$733 Million is the total value of K2 PRINCIPAL FUND, L.P.'s 224 reported holdings in Q1 2016. The portfolio turnover from Q4 2015 to Q1 2016 was 70.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| KOLD | Sell | PROSHARES TR IIput | $36,531,000 | -22.2% | 184,700 | -45.1% | 4.98% | -22.1% |
| YOKU | Sell | YOUKU TUDOU INCsponsored adr | $13,050,000 | -22.4% | 474,706 | -23.5% | 1.78% | -22.3% |
| NYRT | Sell | NEW YORK REIT INC | $13,027,000 | -23.3% | 1,289,816 | -12.6% | 1.78% | -23.2% |
| GOOGL | Sell | ALPHABET INC CAP STKcap stk cl a | $12,712,000 | -28.7% | 16,663 | -27.3% | 1.74% | -28.5% |
| QQQ | Sell | POWERSHARES QQQ TRUSTcall | $12,230,000 | -71.4% | 112,000 | -70.7% | 1.67% | -71.4% |
| MSFT | Sell | MICROSOFT CORP | $7,679,000 | -6.3% | 139,036 | -5.9% | 1.05% | -6.1% |
| AAPL | Sell | APPLE INC | $6,803,000 | -13.9% | 62,421 | -16.8% | 0.93% | -13.8% |
| PNK | Sell | PINNACLE ENTMT INC | $5,933,000 | -17.6% | 169,036 | -26.9% | 0.81% | -17.4% |
| NXPI | Sell | NXP SEMICONDUCTORS N V | $3,445,000 | -11.9% | 42,500 | -8.5% | 0.47% | -11.8% |
| BGCP | Sell | BGC PARTNERS INCcl a | $3,329,000 | -63.8% | 367,814 | -60.8% | 0.45% | -63.8% |
| TWC | Sell | TIME WARNER CABLE INCput | $3,274,000 | -34.7% | 16,000 | -40.7% | 0.45% | -34.6% |
| DRIP | Sell | DIREXION SHS ETF TRput | $3,070,000 | -85.1% | 244,000 | -1.2% | 0.42% | -85.1% |
| UHAL | Sell | AMERCO | $3,060,000 | -28.1% | 8,565 | -21.6% | 0.42% | -27.9% |
| CVC | Sell | CABLEVISION SYS CORPcl a ny cablvs | $2,737,000 | -24.0% | 82,951 | -26.5% | 0.37% | -23.9% |
| NUGT | Sell | DIREXION SHS ETF TRput | $2,664,000 | -80.7% | 45,500 | -92.0% | 0.36% | -80.7% |
| BHI | Sell | BAKER HUGHES INC | $2,427,000 | -31.4% | 55,376 | -27.8% | 0.33% | -31.3% |
| BNK | Sell | C1 FINL INC | $1,766,000 | -44.4% | 72,964 | -44.3% | 0.24% | -44.2% |
| MXIM | Sell | MAXIM INTEGRATED PRODS INC | $1,667,000 | -19.7% | 45,310 | -17.0% | 0.23% | -19.8% |
| NXPI | Sell | NXP SEMICONDUCTORS N Vcall | $1,621,000 | -35.9% | 20,000 | -33.3% | 0.22% | -35.8% |
| NFLX | Sell | NETFLIX INCput | $1,533,000 | -69.9% | 15,000 | -66.3% | 0.21% | -69.9% |
| EGAS | Sell | GAS NAT INC | $1,439,000 | -12.0% | 189,897 | -13.5% | 0.20% | -12.1% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DEL CL B NEWcl b new | $1,326,000 | -43.9% | 9,343 | -47.8% | 0.18% | -43.8% |
| LPX | Sell | LOUISIANA PAC CORPput | $1,198,000 | -26.1% | 70,000 | -22.2% | 0.16% | -26.2% |
| USO | Sell | UNITED STATES OIL FUND LPunits | $1,094,000 | -91.8% | 112,794 | -90.7% | 0.15% | -91.8% |
| HYG | Sell | ISHARES TRput | $980,000 | -13.1% | 12,000 | -14.3% | 0.13% | -13.0% |
| SNDK | Sell | SANDISK CORP | $920,000 | -81.6% | 12,086 | -81.6% | 0.13% | -81.5% |
| SPLS | Sell | STAPLES INCcall | $728,000 | -30.7% | 66,000 | -40.5% | 0.10% | -30.8% |
