% | 0.0% | |
| CFFEW | Sell | CF ACQUISITION CORP VIIIw exp 03/31/202 | $34,424 | +190.0% | 137,696 | -42.0% | 0.01% | +133.3% |
| Sell | WINVEST ACQUISITION CORPright 99/99/9999 | $18,906 | -26.0% | 370,704 | -4.2% | 0.00% | -33.3% | |
| Sell | ACCRETION ACQUISITION CORPright 03/01/2028 | $19,712 | -51.2% | 350,117 | -5.9% | 0.00% | -55.6% | |
| Sell | ALPHAVEST ACQUISITION CORPright 06/19/2024 | $18,895 | +25.0% | 118,094 | -5.4% | 0.00% | +33.3% | |
| Sell | ISRAEL ACQUISITIONS CORPw exp 99/99/999 | $18,929 | -13.3% | 137,664 | -12.3% | 0.00% | -20.0% | |
| Sell | NOVA VISION ACQUISITION CORPright 12/23/2023 | $15,850 | +3.4% | 79,252 | -11.2% | 0.00% | -25.0% | |
| VHAQWS | Sell | VIVEON HEALTH ACQUISITION COw exp 99/99/999 | $11,832 | +9.3% | 516,666 | -4.6% | 0.00% | 0.0% |
| Sell | AKERNA CORP | $10,184 | -65.6% | 46,377 | -5.1% | 0.00% | -71.4% | |
| Sell | GLOBAL SYSTEMS DYNAMICS INCw exp 04/01/202 | $11,911 | -50.1% | 595,571 | -0.2% | 0.00% | -60.0% | |
| Sell | BENEFICIENTw exp 06/07/202 | $8,578 | -21.5% | 222,812 | -3.1% | 0.00% | 0.0% | |
| Sell | ABRI SPAC I INCw exp 09/18/202 | $8,008 | -23.6% | 227,492 | -30.5% | 0.00% | 0.0% | |
| Sell | MONTEREY CAP ACQUISITION CORw exp 01/01/202 | $3,287 | +7.1% | 149,396 | -2.6% | 0.00% | 0.0% | |
| Sell | PROSOMNUS INCw exp 04/20/202 | $5,917 | -60.7% | 84,531 | -54.8% | 0.00% | -66.7% | |
| AMAOW | Sell | AMERICAN ACQUISITION OPPT INw exp 05/28/202 | $4,063 | -5.4% | 97,660 | -38.6% | 0.00% | 0.0% |
| Sell | GLOBALINK INVT INCw exp 12/03/202 | $3,520 | -47.8% | 320,000 | -5.1% | 0.00% | -50.0% | |
| Sell | GARDINER HEALTHCARE ACQTS COw exp 07/30/202 | $2,619 | -70.1% | 86,729 | -28.8% | 0.00% | -50.0% | |
| Sell | CHAVANT CAPITAL ACQUISITN COw exp 99/99/999 | $5,866 | -40.8% | 247,510 | -0.2% | 0.00% | -50.0% | |
| Sell | SPORTSMAP TECH ACQUISITIN COw exp 09/01/202 | $6,296 | -25.5% | 220,900 | -8.7% | 0.00% | -50.0% | |
| Sell | BELLEVUE LIFE SCNCS AQSTN COw exp 02/09/202 | $7,005 | -53.8% | 199,583 | -0.0% | 0.00% | -66.7% | |
| Sell | NOVA VISION ACQUISITION CORPw exp 12/31/202 | $2,599 | +28.7% | 152,000 | -24.8% | 0.00% | – | |
| Sell | OXUS ACQUISITION CORPw exp 99/99/999 | $4,375 | -17.5% | 35,000 | -65.0% | 0.00% | 0.0% | |
| Sell | ROSE HILL ACQUISITION CORPw exp 10/07/202 | $4,000 | +60.0% | 80,000 | -20.0% | 0.00% | 0.0% | |
| Sell | BLACK MOUNTAIN ACQ CORPw exp 10/15/202 | $4,583 | -49.1% | 104,170 | -39.4% | 0.00% | -50.0% | |
| Sell | 10X CAP VENTURE ACQSTN CORPw exp 04/19/202 | $6,636 | -25.3% | 95,069 | -29.4% | 0.00% | -50.0% | |
