K2 PRINCIPAL FUND, L.P. - Q4 2020 holdings

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$1.14 Billion is the total value of K2 PRINCIPAL FUND, L.P.'s 306 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was 74.2% .

All

			Value		Shares		↓ Weighting
PRPBU	Sell	CC NEUBERGER PRIN HLDGS IIunit 99/99/9999	$9,680,000	-4.1%	898,000	-8.1%	0.85%	-43.8%
QCOM	Sell	QUALCOMM INCcall	$8,379,000	-28.8%	55,000	-45.0%	0.73%	-58.3%
WPF	Sell	FOLEY TRASIMENE ACQUISTN COR	$6,952,000	-4.2%	621,867	-11.2%	0.61%	-43.9%
THCA	Sell	TUSCAN HLDGS CORP II	$6,273,000	-18.8%	569,781	-26.4%	0.55%	-52.4%
PFPT	Sell	PROOFPOINT INC	$6,275,000	-7.1%	46,000	-28.1%	0.55%	-45.5%
FGNAU	Sell	FG NEW AMER ACQUISITION CORPunit 08/31/2027	$6,189,000	-25.8%	582,770	-30.0%	0.54%	-56.5%
PFPT	Sell	PROOFPOINT INCcall	$6,084,000	+15.3%	44,600	-10.8%	0.53%	-32.4%
BG	Sell	BUNGE LIMITED	$5,274,000	-52.9%	80,427	-67.2%	0.46%	-72.4%
WY	Sell	WEYERHAEUSER CO MTN BE	$4,359,000	+13.2%	130,000	-3.7%	0.38%	-33.7%
CCIVU	Sell	CHURCHILL CAPITAL CORP IVunit 99/99/9999	$4,133,000	-41.5%	401,259	-43.1%	0.36%	-65.8%
CHPM	Sell	CHP MERGER CORP	$4,075,000	-0.0%	397,184	-0.7%	0.36%	-41.4%
RESI	Sell	FRONT YD RESIDENTIAL CORP	$3,153,000	-16.6%	194,627	-55.0%	0.28%	-51.2%
TAC	Sell	TRANSALTA CORP	$3,062,000	+11.1%	316,600	-5.9%	0.27%	-35.0%
BKI	Sell	BLACK KNIGHT INCput	$2,651,000	-68.6%	30,000	-69.1%	0.23%	-81.6%
UA	Sell	UNDER ARMOUR INCcl c	$2,652,000	+49.7%	178,251	-1.0%	0.23%	-12.5%
MXIM	Sell	MAXIM INTEGRATED PRODS INC	$1,811,000	-17.4%	20,431	-37.0%	0.16%	-51.5%
THCBW	Sell	TUSCAN HLDGS CORPcall	$1,626,000	+58.3%	341,584	-83.1%	0.14%	-7.1%
ALAC	Sell	ALBERTON ACQUISITION CORP	$1,446,000	-23.9%	126,736	-28.3%	0.13%	-55.3%
DS	Sell	DRIVE SHACK INC	$1,404,000	+98.6%	589,916	-6.6%	0.12%	+16.0%
ITB	Sell	ISHARES TRput	$1,395,000	-88.3%	25,000	-88.1%	0.12%	-93.1%
MTSI	Sell	MACOM TECH SOLUTIONS HLDGS Icall	$1,376,000	-42.2%	25,000	-64.3%	0.12%	-66.0%
ACIA	Sell	ACACIA COMMUNICATIONS INC	$1,277,000	-45.9%	17,500	-50.0%	0.11%	-68.3%
SLV	Sell	ISHARES SILVER TRcall	$1,229,000	-24.3%	50,000	-33.3%	0.11%	-55.6%
PMT	Sell	PENNYMAC MTG INVT TR	$1,203,000	-25.3%	68,368	-31.8%	0.10%	-56.4%
THCAW	Sell	TUSCAN HLDGS CORP IIcall	$1,187,000	+351.3%	496,756	-15.0%	0.10%	+166.7%
MTSI	Sell	MACOM TECH SOLUTIONS HLDGS I	$1,101,000	-71.8%	20,000	-82.6%	0.10%	-83.6%