| TJX | Sell | TJX COS INC NEW | $552,000 | -86.3% | 7,043 | -87.6% | 0.08% | -86.3% |
| KLAC | Sell | KLA-TENCOR CORP | $525,000 | -24.4% | 7,204 | -28.0% | 0.07% | -24.2% |
| MU | Sell | MICRON TECHNOLOGY INC | $480,000 | -47.3% | 45,800 | -28.8% | 0.06% | -47.6% |
| RRD | Sell | DONNELLEY R R & SONS COput | $428,000 | -51.7% | 26,100 | -56.6% | 0.06% | -52.1% |
| QUAD | Sell | QUAD / GRAPHICS INC COMput | $330,000 | +22.7% | 25,500 | -11.8% | 0.04% | +21.6% |
| BLK | Sell | BLACKROCK INC | $330,000 | -74.3% | 970 | -74.3% | 0.04% | -74.3% |
| QUAD | Sell | QUAD / GRAPHICS INC COMcall | $229,000 | -19.9% | 17,700 | -42.3% | 0.03% | -20.5% |
| MEG | Sell | MEDIA GEN INC NEW | $220,000 | -97.5% | 13,496 | -97.6% | 0.03% | -97.5% |
| STMP | Sell | STAMPS COM INC | $214,000 | -67.0% | 2,011 | -66.0% | 0.03% | -67.0% |
| SWN | Sell | SOUTHWESTERN ENERGY COput | $195,000 | -50.0% | 24,100 | -56.1% | 0.03% | -49.1% |
| GPIAU | Sell | GP INVTS ACQUISITION CORunit 99/99/9999 | $99,000 | -96.2% | 10,000 | -96.2% | 0.01% | -96.1% |
| DUST | Sell | DIREXION SHS ETF TRput | $106,000 | -99.5% | 32,700 | -97.5% | 0.01% | -99.5% |
| JE | Sell | JUST ENERGY GROUP INCput | $83,000 | -55.1% | 14,000 | -46.2% | 0.01% | -56.0% |
| WPRT | Sell | WESTPORT INNOVATIONS INCput | $75,000 | -70.1% | 28,600 | -77.2% | 0.01% | -70.6% |
| PPPMF | Sell | PRIMERO MNG CORPput | $43,000 | -43.4% | 23,700 | -28.6% | 0.01% | -40.0% |
| MITL | Exit | MITEL NETWORKS CORPput | $0 | – | -10,100 | -100.0% | -0.01% | – |
| POZN | Exit | POZEN INCput | $0 | – | -17,800 | -100.0% | -0.02% | – |
| AYA | Exit | AMAYA INCput | $0 | – | -11,000 | -100.0% | -0.02% | – |
| GDX | Exit | MARKET VECTORS ETF TRgold miner etf | $0 | – | -10,700 | -100.0% | -0.02% | – |
| CECE | Exit | CECO ENVIRONMENTAL CORP | $0 | – | -20,500 | -100.0% | -0.02% | – |
| CECE | Exit | CECO ENVIRONMENTAL CORPput | $0 | – | -20,500 | -100.0% | -0.02% | – |
| ECA | Exit | ENCANA CORPput | $0 | – | -31,000 | -100.0% | -0.02% | – |
| KGC | Exit | KINROSS GOLD CORPput | $0 | – | -98,000 | -100.0% | -0.02% | – |
| HAS | Exit | HASBRO INCcall | $0 | – | -3,000 | -100.0% | -0.03% | – |
| TE | Exit | TECO ENERGY INC | $0 | – | -7,700 | -100.0% | -0.03% | – |
| BX | Exit | BLACKSTONE GROUP L P | $0 | – | -7,200 | -100.0% | -0.03% | – |
| SLG | Exit | SL GREEN RLTY CORPput | $0 | – | -2,000 | -100.0% | -0.03% | – |
| PFE | Exit | PFIZER INCput | $0 | – | -7,000 | -100.0% | -0.03% | – |
| TDW | Exit | TIDEWATER INCput | $0 | – | -34,000 | -100.0% | -0.03% | – |
| BPY | Exit | BROOKFIELD PPTY PARTNERS L Punit ltd partn | $0 | – | -10,000 | -100.0% | -0.03% | – |
| KING | Exit | KING DIGITAL ENTMT PLC | $0 | – | -13,000 | -100.0% | -0.03% | – |
| UPLMQ | Exit | ULTRA PETROLEUM CORPput | $0 | – | -103,000 | -100.0% | -0.04% | – |
