$734 Million is the total value of K2 PRINCIPAL FUND, L.P.'s 348 reported holdings in Q4 2015. The portfolio turnover from Q3 2015 to Q4 2015 was 73.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| BGCP | Sell | BGC PARTNERS INCcl a | $9,202,000 | -0.3% | 938,009 | -16.5% | 1.25% | -16.2% |
| SHOR | Sell | SHORETEL INC | $8,996,000 | -11.9% | 1,016,483 | -25.6% | 1.23% | -26.0% |
| MSFT | Sell | MICROSOFT CORP | $8,194,000 | -9.7% | 147,700 | -28.0% | 1.12% | -24.2% |
| XLF | Sell | SELECT SECTOR SPDR TRsbi int-finl | $6,553,000 | -11.4% | 275,000 | -15.8% | 0.89% | -25.6% |
| PYPL | Sell | PAYPAL HLDGS INC | $5,249,000 | +5.7% | 145,000 | -9.4% | 0.72% | -11.3% |
| XLU | Sell | SELECT SECTOR SPDR TRput | $5,194,000 | -42.2% | 120,000 | -42.2% | 0.71% | -51.4% |
| EAGLU | Sell | DOUBLE EAGLE ACQUISITION CORunit 99/99/9999 | $2,953,000 | -1.8% | 295,317 | -0.4% | 0.40% | -17.6% |
| NXPI | Sell | NXP SEMICONDUCTORS N Vcall | $2,528,000 | -61.0% | 30,000 | -59.7% | 0.34% | -67.3% |
| BRCM | Sell | BROADCOM CORPcl a | $2,382,000 | -31.4% | 41,200 | -39.0% | 0.32% | -42.3% |
| QPAC | Sell | QUINPARIO ACQUISITION CORP 2 | $1,943,000 | -2.4% | 200,306 | -0.3% | 0.26% | -18.0% |
| GDX | Sell | MARKET VECTORS ETF TRput | $1,692,000 | -61.0% | 123,400 | -60.9% | 0.23% | -67.1% |
| BLK | Sell | BLACKROCK INC | $1,284,000 | -46.7% | 3,770 | -53.4% | 0.18% | -55.1% |
| SHPG | Sell | SHIRE PLCsponsored adr | $1,238,000 | -44.1% | 6,040 | -44.1% | 0.17% | -52.9% |
| WLRH | Sell | WL ROSS HLDG CORP COM | $1,139,000 | -6.0% | 114,310 | -2.1% | 0.16% | -21.3% |
| KEYPRG | Sell | KEYCORPnew pfd 7.75 sr a | $1,112,000 | -4.1% | 8,454 | -4.5% | 0.15% | -19.1% |
| SPLS | Sell | STAPLES INCcall | $1,051,000 | -76.4% | 111,000 | -70.8% | 0.14% | -80.2% |
| PACEU | Sell | PACE HLDGS CORPunit 99/99/9999 | $1,010,000 | -1.0% | 99,000 | -1.0% | 0.14% | -16.4% |
| MU | Sell | MICRON TECHNOLOGY INC | $910,000 | -18.2% | 64,300 | -13.5% | 0.12% | -31.5% |
| MYL | Sell | MYLAN N V | $699,000 | -80.3% | 12,919 | -85.4% | 0.10% | -83.5% |
| STMP | Sell | STAMPS COM INC | $648,000 | -9.9% | 5,911 | -39.1% | 0.09% | -24.8% |
| BEN | Sell | FRANKLIN RES INC | $578,000 | -27.8% | 15,694 | -27.0% | 0.08% | -39.2% |
| JAZZ | Sell | JAZZ PHARMACEUTICALS PLC | $501,000 | -72.6% | 3,561 | -74.1% | 0.07% | -77.1% |
| JNJ | Sell | JOHNSON & JOHNSON | $431,000 | -73.9% | 4,200 | -76.3% | 0.06% | -78.0% |
| CSC | Sell | COMPUTER SCIENCES CORP | $340,000 | -91.2% | 10,400 | -83.4% | 0.05% | -92.6% |
| CSC | Sell | COMPUTER SCIENCES CORPcall | $327,000 | -73.9% | 10,000 | -51.0% | 0.04% | -77.8% |
| CLB | Sell | CORE LABORATORIES N V | $317,000 | -89.7% | 2,914 | -90.6% | 0.04% | -91.4% |
| CY | Sell | CYPRESS SEMICONDUCTOR CORPcall | $245,000 | -91.0% | 25,000 | -92.2% | 0.03% | -92.5% |
| TE | Sell | TECO ENERGY INC | $205,000 | -94.7% | 7,700 | -94.7% | 0.03% | -95.5% |
