K2 PRINCIPAL FUND, L.P. - Q4 2019 holdings

$1.16 Billion is the total value of K2 PRINCIPAL FUND, L.P.'s 308 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was - .

 Value Shares↓ Weighting
LQD NewISHARES TRput$39,770,000310,800
+100.0%
3.44%
GLD NewSPDR GOLD TRUSTput$30,581,000214,000
+100.0%
2.65%
MMM New3M COcall$21,770,000123,400
+100.0%
1.88%
NVDA NewNVIDIA CORPcall$14,118,00060,000
+100.0%
1.22%
SWKS NewSKYWORKS SOLUTIONS INCput$12,221,000101,100
+100.0%
1.06%
NewMEDICINES COnote 2.750 7/1$12,189,0007,000
+100.0%
1.06%
MSFT NewMICROSOFT CORPput$11,197,00071,000
+100.0%
0.97%
QCOM NewQUALCOMM INCcall$8,823,000100,000
+100.0%
0.76%
XLI NewSELECT SECTOR SPDR TRput$8,147,000100,000
+100.0%
0.70%
MMM New3M CO$8,143,00046,158
+100.0%
0.70%
VIAC NewVIACOMCBS INCcall$7,949,000189,400
+100.0%
0.69%
BG NewBUNGE LIMITEDcall$7,798,000135,500
+100.0%
0.68%
NewDOCUSIGN INCnote 0.500 9/1$7,465,0006,000
+100.0%
0.65%
CISN NewCISION LTDsh$7,364,000738,631
+100.0%
0.64%
CHPMU NewCHP MERGER CORPunit 11/22/2024$6,102,000600,000
+100.0%
0.53%
OPES NewOPES ACQUISITION CORP$6,049,000575,000
+100.0%
0.52%
SRCI NewSRC ENERGY INC$5,986,0001,452,867
+100.0%
0.52%
SRACU NewSTABLE RD ACQUISITION CORPunit 05/15/2026$5,672,000551,240
+100.0%
0.49%
NewSCORPIO TANKERS INCnote 3.000 5/1$5,525,0004,500
+100.0%
0.48%
FSRVU NewFINSERV ACQUISITION CORPunit 12/31/2026$5,105,000500,000
+100.0%
0.44%
SFTWU NewOSPREY TECHNLGY AQUISTION COunit 10/30/2024$5,090,000500,000
+100.0%
0.44%
GRSH NewGORES HOLDINGS III INCclass a$5,075,000490,780
+100.0%
0.44%
V NewVISA INCput$4,660,00024,800
+100.0%
0.40%
NewHUBSPOT INCnote 0.250 6/0$4,325,0002,500
+100.0%
0.37%
INXN NewINTERXION HOLDING N.Vsh$4,255,00050,765
+100.0%
0.37%
HD NewHOME DEPOT INC$4,160,00019,049
+100.0%
0.36%
ALUSU NewALUSSA ENERGY ACQUISITION COunit 10/31/2026$4,032,000400,000
+100.0%
0.35%
BRPM NewB RILEY PRINCIPAL MERGER CORcl a$3,989,000398,521
+100.0%
0.34%
GIX NewGIGCAPITAL2 INC$3,972,000400,000
+100.0%
0.34%
NFLX NewNETFLIX INCcall$3,883,00012,000
+100.0%
0.34%
THCA NewTUSCAN HLDGS CORP II$3,827,000388,115
+100.0%
0.33%
LATNU NewUNION ACQUISITION CORP IIunit 99/99/9999$3,563,000350,000
+100.0%
0.31%
CLDR NewCLOUDERA INC$3,466,000298,000
+100.0%
0.30%
DLTR NewDOLLAR TREE INCcall$3,386,00036,000
+100.0%
0.29%
MDB NewMONGODB INCput$3,290,00025,000
+100.0%
0.28%
PTACU NewPROPTECH ACQUISITION CORPORAunit 10/01/2026$3,186,000311,101
+100.0%
0.28%
HCCOU NewHEALTHCARE MERGER CORPunit 12/17/2021$3,105,000300,000