ACAM	Sell	ACAMAR PARTNERS ACQSITION COcl a	$900,000	-85.0%	80,316	-86.3%	0.08%	-91.2%
SCVXU	Sell	SCVX CORPunit 99/99/9999	$890,000	-1.1%	77,425	-7.5%	0.08%	-42.2%
BROGW	Sell	BROOGE ENERGY LTDcall	$763,000	+23.7%	1,230,040	-0.3%	0.07%	-27.2%
CDOR	Sell	CONDOR HOSPITALITY TR INC	$596,000	+41.2%	151,257	-6.2%	0.05%	-17.5%
LOACW	Sell	LONGEVITY ACQUISITION CORPcall	$583,000	+180.3%	373,627	-55.2%	0.05%	+64.5%
TDACW	Sell	TRIDENT ACQUISITIONS CORPcall	$587,000	+171.8%	256,206	-56.4%	0.05%	+59.4%
SCPEWS	Sell	SC HEALTH CORPcall	$524,000	+35.1%	388,250	-0.0%	0.05%	-20.7%
GXGXW	Sell	GX ACQUISITION CORPcall	$493,000	+17.9%	171,165	-34.5%	0.04%	-30.6%
PCG	Sell	PG&E CORP	$475,000	-69.7%	38,121	-77.2%	0.04%	-82.1%
THBRW	Sell	THUNDER BRDG ACQUISTION II Lcall	$462,000	-22.0%	124,933	-71.5%	0.04%	-55.1%
VXX	Sell	BARCLAYS BANK PLCipth sr b s&p	$449,000	-44.9%	26,750	-18.3%	0.04%	-68.0%
SCVXWS	Sell	SCVX CORPcall	$361,000	+12.5%	212,427	-0.6%	0.03%	-33.3%
MMSI	Sell	MERIT MED SYS INC	$359,000	-48.3%	6,472	-59.5%	0.03%	-70.2%
AYX	Sell	ALTERYX INC	$304,000	-88.6%	2,500	-89.4%	0.03%	-93.2%
MX	Sell	MAGNACHIP SEMICONDUCTOR CORP	$237,000	-96.7%	17,500	-96.7%	0.02%	-98.0%
IPOC	Sell	SOCIAL CAP HEDSPIA HLDG CO I	$173,000	-95.9%	10,300	-96.9%	0.02%	-97.6%
PHGEWS	Sell	BIOMX INCcall	$122,000	-60.0%	152,106	-64.6%	0.01%	-76.1%
CHAQWS	Sell	CHARDAN HEALTHCR ACQSTN 2 COcall	$90,000	-5.3%	91,084	-30.8%	0.01%	-42.9%
MDNA	Sell	MEDICENNA THERAPEUTICS CORP	$60,000	-93.0%	10,167	-93.6%	0.01%	-96.1%
ALACR	Sell	ALBERTON ACQUISITION CORPcall	$48,000	-68.8%	64,634	-91.6%	0.00%	-82.6%
ALACW	Sell	ALBERTON ACQUISITION CORPcall	$34,000	-63.8%	28,678	-93.6%	0.00%	-78.6%
LOACR	Sell	LONGEVITY ACQUISITION CORPcall	$24,000	-42.9%	21,463	-89.3%	0.00%	-66.7%
ANDAR	Sell	ANDINA ACQUISITION CORP IIIcall	$19,000	-80.4%	50,402	-83.4%	0.00%	-86.7%
GRNVR	Sell	GREENVISION ACQUISITION CORPcall	$10,000	-86.8%	21,724	-86.7%	0.00%	-90.9%
GTEC	Exit	GREENLAND TECHNOLOGIES HLDG	$0	–	-10,000	-100.0%	-0.00%	–
CGROW	Exit	COLLECTIVE GROWTH CORPcall	$0	–	-49,700	-100.0%	-0.00%	–
BRPAW	Exit	BIG ROCK PARTNERS ACQUISI COcall	$0	–	-278,011	-100.0%	-0.01%	–
FSRVW	Exit	FINSERV ACQUISITION CORPcall	$0	–	-85,300	-100.0%	-0.01%	–
RPLAWS	Exit	REPLAY ACQUISITION CORPcall	$0	–	-99,302	-100.0%	-0.01%	–
SYTA	Exit	SIYATA MOBILE INC	$0	–	-24,137	-100.0%	-0.02%	–
BRPAR	Exit	BIG ROCK PARTNERS ACQUISI COcall	$0	–	-632,995	-100.0%	-0.02%	–
