$733 Million is the total value of K2 PRINCIPAL FUND, L.P.'s 224 reported holdings in Q1 2016. The portfolio turnover from Q4 2015 to Q1 2016 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| JAH | New | JARDEN CORP | $15,913,000 | – | 269,933 | +100.0% | 2.17% | – |
| IM | New | INGRAM MICRO INCcl a | $10,242,000 | – | 285,207 | +100.0% | 1.40% | – |
| CPGX | New | COLUMBIA PIPELINE GROUP INC | $10,082,000 | – | 401,669 | +100.0% | 1.38% | – |
| ALR | New | ALERE INC | $10,047,000 | – | 198,523 | +100.0% | 1.37% | – |
| GOOGL | New | ALPHABET INC CAP STKcall | $8,774,000 | – | 11,500 | +100.0% | 1.20% | – |
| FXI | New | ISHARES TRcall | $7,362,000 | – | 218,000 | +100.0% | 1.00% | – |
| SRAQU | New | SILVER RUN ACQUISITION CORPunit 99/99/9999 | $7,245,000 | – | 700,000 | +100.0% | 0.99% | – |
| SLW | New | SILVER WHEATON CORP | $7,196,000 | – | 434,000 | +100.0% | 0.98% | – |
| ACAS | New | AMERICAN CAP LTD | $6,714,000 | – | 440,548 | +100.0% | 0.92% | – |
| TNA | New | DIREXION SHS ETF TRput | $6,282,000 | – | 108,300 | +100.0% | 0.86% | – |
| SLV | New | ISHARES SILVER TRUST ISHARESput | $5,285,000 | – | 360,000 | +100.0% | 0.72% | – |
| KLRE | New | KLR ENERGY ACQUISITION CORPcl a | $4,975,000 | – | 500,000 | +100.0% | 0.68% | – |
| FXI | New | ISHARES TRput | $4,876,000 | – | 144,400 | +100.0% | 0.66% | – |
| IHS | New | IHS INCcl a | $4,746,000 | – | 38,227 | +100.0% | 0.65% | – |
| MRVL | New | MARVELL TECHNOLOGY GROUP LTD ORDord | $3,888,000 | – | 377,063 | +100.0% | 0.53% | – |
| ABCW | New | ANCHOR BANCORP WIS INC DEL | $3,741,000 | – | 83,013 | +100.0% | 0.51% | – |
| TQQQ | New | PROSHARES TRput | $3,645,000 | – | 35,600 | +100.0% | 0.50% | – |
| MAR | New | MARRIOTT INTL INC NEWput | $3,559,000 | – | 50,000 | +100.0% | 0.49% | – |
| NXPI | New | NXP SEMICONDUCTORS N Vput | $3,527,000 | – | 43,500 | +100.0% | 0.48% | – |
| ELEC | New | ELECTRUM SPL ACQUISITION COR | $3,198,000 | – | 331,397 | +100.0% | 0.44% | – |
| GILD | New | GILEAD SCIENCES INC | $2,950,000 | – | 32,110 | +100.0% | 0.40% | – |
| EAGL | New | DOUBLE EAGLE ACQUISITION COR | $2,951,000 | – | 305,451 | +100.0% | 0.40% | – |
| TXN | New | TEXAS INSTRS INCput | $2,928,000 | – | 51,000 | +100.0% | 0.40% | – |
| BITI | New | BIOTIE THERAPIES OYJsponsored adr | $2,887,000 | – | 109,381 | +100.0% | 0.39% | – |
| AXP | New | AMERICAN EXPRESS COcall | $2,763,000 | – | 45,000 | +100.0% | 0.38% | – |
| GPIA | New | GP INVTS ACQUISITION COR | $2,624,000 | – | 270,000 | +100.0% | 0.36% | – |
| OZRK | New | BANK OF THE OZARKS INCcall | $2,515,000 | – | 59,900 | +100.0% | 0.34% | – |
| ADT | New | THE ADT CORPORATION | $2,468,000 | – | 59,809 | +100.0% | 0.34% | – |
| PENN | New | PENN NATL GAMING INCcall | $2,449,000 | – | 146,700 | +100.0% | 0.33% | – |
| CDE | New | COEUR MNG INCcall | $2,344,000 | – | 417,100 | +100.0% | 0.32% | – |
| GOOG | New | ALPHABET INC CAP STKcall | $2,235,000 | – | 3,000 | +100.0% | 0.30% | – |
| CMI | New | CUMMINS INCcall | $2,199,000 | – | 20,000 | +100.0% | 0.30% | – |
