$1.16 Billion is the total value of K2 PRINCIPAL FUND, L.P.'s 308 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was 251.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SMH | Buy | VANECK VECTORS ETF TRUSTput | $42,338,000 | +255.4% | 299,400 | +199.4% | 3.66% | +184.4% |
| IGV | Buy | ISHARES TRput | $42,180,000 | +477.0% | 181,000 | +424.6% | 3.65% | +361.3% |
| LQD | New | ISHARES TRput | $39,770,000 | – | 310,800 | +100.0% | 3.44% | – |
| GLD | New | SPDR GOLD TRUSTput | $30,581,000 | – | 214,000 | +100.0% | 2.65% | – |
| MMM | New | 3M COcall | $21,770,000 | – | 123,400 | +100.0% | 1.88% | – |
| MSFT | Buy | MICROSOFT CORP | $17,860,000 | +418.0% | 113,250 | +356.7% | 1.54% | +314.2% |
| AGG | Buy | ISHARES TRput | $16,856,000 | +197.9% | 150,000 | +200.0% | 1.46% | +138.2% |
| GOOGL | Buy | ALPHABET INCcap stk cl a | $15,869,000 | +55.7% | 11,848 | +41.9% | 1.37% | +24.5% |
| NVDA | New | NVIDIA CORPcall | $14,118,000 | – | 60,000 | +100.0% | 1.22% | – |
| HYG | Buy | ISHARES TRput | $13,191,000 | +51.3% | 150,000 | +50.0% | 1.14% | +21.0% |
| V | Buy | VISA INC | $12,297,000 | +38.3% | 65,442 | +26.6% | 1.06% | +10.7% |
| SWKS | New | SKYWORKS SOLUTIONS INCput | $12,221,000 | – | 101,100 | +100.0% | 1.06% | – |
| New | MEDICINES COnote 2.750 7/1 | $12,189,000 | – | 7,000 | +100.0% | 1.06% | – | |
| WY | Buy | WEYERHAEUSER COcall | $12,080,000 | +336.1% | 400,000 | +300.0% | 1.04% | +248.3% |
| MOSC | Buy | MOSAIC ACQUISITION CORP | $11,682,000 | +4.1% | 1,135,849 | +4.6% | 1.01% | -16.7% |
| UFS | Buy | DOMTAR CORPput | $11,633,000 | +597.0% | 304,200 | +552.8% | 1.01% | +455.8% |
| MCD | Buy | MCDONALDS CORP | $11,210,000 | +299.9% | 56,728 | +334.5% | 0.97% | +220.1% |
| MSFT | New | MICROSOFT CORPput | $11,197,000 | – | 71,000 | +100.0% | 0.97% | – |
| PACQ | Buy | PURE ACQUISITION CORPcl a | $11,171,000 | +277.8% | 1,077,250 | +273.4% | 0.97% | +201.9% |
| Buy | PATTERN ENERGY GROUP INCnote 4.000 7/1 | $11,139,000 | +92.4% | 11,025 | +99.5% | 0.96% | +54.0% | |
| PFPT | Buy | PROOFPOINT INCcall | $9,756,000 | +152.0% | 85,000 | +183.3% | 0.84% | +101.4% |
| MCD | Buy | MCDONALDS CORPcall | $9,070,000 | +224.9% | 45,900 | +253.1% | 0.78% | +159.9% |
| Buy | BLACKBERRY LTDdebt 3.75011/1 | $8,880,000 | +8.7% | 8,763 | +7.4% | 0.77% | -13.1% | |
| QCOM | New | QUALCOMM INCcall | $8,823,000 | – | 100,000 | +100.0% | 0.76% | – |
| MSFT | Buy | MICROSOFT CORPcall | $8,752,000 | +472.4% | 55,500 | +404.5% | 0.76% | +358.8% |
| V | Buy | VISA INCcall | $8,587,000 | +21.8% | 45,700 | +11.5% | 0.74% | -2.6% |
| XLI | New | SELECT SECTOR SPDR TRput | $8,147,000 | – | 100,000 | +100.0% | 0.70% | – |
| MMM | New | 3M CO | $8,143,000 | – | 46,158 | +100.0% | 0.70% | – |
| APXTU | Buy | APEX TECHNOLOGY ACQUISITN COunit 06/11/2026 | $8,114,000 | +114.4% | 775,010 | +108.7% | 0.70% | +71.6% |