CCACWS	Exit	CITIC CAPITAL ACQUISITION COcall	$0	–	-99,911	-100.0%	-0.02%	–
LATNW	Exit	UNION ACQUISITION CORP IIcall	$0	–	-172,900	-100.0%	-0.02%	–
GIXWS	Exit	GIGCAPITAL2 INCcall	$0	–	-161,566	-100.0%	-0.02%	–
AG	Exit	FIRST MAJESTIC SILVER CORPput	$0	–	-20,000	-100.0%	-0.03%	–
APXTW	Exit	APEX TECHNOLOGY ACQUISITIONcall	$0	–	-97,701	-100.0%	-0.03%	–
NFINW	Exit	NETFIN ACQUISITION CORPcall	$0	–	-176,806	-100.0%	-0.04%	–
CCXWS	Exit	CHURCHILL CAP CORP IIcall	$0	–	-117,718	-100.0%	-0.04%	–
BLU	Exit	BELLUS HEALTH INC NEW	$0	–	-116,470	-100.0%	-0.04%	–
SWN	Exit	SOUTHWESTERN ENERGY CO	$0	–	-122,157	-100.0%	-0.04%	–
CNK	Exit	CINEMARK HLDGS INC	$0	–	-33,128	-100.0%	-0.05%	–
JFKKR	Exit	8I ENTERPRISES ACQUISITION Ccall	$0	–	-417,164	-100.0%	-0.05%	–
CCL	Exit	CARNIVAL CORPcall	$0	–	-25,000	-100.0%	-0.06%	–
ACM	Exit	AECOMcall	$0	–	-10,000	-100.0%	-0.06%	–
HCACW	Exit	HENNESSY CAP ACQUSTION CORPcall	$0	–	-197,980	-100.0%	-0.07%	–
BEN	Exit	FRANKLIN RESOURCES INCcall	$0	–	-23,000	-100.0%	-0.07%	–
CCACU	Exit	CITIC CAPITAL ACQUISITION COunit 99/99/9999	$0	–	-46,130	-100.0%	-0.07%	–
BMRGWS	Exit	B RILEY PRIN MERGER CORP IIcall	$0	–	-382,068	-100.0%	-0.08%	–
BKI	Exit	BLACK KNIGHT INCcall	$0	–	-6,000	-100.0%	-0.08%	–
RST	Exit	ROSETTA STONE INC	$0	–	-17,971	-100.0%	-0.08%	–
SMMCW	Exit	SOUTH MTN MERGER CORPcall	$0	–	-394,372	-100.0%	-0.08%	–
GOLD	Exit	BARRICK GOLD CORPput	$0	–	-20,000	-100.0%	-0.08%	–
TDAC	Exit	TRIDENT ACQUISITIONS CORP	$0	–	-51,703	-100.0%	-0.08%	–
RTPU	Exit	REINVENT TECHNOLOGY PARTNERSunit 99/99/9999	$0	–	-50,000	-100.0%	-0.09%	–
STWOU	Exit	ACON S2 ACQUISITION CORPunit 09/15/2027	$0	–	-58,933	-100.0%	-0.09%	–
THBRU	Exit	THUNDER BRDG ACQUISTION II Lunit 99/99/9999	$0	–	-58,201	-100.0%	-0.09%	–
AIMT	Exit	AIMMUNE THERAPEUTICS INC	$0	–	-17,952	-100.0%	-0.09%	–
GRSVU	Exit	GORES HLDGS V INCunit 99/99/9999	$0	–	-60,000	-100.0%	-0.09%	–
BWA	Exit	BORGWARNER INC	$0	–	-16,713	-100.0%	-0.10%	–
FAIIU	Exit	FORTRESS VALUE ACQUISITION Iunit 08/10/2027	$0	–	-63,132	-100.0%	-0.10%	–
GOTU	Exit	GSX TECHEDU INCput	$0	–	-7,200	-100.0%	-0.10%	–
MNTA	Exit	MOMENTA PHARMACEUTICALS INC	$0	–	-12,500	-100.0%	-0.10%	–
HYG	Exit	ISHARES TRcall	$0	–	-8,000	-100.0%	-0.10%	–
DVN	Exit	DEVON ENERGY CORP NEW	$0	–	-81,008	-100.0%	-0.12%	–
CNP	Exit	CENTERPOINT ENERGY INCcall	$0	–	-40,000	-100.0%	-0.12%	–
AMCIW	Exit	AMCI ACQUISITION CORPcall	$0	–	-1,174,964	-100.0%	-0.12%	–