| CECE | Sell | CECO ENVIRONMENTAL CORP | $157,000 | -31.1% | 20,500 | -26.3% | 0.02% | -43.2% |
| MITL | Sell | MITEL NETWORKS CORPput | $78,000 | -54.4% | 10,100 | -61.9% | 0.01% | -60.7% |
| BAM | Exit | BROOKFIELD ASSET MGMT INCcall | $0 | – | -245 | -100.0% | -0.00% | – |
| ROIQW | Exit | ROI ACQUISITION CORP IIw exp 09/17/201 | $0 | – | -50,000 | -100.0% | -0.00% | – |
| ANY | Exit | SPHERE 3D CORP NEWput | $0 | – | -10,000 | -100.0% | -0.00% | – |
| QLTI | Exit | QLT INC | $0 | – | -11,140 | -100.0% | -0.01% | – |
| ANY | Exit | SPHERE 3D CORP NEW | $0 | – | -24,936 | -100.0% | -0.01% | – |
| SHOR | Exit | SHORETEL INCcall | $0 | – | -13,000 | -100.0% | -0.02% | – |
| MM | Exit | MILLENNIAL MEDIA INC | $0 | – | -58,300 | -100.0% | -0.02% | – |
| MHGC | Exit | MORGANS HOTEL GROUP CO | $0 | – | -39,052 | -100.0% | -0.02% | – |
| TAHO | Exit | TAHOE RES INCcall | $0 | – | -20,000 | -100.0% | -0.02% | – |
| BGCP | Exit | BGC PARTNERS INCput | $0 | – | -20,000 | -100.0% | -0.03% | – |
| BNO | Exit | UNITED STS BRENT OIL FD LPunit | $0 | – | -10,000 | -100.0% | -0.03% | – |
| GOMO | Exit | SUNGY MOBILE LTDadr rep ord a | $0 | – | -38,500 | -100.0% | -0.03% | – |
| SPLS | Exit | STAPLES INC | $0 | – | -15,518 | -100.0% | -0.03% | – |
| ABUS | Exit | ARBUTUS BIOPHARMA CORP | $0 | – | -37,135 | -100.0% | -0.04% | – |
| GG | Exit | GOLDCORP INC NEWput | $0 | – | -20,000 | -100.0% | -0.04% | – |
| DKS | Exit | DICKS SPORTING GOODS INC | $0 | – | -5,433 | -100.0% | -0.04% | – |
| BHP | Exit | BHP BILLITON LTDsponsored adr | $0 | – | -9,050 | -100.0% | -0.05% | – |
| PTCT | Exit | PTC THERAPEUTICS INCcall | $0 | – | -10,000 | -100.0% | -0.05% | – |
| SPLS | Exit | STAPLES INCput | $0 | – | -30,000 | -100.0% | -0.06% | – |
| RNG | Exit | RINGCENTRAL INCcall | $0 | – | -20,000 | -100.0% | -0.06% | – |
| SHLDQ | Exit | SEARS HLDGS CORP | $0 | – | -16,665 | -100.0% | -0.06% | – |
| BID | Exit | SOTHEBYSput | $0 | – | -12,500 | -100.0% | -0.06% | – |
| BGCP | Exit | BGC PARTNERS INCcall | $0 | – | -49,300 | -100.0% | -0.07% | – |
| RF | Exit | REGIONS FINL CORP NEWcall | $0 | – | -45,000 | -100.0% | -0.07% | – |
| ICD | Exit | INDEPENDENCE CONTRACT DRIL I | $0 | – | -96,535 | -100.0% | -0.08% | – |
| AES | Exit | AES CORPcall | $0 | – | -50,000 | -100.0% | -0.08% | – |
| BSBR | Exit | BANCO SANTANDER BRASIL S Aads rep 1 unit | $0 | – | -163,200 | -100.0% | -0.08% | – |
| CY | Exit | CYPRESS SEMICONDUCTOR CORPput | $0 | – | -60,000 | -100.0% | -0.08% | – |
| WRK | Exit | WESTROCK COcall | $0 | – | -10,000 | -100.0% | -0.08% | – |
| XOOM | Exit | XOOM CORP | $0 | – | -22,090 | -100.0% | -0.09% | – |
| FSL | Exit | FREESCALE SEMICONDUCTOR | $0 | – | -15,681 | -100.0% | -0.09% | – |
| FEYE | Exit | FIREEYE INCcall | $0 | – | -20,000 | -100.0% | -0.10% | – |