| PFE | New | PFIZER INCcall | $1,983,000 | – | 66,900 | +100.0% | 0.27% | – |
| SJNK | New | SPDR SER TRput | $1,989,000 | – | 77,000 | +100.0% | 0.27% | – |
| BXLT | New | BAXALTA INC | $1,967,000 | – | 48,700 | +100.0% | 0.27% | – |
| POWR | New | POWERSECURE INTL INC | $1,869,000 | – | 100,000 | +100.0% | 0.26% | – |
| XPO | New | XPO LOGISTICS INCput | $1,689,000 | – | 55,000 | +100.0% | 0.23% | – |
| C | New | CITIGROUP INCcall | $1,670,000 | – | 40,000 | +100.0% | 0.23% | – |
| GS | New | GOLDMAN SACHS GROUP INCcall | $1,570,000 | – | 10,000 | +100.0% | 0.21% | – |
| UAA | New | UNDER ARMOUR INCput | $1,527,000 | – | 18,000 | +100.0% | 0.21% | – |
| HON | New | HONEYWELL INTL INCput | $1,513,000 | – | 13,500 | +100.0% | 0.21% | – |
| GILD | New | GILEAD SCIENCES INCput | $1,469,000 | – | 16,000 | +100.0% | 0.20% | – |
| BA | New | BOEING COput | $1,269,000 | – | 10,000 | +100.0% | 0.17% | – |
| MNRK | New | MONARCH FINANCIAL HOLDINGS I | $1,264,000 | – | 76,114 | +100.0% | 0.17% | – |
| BX | New | BLACKSTONE GROUP L Pcall | $1,234,000 | – | 44,000 | +100.0% | 0.17% | – |
| UTX | New | UNITED TECHNOLOGIES CORPput | $1,201,000 | – | 12,000 | +100.0% | 0.16% | – |
| DKS | New | DICKS SPORTING GOODS INCcall | $1,127,000 | – | 24,100 | +100.0% | 0.15% | – |
| SYT | New | SYNGENTA AGsponsored adr | $1,126,000 | – | 13,600 | +100.0% | 0.15% | – |
| ILF | New | ISHARES TRlatn amer 40 etf | $1,124,000 | – | 44,667 | +100.0% | 0.15% | – |
| GGAC | New | GARNERO GROUP ACQUISITION CO | $1,116,000 | – | 112,343 | +100.0% | 0.15% | – |
| ADS | New | ALLIANCE DATA SYSTEMS CORPcall | $1,100,000 | – | 5,000 | +100.0% | 0.15% | – |
| CMI | New | CUMMINS INCput | $1,099,000 | – | 10,000 | +100.0% | 0.15% | – |
| IILG | New | INTERVAL LEISURE GROUP INCcall | $1,032,000 | – | 71,500 | +100.0% | 0.14% | – |
| KKR | New | KKR & CO L P DEL COM UNITScall | $1,028,000 | – | 70,000 | +100.0% | 0.14% | – |
| BLT | New | BLOUNT INTL INC NEW | $969,000 | – | 97,047 | +100.0% | 0.13% | – |
| DVN | New | DEVON ENERGY CORP NEW | $960,000 | – | 35,000 | +100.0% | 0.13% | – |
| NG | New | NOVAGOLD RES INCcall | $959,000 | – | 190,200 | +100.0% | 0.13% | – |
| IGT | New | INTERNATIONAL GAME TECHNOLOG SHS USDcall | $932,000 | – | 51,000 | +100.0% | 0.13% | – |
| PACE | New | PACE HLDGS CORPcl a | $933,000 | – | 99,000 | +100.0% | 0.13% | – |
| EGRX | New | EAGLE PHARMACEUTICALS INC | $891,000 | – | 22,000 | +100.0% | 0.12% | – |
| IP | New | INTL PAPER COcall | $821,000 | – | 20,000 | +100.0% | 0.11% | – |
| WDC | New | WESTERN DIGITAL CORP | $783,000 | – | 16,567 | +100.0% | 0.11% | – |
| CDE | New | COEUR MNG INCput | $699,000 | – | 124,400 | +100.0% | 0.10% | – |
| UIS | New | UNISYS CORPcall | $694,000 | – | 90,000 | +100.0% | 0.10% | – |
| SHLDQ | New | SEARS HLDGS CORP | $699,000 | – | 45,661 | +100.0% | 0.10% | – |
| MGM | New | MGM RESORTS INTERNATIONALcall | $643,000 | – | 30,000 | +100.0% | 0.09% | – |
| TZA | New | DIREXION SHS ETF TRput | $601,000 | – | 14,000 | +100.0% | 0.08% | – |
