$1.38 Billion is the total value of K2 PRINCIPAL FUND, L.P.'s 322 reported holdings in Q4 2017. The portfolio turnover from Q3 2017 to Q4 2017 was 173.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| XLK | New | SELECT SECTOR SPDR TRput | $83,231,000 | – | 1,301,500 | +100.0% | 6.02% | – |
| GOOGL | Buy | ALPHABET INCcap stk cl a | $63,997,000 | +22.6% | 60,753 | +13.3% | 4.63% | +34.2% |
| BMY | Buy | BRISTOL MYERS SQUIBB COcall | $38,606,000 | +28.9% | 630,000 | +34.0% | 2.79% | +41.0% |
| TLT | Buy | ISHARES TRput | $38,058,000 | +126.0% | 300,000 | +122.2% | 2.75% | +147.2% |
| BMY | Buy | BRISTOL MYERS SQUIBB COput | $26,657,000 | +209.8% | 435,000 | +222.2% | 1.93% | +239.0% |
| GOOG | New | ALPHABET INCcall | $25,114,000 | – | 24,000 | +100.0% | 1.82% | – |
| WCN | New | WASTE CONNECTIONS INC | $22,162,000 | – | 261,206 | +100.0% | 1.60% | – |
| SPY | Buy | SPDR S&P 500 ETF TRput | $21,349,000 | +69.9% | 80,000 | +60.0% | 1.54% | +85.9% |
| MON | Buy | MONSANTO CO NEW | $20,573,000 | +151.4% | 176,173 | +157.9% | 1.49% | +175.2% |
| WPM | Buy | WHEATON PRECIOUS METALS CORPcall | $19,649,000 | +32.1% | 887,900 | +14.0% | 1.42% | +44.7% |
| DBD | Buy | DIEBOLD NXDF INCcall | $16,876,000 | +48.4% | 1,032,200 | +107.4% | 1.22% | +62.4% |
| BABA | Buy | ALIBABA GROUP HLDG LTDput | $16,467,000 | +1805.9% | 95,500 | +1810.0% | 1.19% | +1991.2% |
| MON | Buy | MONSANTO CO NEWput | $15,567,000 | +94.2% | 133,300 | +99.3% | 1.13% | +112.5% |
| LGCU | New | LEGACY ACQUISITION CORPunit 05/31/2024 | $14,958,000 | – | 1,504,848 | +100.0% | 1.08% | – |
| BMY | Buy | BRISTOL MYERS SQUIBB CO | $14,505,000 | +97.9% | 236,696 | +105.8% | 1.05% | +116.5% |
| XLNX | Buy | XILINX INCcall | $13,484,000 | +56.6% | 200,000 | +64.5% | 0.98% | +71.5% |
| New | BROADSOFT INCnote 1.000 9/0 | $12,591,000 | – | 8,500 | +100.0% | 0.91% | – | |
| DISH | Buy | DISH NETWORK CORPcall | $11,327,000 | +1989.9% | 237,200 | +2272.0% | 0.82% | +2177.8% |
| LPX | Buy | LOUISIANA PAC CORPcall | $11,231,000 | +19.3% | 427,700 | +23.0% | 0.81% | +30.5% |
| New | ZILLOW GROUP INCnote 2.00012/0 | $10,900,000 | – | 10,000 | +100.0% | 0.79% | – | |
| XOP | Buy | SPDR SERIES TRUSTput | $10,637,000 | +228.4% | 286,100 | +201.2% | 0.77% | +259.8% |
| CF | Buy | CF INDS HLDGS INCput | $10,635,000 | +504.9% | 250,000 | +400.0% | 0.77% | +563.8% |
| MU | New | MICRON TECHNOLOGY INCcall | $10,280,000 | – | 250,000 | +100.0% | 0.74% | – |
| WRLS | Buy | PENSARE ACQUISITION CORP | $9,935,000 | +0.7% | 1,028,507 | +0.8% | 0.72% | +10.3% |
| HCAC | Buy | HENNESSY CAP ACQUSTON CORP I | $9,564,000 | +6.0% | 975,900 | +6.7% | 0.69% | +16.1% |