| Sell | POWER DIGITAL INFRASTRUCTUw exp 12/09/202 | $4,741 | +36.1% | 47,411 | -5.0% | 0.00% | 0.0% | |
| Sell | AROGO CAPITAL ACQUISITION COw exp 03/23/202 | $1,699 | -26.1% | 32,052 | -35.9% | 0.00% | -100.0% | |
| Sell | OMNILIT ACQUISITION CORPw exp 11/08/202 | $602 | -37.9% | 12,873 | -30.3% | 0.00% | – | |
| Sell | AP ACQUISITION CORPw exp 12/07/202 | $457 | -15.8% | 10,142 | -15.9% | 0.00% | – | |
| Exit | ALTENERGY ACQUISITION CORPw exp 10/29/202 | $0 | – | -43,845 | -100.0% | 0.00% | – | |
| Exit | INSIGHT ACQUISITION CORPw exp 08/26/202 | $0 | – | -129,537 | -100.0% | -0.00% | – | |
| Exit | ZAPP ELEC VEHS GROUP LTDw exp 04/28/202 | $0 | – | -48,403 | -100.0% | -0.00% | – | |
| Exit | PRIME NO ACQUISITION I CORPw exp 07/31/202 | $0 | – | -138,536 | -100.0% | -0.00% | – | |
| Exit | THE GROWTH FOR GOOD ACQU CORw exp 11/12/202 | $0 | – | -147,342 | -100.0% | -0.00% | – | |
| Exit | MONTEREY INNOVATION ACQUI COw exp 09/30/202 | $0 | – | -395,000 | -100.0% | -0.00% | – | |
| Exit | GINKGO BIOWORKS HOLDINGS INCput | $0 | – | -32,000 | -100.0% | -0.01% | – | |
| RWT | Exit | REDWOOD TRUST INCcall | $0 | – | -10,000 | -100.0% | -0.02% | – |
| Exit | GINKGO BIOWORKS HOLDINGS INCcall | $0 | – | -42,000 | -100.0% | -0.02% | – | |
| Exit | M3 BRIGADE ACQUISITION IIIw exp 07/31/202 | $0 | – | -251,493 | -100.0% | -0.02% | – | |
| Exit | ALPHA STAR ACQUISITION CORPordinary shares | $0 | – | -12,129 | -100.0% | -0.03% | – | |
| Exit | BANYAN ACQUISITION CORPORATI | $0 | – | -12,620 | -100.0% | -0.03% | – | |
| Exit | GOGREEN INVESTMENTS CORPw exp 05/31/202 | $0 | – | -167,743 | -100.0% | -0.04% | – | |
| Exit | TWO HBRS INVT CORP | $0 | – | -15,374 | -100.0% | -0.05% | – | |
| ACI | Exit | ALBERTSONS COS INCcall | $0 | – | -10,000 | -100.0% | -0.05% | – |
| PLL | Exit | PIEDMONT LITHIUM INCcall | $0 | – | -4,500 | -100.0% | -0.06% | – |
| Exit | GENESIS UNICORN CAPITAL CORP | $0 | – | -24,047 | -100.0% | -0.06% | – | |
| X | Exit | UNITED STATES STL CORP NEW | $0 | – | -10,366 | -100.0% | -0.06% | – |
| CCL | Exit | CARNIVAL CORP | $0 | – | -14,106 | -100.0% | -0.06% | – |
| MT | Exit | ARCELORMITTAL SA LUXEMBOURGcall | $0 | – | -10,000 | -100.0% | -0.06% | – |
| NTNX | Exit | NUTANIX INCcall | $0 | – | -10,000 | -100.0% | -0.06% | – |
| Exit | BATTERY FUTURE ACQUISITION C | $0 | – | -29,013 | -100.0% | -0.07% | – | |
| CLF | Exit | CLEVELAND-CLIFFS INC NEWput | $0 | – | -20,000 | -100.0% | -0.08% | – |
| FSM | Exit | FORTUNA SILVER MINES INCput | $0 | – | -105,000 | -100.0% | -0.08% | – |