| VIAC | New | VIACOMCBS INCcall | $7,949,000 | – | 189,400 | +100.0% | 0.69% | – |
| BG | New | BUNGE LIMITEDcall | $7,798,000 | – | 135,500 | +100.0% | 0.68% | – |
| WBC | Buy | WABCO HLDGS INC | $7,645,000 | +25.9% | 56,417 | +24.3% | 0.66% | +0.6% |
| New | DOCUSIGN INCnote 0.500 9/1 | $7,465,000 | – | 6,000 | +100.0% | 0.65% | – | |
| CISN | New | CISION LTDsh | $7,364,000 | – | 738,631 | +100.0% | 0.64% | – |
| CRM | Buy | SALESFORCE COM INCput | $7,319,000 | +97.2% | 45,000 | +80.0% | 0.63% | +57.9% |
| Buy | WRIGHT MED GROUP N Vnote 2.25011/1 | $7,254,000 | +55.1% | 5,000 | +25.0% | 0.63% | +24.1% | |
| CCHU | Buy | COLLIER CREEK HOLDINGSunit 99/99/9999 | $7,202,000 | +16.4% | 678,188 | +17.3% | 0.62% | -6.9% |
| XLNX | Buy | XILINX INCcall | $7,030,000 | +12.8% | 71,900 | +10.6% | 0.61% | -9.8% |
| Buy | WORKDAY INCnote 0.25010/0 | $7,015,000 | +34.2% | 5,485 | +37.1% | 0.61% | +7.4% | |
| AYX | Buy | ALTERYX INCcall | $7,005,000 | +769.1% | 70,000 | +833.3% | 0.61% | +596.6% |
| Buy | TWITTER INCnote 0.250 6/1 | $6,775,000 | +27.7% | 7,000 | +40.0% | 0.59% | +2.1% | |
| BFA | Buy | BROWN FORMAN CORPcl a | $6,456,000 | +13.7% | 102,848 | +8.3% | 0.56% | -9.0% |
| AGN | Buy | ALLERGAN PLCsh | $6,213,000 | +47.7% | 32,500 | +30.0% | 0.54% | +18.2% |
| CHPMU | New | CHP MERGER CORPunit 11/22/2024 | $6,102,000 | – | 600,000 | +100.0% | 0.53% | – |
| OPES | New | OPES ACQUISITION CORP | $6,049,000 | – | 575,000 | +100.0% | 0.52% | – |
| SRCI | New | SRC ENERGY INC | $5,986,000 | – | 1,452,867 | +100.0% | 0.52% | – |
| MDB | Buy | MONGODB INCcl a | $5,922,000 | +53.6% | 45,000 | +40.6% | 0.51% | +22.8% |
| PFPT | Buy | PROOFPOINT INC | $5,796,000 | +40.3% | 50,500 | +57.8% | 0.50% | +12.1% |
| BG | Buy | BUNGE LIMITED | $5,784,000 | +240.4% | 100,500 | +235.0% | 0.50% | +171.7% |
| SRACU | New | STABLE RD ACQUISITION CORPunit 05/15/2026 | $5,672,000 | – | 551,240 | +100.0% | 0.49% | – |
| CUK | Buy | CARNIVAL PLCadr | $5,538,000 | +19.7% | 115,000 | +4.5% | 0.48% | -4.4% |
| BPR | Buy | BROOKFIELD PROPERTY REIT INCcl a | $5,534,000 | +21.2% | 300,000 | +33.9% | 0.48% | -3.0% |
| New | SCORPIO TANKERS INCnote 3.000 5/1 | $5,525,000 | – | 4,500 | +100.0% | 0.48% | – | |
| ZAYO | Buy | ZAYO GROUP HLDGS INC | $5,262,000 | +21.1% | 151,855 | +18.5% | 0.46% | -3.2% |
| WAIR | Buy | WESCO AIRCRAFT HLDGS INC | $5,129,000 | +2330.8% | 465,444 | +2330.5% | 0.44% | +1830.4% |
| FSRVU | New | FINSERV ACQUISITION CORPunit 12/31/2026 | $5,105,000 | – | 500,000 | +100.0% | 0.44% | – |
| LBRDA | Buy | LIBERTY BROADBAND CORP | $5,096,000 | +87.8% | 40,910 | +57.5% | 0.44% | +50.0% |
| SFTWU | New | OSPREY TECHNLGY AQUISTION COunit 10/30/2024 | $5,090,000 | – | 500,000 | +100.0% | 0.44% | – |
| GRSH | New | GORES HOLDINGS III INCclass a | $5,075,000 | – | 490,780 | +100.0% | 0.44% | – |
| MX | Buy | MAGNACHIP SEMICONDUCTOR CORPcall | $5,026,000 | +2304.8% | 432,900 | +2001.5% | 0.44% | +1791.3% |