| MGA | New | MAGNA INTL INC | $9,157,000 | – | 128,541 | +100.0% | 0.66% | – |
| CMSSU | New | CM SEVEN STAR ACQUISITION COunit 08/21/2022 | $9,000,000 | – | 903,600 | +100.0% | 0.65% | – |
| DVMT | Buy | DELL TECHNOLOGIES INC | $8,989,000 | +104.0% | 110,591 | +93.8% | 0.65% | +123.4% |
| SNI | New | SCRIPPS NETWORKS INTERACT INcall | $8,538,000 | – | 100,000 | +100.0% | 0.62% | – |
| HYACU | New | HAYMAKER ACQUISITIONunit 10/19/2022 | $8,328,000 | – | 841,226 | +100.0% | 0.60% | – |
| MSFT | New | MICROSOFT CORPput | $8,126,000 | – | 95,000 | +100.0% | 0.59% | – |
| ADM | New | ARCHER DANIELS MIDLAND COput | $8,016,000 | – | 200,000 | +100.0% | 0.58% | – |
| LACQU | New | LEISURE ACQUISITION CORPunit 99/99/9999 | $7,620,000 | – | 769,700 | +100.0% | 0.55% | – |
| CNAC | Buy | CONSTELLATION ALPHA CAP CORP | $7,157,000 | +10.8% | 736,300 | +10.7% | 0.52% | +21.3% |
| New | RYLAND GROUP INCnote 0.250 6/0 | $7,058,000 | – | 7,000 | +100.0% | 0.51% | – | |
| MMDM | Buy | MODERN MEDIA ACQUISITION | $7,056,000 | +0.6% | 718,543 | +0.0% | 0.51% | +10.1% |
| FMCI | Buy | FORUM MERGER CORP | $6,970,000 | +14.9% | 698,414 | +11.8% | 0.50% | +25.7% |
| CPN | Buy | CALPINE CORP | $6,704,000 | +63.2% | 443,078 | +59.1% | 0.48% | +78.3% |
| WTTR | Buy | SELECT ENERGY SVCS INC | $6,675,000 | +500.8% | 365,969 | +424.5% | 0.48% | +561.6% |
| CSX | New | CSX CORPcall | $6,602,000 | – | 120,000 | +100.0% | 0.48% | – |
| PX | Buy | PRAXAIR INC | $6,376,000 | +48.1% | 41,223 | +33.8% | 0.46% | +61.8% |
| New | BROADSOFT INCnote 1.500 7/0 | $6,205,000 | – | 4,750 | +100.0% | 0.45% | – | |
| NFLX | New | NETFLIX INCput | $6,047,000 | – | 31,500 | +100.0% | 0.44% | – |
| DBD | Buy | DIEBOLD NXDF INC | $6,003,000 | +20.2% | 367,140 | +68.0% | 0.43% | +31.5% |
| KS | Buy | KAPSTONE PAPER & PACKAGING Ccall | $5,852,000 | +370.4% | 257,900 | +345.4% | 0.42% | +415.9% |
| EACQ | New | EASTERLY ACQUISITION CORP | $5,805,000 | – | 574,720 | +100.0% | 0.42% | – |
| LITE | New | LUMENTUM HLDGS INC | $5,624,000 | – | 115,000 | +100.0% | 0.41% | – |
| MERC | Buy | MERCER INTL INC | $5,621,000 | +278.8% | 393,090 | +213.8% | 0.41% | +315.3% |
| SYF | Buy | SYNCHRONY FINLcall | $5,533,000 | +274.4% | 143,300 | +201.1% | 0.40% | +308.2% |
| EXAC | New | EXACTECH INC | $5,019,000 | – | 101,494 | +100.0% | 0.36% | – |
| RWGEU | New | REGALWOOD GLOBAL ENERGY LTDunit 99/99/9999 | $4,975,000 | – | 500,000 | +100.0% | 0.36% | – |
| NXTM | New | NXSTAGE MEDICAL INC | $4,921,000 | – | 203,106 | +100.0% | 0.36% | – |
| MXIM | New | MAXIM INTEGRATED PRODS INC | $4,870,000 | – | 93,150 | +100.0% | 0.35% | – |
| MSFT | Buy | MICROSOFT CORP | $4,705,000 | +41.4% | 55,000 | +23.1% | 0.34% | +54.5% |