| HHLA | Exit | HHL ACQUISITION CO | $0 | – | -33,948 | -100.0% | -0.08% | – |
| Exit | SKEENA RES LTD NEW | $0 | – | -77,200 | -100.0% | -0.08% | – | |
| NUE | Exit | NUCOR CORP | $0 | – | -2,343 | -100.0% | -0.09% | – |
| CGC | Exit | CANOPY GROWTH CORPput | $0 | – | -1,000,000 | -100.0% | -0.09% | – |
| LYFT | Exit | LYFT INCcall | $0 | – | -42,000 | -100.0% | -0.09% | – |
| Exit | DA32 LIFE SCNCE TEC ACQSTN C | $0 | – | -39,505 | -100.0% | -0.09% | – | |
| SHO | Exit | SUNSTONE HOTEL INVS INC NEWcall | $0 | – | -45,000 | -100.0% | -0.10% | – |
| KR | Exit | KROGER COcall | $0 | – | -10,000 | -100.0% | -0.11% | – |
| Exit | MONTEREY CAP ACQUISITION COR | $0 | – | -45,601 | -100.0% | -0.11% | – | |
| OPEN | Exit | OPENDOOR TECHNOLOGIES INCput | $0 | – | -120,000 | -100.0% | -0.11% | – |
| LXU | Exit | LSB INDS INCcall | $0 | – | -50,000 | -100.0% | -0.11% | – |
| Exit | WESTROCK COFFEE CO | $0 | – | -93,750 | -100.0% | -0.12% | – | |
| Exit | SIGMA LITHIUM CORPORATIONput | $0 | – | -14,200 | -100.0% | -0.13% | – | |
| FCX | Exit | FREEPORT-MCMORAN INCcl b | $0 | – | -14,545 | -100.0% | -0.13% | – |
| AFRM | Exit | AFFIRM HLDGS INCcall | $0 | – | -38,000 | -100.0% | -0.13% | – |
| Exit | TKB CRITICAL TECHNOLOGIES 1class a ord | $0 | – | -55,022 | -100.0% | -0.13% | – | |
| W | Exit | WAYFAIR INCput | $0 | – | -10,000 | -100.0% | -0.15% | – |
| AMC | Exit | AMC ENTMT HLDGS INCput | $0 | – | -150,000 | -100.0% | -0.15% | – |
| TSLA | Exit | TESLA INC | $0 | – | -2,518 | -100.0% | -0.15% | – |
| Exit | ALPHA HEALTHCARE ACQU CORP I | $0 | – | -74,728 | -100.0% | -0.18% | – | |
| TGT | Exit | TARGET CORPcall | $0 | – | -6,000 | -100.0% | -0.18% | – |
| CLDT | Exit | CHATHAM LODGING TRcall | $0 | – | -85,400 | -100.0% | -0.18% | – |
| Exit | ATLANTIC COASTAL AQSTN CORP | $0 | – | -77,399 | -100.0% | -0.18% | – | |
| Exit | POWER DIGITAL INFRASTRUCTU | $0 | – | -78,888 | -100.0% | -0.19% | – | |
| NUE | Exit | NUCOR CORPcall | $0 | – | -5,000 | -100.0% | -0.19% | – |
| Exit | SPREE ACQUISITION CORP 1 LTD | $0 | – | -79,910 | -100.0% | -0.19% | – | |
| Exit | OPY ACQUISITION CORP I | $0 | – | -86,272 | -100.0% | -0.20% | – | |
| Exit | HUDSON ACQUISITION I CORP | $0 | – | -95,336 | -100.0% | -0.23% | – | |
| RKT | Exit | ROCKET COS INC | $0 | – | -111,401 | -100.0% | -0.23% | – |
| Exit | BROAD CAPITAL ACQUISITION CO | $0 | – | -94,435 | -100.0% | -0.23% | – | |
| Exit | INFLECTION PT ACQUISITN CRPunit 08/29/2031 | $0 | – | -100,000 | -100.0% | -0.23% | – | |
| Exit | ESH ACQUISITION CORPunit 06/13/2028 | $0 | – | -100,000 | -100.0% | -0.23% | – | |