| MX | Buy | MAGNACHIP SEMICONDUCTOR CORP | $4,943,000 | +65.3% | 425,790 | +44.4% | 0.43% | +32.5% |
| THCAU | Buy | TUSCAN HLDGS CORP IIunit 04/01/2026 | $4,894,000 | +2.5% | 486,458 | +2.4% | 0.42% | -18.0% |
| V | New | VISA INCput | $4,660,000 | – | 24,800 | +100.0% | 0.40% | – |
| WY | Buy | WEYERHAEUSER CO | $4,379,000 | +43.7% | 145,000 | +31.8% | 0.38% | +14.8% |
| New | HUBSPOT INCnote 0.250 6/0 | $4,325,000 | – | 2,500 | +100.0% | 0.37% | – | |
| LGFB | Buy | LIONS GATE ENTMNT CORPcl b non vtg | $4,300,000 | +55.3% | 432,988 | +36.7% | 0.37% | +24.4% |
| MCD | Buy | MCDONALDS CORPput | $4,249,000 | +1876.3% | 21,500 | +2050.0% | 0.37% | +1500.0% |
| INXN | New | INTERXION HOLDING N.Vsh | $4,255,000 | – | 50,765 | +100.0% | 0.37% | – |
| HD | New | HOME DEPOT INC | $4,160,000 | – | 19,049 | +100.0% | 0.36% | – |
| SPLK | Buy | SPLUNK INCcall | $4,119,000 | +142.7% | 27,500 | +91.0% | 0.36% | +93.5% |
| ALUSU | New | ALUSSA ENERGY ACQUISITION COunit 10/31/2026 | $4,032,000 | – | 400,000 | +100.0% | 0.35% | – |
| BRPM | New | B RILEY PRINCIPAL MERGER CORcl a | $3,989,000 | – | 398,521 | +100.0% | 0.34% | – |
| GIX | New | GIGCAPITAL2 INC | $3,972,000 | – | 400,000 | +100.0% | 0.34% | – |
| NFLX | New | NETFLIX INCcall | $3,883,000 | – | 12,000 | +100.0% | 0.34% | – |
| THCA | New | TUSCAN HLDGS CORP II | $3,827,000 | – | 388,115 | +100.0% | 0.33% | – |
| AVA | Buy | AVISTA CORP | $3,745,000 | +8.4% | 77,885 | +9.2% | 0.32% | -13.4% |
| Buy | SEACOR HOLDINGS INCnote 3.00011/1 | $3,718,000 | +2.7% | 3,745 | +1.4% | 0.32% | -17.9% | |
| LATNU | New | UNION ACQUISITION CORP IIunit 99/99/9999 | $3,563,000 | – | 350,000 | +100.0% | 0.31% | – |
| AYX | Buy | ALTERYX INC | $3,502,000 | +987.6% | 35,000 | +1066.7% | 0.30% | +765.7% |
| SWIR | Buy | SIERRA WIRELESS INCput | $3,508,000 | +68.4% | 367,300 | +88.6% | 0.30% | +34.7% |
| CLDR | New | CLOUDERA INC | $3,466,000 | – | 298,000 | +100.0% | 0.30% | – |
| FWONA | Buy | LIBERTY MEDIA CORP DELAWARE | $3,464,000 | +12.0% | 79,125 | +1.3% | 0.30% | -10.4% |
| JFK | Buy | 8I ENTERPRISES ACQUISITIN COsh | $3,397,000 | +935.7% | 339,000 | +933.5% | 0.29% | +740.0% |
| DLTR | New | DOLLAR TREE INCcall | $3,386,000 | – | 36,000 | +100.0% | 0.29% | – |
| MDB | New | MONGODB INCput | $3,290,000 | – | 25,000 | +100.0% | 0.28% | – |
| PTACU | New | PROPTECH ACQUISITION CORPORAunit 10/01/2026 | $3,186,000 | – | 311,101 | +100.0% | 0.28% | – |
| HCCOU | New | HEALTHCARE MERGER CORPunit 12/17/2021 | $3,105,000 | – | 300,000 | +100.0% | 0.27% | – |
| FNV | New | FRANCO NEVADA CORPput | $3,099,000 | – | 30,000 | +100.0% | 0.27% | – |
| JIHU | New | JUNIPER INDL HLDGS INCunit 11/13/2026 | $2,993,000 | – | 294,000 | +100.0% | 0.26% | – |
| WCG | New | WELLCARE HEALTH PLANS INC | $2,889,000 | – | 8,750 | +100.0% | 0.25% | – |
