K2 PRINCIPAL FUND, L.P. - Q4 2017 holdings

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$1.38 Billion is the total value of K2 PRINCIPAL FUND, L.P.'s 322 reported holdings in Q4 2017. The portfolio turnover from Q3 2017 to Q4 2017 was 100.0% .

All

			Value		Shares		↓ Weighting
NAK	Exit	NORTHERN DYNASTY MINERALS LTput	$0	–	-12,000	-100.0%	-0.00%	–
NAK	Exit	NORTHERN DYNASTY MINERALS LT	$0	–	-50,000	-100.0%	-0.01%	–
PVG	Exit	PRETIUM RES INC	$0	–	-11,822	-100.0%	-0.01%	–
CZR	Exit	CAESARS ENTMT CORPput	$0	–	-15,000	-100.0%	-0.01%	–
EAGLW	Exit	DOUBLE EAGLE ACQUISITION CORw exp 09/16/202	$0	–	-295,700	-100.0%	-0.01%	–
BFB	Exit	BROWN FORMAN CORPcl b	$0	–	-4,065	-100.0%	-0.02%	–
LILAK	Exit	LIBERTY GLOBAL PLC	$0	–	-10,600	-100.0%	-0.02%	–
BYD	Exit	BOYD GAMING CORP	$0	–	-9,505	-100.0%	-0.02%	–
DAL	Exit	DELTA AIR LINES INC DEL	$0	–	-5,000	-100.0%	-0.02%	–
BGS	Exit	B & G FOODS INC NEWput	$0	–	-10,000	-100.0%	-0.02%	–
DLTR	Exit	DOLLAR TREE INC	$0	–	-3,900	-100.0%	-0.02%	–
TXRH	Exit	TEXAS ROADHOUSE INCput	$0	–	-7,000	-100.0%	-0.02%	–
AKRXQ	Exit	AKORN INCput	$0	–	-11,000	-100.0%	-0.02%	–
EFX	Exit	EQUIFAX INC	$0	–	-3,600	-100.0%	-0.02%	–
WSTC	Exit	WEST CORP	$0	–	-16,607	-100.0%	-0.03%	–
ORLY	Exit	O REILLY AUTOMOTIVE INC NEWcall	$0	–	-2,000	-100.0%	-0.03%	–
SA	Exit	SEABRIDGE GOLD INCput	$0	–	-34,200	-100.0%	-0.03%	–
SNAP	Exit	SNAP INCcall	$0	–	-30,000	-100.0%	-0.03%	–
CLS	Exit	CELESTICA INC	$0	–	-36,000	-100.0%	-0.03%	–
CFCOW	Exit	CF CORPw exp 05/25/202	$0	–	-210,500	-100.0%	-0.03%	–
SYF	Exit	SYNCHRONY FINL	$0	–	-15,000	-100.0%	-0.03%	–
AXTA	Exit	AXALTA COATING SYS LTD	$0	–	-16,300	-100.0%	-0.03%	–
EXA	Exit	EXA CORP	$0	–	-20,316	-100.0%	-0.03%	–
ELLI	Exit	ELLIE MAE INCput	$0	–	-6,000	-100.0%	-0.03%	–
GHL	Exit	GREENHILL & CO INC	$0	–	-30,000	-100.0%	-0.03%	–
XL	Exit	XL GROUP LTDcall	$0	–	-13,000	-100.0%	-0.03%	–
ODP	Exit	OFFICE DEPOT INCput	$0	–	-113,600	-100.0%	-0.03%	–
AF	Exit	ASTORIA FINL CORP	$0	–	-24,222	-100.0%	-0.03%	–
TJX	Exit	TJX COS INC NEW	$0	–	-7,224	-100.0%	-0.04%	–
GNCIQ	Exit	GNC HLDGS INC	$0	–	-70,128	-100.0%	-0.04%	–
SHLDQ	Exit	SEARS HLDGS CORPput	$0	–	-86,500	-100.0%	-0.04%	–
NVLNF	Exit	NOVELION THERAPEUTICS INCput	$0	–	-89,900	-100.0%	-0.04%	–
AAN	Exit	AARONS INC	$0	–	-15,000	-100.0%	-0.04%	–
OIH	Exit	VANECK VECTORS ETF TRoil svcs etf	$0	–	-25,500	-100.0%	-0.04%	–