| QSR | New | RESTAURANT BRANDS INTL INCcall | $583,000 | – | 15,000 | +100.0% | 0.08% | – |
| GLPI | New | GAMING & LEISURE PPTYS INCcall | $560,000 | – | 18,100 | +100.0% | 0.08% | – |
| DKS | New | DICKS SPORTING GOODS INC | $547,000 | – | 11,700 | +100.0% | 0.08% | – |
| TLMR | New | TALMER BANCORP INC | $549,000 | – | 30,375 | +100.0% | 0.08% | – |
| R | New | RYDER SYS INCput | $518,000 | – | 8,000 | +100.0% | 0.07% | – |
| IBB | New | ISHARES TRcall | $522,000 | – | 2,000 | +100.0% | 0.07% | – |
| ATML | New | ATMEL CORP | $487,000 | – | 60,000 | +100.0% | 0.07% | – |
| VWO | New | VANGUARD INTL EQUITY INDEX Fput | $484,000 | – | 14,000 | +100.0% | 0.07% | – |
| IAG | New | IAMGOLD CORPcall | $451,000 | – | 204,600 | +100.0% | 0.06% | – |
| AINV | New | APOLLO INVT CORP | $438,000 | – | 79,000 | +100.0% | 0.06% | – |
| ITC | New | ITC HLDGS CORP | $436,000 | – | 10,000 | +100.0% | 0.06% | – |
| RIO | New | RIO TINTO PLCput | $418,000 | – | 14,800 | +100.0% | 0.06% | – |
| C | New | CITIGROUP INC | $418,000 | – | 10,000 | +100.0% | 0.06% | – |
| FCH | New | FELCOR LODGING TR INC | $410,000 | – | 50,441 | +100.0% | 0.06% | – |
| PAAC | New | PACIFIC SPL ACQUISITION CORP | $412,000 | – | 41,200 | +100.0% | 0.06% | – |
| CADT | New | DT ASIA INVTS LTD | $401,000 | – | 39,473 | +100.0% | 0.06% | – |
| OZRK | New | BANK OF THE OZARKS INCput | $399,000 | – | 9,500 | +100.0% | 0.05% | – |
| ARCC | New | ARES CAP CORPcall | $371,000 | – | 25,000 | +100.0% | 0.05% | – |
| JPM | New | JPMORGAN CHASE & CO | $349,000 | – | 5,900 | +100.0% | 0.05% | – |
| HON | New | HONEYWELL INTL INC | $348,000 | – | 3,110 | +100.0% | 0.05% | – |
| PLCM | New | POLYCOM INCcall | $346,000 | – | 31,000 | +100.0% | 0.05% | – |
| SEA | New | CLAYMORE EXCHANGE TRD FD TR GUGG SHIPPNG ETFput | $348,000 | – | 30,000 | +100.0% | 0.05% | – |
| ANDA | New | ANDINA ACQUISITION CORP II | $338,000 | – | 34,802 | +100.0% | 0.05% | – |
| VAL | New | VALSPAR CORP | $321,000 | – | 3,000 | +100.0% | 0.04% | – |
| AYA | New | AMAYA INCcall | $294,000 | – | 22,000 | +100.0% | 0.04% | – |
| IAG | New | IAMGOLD CORPput | $274,000 | – | 124,000 | +100.0% | 0.04% | – |
| DRH | New | DIAMONDROCK HOSPITALITY CO | $261,000 | – | 25,800 | +100.0% | 0.04% | – |
| NXST | New | NEXSTAR BROADCASTING GROUP Icall | $266,000 | – | 6,000 | +100.0% | 0.04% | – |
| TXN | New | TEXAS INSTRS INC | $258,000 | – | 4,500 | +100.0% | 0.04% | – |
| MGA | New | MAGNA INTL INCcall | $258,000 | – | 6,000 | +100.0% | 0.04% | – |
| LPX | New | LOUISIANA PAC CORPcall | $257,000 | – | 15,000 | +100.0% | 0.04% | – |
| SLW | New | SILVER WHEATON CORPput | $249,000 | – | 15,000 | +100.0% | 0.03% | – |
| WCN | New | WASTE CONNECTIONS INC | $242,000 | – | 3,753 | +100.0% | 0.03% | – |
| HYG | New | ISHARES TRiboxx hi yd etf | $226,000 | – | 2,768 | +100.0% | 0.03% | – |
| NWL | New | NEWELL RUBBERMAID INCput | $221,000 | – | 5,000 | +100.0% | 0.03% | – |
| SJNK | New | SPDR SER TRsht trm hgh yld | $219,000 | – | 8,500 | +100.0% | 0.03% | – |