| USO | New | UNITED STATES OIL FUND LPunits | $2,882,000 | – | 225,000 | +100.0% | 0.25% | – |
| MFAC | Buy | MEGALITH FINL ACQUISITION CO | $2,687,000 | +1236.8% | 261,865 | +1217.7% | 0.23% | +954.5% |
| LENB | Buy | LENNAR CORPcl b | $2,660,000 | +2.5% | 59,517 | +1.8% | 0.23% | -18.1% |
| RIO | Buy | RIO TINTO PLCput | $2,642,000 | +125.4% | 44,500 | +97.8% | 0.23% | +80.3% |
| TECD | New | TECH DATA CORP | $2,636,000 | – | 18,358 | +100.0% | 0.23% | – |
| TGE | New | TALLGRASS ENERGY LPclass a sh | $2,573,000 | – | 116,301 | +100.0% | 0.22% | – |
| Buy | SEACOR HOLDINGS INCnote 2.50012/1 | $2,517,000 | +25070.0% | 2,625 | +26150.0% | 0.22% | +21700.0% | |
| TRV | New | TRAVELERS COMPANIES INCcall | $2,479,000 | – | 18,100 | +100.0% | 0.21% | – |
| OMN | Buy | OMNOVA SOLUTIONS INC | $2,464,000 | +5.2% | 243,757 | +4.8% | 0.21% | -15.8% |
| LBTYK | Buy | LIBERTY GLOBAL PLC | $2,456,000 | +467.2% | 112,705 | +519.1% | 0.21% | +351.1% |
| FIT | New | FITBIT INCcl a | $2,454,000 | – | 373,502 | +100.0% | 0.21% | – |
| CTAC | Buy | CHASERG TECHNLGY ACQUISITN Cclass a | $2,371,000 | +64.1% | 218,515 | +51.3% | 0.20% | +31.4% |
| PACQW | New | PURE ACQUISITION CORPw exp 04/17/202 | $2,340,000 | – | 2,373,491 | +100.0% | 0.20% | – |
| AUPH | New | AURINIA PHARMACEUTICALS INCput | $2,249,000 | – | 111,000 | +100.0% | 0.20% | – |
| New | MARRIOTT VACTINS WORLDWID COnote 1.500 9/1 | $2,130,000 | – | 2,000 | +100.0% | 0.18% | – | |
| DIS | New | DISNEY WALT COcall | $2,097,000 | – | 14,500 | +100.0% | 0.18% | – |
| TIF | New | TIFFANY & CO NEW | $2,077,000 | – | 15,543 | +100.0% | 0.18% | – |
| DFNSU | New | LGL SYS ACQUISITION CORPunit 10/24/2024 | $2,040,000 | – | 200,000 | +100.0% | 0.18% | – |
| IPHS | New | INNOPHOS HOLDINGS INC | $2,032,000 | – | 63,555 | +100.0% | 0.18% | – |
| SAQNU | New | SOFTWARE ACQUISITION GROUP Iunit 10/01/2026 | $2,032,000 | – | 200,000 | +100.0% | 0.18% | – |
| LIVKU | New | LIV CAP ACQUISITION CORPunit 99/99/9999 | $2,012,000 | – | 200,000 | +100.0% | 0.17% | – |
| MAXR | New | MAXAR TECHNOLOGIES INCcall | $1,987,000 | – | 126,800 | +100.0% | 0.17% | – |
| UA | New | UNDER ARMOUR INCcl c | $1,986,000 | – | 103,569 | +100.0% | 0.17% | – |
| New | DYCOM INDS INCnote 0.750 9/1 | $1,937,000 | – | 2,000 | +100.0% | 0.17% | – | |
| ZM | New | ZOOM VIDEO COMMUNICATIONS INput | $1,939,000 | – | 28,500 | +100.0% | 0.17% | – |
| CCX | New | CHURCHILL CAP CORP IIcl a | $1,883,000 | – | 182,300 | +100.0% | 0.16% | – |
| SCHW | New | THE CHARLES SCHWAB CORPORATI | $1,795,000 | – | 37,734 | +100.0% | 0.16% | – |
| EEM | New | ISHARES TRcall | $1,795,000 | – | 40,000 | +100.0% | 0.16% | – |
| ZG | Buy | ZILLOW GROUP INCcl a | $1,756,000 | +114.7% | 38,380 | +38.5% | 0.15% | +72.7% |
| NOC | New | NORTHROP GRUMMAN CORP | $1,660,000 | – | 4,825 | +100.0% | 0.14% | – |
| FTAC | Buy | FINTECH ACQUISITION CORP III | $1,640,000 | +62.9% | 162,039 | +62.0% | 0.14% | +30.3% |