+100.0%
0.27%
FNV NewFRANCO NEVADA CORPput$3,099,00030,000
+100.0%
0.27%
JIHU NewJUNIPER INDL HLDGS INCunit 11/13/2026$2,993,000294,000
+100.0%
0.26%
WCG NewWELLCARE HEALTH PLANS INC$2,889,0008,750
+100.0%
0.25%
USO NewUNITED STATES OIL FUND LPunits$2,882,000225,000
+100.0%
0.25%
TECD NewTECH DATA CORP$2,636,00018,358
+100.0%
0.23%
TGE NewTALLGRASS ENERGY LPclass a sh$2,573,000116,301
+100.0%
0.22%
TRV NewTRAVELERS COMPANIES INCcall$2,479,00018,100
+100.0%
0.21%
FIT NewFITBIT INCcl a$2,454,000373,502
+100.0%
0.21%
PACQW NewPURE ACQUISITION CORPw exp 04/17/202$2,340,0002,373,491
+100.0%
0.20%
AUPH NewAURINIA PHARMACEUTICALS INCput$2,249,000111,000
+100.0%
0.20%
NewMARRIOTT VACTINS WORLDWID COnote 1.500 9/1$2,130,0002,000
+100.0%
0.18%
DIS NewDISNEY WALT COcall$2,097,00014,500
+100.0%
0.18%
TIF NewTIFFANY & CO NEW$2,077,00015,543
+100.0%
0.18%
DFNSU NewLGL SYS ACQUISITION CORPunit 10/24/2024$2,040,000200,000
+100.0%
0.18%
IPHS NewINNOPHOS HOLDINGS INC$2,032,00063,555
+100.0%
0.18%
SAQNU NewSOFTWARE ACQUISITION GROUP Iunit 10/01/2026$2,032,000200,000
+100.0%
0.18%
LIVKU NewLIV CAP ACQUISITION CORPunit 99/99/9999$2,012,000200,000
+100.0%
0.17%
MAXR NewMAXAR TECHNOLOGIES INCcall$1,987,000126,800
+100.0%
0.17%
UA NewUNDER ARMOUR INCcl c$1,986,000103,569
+100.0%
0.17%
NewDYCOM INDS INCnote 0.750 9/1$1,937,0002,000
+100.0%
0.17%
ZM NewZOOM VIDEO COMMUNICATIONS INput$1,939,00028,500
+100.0%
0.17%
CCX NewCHURCHILL CAP CORP IIcl a$1,883,000182,300
+100.0%
0.16%
SCHW NewTHE CHARLES SCHWAB CORPORATI$1,795,00037,734
+100.0%
0.16%
EEM NewISHARES TRcall$1,795,00040,000
+100.0%
0.16%
NOC NewNORTHROP GRUMMAN CORP$1,660,0004,825
+100.0%
0.14%
TSG NewSTARS GROUP INC$1,565,00060,000
+100.0%
0.14%
BOLD NewAUDENTES THERAPEUTICS INC$1,537,00025,680
+100.0%
0.13%
THBR NewTHUNDER BRDG ACQUISTION II Lcl a sh$1,500,000150,800
+100.0%
0.13%
PE NewPARSLEY ENERGY INCcl a$1,471,00077,792
+100.0%
0.13%
FOX NewFOX CORP$1,324,00036,378
+100.0%
0.12%
LOW NewLOWES COS INCput$1,317,00011,000
+100.0%
0.11%
ECOLW NewUS ECOLOGY INCw exp 10/17/202$1,296,000111,720
+100.0%
0.11%
GCI NewGANNETT CO INC NEW$1,264,000198,144
+100.0%
0.11%
SLV NewISHARES SILVER TRUSTput$1,251,00075,000
+100.0%
0.11%
PEGI NewPATTERN ENERGY GROUP INCcl a$1,226,00045,832
+100.0%
0.11%
ERI NewELDORADO RESORTS INCcall$1,193,00020,000
+100.0%
0.10%
LTS NewLADENBURG THALMAN FIN SVCS I$1,148,000330,000
+100.0%
0.10%
AMD NewADVANCED MICRO DEVICES INCcall$1,147,00025,000
+100.0%