XOP	Exit	SPDR SERIES TRUSTs&p oilgas exp	$0	–	-20,000	-100.0%	-0.04%	–
MGPI	Exit	MGP INGREDIENTS INC NEWcall	$0	–	-12,500	-100.0%	-0.05%	–
YRCW	Exit	YRC WORLDWIDE INCput	$0	–	-55,000	-100.0%	-0.05%	–
HZNP	Exit	HORIZON PHARMA PLCput	$0	–	-62,500	-100.0%	-0.05%	–
CZR	Exit	CAESARS ENTMT CORPcall	$0	–	-60,300	-100.0%	-0.05%	–
FSBK	Exit	FIRST SOUTH BANCORP INC VA	$0	–	-42,966	-100.0%	-0.05%	–
ABCO	Exit	ADVISORY BRD CO	$0	–	-15,805	-100.0%	-0.06%	–
CBF	Exit	CAPITAL BK FINL CORP	$0	–	-21,142	-100.0%	-0.06%	–
QCOM	Exit	QUALCOMM INC	$0	–	-16,972	-100.0%	-0.06%	–
RDNT	Exit	RADNET INCput	$0	–	-78,000	-100.0%	-0.06%	–
DMTX	Exit	DIMENSION THERAPEUTICS INC	$0	–	-160,000	-100.0%	-0.06%	–
OKSB	Exit	SOUTHWEST BANCORP INC OKLA	$0	–	-35,000	-100.0%	-0.06%	–
XL	Exit	XL GROUP LTDput	$0	–	-25,000	-100.0%	-0.06%	–
UAL	Exit	UNITED CONTL HLDGS INC	$0	–	-16,118	-100.0%	-0.06%	–
VALEP	Exit	VALE S Aadr repstg pfd	$0	–	-106,846	-100.0%	-0.07%	–
AYX	Exit	ALTERYX INC	$0	–	-50,000	-100.0%	-0.07%	–
GIS	Exit	GENERAL MLS INC	$0	–	-19,981	-100.0%	-0.07%	–
SBUX	Exit	STARBUCKS CORPcall	$0	–	-20,000	-100.0%	-0.07%	–
UAL	Exit	UNITED CONTL HLDGS INCput	$0	–	-18,000	-100.0%	-0.07%	–
HRL	Exit	HORMEL FOODS CORP	$0	–	-33,701	-100.0%	-0.07%	–
TJX	Exit	TJX COS INC NEWcall	$0	–	-15,000	-100.0%	-0.07%	–
WGO	Exit	WINNEBAGO INDS INCcall	$0	–	-25,000	-100.0%	-0.07%	–
UNP	Exit	UNION PAC CORPput	$0	–	-10,000	-100.0%	-0.08%	–
RLJ	Exit	RLJ LODGING TRcall	$0	–	-53,600	-100.0%	-0.08%	–
CLNS	Exit	COLONY NORTHSTAR INC	$0	–	-99,919	-100.0%	-0.08%	–
BTI	Exit	BRITISH AMERN TOB PLCsponsored adr	$0	–	-20,000	-100.0%	-0.08%	–
VVC	Exit	VECTREN CORPcall	$0	–	-19,700	-100.0%	-0.09%	–
NEFF	Exit	NEFF CORP	$0	–	-52,600	-100.0%	-0.09%	–
ETM	Exit	ENTERCOM COMMUNICATIONS CORPcl a	$0	–	-116,116	-100.0%	-0.09%	–
JPM	Exit	JPMORGAN CHASE & COput	$0	–	-13,900	-100.0%	-0.09%	–
NMRX	Exit	NUMEREX CORP PAcl a	$0	–	-351,730	-100.0%	-0.09%	–
EC	Exit	ECOPETROL S Aput	$0	–	-145,700	-100.0%	-0.09%	–
AKRXQ	Exit	AKORN INC	$0	–	-43,100	-100.0%	-0.10%	–
EQT	Exit	EQT CORPput	$0	–	-22,200	-100.0%	-0.10%	–
GSTCQ	Exit	GASTAR EXPL INC NEW	$0	–	-1,642,717	-100.0%	-0.10%	–
CNK	Exit	CINEMARK HOLDINGS INCcall	$0	–	-42,300	-100.0%	-0.10%	–
ENB	Exit	ENBRIDGE INC	$0	–	-37,391	-100.0%	-0.10%	–
EAGL	Exit	DOUBLE EAGLE ACQUISITION COR	$0	–	-156,067	-100.0%	-0.10%	–