| CEF | New | CENTRAL FD CDA LTDcl a | $4,666,000 | – | 348,237 | +100.0% | 0.34% | – |
| GGP | New | GGP INC | $4,663,000 | – | 199,368 | +100.0% | 0.34% | – |
| NWL | New | NEWELL BRANDS INCcall | $4,626,000 | – | 149,700 | +100.0% | 0.34% | – |
| MU | New | MICRON TECHNOLOGY INC | $4,523,000 | – | 110,000 | +100.0% | 0.33% | – |
| AHPA | Buy | AVISTA HEALTHCARE PUB ACQ COcl a | $4,374,000 | +26.5% | 440,934 | +27.5% | 0.32% | +38.4% |
| TER | New | TERADYNE INC | $4,363,000 | – | 104,200 | +100.0% | 0.32% | – |
| MACQ | Buy | M I ACQUISITIONS INC | $4,208,000 | +2.2% | 412,924 | +1.3% | 0.30% | +11.8% |
| ELEC | Buy | ELECTRUM SPL ACQUISITION COR | $4,135,000 | +17.0% | 400,643 | +16.2% | 0.30% | +27.8% |
| IWM | New | ISHARES TRput | $4,116,000 | – | 27,000 | +100.0% | 0.30% | – |
| DISH | Buy | DISH NETWORK CORPcl a | $4,059,000 | +149.5% | 85,000 | +183.3% | 0.29% | +172.2% |
| MOS | Buy | MOSAIC CO NEWput | $3,929,000 | +36.9% | 153,100 | +15.2% | 0.28% | +49.5% |
| KMX | New | CARMAX INCcall | $3,848,000 | – | 60,000 | +100.0% | 0.28% | – |
| CAVM | New | CAVIUM INC | $3,772,000 | – | 45,000 | +100.0% | 0.27% | – |
| XLNX | New | XILINX INC | $3,708,000 | – | 55,000 | +100.0% | 0.27% | – |
| RGC | New | REGAL ENTMT GROUPcl a | $3,479,000 | – | 151,203 | +100.0% | 0.25% | – |
| NCR | New | NCR CORP NEWput | $3,467,000 | – | 102,000 | +100.0% | 0.25% | – |
| CWH | New | CAMPING WORLD HLDGS INCcl a | $3,355,000 | – | 75,000 | +100.0% | 0.24% | – |
| RCII | New | RENT A CTR INC NEW | $3,249,000 | – | 292,738 | +100.0% | 0.24% | – |
| MIII | Buy | M III ACQUISITION CORP | $3,232,000 | +78.8% | 325,825 | +76.6% | 0.23% | +95.0% |
| BFA | New | BROWN FORMAN CORPcl a | $3,176,000 | – | 47,229 | +100.0% | 0.23% | – |
| New | GENERAL CABLE CORP DEL NEWfrnt 4.50011/1 | $3,167,000 | – | 3,000 | +100.0% | 0.23% | – | |
| MGM | New | MGM RESORTS INTERNATIONAL | $3,121,000 | – | 93,473 | +100.0% | 0.23% | – |
| CHUBK | Buy | COMMERCEHUB INC | $3,130,000 | -3.4% | 152,009 | +0.2% | 0.23% | +5.6% |
| MGPI | Buy | MGP INGREDIENTS INC NEWput | $3,075,000 | +51.4% | 40,000 | +19.4% | 0.22% | +66.4% |
| FOX | Buy | TWENTY FIRST CENTY FOX INCcl b | $3,074,000 | +138.3% | 90,100 | +80.2% | 0.22% | +161.2% |
| DBD | New | DIEBOLD NXDF INCput | $2,953,000 | – | 180,600 | +100.0% | 0.21% | – |
| DOTA | New | DRAPER OAKWOOD TECHNOLOGY | $2,931,000 | – | 300,000 | +100.0% | 0.21% | – |
| MON | New | MONSANTO CO NEWcall | $2,920,000 | – | 25,000 | +100.0% | 0.21% | – |
| MU | New | MICRON TECHNOLOGY INCput | $2,878,000 | – | 70,000 | +100.0% | 0.21% | – |