0.10%
RHI NewROBERT HALF INTL INCcall$1,137,00018,000
+100.0%
0.10%
BROG NewBROOGE HLDGS LTDsh$1,133,000128,257
+100.0%
0.10%
CPE NewCALLON PETE CO DEL$1,050,000217,369
+100.0%
0.09%
SHAK NewSHAKE SHACK INCput$1,042,00017,500
+100.0%
0.09%
NOC NewNORTHROP GRUMMAN CORPput$1,032,0003,000
+100.0%
0.09%
MSGS NewMADISON SQUARE GARDEN CO NEWcl a$1,030,0003,500
+100.0%
0.09%
CFFAW NewCF FIN ACQUISITION CORPw exp 04/30/202$998,0001,146,623
+100.0%
0.09%
WLH NewLYON WILLIAM HOMEScl a new$981,00049,084
+100.0%
0.08%
GOOS NewCANADA GOOSE HOLDINGS INCcall$924,00025,500
+100.0%
0.08%
WMGI NewWRIGHT MED GROUP N Vcall$914,00030,000
+100.0%
0.08%
BROGW NewBROOGE HLDGS LTDw exp 12/20/202$902,0001,218,881
+100.0%
0.08%
NOC NewNORTHROP GRUMMAN CORPcall$860,0002,500
+100.0%
0.07%
NESRW NewNATIONAL ENERGY SERVICES REUw exp 05/05/202$777,000863,281
+100.0%
0.07%
MSGS NewMADISON SQUARE GARDEN CO NEWcall$735,0002,500
+100.0%
0.06%
GCI NewGANNETT CO INC NEWput$706,000110,700
+100.0%
0.06%
AVX NewAVX CORP NEW$701,00034,240
+100.0%
0.06%
HD NewHOME DEPOT INCcall$655,0003,000
+100.0%
0.06%
DLTR NewDOLLAR TREE INC$619,0006,578
+100.0%
0.05%
THBRU NewTHUNDER BRDG ACQUISTION II Lunit 99/99/9999$608,00058,201
+100.0%
0.05%
TCBI NewTEXAS CAPITAL BANCSHARES INC$568,00010,000
+100.0%
0.05%
SPAQ NewSPARTAN ENERGY ACQUISITON CO$559,00055,000
+100.0%
0.05%
BRPMWS NewB RILEY PRINCIPAL MERGER CORw exp 04/08/202$559,000682,133
+100.0%
0.05%
BHP NewBHP GROUP LTDput$547,00010,000
+100.0%
0.05%
CBPX NewCONTINENTAL BLDG PRODS INC$546,00015,000
+100.0%
0.05%
HCC NewWARRIOR MET COAL INCcall$528,00025,000
+100.0%
0.05%
FPACWS NewFAR PT ACQUISITION CORPw exp 06/01/202$528,000409,634
+100.0%
0.05%
GOOS NewCANADA GOOSE HOLDINGS INCput$525,00014,500
+100.0%
0.04%
RSG NewREPUBLIC SVCS INCput$493,0005,500
+100.0%
0.04%
WM NewWASTE MGMT INC DEL$488,0004,280
+100.0%
0.04%
SG NewSIRIUS INTERNATIONAL INSURAN$470,00053,813
+100.0%
0.04%
TJX NewTJX COS INC NEWput$427,0007,000
+100.0%
0.04%
ORGO NewORGANOGENESIS HLDGS INC$429,00089,191
+100.0%
0.04%
CETV NewCENTRAL EUROPEAN MEDIA ENTRPcl a new$426,00094,080
+100.0%
0.04%
CRCM NewCARE COM INC$420,00027,951
+100.0%
0.04%
THCBW NewTUSCAN HOLDINGS CORPw exp 04/01/202$420,000839,778
+100.0%
0.04%
CCH NewCOLLIER CREEK HOLDINGS$399,00038,799
+100.0%
0.04%
RHI NewROBERT HALF INTL INC$404,0006,400
+100.0%
0.04%
SPCEWS NewVIRGIN GALACTIC HOLDINGS INCw exp 11/25/202$394,000117,592
+100.0%
0.03%
HCCH NewHL ACQUISITIONS CORPsh$382,00036,987