F	Exit	FORD MTR CO DEL	$0	–	-133,374	-100.0%	-0.11%	–
WR	Exit	WESTAR ENERGY INC	$0	–	-32,676	-100.0%	-0.11%	–
WFC	Exit	WELLS FARGO CO NEW	$0	–	-30,000	-100.0%	-0.11%	–
BB	Exit	BLACKBERRY LTDput	$0	–	-159,400	-100.0%	-0.12%	–
LTRPA	Exit	LIBERTY TRIPADVISOR HLDGS IN	$0	–	-146,211	-100.0%	-0.12%	–
WMT	Exit	WAL-MART STORES INC	$0	–	-23,200	-100.0%	-0.12%	–
LGFA	Exit	LIONS GATE ENTMNT CORPcl a vtg	$0	–	-55,698	-100.0%	-0.12%	–
TKF	Exit	TURKISH INVT FD INC	$0	–	-204,450	-100.0%	-0.12%	–
CLR	Exit	CONTINENTAL RESOURCES INCcall	$0	–	-50,000	-100.0%	-0.13%	–
BX	Exit	BLACKSTONE GROUP L Pcall	$0	–	-59,600	-100.0%	-0.13%	–
BDX	Exit	BECTON DICKINSON & CO	$0	–	-10,156	-100.0%	-0.13%	–
MYL	Exit	MYLAN N V	$0	–	-64,600	-100.0%	-0.13%	–
PE	Exit	PARSLEY ENERGY INCcall	$0	–	-78,700	-100.0%	-0.14%	–
UAL	Exit	UNITED CONTL HLDGS INCcall	$0	–	-34,000	-100.0%	-0.14%	–
EFX	Exit	EQUIFAX INCput	$0	–	-20,000	-100.0%	-0.14%	–
	Exit	FORESTAR GROUP INCnote 3.750 3/0	$0	–	-2,153	-100.0%	-0.14%	–
AAN	Exit	AARONS INCput	$0	–	-50,900	-100.0%	-0.15%	–
GPC	Exit	GENUINE PARTS COcall	$0	–	-23,500	-100.0%	-0.15%	–
EA	Exit	ELECTRONIC ARTS INC	$0	–	-19,245	-100.0%	-0.15%	–
DRI	Exit	DARDEN RESTAURANTS INCcall	$0	–	-29,000	-100.0%	-0.15%	–
MCK	Exit	MCKESSON CORPcall	$0	–	-15,000	-100.0%	-0.15%	–
NKE	Exit	NIKE INCcall	$0	–	-45,000	-100.0%	-0.15%	–
AAVVF	Exit	ADVANTAGE OIL & GAS LTD	$0	–	-372,662	-100.0%	-0.16%	–
GM	Exit	GENERAL MTRS COput	$0	–	-60,000	-100.0%	-0.16%	–
VWR	Exit	VWR CORP	$0	–	-79,201	-100.0%	-0.17%	–
V	Exit	VISA INCcall	$0	–	-25,000	-100.0%	-0.17%	–
GNRC	Exit	GENERAC HLDGS INCput	$0	–	-60,000	-100.0%	-0.18%	–
CUNB	Exit	CU BANCORP CALIF	$0	–	-71,207	-100.0%	-0.18%	–
GPIA	Exit	GP INVTS ACQUISITION COR	$0	–	-299,200	-100.0%	-0.19%	–
OIH	Exit	VANECK VECTORS ETF TRput	$0	–	-111,000	-100.0%	-0.19%	–
ATAC	Exit	ATLANTIC ACQUISITION CORP	$0	–	-300,000	-100.0%	-0.20%	–
TWX	Exit	TIME WARNER INCcall	$0	–	-29,000	-100.0%	-0.20%	–
TESO	Exit	TESCO CORP	$0	–	-545,985	-100.0%	-0.20%	–
PCBK	Exit	PACIFIC CONTINENTAL CORP	$0	–	-111,516	-100.0%	-0.20%	–
CNK	Exit	CINEMARK HOLDINGS INCput	$0	–	-85,000	-100.0%	-0.20%	–
GIS	Exit	GENERAL MLS INCput	$0	–	-60,000	-100.0%	-0.20%	–
S	Exit	SPRINT CORP	$0	–	-400,000	-100.0%	-0.21%	–
BRCD	Exit	BROCADE COMMUNICATIONS SYS I	$0	–	-269,500	-100.0%	-0.21%	–