LEU	Exit	CENTRUS ENERGY CORPcl a	$0	–	-95,139	-100.0%	-0.12%	–
EXR	Exit	EXTRA SPACE STORAGE INCcall	$0	–	-7,500	-100.0%	-0.12%	–
SNPRU	Exit	TORTOISE ACQUISITION CORP IIunit 06/14/2027	$0	–	-75,000	-100.0%	-0.12%	–
JFK	Exit	8I ENTERPRISES ACQUISITION Csh	$0	–	-93,343	-100.0%	-0.13%	–
HUD	Exit	HUDSON LTD	$0	–	-111,857	-100.0%	-0.13%	–
ANAB	Exit	ANAPTYSBIO INC	$0	–	-57,721	-100.0%	-0.13%	–
U	Exit	UNITY SOFTWARE INC	$0	–	-10,000	-100.0%	-0.13%	–
PDS	Exit	PRECISION DRILLING CORP	$0	–	-1,067,000	-100.0%	-0.13%	–
CAH	Exit	CARDINAL HEALTH INCcall	$0	–	-20,100	-100.0%	-0.14%	–
SPLK	Exit	SPLUNK INCcall	$0	–	-5,000	-100.0%	-0.14%	–
GDX	Exit	VANECK VECTORS ETF TRput	$0	–	-25,000	-100.0%	-0.15%	–
SLAB	Exit	SILICON LABORATORIES INCcall	$0	–	-10,000	-100.0%	-0.15%	–
VSPRU	Exit	VESPER HEALTHCARE ACQSTN CORunit 99/99/9999	$0	–	-100,000	-100.0%	-0.15%	–
NHICU	Exit	NEWHOLD INVESTMENT CORPunit 03/10/2025	$0	–	-102,093	-100.0%	-0.15%	–
OACBU	Exit	OAKTREE ACQUISITION CORP IIunit 09/15/2027	$0	–	-100,000	-100.0%	-0.15%	–
ACM	Exit	AECOM	$0	–	-25,000	-100.0%	-0.16%	–
CMLFU	Exit	CM LIFE SCIENCES INCunit 09/01/2025	$0	–	-100,000	-100.0%	-0.16%	–
SMTC	Exit	SEMTECH CORPcall	$0	–	-20,000	-100.0%	-0.16%	–
EXR	Exit	EXTRA SPACE STORAGE INCput	$0	–	-10,000	-100.0%	-0.16%	–
AKCA	Exit	AKCEA THERAPEUTICS INC	$0	–	-58,853	-100.0%	-0.16%	–
MGP	Exit	MGM GROWTH PPTYS LLC	$0	–	-40,008	-100.0%	-0.17%	–
AJRD	Exit	AEROJET ROCKETDYNE HLDGS INCput	$0	–	-30,000	-100.0%	-0.18%	–
ACTCU	Exit	ARCLIGHT CLEAN TRANSITION COunit 09/21/2025	$0	–	-123,768	-100.0%	-0.19%	–
CRM	Exit	SALESFORCE COM INC	$0	–	-5,000	-100.0%	-0.19%	–
SMTC	Exit	SEMTECH CORP	$0	–	-26,000	-100.0%	-0.21%	–
VSLR	Exit	VIVINT SOLAR INC	$0	–	-34,004	-100.0%	-0.22%	–
IMMU	Exit	IMMUNOMEDICS INC	$0	–	-17,582	-100.0%	-0.22%	–
SCHW	Exit	SCHWAB CHARLES CORP	$0	–	-43,152	-100.0%	-0.23%	–
HPQ	Exit	HP INCcall	$0	–	-84,800	-100.0%	-0.24%	–
MAT	Exit	MATTEL INCput	$0	–	-141,000	-100.0%	-0.25%	–
NBL	Exit	NOBLE ENERGY INC	$0	–	-199,112	-100.0%	-0.25%	–
CNP	Exit	CENTERPOINT ENERGY INC	$0	–	-88,901	-100.0%	-0.26%	–
PSACU	Exit	PROPERTY SOLUTIONS ACQUISITIunit 03/30/2027	$0	–	-184,100	-100.0%	-0.28%	–
JCAP	Exit	JERNIGAN CAP INC	$0	–	-109,549	-100.0%	-0.28%	–
CSIQ	Exit	CANADIAN SOLAR INC	$0	–	-54,000	-100.0%	-0.28%	–
LCAPU	Exit	LIONHEART ACQUISITION CORP Iunit 08/13/2025	$0	–	-197,916	-100.0%	-0.30%	–