| HSNI | Buy | HSN INC | $2,791,000 | +202.7% | 69,160 | +192.8% | 0.20% | +231.1% |
| HEIA | Buy | HEICO CORP NEWcl a | $2,750,000 | +258.1% | 34,792 | +245.0% | 0.20% | +290.2% |
| AET | New | AETNA INC NEW | $2,706,000 | – | 15,000 | +100.0% | 0.20% | – |
| LBTYK | Buy | LIBERTY GLOBAL PLC | $2,700,000 | +409.4% | 79,787 | +392.4% | 0.20% | +457.1% |
| SIGM | New | SIGMA DESIGNS INC | $2,633,000 | – | 378,800 | +100.0% | 0.19% | – |
| FWONA | Buy | LIBERTY MEDIA CORP DELAWARE | $2,618,000 | +19.6% | 80,000 | +33.3% | 0.19% | +30.3% |
| BRPAU | New | BIG ROCK PARTNERS ACQUISI COunit 11/20/2022 | $2,559,000 | – | 250,000 | +100.0% | 0.18% | – |
| MNKKQ | New | MALLINCKRODT PUB LTD CO | $2,563,000 | – | 113,600 | +100.0% | 0.18% | – |
| TRCO | Buy | TRIBUNE MEDIA COcl a | $2,495,000 | +633.8% | 58,752 | +605.8% | 0.18% | +722.7% |
| AMD | New | ADVANCED MICRO DEVICES INC | $2,313,000 | – | 225,000 | +100.0% | 0.17% | – |
| OA | New | ORBITAL ATK INC | $2,262,000 | – | 17,200 | +100.0% | 0.16% | – |
| CCL | New | CARNIVAL CORPput | $2,237,000 | – | 33,700 | +100.0% | 0.16% | – |
| CAA | New | CALATLANTIC GROUP INC | $2,236,000 | – | 39,651 | +100.0% | 0.16% | – |
| MOSCU | New | MOSAIC ACQUISITION CORPunit 99/99/9999 | $2,195,000 | – | 217,300 | +100.0% | 0.16% | – |
| WPM | New | WHEATON PRECIOUS METALS CORP | $2,087,000 | – | 75,100 | +100.0% | 0.15% | – |
| SNBC | Buy | SUN BANCORP INC | $2,069,000 | +75.9% | 85,128 | +79.9% | 0.15% | +92.3% |
| MITL | New | MITEL NETWORKS CORP | $2,012,000 | – | 211,753 | +100.0% | 0.15% | – |
| GIGU | New | GIGCAPITAL INCunit 03/06/2025 | $2,009,000 | – | 200,900 | +100.0% | 0.14% | – |
| ILG | New | ILG INC | $1,965,000 | – | 69,000 | +100.0% | 0.14% | – |
| NWS | Buy | NEWS CORP NEWcl b | $1,942,000 | +84.8% | 116,981 | +52.0% | 0.14% | +104.3% |
| CMSS | New | CM SEVEN STAR ACQUISITION CO | $1,930,000 | – | 200,000 | +100.0% | 0.14% | – |
| MDR | New | MCDERMOTT INTL INC | $1,940,000 | – | 294,781 | +100.0% | 0.14% | – |
| DISCK | Buy | DISCOVERY COMMUNICATNS NEW | $1,896,000 | +27.7% | 89,554 | +22.2% | 0.14% | +39.8% |
| HYAC | New | HAYMAKER ACQUISITION CORP | $1,900,000 | – | 200,000 | +100.0% | 0.14% | – |
| SAVE | Buy | SPIRIT AIRLS INCput | $1,884,000 | +250.2% | 42,000 | +160.9% | 0.14% | +277.8% |
| CMCSA | New | COMCAST CORP NEWcall | $1,802,000 | – | 45,000 | +100.0% | 0.13% | – |
| TAC | New | TRANSALTA CORP | $1,788,000 | – | 240,050 | +100.0% | 0.13% | – |
| HRG | Buy | HRG GROUP INC | $1,731,000 | +11.7% | 102,141 | +2.9% | 0.12% | +22.5% |
| SPA | New | SPARTON CORP | $1,707,000 | – | 74,044 | +100.0% | 0.12% | – |
| MAC | New | MACERICH COcall | $1,642,000 | – | 25,000 | +100.0% | 0.12% | – |