| CLI | Exit | MACK CALI RLTY CORP | $0 | – | -11,446 | -100.0% | -0.04% | – |
| HD | Exit | HOME DEPOT INCput | $0 | – | -2,000 | -100.0% | -0.04% | – |
| VRX | Exit | VALEANT PHARMACEUTICALS INTLput | $0 | – | -2,700 | -100.0% | -0.04% | – |
| THO | Exit | THOR INDS INC | $0 | – | -5,000 | -100.0% | -0.04% | – |
| CSC | Exit | COMPUTER SCIENCES CORPcall | $0 | – | -10,000 | -100.0% | -0.04% | – |
| FRM | Exit | FURMANITE CORPORATION | $0 | – | -50,000 | -100.0% | -0.04% | – |
| EIGI | Exit | ENDURANCE INTL GROUP HLDGS Iput | $0 | – | -33,600 | -100.0% | -0.05% | – |
| CAKE | Exit | CHEESECAKE FACTORY INC | $0 | – | -8,000 | -100.0% | -0.05% | – |
| WPRT | Exit | WESTPORT INNOVATIONS INC | $0 | – | -181,921 | -100.0% | -0.05% | – |
| GLD | Exit | SPDR GOLD TRUST GOLDcall | $0 | – | -4,000 | -100.0% | -0.06% | – |
| DOW | Exit | DOW CHEM CO | $0 | – | -8,000 | -100.0% | -0.06% | – |
| JNJ | Exit | JOHNSON & JOHNSON | $0 | – | -4,200 | -100.0% | -0.06% | – |
| RDSA | Exit | ROYAL DUTCH SHELL PLCput | $0 | – | -10,000 | -100.0% | -0.06% | – |
| SLH | Exit | SOLERA HOLDINGS INC | $0 | – | -8,492 | -100.0% | -0.06% | – |
| JAZZ | Exit | JAZZ PHARMACEUTICALS PLC | $0 | – | -3,561 | -100.0% | -0.07% | – |
| TSYS | Exit | TELECOMMUNICATION SYS INCcl a | $0 | – | -101,556 | -100.0% | -0.07% | – |
| GOLD | Exit | BARRICK GOLD CORPput | $0 | – | -71,000 | -100.0% | -0.07% | – |
| BDBD | Exit | BOULDER BRANDS INC | $0 | – | -50,787 | -100.0% | -0.08% | – |
| Z | Exit | ZILLOW GROUP INCput | $0 | – | -24,000 | -100.0% | -0.08% | – |
| FEYE | Exit | FIREEYE INC | $0 | – | -28,000 | -100.0% | -0.08% | – |
| YRCW | Exit | YRC WORLDWIDE INCcall | $0 | – | -41,000 | -100.0% | -0.08% | – |
| BEN | Exit | FRANKLIN RES INC | $0 | – | -15,694 | -100.0% | -0.08% | – |
| RNG | Exit | RINGCENTRAL INCput | $0 | – | -24,900 | -100.0% | -0.08% | – |
| HD | Exit | HOME DEPOT INC | $0 | – | -5,695 | -100.0% | -0.10% | – |
| NUGT | Exit | DIREXION SHS ETF TRcall | $0 | – | -32,000 | -100.0% | -0.11% | – |
| SYA | Exit | SYMETRA FINL CORP | $0 | – | -24,996 | -100.0% | -0.11% | – |
| IBM | Exit | INTERNATIONAL BUSINESS MACHSput | $0 | – | -6,000 | -100.0% | -0.11% | – |
| BKD | Exit | BROOKDALE SR LIVING INCcall | $0 | – | -45,000 | -100.0% | -0.11% | – |
| BLK | Exit | BLACKROCK INCput | $0 | – | -2,500 | -100.0% | -0.12% | – |
| SHPG | Exit | SHIRE PLCput | $0 | – | -4,200 | -100.0% | -0.12% | – |
| CCG | Exit | CAMPUS CREST CMNTYS INC | $0 | – | -128,306 | -100.0% | -0.12% | – |
| MSFT | Exit | MICROSOFT CORPput | $0 | – | -16,200 | -100.0% | -0.12% | – |
| EXP | Exit | EAGLE MATERIALS INCcall | $0 | – | -15,000 | -100.0% | -0.12% | – |
| TYC | Exit | TYCO INTL PLCcall | $0 | – | -30,000 | -100.0% | -0.13% | – |
| PACEU | Exit | PACE HLDGS CORPunit 99/99/9999 | $0 | – | -99,000 | -100.0% | -0.14% | – |