CFFAW	Exit	CF FIN ACQUISITION CORPcall	$0	–	-2,023,465	-100.0%	-0.30%	–
GOOS	Exit	CANADA GOOSE HLDGS INCput	$0	–	-61,900	-100.0%	-0.30%	–
NGAU	Exit	NORTHERN GENESIS ACQUISITIONunit 07/31/2027	$0	–	-200,000	-100.0%	-0.30%	–
MCACU	Exit	MOUNTAIN CREST ACQUISITION Cunit 03/19/2025	$0	–	-200,000	-100.0%	-0.32%	–
THBR	Exit	THUNDER BRDG ACQUISTION II L	$0	–	-214,300	-100.0%	-0.33%	–
GDXJ	Exit	VANECK VECTORS ETF TRput	$0	–	-40,000	-100.0%	-0.33%	–
NSHU	Exit	NAVSIGHT HLDGS INCunit 99/99/9999	$0	–	-220,600	-100.0%	-0.33%	–
BHC	Exit	BAUSCH HEALTH COS INC	$0	–	-143,271	-100.0%	-0.33%	–
PICWS	Exit	PIVOTAL INVT CORP IIcall	$0	–	-601,961	-100.0%	-0.33%	–
CLDR	Exit	CLOUDERA INC	$0	–	-209,892	-100.0%	-0.34%	–
ADM	Exit	ARCHER DANIELS MIDLAND COput	$0	–	-50,000	-100.0%	-0.35%	–
PIC	Exit	PIVOTAL INVT CORP II	$0	–	-201,730	-100.0%	-0.35%	–
SPLK	Exit	SPLUNK INC	$0	–	-12,500	-100.0%	-0.35%	–
PFPT	Exit	PROOFPOINT INCput	$0	–	-22,500	-100.0%	-0.36%	–
GLIBA	Exit	GCI LIBERTY INC	$0	–	-29,290	-100.0%	-0.36%	–
AMCI	Exit	AMCI ACQUISITION CORPclass a	$0	–	-234,416	-100.0%	-0.36%	–
LPX	Exit	LOUISIANA PAC CORPcall	$0	–	-85,000	-100.0%	-0.38%	–
TWCTU	Exit	TWC TECH HLDGS II CORPunit 09/10/2025	$0	–	-248,399	-100.0%	-0.38%	–
NMMCU	Exit	NORTH MOUNTAIN MERGER CORPunit 09/16/2025	$0	–	-250,969	-100.0%	-0.38%	–
SAQN	Exit	SOFTWARE ACQUISITION GROUP I	$0	–	-263,962	-100.0%	-0.39%	–
LVGO	Exit	LIVONGO HEALTH INC	$0	–	-19,618	-100.0%	-0.41%	–
APHA	Exit	APHRIA INCcall	$0	–	-640,900	-100.0%	-0.42%	–
	Exit	EAGLE BULK SHIPPING INCnote 5.000 8/0	$0	–	-4,000	-100.0%	-0.43%	–
SAIIU	Exit	SOFTWARE ACQUISITN GRUP INCunit 99/99/9999	$0	–	-300,000	-100.0%	-0.45%	–
AEM	Exit	AGNICO EAGLE MINES LTDcall	$0	–	-37,500	-100.0%	-0.45%	–
FTOCU	Exit	FTAC OLYMPUS ACQUISITION CORunit 08/24/2025	$0	–	-300,000	-100.0%	-0.45%	–
GOACU	Exit	GO ACQUISITION CORPunit 08/31/2027	$0	–	-307,100	-100.0%	-0.46%	–
TWNDU	Exit	TAILWIND ACQUISITION CORPunit 09/07/2027	$0	–	-315,861	-100.0%	-0.48%	–
	Exit	SCORPIO TANKERS INCnote 3.000 5/1	$0	–	-3,650	-100.0%	-0.50%	–
MTN	Exit	VAIL RESORTS INCcall	$0	–	-16,000	-100.0%	-0.51%	–
LGVWU	Exit	LONGVIEW ACQUISITION CORPunit 99/99/9999	$0	–	-338,100	-100.0%	-0.51%	–
JIH	Exit	JUNIPER INDL HLDGS INC	$0	–	-331,236	-100.0%	-0.52%	–
SMH	Exit	VANECK VECTORS ETF TRsemiconductor et	$0	–	-20,000	-100.0%	-0.52%	–
CGRO	Exit	COLLECTIVE GROWTH CORP	$0	–	-373,830	-100.0%	-0.55%	–