+100.0%
0.03%
THBRW NewTHUNDER BRDG ACQUISTION II Lw exp 11/30/202$380,000422,000
+100.0%
0.03%
KNX NewKNIGHT SWIFT TRANSN HLDGS INcl a$358,00010,000
+100.0%
0.03%
CTACW NewCHASERG TECHNLGY ACQUISITN Cw exp 04/10/202$358,000162,500
+100.0%
0.03%
LPT NewLIBERTY PPTY TRsh ben int$330,0005,493
+100.0%
0.03%
IMVTW NewIMMUNOVANT INCw exp 12/18/202$332,000166,200
+100.0%
0.03%
GSAHWS NewGS ACQUISITION HLDGS CORPw exp 06/12/202$329,000142,686
+100.0%
0.03%
TRV NewTRAVELERS COMPANIES INCput$315,0002,300
+100.0%
0.03%
SHAK NewSHAKE SHACK INCcall$298,0005,000
+100.0%
0.03%
TDAC NewTRIDENT ACQUISITIONS CORP$287,00027,215
+100.0%
0.02%
TIBRW NewTIBERIUS ACQUISITION CORPw exp 02/28/202$263,000230,707
+100.0%
0.02%
PACB NewPACIFIC BIOSCIENCES CALIF INcall$257,00050,000
+100.0%
0.02%
PHGEWS NewBIOMX INCw exp 10/16/202$227,000472,211
+100.0%
0.02%
GRSHW NewGORES HOLDINGS III INCw exp 09/11/202$235,000151,682
+100.0%
0.02%
XPER NewXPERI CORP$210,00011,375
+100.0%
0.02%
LILA NewLIBERTY LATIN AMERICA LTD$195,00010,087
+100.0%
0.02%
PHGE NewBIOMX INC$161,00016,608
+100.0%
0.01%
BMYRT NewBRISTOL MYERS SQUIBB COright 99/99/9999$151,00050,300
+100.0%
0.01%
THWWW NewTARGET HOSPITALITY CORPw exp 03/15/202$155,000298,220
+100.0%
0.01%
MFACWS NewMEGALITH FINL ACQUISITION COw exp 08/26/202$141,000441,992
+100.0%
0.01%
RUBI NewRUBICON PROJ INC$140,00017,163
+100.0%
0.01%
JFKKR New8I ENTERPRISES ACQUISITIN COright 10/29/2020$139,000364,000
+100.0%
0.01%
GIXWS NewGIGCAPITAL2 INCw exp 02/28/202$124,000400,000
+100.0%
0.01%
ALACR NewALBERTON ACQUISITION CORPright 10/04/2020$125,000570,019
+100.0%
0.01%
DDMXW NewDD3 ACQUISITION CORPw exp 10/20/202$115,000255,800
+100.0%
0.01%
THCAW NewTUSCAN HLDGS CORP IIw exp 99/99/999$115,000288,327
+100.0%
0.01%
JE NewJUST ENERGY GROUP INCput$114,00067,600
+100.0%
0.01%
BRPAR NewBIG ROCK PARTNERS ACQUISI COright 12/01/2022$105,000421,503
+100.0%
0.01%
PACKWS NewRANPAK HLDGS CORPw exp 06/03/202$103,00090,492
+100.0%
0.01%
LHCWS NewLEO HOLDINGS CORPw exp 02/07/202$100,000150,245
+100.0%
0.01%
NFINW NewNETFIN ACQUISITION CORPw exp 08/01/202$92,000307,000
+100.0%
0.01%
SPAQWS NewSPARTAN ENERGY ACQUISITON COw exp 08/27/202$83,000150,000
+100.0%
0.01%
ROSWQ NewROSEHILL RES INCw exp 04/27/202$80,000864,548
+100.0%
0.01%
PACB NewPACIFIC BIOSCIENCES CALIF IN$79,00015,300
+100.0%
0.01%
EDTXW NewEDTECHX HLDGS ACQUISITION COw exp 12/31/202$61,000168,753
+100.0%
0.01%
LOACW NewLONGEVITY ACQUISITION CORPw exp 07/31/202$59,000657,746