| VRX | Exit | VALEANT PHARMACEUTICALS INTLcall | $0 | – | -10,000 | -100.0% | -0.14% | – |
| EMC | Exit | E M C CORP MASS | $0 | – | -40,000 | -100.0% | -0.14% | – |
| THC | Exit | TENET HEALTHCARE CORPput | $0 | – | -35,000 | -100.0% | -0.14% | – |
| MCHI | Exit | ISHARES TRput | $0 | – | -24,400 | -100.0% | -0.15% | – |
| OVTI | Exit | OMNIVISION TECHNOLOGIES INC | $0 | – | -37,607 | -100.0% | -0.15% | – |
| SHPG | Exit | SHIRE PLCsponsored adr | $0 | – | -6,040 | -100.0% | -0.17% | – |
| OCAT | Exit | OCATA THERAPEUTICS INC | $0 | – | -164,300 | -100.0% | -0.19% | – |
| SYF | Exit | SYNCHRONY FINLcall | $0 | – | -46,500 | -100.0% | -0.19% | – |
| KOLD | Exit | PROSHARES TR IIulsht bloomb gas | $0 | – | -10,300 | -100.0% | -0.20% | – |
| EZCH | Exit | EZCHIP SEMICONDUCTOR LIMITEDord | $0 | – | -59,227 | -100.0% | -0.20% | – |
| TJX | Exit | TJX COS INC NEWput | $0 | – | -20,900 | -100.0% | -0.20% | – |
| RY | Exit | ROYAL BK CDA MONTREAL QUEput | $0 | – | -30,000 | -100.0% | -0.22% | – |
| EXP | Exit | EAGLE MATERIALS INC | $0 | – | -26,942 | -100.0% | -0.22% | – |
| GDX | Exit | MARKET VECTORS ETF TRput | $0 | – | -123,400 | -100.0% | -0.23% | – |
| MXIM | Exit | MAXIM INTEGRATED PRODS INCcall | $0 | – | -45,000 | -100.0% | -0.23% | – |
| PANW | Exit | PALO ALTO NETWORKS INCput | $0 | – | -10,500 | -100.0% | -0.25% | – |
| CB | Exit | CHUBB CORP | $0 | – | -14,000 | -100.0% | -0.25% | – |
| DYAX | Exit | DYAX CORP | $0 | – | -52,400 | -100.0% | -0.27% | – |
| BRCM | Exit | BROADCOM CORPcl a | $0 | – | -41,200 | -100.0% | -0.32% | – |
| PNR | Exit | PENTAIR PLCcall | $0 | – | -49,700 | -100.0% | -0.34% | – |
| UTIW | Exit | UTI WORLDWIDE INCord | $0 | – | -367,614 | -100.0% | -0.35% | – |
| HCA | Exit | HCA HOLDINGS INC | $0 | – | -39,500 | -100.0% | -0.36% | – |
| PCP | Exit | PRECISION CASTPARTS CORP | $0 | – | -12,000 | -100.0% | -0.38% | – |
| DOW | Exit | DOW CHEM COcall | $0 | – | -55,000 | -100.0% | -0.39% | – |
| BX | Exit | BLACKSTONE GROUP L Pput | $0 | – | -100,000 | -100.0% | -0.40% | – |
| EAGLU | Exit | DOUBLE EAGLE ACQUISITION CORunit 99/99/9999 | $0 | – | -295,317 | -100.0% | -0.40% | – |
| ELECU | Exit | ELECTRUM SPL ACQUISITION CORunit 99/99/9999 | $0 | – | -315,000 | -100.0% | -0.43% | – |
| JNK | Exit | SPDR SERIES TRUSTcall | $0 | – | -92,700 | -100.0% | -0.43% | – |
| CTCT | Exit | CONSTANT CONTACT INC | $0 | – | -127,100 | -100.0% | -0.51% | – |
| PMCS | Exit | PMC-SIERRA INC | $0 | – | -346,922 | -100.0% | -0.55% | – |
| GMCR | Exit | KEURIG GREEN MTN INC | $0 | – | -50,793 | -100.0% | -0.62% | – |
| IWF | Exit | ISHARES TRput | $0 | – | -46,000 | -100.0% | -0.62% | – |
| XLU | Exit | SELECT SECTOR SPDR TRput | $0 | – | -120,000 | -100.0% | -0.71% | – |
| PYPL | Exit | PAYPAL HLDGS INC | $0 | – | -145,000 | -100.0% | -0.72% | – |