SBUX	Exit	STARBUCKS CORP	$0	–	-61,679	-100.0%	-0.22%	–
WGO	Exit	WINNEBAGO INDS INCput	$0	–	-75,000	-100.0%	-0.22%	–
ALNY	Exit	ALNYLAM PHARMACEUTICALS INCput	$0	–	-30,100	-100.0%	-0.23%	–
EOG	Exit	EOG RES INCcall	$0	–	-37,000	-100.0%	-0.24%	–
DEL	Exit	DELTIC TIMBER CORP	$0	–	-41,000	-100.0%	-0.24%	–
COL	Exit	ROCKWELL COLLINS INC	$0	–	-30,000	-100.0%	-0.26%	–
	Exit	SILVER STD RES INCnote 2.875 2/0	$0	–	-4,000	-100.0%	-0.26%	–
ATVI	Exit	ACTIVISION BLIZZARD INC	$0	–	-66,094	-100.0%	-0.28%	–
SFR	Exit	STARWOOD WAYPOINT HOMES	$0	–	-131,721	-100.0%	-0.32%	–
KBLM	Exit	KBL MERGER CORP IV	$0	–	-510,700	-100.0%	-0.33%	–
F	Exit	FORD MTR CO DELput	$0	–	-432,000	-100.0%	-0.34%	–
MS	Exit	MORGAN STANLEY	$0	–	-110,000	-100.0%	-0.35%	–
XLE	Exit	SELECT SECTOR SPDR TRput	$0	–	-80,000	-100.0%	-0.36%	–
SLV	Exit	ISHARES SILVER TRUSTput	$0	–	-350,000	-100.0%	-0.36%	–
NCR	Exit	NCR CORP NEWcall	$0	–	-150,800	-100.0%	-0.37%	–
NSC	Exit	NORFOLK SOUTHERN CORPcall	$0	–	-45,000	-100.0%	-0.39%	–
RICE	Exit	RICE ENERGY INCput	$0	–	-225,000	-100.0%	-0.43%	–
FPO	Exit	FIRST POTOMAC RLTY TR	$0	–	-610,403	-100.0%	-0.45%	–
GOOGL	Exit	ALPHABET INCcall	$0	–	-7,000	-100.0%	-0.45%	–
OSPRU	Exit	OSPREY ENERGY ACQUISITION COunit 07/21/2022	$0	–	-699,300	-100.0%	-0.46%	–
LPX	Exit	LOUISIANA PAC CORP	$0	–	-305,000	-100.0%	-0.55%	–
KITE	Exit	KITE PHARMA INC	$0	–	-47,940	-100.0%	-0.57%	–
PRXL	Exit	PAREXEL INTL CORP	$0	–	-106,215	-100.0%	-0.62%	–
MNKKQ	Exit	MALLINCKRODT PUB LTD COput	$0	–	-260,000	-100.0%	-0.64%	–
SPY	Exit	SPDR S&P 500 ETF TRcall	$0	–	-40,000	-100.0%	-0.66%	–
AMC	Exit	AMC ENTMT HLDGS INCcall	$0	–	-700,000	-100.0%	-0.68%	–
KITE	Exit	KITE PHARMA INCput	$0	–	-60,500	-100.0%	-0.72%	–
	Exit	PRICELINE GRP INCnote 0.900 9/1	$0	–	-10,000	-100.0%	-0.76%	–
MYL	Exit	MYLAN N Vcall	$0	–	-525,800	-100.0%	-1.09%	–
BG	Exit	BUNGE LIMITEDcall	$0	–	-240,500	-100.0%	-1.10%	–
DGI	Exit	DIGITALGLOBE INC	$0	–	-488,660	-100.0%	-1.14%	–
RICE	Exit	RICE ENERGY INC	$0	–	-611,535	-100.0%	-1.17%	–
	Exit	BROCADE COMMUNICATIONS SYS Inote 1.375 1/0	$0	–	-19,033	-100.0%	-1.26%	–
GOOGL	Exit	ALPHABET INCput	$0	–	-28,500	-100.0%	-1.84%	–
QCOM	Exit	QUALCOMM INCcall	$0	–	-800,000	-100.0%	-2.74%	–
DDC	Exit	DOMINION DIAMOND CORP	$0	–	-3,313,017	-100.0%	-3.11%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2018-02-12