| EGRX | New | EAGLE PHARMACEUTICALS INCput | $203,000 | – | 5,000 | +100.0% | 0.03% | – |
| SWFT | New | SWIFT TRANSN COcall | $186,000 | – | 10,000 | +100.0% | 0.02% | – |
| PENN | New | PENN NATL GAMING INCput | $167,000 | – | 10,000 | +100.0% | 0.02% | – |
| WPRT | New | WESTPORT INNOVATIONS INCcall | $157,000 | – | 60,200 | +100.0% | 0.02% | – |
| PLCM | New | POLYCOM INCput | $126,000 | – | 11,300 | +100.0% | 0.02% | – |
| ABUS | New | ARBUTUS BIOPHARMA CORP | $123,000 | – | 29,754 | +100.0% | 0.02% | – |
| CEF | New | CENTRAL FD CDA LTDcl a | $121,000 | – | 10,106 | +100.0% | 0.02% | – |
| KLREW | New | KLR ENERGY ACQUISITION CORPw exp 09/16/202 | $95,000 | – | 500,000 | +100.0% | 0.01% | – |
| ELECW | New | ELECTRUM SPL ACQUISITION CORw exp 99/99/999 | $63,000 | – | 315,000 | +100.0% | 0.01% | – |
| EAGLW | New | DOUBLE EAGLE ACQUISITION CORw exp 09/16/202 | $62,000 | – | 294,917 | +100.0% | 0.01% | – |
| PDS | New | PRECISION DRILLING CORP COM 2010call | $42,000 | – | 10,000 | +100.0% | 0.01% | – |
| GPIAW | New | GP INVTS ACQUISITION CORw exp 05/19/202 | $36,000 | – | 132,500 | +100.0% | 0.01% | – |
| PACEW | New | PACE HLDGS CORPw exp 99/99/999 | $30,000 | – | 99,000 | +100.0% | 0.00% | – |
| AREXQ | New | APPROACH RESOURCES INCput | $15,000 | – | 12,500 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-05-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BGC PARTNERS INC | 30 | Q4 2022 | 1.9% |
| ISHARES TR | 22 | Q2 2023 | 2.8% |
| VANECK VECTORS ETF TRUST | 21 | Q3 2022 | 7.0% |
| SPDR SP 500 ETF TR | 20 | Q3 2023 | 8.8% |
| MAGNACHIP SEMICONDUCTOR CORP | 19 | Q3 2022 | 1.1% |
| NXP SEMICONDUCTORS N V | 18 | Q4 2020 | 2.9% |
| MICROSOFT CORP | 18 | Q2 2020 | 1.5% |
| ISHARES TR | 17 | Q1 2023 | 7.5% |
| CYPRESS SEMICONDUCTOR CORP | 17 | Q1 2019 | 2.5% |
| AEROJET ROCKETDYNE HLDGS INC | 17 | Q2 2022 | 1.4% |
View K2 PRINCIPAL FUND, L.P.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| AcuityAds Holdings Inc. | March 16, 2023 | 3,198,531 | 5.6% |
| ARS Pharmaceuticals, Inc. | February 13, 2023 | 2,045,348 | 2.2% |
| Solid Biosciences Inc. | February 13, 2023 | 284,871 | 1.5% |
| TCR2 THERAPEUTICS INC. | February 09, 2023 | 10 | 0.0% |
| AVROBIO, Inc. | February 08, 2023 | 10 | 0.0% |
| Relativity Acquisition Corp | February 08, 2023 | 10 | 0.0% |
| Sagaliam Acquisition Corp | February 08, 2023 | 10 | 0.0% |
| Pasithea Therapeutics Corp. | February 01, 2022 | 1,094,418 | 5.0% |
| Ignyte Acquisition Corp. | January 26, 2022 | 259,958 | 3.6% |
| Benessere Capital Acquisition Corp. | January 18, 2022 | 10 | 0.0% |
View K2 PRINCIPAL FUND, L.P.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13G | 2024-06-20 |
| 13F-HR | 2024-05-14 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-12 |
| SC 13G/A | 2024-02-12 |
| SC 13G | 2024-02-09 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-15 |
| 13F-HR | 2023-05-11 |
| SC 13G/A | 2023-03-16 |
View K2 PRINCIPAL FUND, L.P.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.