| STLR | Buy | STELLAR ACQUISITION III INC | $1,608,000 | +394.8% | 157,511 | +392.2% | 0.12% | +452.4% |
| VET | New | VERMILION ENERGY INC | $1,599,000 | – | 35,000 | +100.0% | 0.12% | – |
| IXYS | Buy | IXYS CORP | $1,587,000 | +157.2% | 66,251 | +154.7% | 0.12% | +180.5% |
| PCH | New | POTLATCH CORP NEW | $1,570,000 | – | 31,468 | +100.0% | 0.11% | – |
| ADSK | New | AUTODESK INCcall | $1,572,000 | – | 15,000 | +100.0% | 0.11% | – |
| XBKS | New | XENITH BANKSHARES INC NEW | $1,531,000 | – | 45,255 | +100.0% | 0.11% | – |
| LUMN | New | CENTURYLINK INCcall | $1,533,000 | – | 91,900 | +100.0% | 0.11% | – |
| BMO | New | BANK MONTREAL QUE | $1,509,000 | – | 15,000 | +100.0% | 0.11% | – |
| CSX | New | CSX CORP | $1,454,000 | – | 26,424 | +100.0% | 0.10% | – |
| ILG | New | ILG INCcall | $1,424,000 | – | 50,000 | +100.0% | 0.10% | – |
| ABUS | Buy | ARBUTUS BIOPHARMA CORP | $1,320,000 | -14.8% | 261,326 | +4.5% | 0.10% | -5.9% |
| PEGI | New | PATTERN ENERGY GROUP INCcl a | $1,332,000 | – | 62,000 | +100.0% | 0.10% | – |
| CUDA | New | BARRACUDA NETWORKS INC | $1,333,000 | – | 48,467 | +100.0% | 0.10% | – |
| OSTK | New | OVERSTOCK COM INC DEL | $1,235,000 | – | 19,321 | +100.0% | 0.09% | – |
| EDGW | Buy | EDGEWATER TECHNOLOGY INC | $1,222,000 | +76.1% | 213,424 | +100.5% | 0.09% | +91.3% |
| BATRA | Buy | LIBERTY MEDIA CORP DELAWARE | $1,166,000 | -7.1% | 52,893 | +6.9% | 0.08% | +1.2% |
| CALL | New | MAGICJACK VOCALTEC LTD | $1,120,000 | – | 132,550 | +100.0% | 0.08% | – |
| BWLD | New | BUFFALO WILD WINGS INC | $1,051,000 | – | 6,719 | +100.0% | 0.08% | – |
| ACFC | New | ATLANTIC COAST FINL CORP | $1,016,000 | – | 107,732 | +100.0% | 0.07% | – |
| SGMS | New | SCIENTIFIC GAMES CORPput | $1,026,000 | – | 20,000 | +100.0% | 0.07% | – |
| IYR | New | ISHARES TRu.s. real es etf | $972,000 | – | 12,000 | +100.0% | 0.07% | – |
| OSUR | New | ORASURE TECHNOLOGIES INCput | $943,000 | – | 50,000 | +100.0% | 0.07% | – |
| OSUR | New | ORASURE TECHNOLOGIES INC | $929,000 | – | 49,248 | +100.0% | 0.07% | – |
| RGC | New | REGAL ENTMT GROUPput | $932,000 | – | 40,500 | +100.0% | 0.07% | – |
| ACTA | Buy | ACTUA CORP | $857,000 | +255.6% | 54,906 | +248.4% | 0.06% | +287.5% |
| DYN | New | DYNEGY INC NEW DEL | $847,000 | – | 71,509 | +100.0% | 0.06% | – |
| OACQ | Buy | ORIGO ACQUISITION CORP | $814,000 | +23.7% | 76,526 | +23.2% | 0.06% | +34.1% |
| GXP | New | GREAT PLAINS ENERGY INC | $809,000 | – | 25,080 | +100.0% | 0.06% | – |
| SSNI | New | SILVER SPRING NETWORKS INC | $820,000 | – | 50,492 | +100.0% | 0.06% | – |
| SRG | Buy | SERITAGE GROWTH PPTYSput | $809,000 | +111.8% | 20,000 | +141.0% | 0.06% | +136.0% |