| TSG | New | STARS GROUP INC | $1,565,000 | – | 60,000 | +100.0% | 0.14% | – |
| BOLD | New | AUDENTES THERAPEUTICS INC | $1,537,000 | – | 25,680 | +100.0% | 0.13% | – |
| THBR | New | THUNDER BRDG ACQUISTION II Lcl a sh | $1,500,000 | – | 150,800 | +100.0% | 0.13% | – |
| PE | New | PARSLEY ENERGY INCcl a | $1,471,000 | – | 77,792 | +100.0% | 0.13% | – |
| CFFA | Buy | CF FIN ACQUISITION CORP | $1,393,000 | +171.5% | 136,149 | +168.3% | 0.12% | +120.0% |
| FOX | New | FOX CORP | $1,324,000 | – | 36,378 | +100.0% | 0.12% | – |
| LOW | New | LOWES COS INCput | $1,317,000 | – | 11,000 | +100.0% | 0.11% | – |
| NFLX | Buy | NETFLIX INCput | $1,294,000 | +141.4% | 4,000 | +100.0% | 0.11% | +93.1% |
| ECOLW | New | US ECOLOGY INCw exp 10/17/202 | $1,296,000 | – | 111,720 | +100.0% | 0.11% | – |
| GCI | New | GANNETT CO INC NEW | $1,264,000 | – | 198,144 | +100.0% | 0.11% | – |
| SLV | New | ISHARES SILVER TRUSTput | $1,251,000 | – | 75,000 | +100.0% | 0.11% | – |
| PEGI | New | PATTERN ENERGY GROUP INCcl a | $1,226,000 | – | 45,832 | +100.0% | 0.11% | – |
| ERI | New | ELDORADO RESORTS INCcall | $1,193,000 | – | 20,000 | +100.0% | 0.10% | – |
| LTS | New | LADENBURG THALMAN FIN SVCS I | $1,148,000 | – | 330,000 | +100.0% | 0.10% | – |
| AMD | New | ADVANCED MICRO DEVICES INCcall | $1,147,000 | – | 25,000 | +100.0% | 0.10% | – |
| RHI | New | ROBERT HALF INTL INCcall | $1,137,000 | – | 18,000 | +100.0% | 0.10% | – |
| BROG | New | BROOGE HLDGS LTDsh | $1,133,000 | – | 128,257 | +100.0% | 0.10% | – |
| CPE | New | CALLON PETE CO DEL | $1,050,000 | – | 217,369 | +100.0% | 0.09% | – |
| SHAK | New | SHAKE SHACK INCput | $1,042,000 | – | 17,500 | +100.0% | 0.09% | – |
| NOC | New | NORTHROP GRUMMAN CORPput | $1,032,000 | – | 3,000 | +100.0% | 0.09% | – |
| MSGS | New | MADISON SQUARE GARDEN CO NEWcl a | $1,030,000 | – | 3,500 | +100.0% | 0.09% | – |
| CFFAW | New | CF FIN ACQUISITION CORPw exp 04/30/202 | $998,000 | – | 1,146,623 | +100.0% | 0.09% | – |
| WLH | New | LYON WILLIAM HOMEScl a new | $981,000 | – | 49,084 | +100.0% | 0.08% | – |
| GOOS | New | CANADA GOOSE HOLDINGS INCcall | $924,000 | – | 25,500 | +100.0% | 0.08% | – |
| WMGI | New | WRIGHT MED GROUP N Vcall | $914,000 | – | 30,000 | +100.0% | 0.08% | – |
| BROGW | New | BROOGE HLDGS LTDw exp 12/20/202 | $902,000 | – | 1,218,881 | +100.0% | 0.08% | – |
| NOC | New | NORTHROP GRUMMAN CORPcall | $860,000 | – | 2,500 | +100.0% | 0.07% | – |
| DELL | Buy | DELL TECHNOLOGIES INCcl c | $838,000 | +223.6% | 16,316 | +226.3% | 0.07% | +157.1% |
| NUGT | Buy | DIREXION SHS ETF TRput | $784,000 | +101.0% | 22,500 | +60.7% | 0.07% | +61.9% |
| NESRW | New | NATIONAL ENERGY SERVICES REUw exp 05/05/202 | $777,000 | – | 863,281 | +100.0% | 0.07% | – |
| PVG | Buy | PRETIUM RES INCput | $752,000 | +4.3% | 67,600 | +8.0% | 0.06% | -16.7% |