| OMG | Exit | OM GROUP INC | $0 | – | -20,000 | -100.0% | -0.11% | – |
| NCR | Exit | NCR CORP NEWcall | $0 | – | -30,000 | -100.0% | -0.11% | – |
| ZG | Exit | ZILLOW GROUP INCput | $0 | – | -25,900 | -100.0% | -0.11% | – |
| JAX | Exit | J ALEXANDERS HLDGS INC | $0 | – | -73,695 | -100.0% | -0.12% | – |
| LPX | Exit | LOUISIANA PAC CORPcall | $0 | – | -53,400 | -100.0% | -0.12% | – |
| ACHC | Exit | ACADIA HEALTHCAREPANY INput | $0 | – | -12,000 | -100.0% | -0.13% | – |
| REMY | Exit | REMY INTL INC NEW | $0 | – | -28,137 | -100.0% | -0.13% | – |
| DKS | Exit | DICKS SPORTING GOODS INCcall | $0 | – | -16,800 | -100.0% | -0.14% | – |
| HSBC | Exit | HSBC HLDGS PLCput | $0 | – | -25,000 | -100.0% | -0.15% | – |
| AET | Exit | AETNA INC NEW | $0 | – | -11,509 | -100.0% | -0.20% | – |
| XPO | Exit | XPO LOGISTICS INC | $0 | – | -54,800 | -100.0% | -0.21% | – |
| RYL | Exit | RYLAND GROUP INC | $0 | – | -32,489 | -100.0% | -0.22% | – |
| TWTR | Exit | TWITTER INCcall | $0 | – | -50,000 | -100.0% | -0.22% | – |
| SLW | Exit | SILVER WHEATON CORPcall | $0 | – | -115,000 | -100.0% | -0.22% | – |
| PACW | Exit | PACWEST BANCORP DEL | $0 | – | -32,984 | -100.0% | -0.23% | – |
| ODP | Exit | OFFICE DEPOT INC | $0 | – | -251,500 | -100.0% | -0.26% | – |
| NCR | Exit | NCR CORP NEW | $0 | – | -71,456 | -100.0% | -0.26% | – |
| ILMN | Exit | ILLUMINA INC | $0 | – | -10,387 | -100.0% | -0.30% | – |
| M | Exit | MACYS INC | $0 | – | -35,500 | -100.0% | -0.30% | – |
| WGO | Exit | WINNEBAGO INDS INC | $0 | – | -97,508 | -100.0% | -0.30% | – |
| QSR | Exit | RESTAURANT BRANDS INTL INCcall | $0 | – | -54,300 | -100.0% | -0.32% | – |
| SMH | Exit | MARKET VECTORS ETF TRcall | $0 | – | -40,000 | -100.0% | -0.32% | – |
| SLV | Exit | ISHARES SILVER TRUSTput | $0 | – | -165,000 | -100.0% | -0.37% | – |
| ENVI | Exit | ENVIVIO INC | $0 | – | -571,817 | -100.0% | -0.38% | – |
| WMT | Exit | WAL-MART STORES INCcall | $0 | – | -40,000 | -100.0% | -0.42% | – |
| MSO | Exit | MARTHA STEWART LIVING OMNIMEcl a | $0 | – | -436,517 | -100.0% | -0.42% | – |
| DUST | Exit | DIREXION SHS ETF TRcall | $0 | – | -106,000 | -100.0% | -0.43% | – |
| SLW | Exit | SILVER WHEATON CORPput | $0 | – | -225,000 | -100.0% | -0.44% | – |
| COF | Exit | CAPITAL ONE FINL CORPcall | $0 | – | -40,000 | -100.0% | -0.47% | – |
| HSBC | Exit | HSBC HLDGS PLCcall | $0 | – | -105,000 | -100.0% | -0.64% | – |
| BEE | Exit | STRATEGIC HOTELS AND RESORTS I | $0 | – | -300,465 | -100.0% | -0.67% | – |
| IPCM | Exit | IPC HEALTHCARE INC | $0 | – | -54,900 | -100.0% | -0.69% | – |
| CI | Exit | CIGNA CORPORATION | $0 | – | -33,100 | -100.0% | -0.72% | – |
| FNFV | Exit | FIDELITY NATIONAL FINANCIAL FNFV GROUP | $0 | – | -416,675 | -100.0% | -0.79% | – |
| BCO | Exit | BRINKS CO | $0 | – | -196,364 | -100.0% | -0.86% | – |
| GOOGL | Exit | GOOGLE INCput | $0 | – | -10,500 | -100.0% | -1.09% | – |