| HUN | New | HUNTSMAN CORP | $806,000 | – | 24,200 | +100.0% | 0.06% | – |
| ADSK | New | AUTODESK INC | $786,000 | – | 7,500 | +100.0% | 0.06% | – |
| WSCWW | New | WILLSCOT CORPw exp 09/10/202 | $792,000 | – | 549,840 | +100.0% | 0.06% | – |
| RLJ | New | RLJ LODGING TRput | $773,000 | – | 35,200 | +100.0% | 0.06% | – |
| AVA | New | AVISTA CORP | $767,000 | – | 14,900 | +100.0% | 0.06% | – |
| SRG | Buy | SERITAGE GROWTH PPTYScl a | $754,000 | -5.4% | 18,640 | +7.7% | 0.06% | +3.8% |
| BRPA | New | BIG ROCK PARTNERS ACQUISI CO | $728,000 | – | 75,176 | +100.0% | 0.05% | – |
| BGCP | New | BGC PARTNERS INCcl a | $701,000 | – | 46,410 | +100.0% | 0.05% | – |
| BPY | New | BROOKFIELD PPTY PARTNERS L Punit ltd partn | $696,000 | – | 25,000 | +100.0% | 0.05% | – |
| BLK | New | BLACKROCK INCput | $668,000 | – | 1,300 | +100.0% | 0.05% | – |
| PZZA | New | PAPA JOHNS INTL INC | $617,000 | – | 11,000 | +100.0% | 0.04% | – |
| XENE | Buy | XENON PHARMACEUTICALS INC | $620,000 | +27.8% | 219,543 | +33.5% | 0.04% | +40.6% |
| HCACWS | Buy | HENNESSY CAP ACQUSTON CORP Iw exp 06/15/202 | $592,000 | +20.1% | 700,000 | +3.7% | 0.04% | +30.3% |
| WFBI | New | WASHINGTONFIRST BANKSHARES I | $582,000 | – | 17,000 | +100.0% | 0.04% | – |
| MGCD | New | MGC DIAGNOSTICS CORP | $578,000 | – | 52,416 | +100.0% | 0.04% | – |
| CPLA | New | CAPELLA EDUCATION COMPANY | $573,000 | – | 7,400 | +100.0% | 0.04% | – |
| RXDX | New | IGNYTA INC | $534,000 | – | 20,000 | +100.0% | 0.04% | – |
| BLBD | Buy | BLUE BIRD CORP | $503,000 | +134.0% | 25,296 | +142.9% | 0.04% | +157.1% |
| RCII | New | RENT A CTR INC NEWcall | $444,000 | – | 40,000 | +100.0% | 0.03% | – |
| WRLSW | Buy | PENSARE ACQUISITION CORPw exp 07/27/202 | $370,000 | +20.9% | 671,900 | +9.8% | 0.03% | +35.0% |
| YUME | Buy | YUME INC | $373,000 | +60.8% | 77,980 | +56.0% | 0.03% | +80.0% |
| BETR | New | AMPLIFY SNACK BRANDS | $342,000 | – | 28,461 | +100.0% | 0.02% | – |
| GSHTW | Buy | GORES HLDGS II INCw exp 03/06/202 | $347,000 | +12.7% | 251,166 | +15.9% | 0.02% | +25.0% |
| FGWS | New | FGL HLDGSw exp 11/30/202 | $326,000 | – | 210,500 | +100.0% | 0.02% | – |
| VSI | New | VITAMIN SHOPPE INCcall | $308,000 | – | 70,000 | +100.0% | 0.02% | – |
| CUBE | New | CUBESMART | $289,000 | – | 10,000 | +100.0% | 0.02% | – |
| IAM | New | I AM CAP ACQUISITION CO | $273,000 | – | 27,727 | +100.0% | 0.02% | – |
| CAKE | New | CHEESECAKE FACTORY INC | $241,000 | – | 5,000 | +100.0% | 0.02% | – |
| RCII | New | RENT A CTR INC NEWput | $222,000 | – | 20,000 | +100.0% | 0.02% | – |
| BV | New | BAZAARVOICE INC | $208,000 | – | 38,219 | +100.0% | 0.02% | – |