| MSGS | New | MADISON SQUARE GARDEN CO NEWcall | $735,000 | – | 2,500 | +100.0% | 0.06% | – |
| GCI | New | GANNETT CO INC NEWput | $706,000 | – | 110,700 | +100.0% | 0.06% | – |
| AVX | New | AVX CORP NEW | $701,000 | – | 34,240 | +100.0% | 0.06% | – |
| HD | New | HOME DEPOT INCcall | $655,000 | – | 3,000 | +100.0% | 0.06% | – |
| DLTR | New | DOLLAR TREE INC | $619,000 | – | 6,578 | +100.0% | 0.05% | – |
| THBRU | New | THUNDER BRDG ACQUISTION II Lunit 99/99/9999 | $608,000 | – | 58,201 | +100.0% | 0.05% | – |
| TCBI | New | TEXAS CAPITAL BANCSHARES INC | $568,000 | – | 10,000 | +100.0% | 0.05% | – |
| SPAQ | New | SPARTAN ENERGY ACQUISITON CO | $559,000 | – | 55,000 | +100.0% | 0.05% | – |
| BRPMWS | New | B RILEY PRINCIPAL MERGER CORw exp 04/08/202 | $559,000 | – | 682,133 | +100.0% | 0.05% | – |
| BHP | New | BHP GROUP LTDput | $547,000 | – | 10,000 | +100.0% | 0.05% | – |
| CBPX | New | CONTINENTAL BLDG PRODS INC | $546,000 | – | 15,000 | +100.0% | 0.05% | – |
| HCC | New | WARRIOR MET COAL INCcall | $528,000 | – | 25,000 | +100.0% | 0.05% | – |
| FPACWS | New | FAR PT ACQUISITION CORPw exp 06/01/202 | $528,000 | – | 409,634 | +100.0% | 0.05% | – |
| GOOS | New | CANADA GOOSE HOLDINGS INCput | $525,000 | – | 14,500 | +100.0% | 0.04% | – |
| RSG | New | REPUBLIC SVCS INCput | $493,000 | – | 5,500 | +100.0% | 0.04% | – |
| WM | New | WASTE MGMT INC DEL | $488,000 | – | 4,280 | +100.0% | 0.04% | – |
| SG | New | SIRIUS INTERNATIONAL INSURAN | $470,000 | – | 53,813 | +100.0% | 0.04% | – |
| TJX | New | TJX COS INC NEWput | $427,000 | – | 7,000 | +100.0% | 0.04% | – |
| ORGO | New | ORGANOGENESIS HLDGS INC | $429,000 | – | 89,191 | +100.0% | 0.04% | – |
| CETV | New | CENTRAL EUROPEAN MEDIA ENTRPcl a new | $426,000 | – | 94,080 | +100.0% | 0.04% | – |
| CRCM | New | CARE COM INC | $420,000 | – | 27,951 | +100.0% | 0.04% | – |
| THCBW | New | TUSCAN HOLDINGS CORPw exp 04/01/202 | $420,000 | – | 839,778 | +100.0% | 0.04% | – |
| CCH | New | COLLIER CREEK HOLDINGS | $399,000 | – | 38,799 | +100.0% | 0.04% | – |
| RHI | New | ROBERT HALF INTL INC | $404,000 | – | 6,400 | +100.0% | 0.04% | – |
| SPCEWS | New | VIRGIN GALACTIC HOLDINGS INCw exp 11/25/202 | $394,000 | – | 117,592 | +100.0% | 0.03% | – |
| HCCH | New | HL ACQUISITIONS CORPsh | $382,000 | – | 36,987 | +100.0% | 0.03% | – |
| THBRW | New | THUNDER BRDG ACQUISTION II Lw exp 11/30/202 | $380,000 | – | 422,000 | +100.0% | 0.03% | – |
| KNX | New | KNIGHT SWIFT TRANSN HLDGS INcl a | $358,000 | – | 10,000 | +100.0% | 0.03% | – |
| CTACW | New | CHASERG TECHNLGY ACQUISITN Cw exp 04/10/202 | $358,000 | – | 162,500 | +100.0% | 0.03% | – |
| LPT | New | LIBERTY PPTY TRsh ben int | $330,000 | – | 5,493 | +100.0% | 0.03% | – |
| IMVTW | New | IMMUNOVANT INCw exp 12/18/202 | $332,000 | – | 166,200 | +100.0% | 0.03% | – |
| GSAHWS | New | GS ACQUISITION HLDGS CORPw exp 06/12/202 | $329,000 | – | 142,686 | +100.0% | 0.03% | – |