| ZU | Exit | ZULILY INCcl a | $0 | – | -431,712 | -100.0% | -1.22% | – |
| DD | Exit | DU PONT E I DE NEMOURS AND COcall | $0 | – | -161,700 | -100.0% | -1.26% | – |
| NUGT | Exit | DIREXION SHS ETF TRput | $0 | – | -2,872,900 | -100.0% | -1.35% | – |
| YDLE | Exit | YODLEE INC | $0 | – | -560,100 | -100.0% | -1.46% | – |
| CYN | Exit | CITY NATL CORP | $0 | – | -105,068 | -100.0% | -1.50% | – |
| HCC | Exit | HCC INS HLDGS INC | $0 | – | -135,728 | -100.0% | -1.71% | – |
| CMCSA | Exit | COMCAST CORP NEWcl a | $0 | – | -200,000 | -100.0% | -1.84% | – |
| ALTR | Exit | ALTERA CORP | $0 | – | -241,125 | -100.0% | -1.96% | – |
| HILL | Exit | DOT HILL SYS CORP | $0 | – | -1,346,252 | -100.0% | -2.12% | – |
| KYTH | Exit | KYTHERA BIOPHARMACEUTICALS I | $0 | – | -227,992 | -100.0% | -2.77% | – |
| THOR | Exit | THORATEC CORP | $0 | – | -388,003 | -100.0% | -3.98% | – |
| GOOGL | Exit | GOOGLE INCcl a | $0 | – | -51,600 | -100.0% | -5.09% | – |
| TRAK | Exit | DEALERTRACK TECHNOLOGIES INC | $0 | – | -571,417 | -100.0% | -5.85% | – |
| HME | Exit | HOME PROPERTIES INC | $0 | – | -530,322 | -100.0% | -6.43% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-02-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BGC PARTNERS INC | 30 | Q4 2022 | 1.9% |
| ISHARES TR | 22 | Q2 2023 | 2.8% |
| VANECK VECTORS ETF TRUST | 21 | Q3 2022 | 7.0% |
| SPDR SP 500 ETF TR | 20 | Q3 2023 | 8.8% |
| MAGNACHIP SEMICONDUCTOR CORP | 19 | Q3 2022 | 1.1% |
| NXP SEMICONDUCTORS N V | 18 | Q4 2020 | 2.9% |
| MICROSOFT CORP | 18 | Q2 2020 | 1.5% |
| ISHARES TR | 17 | Q1 2023 | 7.5% |
| CYPRESS SEMICONDUCTOR CORP | 17 | Q1 2019 | 2.5% |
| AEROJET ROCKETDYNE HLDGS INC | 17 | Q2 2022 | 1.4% |
View K2 PRINCIPAL FUND, L.P.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| AcuityAds Holdings Inc. | March 16, 2023 | 3,198,531 | 5.6% |
| ARS Pharmaceuticals, Inc. | February 13, 2023 | 2,045,348 | 2.2% |
| Solid Biosciences Inc. | February 13, 2023 | 284,871 | 1.5% |
| TCR2 THERAPEUTICS INC. | February 09, 2023 | 10 | 0.0% |
| AVROBIO, Inc. | February 08, 2023 | 10 | 0.0% |
| Goldenstone Acquisition Ltd. | February 08, 2023 | 10 | 0.0% |
| Relativity Acquisition Corp | February 08, 2023 | 10 | 0.0% |
| Sagaliam Acquisition Corp | February 08, 2023 | 10 | 0.0% |
| Pasithea Therapeutics Corp. | February 01, 2022 | 1,094,418 | 5.0% |
| Ignyte Acquisition Corp. | January 26, 2022 | 259,958 | 3.6% |
View K2 PRINCIPAL FUND, L.P.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-14 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-12 |
| SC 13G/A | 2024-02-12 |
| SC 13G | 2024-02-09 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-15 |
| 13F-HR | 2023-05-11 |
| SC 13G/A | 2023-03-16 |
| SC 13G | 2023-03-16 |
View K2 PRINCIPAL FUND, L.P.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.