| CNACW | Buy | CONSTELLATION ALPHA CAP CORPw exp 03/23/202 | $173,000 | +11.6% | 719,700 | +6.6% | 0.01% | +30.0% |
| IPOA | New | SOCIAL CAP HEDOSOPHIA HLDGScl a | $164,000 | – | 16,248 | +100.0% | 0.01% | – |
| GNRT | New | GENER8 MARITIME INC | $162,000 | – | 24,478 | +100.0% | 0.01% | – |
| PVG | Buy | PRETIUM RES INCcall | $160,000 | +70.2% | 14,000 | +38.6% | 0.01% | +100.0% |
| CPN | New | CALPINE CORPput | $151,000 | – | 10,000 | +100.0% | 0.01% | – |
| NEXTW | Buy | NEXTDECADE CORPw exp 07/23/202 | $140,000 | -4.8% | 232,528 | +46.6% | 0.01% | 0.0% |
| HYACW | New | HAYMAKER ACQUISITION CORPw exp 10/27/202 | $80,000 | – | 100,000 | +100.0% | 0.01% | – |
| GPACW | New | GLOBAL PARTNER ACQUISITION Cw exp 07/01/202 | $75,000 | – | 69,725 | +100.0% | 0.01% | – |
| ESTWF | New | ESTRE AMBIENTAL INCw exp 12/21/202 | $16,000 | – | 21,355 | +100.0% | 0.00% | – |
| CMSSW | New | CM SEVEN STAR ACQUISITION COw exp 08/21/202 | $20,000 | – | 70,000 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-02-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BGC PARTNERS INC | 30 | Q4 2022 | 1.9% |
| ISHARES TR | 22 | Q2 2023 | 2.8% |
| VANECK VECTORS ETF TRUST | 21 | Q3 2022 | 7.0% |
| SPDR SP 500 ETF TR | 20 | Q3 2023 | 8.8% |
| MAGNACHIP SEMICONDUCTOR CORP | 19 | Q3 2022 | 1.1% |
| NXP SEMICONDUCTORS N V | 18 | Q4 2020 | 2.9% |
| MICROSOFT CORP | 18 | Q2 2020 | 1.5% |
| ISHARES TR | 17 | Q1 2023 | 7.5% |
| CYPRESS SEMICONDUCTOR CORP | 17 | Q1 2019 | 2.5% |
| AEROJET ROCKETDYNE HLDGS INC | 17 | Q2 2022 | 1.4% |
View K2 PRINCIPAL FUND, L.P.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| AcuityAds Holdings Inc. | March 16, 2023 | 3,198,531 | 5.6% |
| ARS Pharmaceuticals, Inc. | February 13, 2023 | 2,045,348 | 2.2% |
| Solid Biosciences Inc. | February 13, 2023 | 284,871 | 1.5% |
| TCR2 THERAPEUTICS INC. | February 09, 2023 | 10 | 0.0% |
| AVROBIO, Inc. | February 08, 2023 | 10 | 0.0% |
| Goldenstone Acquisition Ltd. | February 08, 2023 | 10 | 0.0% |
| Relativity Acquisition Corp | February 08, 2023 | 10 | 0.0% |
| Sagaliam Acquisition Corp | February 08, 2023 | 10 | 0.0% |
| Pasithea Therapeutics Corp. | February 01, 2022 | 1,094,418 | 5.0% |
| Ignyte Acquisition Corp. | January 26, 2022 | 259,958 | 3.6% |
View K2 PRINCIPAL FUND, L.P.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-14 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-12 |
| SC 13G/A | 2024-02-12 |
| SC 13G | 2024-02-09 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-15 |
| 13F-HR | 2023-05-11 |
| SC 13G/A | 2023-03-16 |
| SC 13G | 2023-03-16 |
View K2 PRINCIPAL FUND, L.P.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.