| TRV | New | TRAVELERS COMPANIES INCput | $315,000 | – | 2,300 | +100.0% | 0.03% | – |
| SHAK | New | SHAKE SHACK INCcall | $298,000 | – | 5,000 | +100.0% | 0.03% | – |
| TDAC | New | TRIDENT ACQUISITIONS CORP | $287,000 | – | 27,215 | +100.0% | 0.02% | – |
| TIBRW | New | TIBERIUS ACQUISITION CORPw exp 02/28/202 | $263,000 | – | 230,707 | +100.0% | 0.02% | – |
| PACB | New | PACIFIC BIOSCIENCES CALIF INcall | $257,000 | – | 50,000 | +100.0% | 0.02% | – |
| PHGEWS | New | BIOMX INCw exp 10/16/202 | $227,000 | – | 472,211 | +100.0% | 0.02% | – |
| GRSHW | New | GORES HOLDINGS III INCw exp 09/11/202 | $235,000 | – | 151,682 | +100.0% | 0.02% | – |
| XPER | New | XPERI CORP | $210,000 | – | 11,375 | +100.0% | 0.02% | – |
| LILA | New | LIBERTY LATIN AMERICA LTD | $195,000 | – | 10,087 | +100.0% | 0.02% | – |
| PHGE | New | BIOMX INC | $161,000 | – | 16,608 | +100.0% | 0.01% | – |
| BMYRT | New | BRISTOL MYERS SQUIBB COright 99/99/9999 | $151,000 | – | 50,300 | +100.0% | 0.01% | – |
| THWWW | New | TARGET HOSPITALITY CORPw exp 03/15/202 | $155,000 | – | 298,220 | +100.0% | 0.01% | – |
| MFACWS | New | MEGALITH FINL ACQUISITION COw exp 08/26/202 | $141,000 | – | 441,992 | +100.0% | 0.01% | – |
| RUBI | New | RUBICON PROJ INC | $140,000 | – | 17,163 | +100.0% | 0.01% | – |
| JFKKR | New | 8I ENTERPRISES ACQUISITIN COright 10/29/2020 | $139,000 | – | 364,000 | +100.0% | 0.01% | – |
| GIXWS | New | GIGCAPITAL2 INCw exp 02/28/202 | $124,000 | – | 400,000 | +100.0% | 0.01% | – |
| ALACR | New | ALBERTON ACQUISITION CORPright 10/04/2020 | $125,000 | – | 570,019 | +100.0% | 0.01% | – |
| DDMXW | New | DD3 ACQUISITION CORPw exp 10/20/202 | $115,000 | – | 255,800 | +100.0% | 0.01% | – |
| THCAW | New | TUSCAN HLDGS CORP IIw exp 99/99/999 | $115,000 | – | 288,327 | +100.0% | 0.01% | – |
| JE | New | JUST ENERGY GROUP INCput | $114,000 | – | 67,600 | +100.0% | 0.01% | – |
| BRPAR | New | BIG ROCK PARTNERS ACQUISI COright 12/01/2022 | $105,000 | – | 421,503 | +100.0% | 0.01% | – |
| PACKWS | New | RANPAK HLDGS CORPw exp 06/03/202 | $103,000 | – | 90,492 | +100.0% | 0.01% | – |
| LHCWS | New | LEO HOLDINGS CORPw exp 02/07/202 | $100,000 | – | 150,245 | +100.0% | 0.01% | – |
| NFINW | New | NETFIN ACQUISITION CORPw exp 08/01/202 | $92,000 | – | 307,000 | +100.0% | 0.01% | – |
| SPAQWS | New | SPARTAN ENERGY ACQUISITON COw exp 08/27/202 | $83,000 | – | 150,000 | +100.0% | 0.01% | – |
| ROSWQ | New | ROSEHILL RES INCw exp 04/27/202 | $80,000 | – | 864,548 | +100.0% | 0.01% | – |
| PACB | New | PACIFIC BIOSCIENCES CALIF IN | $79,000 | – | 15,300 | +100.0% | 0.01% | – |
| EDTXW | New | EDTECHX HLDGS ACQUISITION COw exp 12/31/202 | $61,000 | – | 168,753 | +100.0% | 0.01% | – |
| LOACW | New | LONGEVITY ACQUISITION CORPw exp 07/31/202 | $59,000 | – | 657,746 | +100.0% | 0.01% | – |