+100.0%
0.01%
JFKKW New8I ENTERPRISES ACQUISITIN COw exp 10/29/202$49,000140,493
+100.0%
0.00%
HCACW NewHENNESSY CAP ACQUSTION CORPw exp 09/05/202$40,00050,000
+100.0%
0.00%
LACQW NewLEISURE ACQUISITION CORPw exp 12/05/201$37,00035,400
+100.0%
0.00%
AMCIW NewAMCI ACQUISITION CORPw exp 05/20/202$26,00082,510
+100.0%
0.00%
GTEC NewGREENLAND TECHNOLOGS HLDG CO$25,00010,000
+100.0%
0.00%
FMCIW NewFORUM MERGER II CORPw exp 09/30/202$18,00039,400
+100.0%
0.00%
GRAFWS NewGRAF INDL CORPw exp 12/31/202$14,00031,968
+100.0%
0.00%
ALACW NewALBERTON ACQUISITION CORPw exp 04/26/202$14,000234,800
+100.0%
0.00%
BRPAW NewBIG ROCK PARTNERS ACQUISI COw exp 12/01/202$16,000101,200
+100.0%
0.00%
HHHHR NewWEALTHBRIDGE ACQUISITION LTDright 11/02/2023$15,00044,774
+100.0%
0.00%
DPHCW NewDIAMONDPEAK HLDGS CORw exp 02/22/202$12,00015,233
+100.0%
0.00%
TDACW NewTRIDENT ACQUISITIONS CORPw exp 05/09/202$4,00036,510
+100.0%
0.00%
Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2020-02-13
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
BGC PARTNERS INC30Q4 20221.9%
ISHARES TR22Q2 20232.8%
VANECK VECTORS ETF TRUST21Q3 20227.0%
SPDR SP 500 ETF TR20Q3 20238.8%
MAGNACHIP SEMICONDUCTOR CORP19Q3 20221.1%
NXP SEMICONDUCTORS N V18Q4 20202.9%
MICROSOFT CORP18Q2 20201.5%
ISHARES TR17Q1 20237.5%
CYPRESS SEMICONDUCTOR CORP17Q1 20192.5%
AEROJET ROCKETDYNE HLDGS INC17Q2 20221.4%

View K2 PRINCIPAL FUND, L.P.'s complete holdings history.

Latest significant ownerships (13-D/G)
K2 PRINCIPAL FUND, L.P. Q4 2019 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
FiledShares Percentage
AcuityAds Holdings Inc.March 16, 20233,198,5315.6%
ARS Pharmaceuticals, Inc.February 13, 20232,045,3482.2%
Solid Biosciences Inc.February 13, 2023284,8711.5%
TCR2 THERAPEUTICS INC.February 09, 2023100.0%
AVROBIO, Inc.February 08, 2023100.0%
Goldenstone Acquisition Ltd.February 08, 2023100.0%
Relativity Acquisition CorpFebruary 08, 2023100.0%
Sagaliam Acquisition CorpFebruary 08, 2023100.0%
Pasithea Therapeutics Corp.February 01, 20221,094,4185.0%
Ignyte Acquisition Corp.January 26, 2022259,9583.6%

View K2 PRINCIPAL FUND, L.P.'s complete significant-ownership history.

Latest filings
TypeFiled
13F-HR2024-05-14
13F-HR2024-02-14
SC 13G/A2024-02-12
SC 13G/A2024-02-12
SC 13G2024-02-09
13F-HR2023-11-13
13F-HR2023-08-15
13F-HR2023-05-11
SC 13G/A2023-03-16
SC 13G2023-03-16

View K2 PRINCIPAL FUND, L.P.'s complete filings history.

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