BFTU	Exit	FOLEY TRASIMENE ACQUISITIONunit 99/99/9999	$0	–	-368,019	-100.0%	-0.56%	–
AYX	Exit	ALTERYX INCcall	$0	–	-35,000	-100.0%	-0.59%	–
ASPLU	Exit	ASPIRATIONAL CONSUMER LIFESTunit 99/99/9999	$0	–	-400,000	-100.0%	-0.60%	–
CRHCU	Exit	COHN ROBBINS HOLDINGS CORPunit 08/11/2025	$0	–	-400,000	-100.0%	-0.60%	–
SVACU	Exit	STARBOARD VALUE ACQUISITN COunit 09/10/2025	$0	–	-400,000	-100.0%	-0.60%	–
MJ	Exit	ETF MANAGERS TRput	$0	–	-400,000	-100.0%	-0.62%	–
GMHI	Exit	GORES METROPOULOS INC	$0	–	-365,749	-100.0%	-0.62%	–
SMMC	Exit	SOUTH MTN MERGER CORP	$0	–	-414,310	-100.0%	-0.65%	–
IIPR	Exit	INNOVATIVE INDL PPTYS INCput	$0	–	-35,000	-100.0%	-0.65%	–
OAC	Exit	OAKTREE ACQUISITION CORP	$0	–	-378,503	-100.0%	-0.66%	–
GOOS	Exit	CANADA GOOSE HLDGS INCcall	$0	–	-141,000	-100.0%	-0.68%	–
CFIIU	Exit	CF FINANCE ACQUISITION CORPunit 08/01/2027	$0	–	-468,745	-100.0%	-0.70%	–
GSAHU	Exit	GS ACQUISITION HLDGS CORP IIunit 99/99/9999	$0	–	-423,144	-100.0%	-0.71%	–
PCPLU	Exit	CC NEUBERGER PRINCIPAL HLDNGunit 99/99/9999	$0	–	-443,349	-100.0%	-0.72%	–
EQDU	Exit	EQUITY DISTR ACQUISITION CORunit 99/99/9999	$0	–	-489,354	-100.0%	-0.75%	–
VACQU	Exit	VECTOR ACQUISITION CORPunit 09/30/2027	$0	–	-500,000	-100.0%	-0.76%	–
QELLU	Exit	QELL ACQUISITION CORPunit 10/01/2025	$0	–	-500,000	-100.0%	-0.76%	–
RMG	Exit	RMG ACQUISITION CORPcl a	$0	–	-502,340	-100.0%	-0.80%	–
ETFC	Exit	E TRADE FINANCIAL CORP	$0	–	-111,645	-100.0%	-0.84%	–
SRACU	Exit	STABLE RD ACQUISITION CORPunit 05/15/2026	$0	–	-561,120	-100.0%	-0.88%	–
CPAA	Exit	CONYERS PK II ACQUISITION CO	$0	–	-600,000	-100.0%	-0.91%	–
CFFA	Exit	CF FIN ACQUISITION CORP	$0	–	-625,864	-100.0%	-0.97%	–
	Exit	WRIGHT MED GROUP N Vnote 2.25011/1	$0	–	-5,000	-100.0%	-1.08%	–
	Exit	NUVASIVE INCnote 2.250 3/1	$0	–	-7,164	-100.0%	-1.10%	–
BMRG	Exit	B RILEY PRIN MERGER CORP IIcl a	$0	–	-778,600	-100.0%	-1.16%	–
OSB	Exit	NORBORD INC	$0	–	-222,800	-100.0%	-1.31%	–
APXTU	Exit	APEX TECHNOLOGY ACQUISITIONunit 06/11/2026	$0	–	-777,410	-100.0%	-1.35%	–
THCB	Exit	TUSCAN HLDGS CORP	$0	–	-998,608	-100.0%	-1.52%	–
CCX	Exit	CHURCHILL CAP CORP IIcl a	$0	–	-968,896	-100.0%	-1.53%	–
INTC	Exit	INTEL CORPcall	$0	–	-200,000	-100.0%	-1.55%	–
	Exit	ZILLOW GROUP INCnote 2.00012/0	$0	–	-6,234	-100.0%	-1.80%	–
IGV	Exit	ISHARES TRput	$0	–	-52,000	-100.0%	-2.42%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2021-02-12