| Exit | FUTURETECH II ACQUISITION CO | $0 | – | -95,403 | -100.0% | -0.23% | – | |
| Exit | GENERATION ASIA I ACQUISITIO | $0 | – | -100,700 | -100.0% | -0.24% | – | |
| Exit | KNIGHTSWAN ACQUISITION CORP | $0 | – | -100,866 | -100.0% | -0.24% | – | |
| RCL | Exit | ROYAL CARIBBEAN GROUP | $0 | – | -11,100 | -100.0% | -0.26% | – |
| FCX | Exit | FREEPORT-MCMORAN INCcall | $0 | – | -30,000 | -100.0% | -0.27% | – |
| Exit | WILLIAMS ROWLAND ACQUISITION | $0 | – | -117,190 | -100.0% | -0.28% | – | |
| Exit | HEARTLAND MEDIA ACQUISITION | $0 | – | -117,330 | -100.0% | -0.28% | – | |
| W | Exit | WAYFAIR INCcall | $0 | – | -19,100 | -100.0% | -0.28% | – |
| LEN | Exit | LENNAR CORPcall | $0 | – | -10,000 | -100.0% | -0.29% | – |
| CGAU | Exit | CENTERRA GOLD INC | $0 | – | -210,000 | -100.0% | -0.29% | – |
| NVRO | Exit | NEVRO CORPcall | $0 | – | -51,000 | -100.0% | -0.30% | – |
| CVX | Exit | CHEVRON CORP NEW | $0 | – | -8,482 | -100.0% | -0.30% | – |
| WRLD | Exit | WORLD ACCEP CORPORATIONcall | $0 | – | -10,000 | -100.0% | -0.31% | – |
| CNHI | Exit | CNH INDL N Vcall | $0 | – | -100,000 | -100.0% | -0.33% | – |
| Exit | COLISEUM ACQUISITION CORP | $0 | – | -139,922 | -100.0% | -0.33% | – | |
| HZNP | Exit | HORIZON THERAPEUTICS PUB L | $0 | – | -14,500 | -100.0% | -0.34% | – |
| DLR | Exit | DIGITAL RLTY TR INCcall | $0 | – | -14,000 | -100.0% | -0.36% | – |
| PTON | Exit | PELOTON INTERACTIVE INCcall | $0 | – | -212,000 | -100.0% | -0.37% | – |
| Exit | PROSHARES TR IIput | $0 | – | -30,000 | -100.0% | -0.38% | – | |
| EQR | Exit | EQUITY RESIDENTIALcall | $0 | – | -26,000 | -100.0% | -0.39% | – |
| SBTX | Exit | ARS PHARMACEUTICALS INCput | $0 | – | -264,400 | -100.0% | -0.40% | – |
| Exit | LYFT INCnote 1.500 5/1 | $0 | – | -2,000 | -100.0% | -0.41% | – | |
| DHI | Exit | D R HORTON INCcall | $0 | – | -15,000 | -100.0% | -0.42% | – |
| Exit | BYNORDIC ACQUISITION CORP | $0 | – | -206,562 | -100.0% | -0.50% | – | |
| Exit | DRAFTKINGS INC NEW | $0 | – | -84,899 | -100.0% | -0.52% | – | |
| STLD | Exit | STEEL DYNAMICS INCcall | $0 | – | -22,500 | -100.0% | -0.56% | – |
| Exit | ILLUMIN HLDGS INC | $0 | – | -1,684,619 | -100.0% | -0.66% | – | |
| LSI | Exit | LIFE STORAGE INC | $0 | – | -23,260 | -100.0% | -0.71% | – |
| SLV | Exit | ISHARES SILVER TRcall | $0 | – | -150,000 | -100.0% | -0.72% | – |
| AJRD | Exit | AEROJET ROCKETDYNE HLDGS INC | $0 | – | -60,600 | -100.0% | -0.76% | – |
| FRPT | Exit | FRESHPET INCput | $0 | – | -51,500 | -100.0% | -0.78% | – |
| NUVA | Exit | NUVASIVE INC | $0 | – | -106,389 | -100.0% | -1.01% | – |