Signatures

The EDGAR filing(s) were signed by:

Daniel Gosselin — President

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
BGC PARTNERS INC	30	Q4 2022	1.9%
ISHARES TR	22	Q2 2023	2.8%
VANECK VECTORS ETF TRUST	21	Q3 2022	7.0%
SPDR SP 500 ETF TR	20	Q3 2023	8.8%
MAGNACHIP SEMICONDUCTOR CORP	19	Q3 2022	1.1%
NXP SEMICONDUCTORS N V	18	Q4 2020	2.9%
MICROSOFT CORP	18	Q2 2020	1.5%
ISHARES TR	17	Q1 2023	7.5%
CYPRESS SEMICONDUCTOR CORP	17	Q1 2019	2.5%
AEROJET ROCKETDYNE HLDGS INC	17	Q2 2022	1.4%

View K2 PRINCIPAL FUND, L.P.'s complete holdings history.

Latest significant ownerships (13-D/G)

K2 PRINCIPAL FUND, L.P. Q4 2017 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
AcuityAds Holdings Inc.	March 16, 2023	3,198,531	5.6%
ARS Pharmaceuticals, Inc.	February 13, 2023	2,045,348	2.2%
Solid Biosciences Inc.	February 13, 2023	284,871	1.5%
TCR2 THERAPEUTICS INC.	February 09, 2023	10	0.0%
AVROBIO, Inc.	February 08, 2023	10	0.0%
Goldenstone Acquisition Ltd.	February 08, 2023	10	0.0%
Relativity Acquisition Corp	February 08, 2023	10	0.0%
Sagaliam Acquisition Corp	February 08, 2023	10	0.0%
Pasithea Therapeutics Corp.	February 01, 2022	1,094,418	5.0%
Ignyte Acquisition Corp.	January 26, 2022	259,958	3.6%

View K2 PRINCIPAL FUND, L.P.'s complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2024-05-14
13F-HR	2024-02-14
SC 13G/A	2024-02-12
SC 13G/A	2024-02-12
SC 13G	2024-02-09
13F-HR	2023-11-13
13F-HR	2023-08-15
13F-HR	2023-05-11
SC 13G/A	2023-03-16
SC 13G	2023-03-16

View K2 PRINCIPAL FUND, L.P.'s complete filings history.

All filings

View complete filings history.

Compare quarters

Export K2 PRINCIPAL FUND, L.P.'s holdings