Signatures

The EDGAR filing(s) were signed by:

Daniel Gosselin — President

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
BGC PARTNERS INC	30	Q4 2022	1.9%
ISHARES TR	22	Q2 2023	2.8%
VANECK VECTORS ETF TRUST	21	Q3 2022	7.0%
SPDR SP 500 ETF TR	20	Q3 2023	8.8%
MAGNACHIP SEMICONDUCTOR CORP	19	Q3 2022	1.1%
NXP SEMICONDUCTORS N V	18	Q4 2020	2.9%
MICROSOFT CORP	18	Q2 2020	1.5%
ISHARES TR	17	Q1 2023	7.5%
CYPRESS SEMICONDUCTOR CORP	17	Q1 2019	2.5%
AEROJET ROCKETDYNE HLDGS INC	17	Q2 2022	1.4%

View K2 PRINCIPAL FUND, L.P.'s complete holdings history.

Latest significant ownerships (13-D/G)

K2 PRINCIPAL FUND, L.P. Q4 2020 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
AcuityAds Holdings Inc.	March 16, 2023	3,198,531	5.6%
ARS Pharmaceuticals, Inc.	February 13, 2023	2,045,348	2.2%
Solid Biosciences Inc.	February 13, 2023	284,871	1.5%
TCR2 THERAPEUTICS INC.	February 09, 2023	10	0.0%
AVROBIO, Inc.	February 08, 2023	10	0.0%
Goldenstone Acquisition Ltd.	February 08, 2023	10	0.0%
Relativity Acquisition Corp	February 08, 2023	10	0.0%
Sagaliam Acquisition Corp	February 08, 2023	10	0.0%
Pasithea Therapeutics Corp.	February 01, 2022	1,094,418	5.0%
Ignyte Acquisition Corp.	January 26, 2022	259,958	3.6%

View K2 PRINCIPAL FUND, L.P.'s complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2024-02-14
SC 13G/A	2024-02-12
SC 13G/A	2024-02-12
SC 13G	2024-02-09
13F-HR	2023-11-13
13F-HR	2023-08-15
13F-HR	2023-05-11
SC 13G/A	2023-03-16
SC 13G	2023-03-16
SC 13G/A	2023-02-13

View K2 PRINCIPAL FUND, L.P.'s complete filings history.

All filings

View complete filings history.

Compare quarters

Export K2 PRINCIPAL FUND, L.P.'s holdings