| Exit | REDWOOD TRUST INCnote 4.750 8/1 | $0 | – | -5,000 | -100.0% | -1.14% | – | |
| Exit | SPLUNK INCnote 1.125 9/1 | $0 | – | -5,415 | -100.0% | -1.24% | – | |
| ATVI | Exit | ACTIVISION BLIZZARD INCcall | $0 | – | -70,800 | -100.0% | -1.36% | – |
| JNJ | Exit | JOHNSON JOHNSONcall | $0 | – | -42,100 | -100.0% | -1.59% | – |
| WRLD | Exit | WORLD ACCEP CORPORATION | $0 | – | -56,203 | -100.0% | -1.72% | – |
| XME | Exit | SPDR SER TRput | $0 | – | -150,000 | -100.0% | -1.74% | – |
| ATVI | Exit | ACTIVISION BLIZZARD INCput | $0 | – | -105,600 | -100.0% | -2.04% | – |
| Exit | DOCUSIGN INCnote 1/1 | $0 | – | -10,230 | -100.0% | -2.26% | – | |
| HYG | Exit | ISHARES TRput | $0 | – | -150,000 | -100.0% | -2.58% | – |
| Exit | SPLUNK INCnote 0.500 9/1 | $0 | – | -13,339 | -100.0% | -3.02% | – | |
| IWM | Exit | ISHARES TRput | $0 | – | -100,000 | -100.0% | -4.28% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-11-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BGC PARTNERS INC | 30 | Q4 2022 | 1.9% |
| ISHARES TR | 22 | Q2 2023 | 2.8% |
| VANECK VECTORS ETF TRUST | 21 | Q3 2022 | 7.0% |
| SPDR SP 500 ETF TR | 20 | Q3 2023 | 8.8% |
| MAGNACHIP SEMICONDUCTOR CORP | 19 | Q3 2022 | 1.1% |
| NXP SEMICONDUCTORS N V | 18 | Q4 2020 | 2.9% |
| MICROSOFT CORP | 18 | Q2 2020 | 1.5% |
| ISHARES TR | 17 | Q1 2023 | 7.5% |
| CYPRESS SEMICONDUCTOR CORP | 17 | Q1 2019 | 2.5% |
| AEROJET ROCKETDYNE HLDGS INC | 17 | Q2 2022 | 1.4% |
View K2 PRINCIPAL FUND, L.P.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| AcuityAds Holdings Inc. | March 16, 2023 | 3,198,531 | 5.6% |
| ARS Pharmaceuticals, Inc. | February 13, 2023 | 2,045,348 | 2.2% |
| Solid Biosciences Inc. | February 13, 2023 | 284,871 | 1.5% |
| TCR2 THERAPEUTICS INC. | February 09, 2023 | 10 | 0.0% |
| AVROBIO, Inc. | February 08, 2023 | 10 | 0.0% |
| Goldenstone Acquisition Ltd. | February 08, 2023 | 10 | 0.0% |
| Relativity Acquisition Corp | February 08, 2023 | 10 | 0.0% |
| Sagaliam Acquisition Corp | February 08, 2023 | 10 | 0.0% |
| Pasithea Therapeutics Corp. | February 01, 2022 | 1,094,418 | 5.0% |
| Ignyte Acquisition Corp. | January 26, 2022 | 259,958 | 3.6% |
View K2 PRINCIPAL FUND, L.P.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-12 |
| SC 13G/A | 2024-02-12 |
| SC 13G | 2024-02-09 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-15 |
| 13F-HR | 2023-05-11 |
| SC 13G/A | 2023-03-16 |
| SC 13G | 2023-03-16 |
| SC 13G/A | 2023-02-13 |
View K2 PRINCIPAL FUND, L.P.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.