| POM | Exit | PEPCO HOLDINGS INC | $0 | – | -202,132 | -100.0% | -0.72% | – |
| SWI | Exit | SOLARWINDS INC | $0 | – | -95,309 | -100.0% | -0.76% | – |
| BMR | Exit | BIOMED REALTY TRUST INC | $0 | – | -280,646 | -100.0% | -0.91% | – |
| IWF | Exit | ISHARES TRcall | $0 | – | -74,100 | -100.0% | -1.00% | – |
| 4305PS | Exit | ALCATEL-LUCENTsponsored adr | $0 | – | -1,978,578 | -100.0% | -1.03% | – |
| VLO | Exit | VALERO ENERGY CORP NEWput | $0 | – | -107,900 | -100.0% | -1.04% | – |
| DMND | Exit | DIAMOND FOODS INC | $0 | – | -207,322 | -100.0% | -1.09% | – |
| QQQ | Exit | POWERSHARES QQQ TRUSTunit ser 1 | $0 | – | -80,000 | -100.0% | -1.22% | – |
| HYG | Exit | ISHARES TRcall | $0 | – | -125,000 | -100.0% | -1.37% | – |
| PRE | Exit | PARTNERRE LTD | $0 | – | -80,314 | -100.0% | -1.53% | – |
| GTU | Exit | CENTRAL GOLDTRUSTtr unit | $0 | – | -304,288 | -100.0% | -1.56% | – |
| SIRO | Exit | SIRONA DENTAL SYSTEMS INC | $0 | – | -120,685 | -100.0% | -1.80% | – |
| Exit | UTI WORLDWIDE INCnote 4.500 3/0 | $0 | – | -13,860,000 | -100.0% | -1.89% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-05-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BGC PARTNERS INC | 30 | Q4 2022 | 1.9% |
| ISHARES TR | 22 | Q2 2023 | 2.8% |
| VANECK VECTORS ETF TRUST | 21 | Q3 2022 | 7.0% |
| SPDR SP 500 ETF TR | 20 | Q3 2023 | 8.8% |
| MAGNACHIP SEMICONDUCTOR CORP | 19 | Q3 2022 | 1.1% |
| NXP SEMICONDUCTORS N V | 18 | Q4 2020 | 2.9% |
| MICROSOFT CORP | 18 | Q2 2020 | 1.5% |
| ISHARES TR | 17 | Q1 2023 | 7.5% |
| CYPRESS SEMICONDUCTOR CORP | 17 | Q1 2019 | 2.5% |
| AEROJET ROCKETDYNE HLDGS INC | 17 | Q2 2022 | 1.4% |
View K2 PRINCIPAL FUND, L.P.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| AcuityAds Holdings Inc. | March 16, 2023 | 3,198,531 | 5.6% |
| ARS Pharmaceuticals, Inc. | February 13, 2023 | 2,045,348 | 2.2% |
| Solid Biosciences Inc. | February 13, 2023 | 284,871 | 1.5% |
| TCR2 THERAPEUTICS INC. | February 09, 2023 | 10 | 0.0% |
| AVROBIO, Inc. | February 08, 2023 | 10 | 0.0% |
| Goldenstone Acquisition Ltd. | February 08, 2023 | 10 | 0.0% |
| Relativity Acquisition Corp | February 08, 2023 | 10 | 0.0% |
| Sagaliam Acquisition Corp | February 08, 2023 | 10 | 0.0% |
| Pasithea Therapeutics Corp. | February 01, 2022 | 1,094,418 | 5.0% |
| Ignyte Acquisition Corp. | January 26, 2022 | 259,958 | 3.6% |
View K2 PRINCIPAL FUND, L.P.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13G | 2024-06-20 |
| 13F-HR | 2024-05-14 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-12 |
| SC 13G/A | 2024-02-12 |
| SC 13G | 2024-02-09 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-15 |
| 13F-HR | 2023-05-11 |
| SC 13G/A | 2023-03-16 |
View K2 PRINCIPAL FUND, L.P.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.