| JFKKW | New | 8I ENTERPRISES ACQUISITIN COw exp 10/29/202 | $49,000 | – | 140,493 | +100.0% | 0.00% | – |
| HCACW | New | HENNESSY CAP ACQUSTION CORPw exp 09/05/202 | $40,000 | – | 50,000 | +100.0% | 0.00% | – |
| LACQW | New | LEISURE ACQUISITION CORPw exp 12/05/201 | $37,000 | – | 35,400 | +100.0% | 0.00% | – |
| AMCIW | New | AMCI ACQUISITION CORPw exp 05/20/202 | $26,000 | – | 82,510 | +100.0% | 0.00% | – |
| GTEC | New | GREENLAND TECHNOLOGS HLDG CO | $25,000 | – | 10,000 | +100.0% | 0.00% | – |
| FMCIW | New | FORUM MERGER II CORPw exp 09/30/202 | $18,000 | – | 39,400 | +100.0% | 0.00% | – |
| GRAFWS | New | GRAF INDL CORPw exp 12/31/202 | $14,000 | – | 31,968 | +100.0% | 0.00% | – |
| ALACW | New | ALBERTON ACQUISITION CORPw exp 04/26/202 | $14,000 | – | 234,800 | +100.0% | 0.00% | – |
| BRPAW | New | BIG ROCK PARTNERS ACQUISI COw exp 12/01/202 | $16,000 | – | 101,200 | +100.0% | 0.00% | – |
| HHHHR | New | WEALTHBRIDGE ACQUISITION LTDright 11/02/2023 | $15,000 | – | 44,774 | +100.0% | 0.00% | – |
| DPHCW | New | DIAMONDPEAK HLDGS CORw exp 02/22/202 | $12,000 | – | 15,233 | +100.0% | 0.00% | – |
| TDACW | New | TRIDENT ACQUISITIONS CORPw exp 05/09/202 | $4,000 | – | 36,510 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-02-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BGC PARTNERS INC | 30 | Q4 2022 | 1.9% |
| ISHARES TR | 22 | Q2 2023 | 2.8% |
| VANECK VECTORS ETF TRUST | 21 | Q3 2022 | 7.0% |
| SPDR SP 500 ETF TR | 20 | Q3 2023 | 8.8% |
| MAGNACHIP SEMICONDUCTOR CORP | 19 | Q3 2022 | 1.1% |
| NXP SEMICONDUCTORS N V | 18 | Q4 2020 | 2.9% |
| MICROSOFT CORP | 18 | Q2 2020 | 1.5% |
| ISHARES TR | 17 | Q1 2023 | 7.5% |
| CYPRESS SEMICONDUCTOR CORP | 17 | Q1 2019 | 2.5% |
| AEROJET ROCKETDYNE HLDGS INC | 17 | Q2 2022 | 1.4% |
View K2 PRINCIPAL FUND, L.P.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| AcuityAds Holdings Inc. | March 16, 2023 | 3,198,531 | 5.6% |
| ARS Pharmaceuticals, Inc. | February 13, 2023 | 2,045,348 | 2.2% |
| Solid Biosciences Inc. | February 13, 2023 | 284,871 | 1.5% |
| TCR2 THERAPEUTICS INC. | February 09, 2023 | 10 | 0.0% |
| AVROBIO, Inc. | February 08, 2023 | 10 | 0.0% |
| Goldenstone Acquisition Ltd. | February 08, 2023 | 10 | 0.0% |
| Relativity Acquisition Corp | February 08, 2023 | 10 | 0.0% |
| Sagaliam Acquisition Corp | February 08, 2023 | 10 | 0.0% |
| Pasithea Therapeutics Corp. | February 01, 2022 | 1,094,418 | 5.0% |
| Ignyte Acquisition Corp. | January 26, 2022 | 259,958 | 3.6% |
View K2 PRINCIPAL FUND, L.P.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-14 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-12 |
| SC 13G/A | 2024-02-12 |
| SC 13G | 2024-02-09 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-15 |
| 13F-HR | 2023-05-11 |
| SC 13G/A | 2023-03-16 |
| SC 13G | 2023-03-16 |
View K2 PRINCIPAL FUND, L.P.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.