$734 Million is the total value of K2 PRINCIPAL FUND, L.P.'s 348 reported holdings in Q4 2015. The portfolio turnover from Q3 2015 to Q4 2015 was 437.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| QQQ | Buy | POWERSHARES QQQ TRUSTput | $49,779,000 | +59.1% | 445,000 | +44.7% | 6.78% | +33.6% |
| KOLD | New | PROSHARES TR IIput | $46,967,000 | – | 336,300 | +100.0% | 6.40% | – |
| QQQ | Buy | POWERSHARES QQQ TRUSTcall | $42,821,000 | +24.9% | 382,800 | +13.6% | 5.83% | +4.9% |
| DUST | Buy | DIREXION SHS ETF TRput | $21,573,000 | +3.1% | 1,305,900 | +55.4% | 2.94% | -13.4% |
| DRIP | New | DIREXION SHS ETF TRput | $20,633,000 | – | 246,900 | +100.0% | 2.81% | – |
| GOOGL | New | ALPHABET INC CAP STKcl a | $17,823,000 | – | 22,909 | +100.0% | 2.43% | – |
| NYRT | Buy | NEW YORK REIT INC | $16,974,000 | +34.7% | 1,475,968 | +17.8% | 2.31% | +13.2% |
| YOKU | New | YOUKU TUDOU INCsponsored adr | $16,825,000 | – | 620,169 | +100.0% | 2.29% | – |
| GOOGL | New | ALPHABET INC CAP STKput | $15,548,000 | – | 20,100 | +100.0% | 2.12% | – |
| New | UTI WORLDWIDE INCnote 4.500 3/0 | $13,860,000 | – | 13,860,000 | +100.0% | 1.89% | – | |
| NUGT | New | DIREXION SHS ETF TRput | $13,820,000 | – | 569,170 | +100.0% | 1.88% | – |
| USO | New | UNITED STATES OIL FUND LPunits | $13,305,000 | – | 1,209,576 | +100.0% | 1.81% | – |
| SIRO | New | SIRONA DENTAL SYSTEMS INC | $13,223,000 | – | 120,685 | +100.0% | 1.80% | – |
| GTU | New | CENTRAL GOLDTRUSTtr unit | $11,472,000 | – | 304,288 | +100.0% | 1.56% | – |
| PRE | Buy | PARTNERRE LTD | $11,223,000 | +39.1% | 80,314 | +38.3% | 1.53% | +16.8% |
| HYG | New | ISHARES TRcall | $10,073,000 | – | 125,000 | +100.0% | 1.37% | – |
| QQQ | New | POWERSHARES QQQ TRUSTunit ser 1 | $8,949,000 | – | 80,000 | +100.0% | 1.22% | – |
| MEG | New | MEDIA GEN INC NEW | $8,935,000 | – | 553,280 | +100.0% | 1.22% | – |
| DMND | New | DIAMOND FOODS INC | $7,992,000 | – | 207,322 | +100.0% | 1.09% | – |
| AAPL | Buy | APPLE INC | $7,897,000 | +103.1% | 75,022 | +112.8% | 1.08% | +70.5% |
| VLO | New | VALERO ENERGY CORP NEWput | $7,629,000 | – | 107,900 | +100.0% | 1.04% | – |
| 4305PS | New | ALCATEL-LUCENTsponsored adr | $7,578,000 | – | 1,978,578 | +100.0% | 1.03% | – |
| IWF | Buy | ISHARES TRcall | $7,372,000 | +692.7% | 74,100 | +641.0% | 1.00% | +564.9% |
| PNK | Buy | PINNACLE ENTMT INC | $7,199,000 | +177.2% | 231,330 | +201.4% | 0.98% | +133.0% |
| BMR | New | BIOMED REALTY TRUST INC | $6,649,000 | – | 280,646 | +100.0% | 0.91% | – |
| M | New | MACYS INCcall | $6,118,000 | – | 174,900 | +100.0% | 0.83% | – |
| XLF | Buy | SELECT SECTOR SPDR TRcall | $5,958,000 | +102.2% | 250,000 | +92.3% | 0.81% | +69.9% |
| TWC | Buy | TIME WARNER CABLE INC | $5,845,000 | +57.0% | 31,492 | +51.7% | 0.80% | +31.8% |
| CAM | New | CAMERON INTERNATIONAL CORP | $5,645,000 | – | 89,322 | +100.0% | 0.77% | – |
| SWI | New | SOLARWINDS INC | $5,614,000 | – | 95,309 | +100.0% | 0.76% | – |
| POM | New | PEPCO HOLDINGS INC | $5,257,000 | – | 202,132 | +100.0% | 0.72% | – |
| PYPL | New | PAYPAL HLDGS INCput | $5,220,000 | – | 144,200 | +100.0% | 0.71% | – |
| SHLDQ | Buy | SEARS HLDGS CORPput | $5,153,000 | +2.3% | 250,600 | +12.5% | 0.70% | -14.1% |
| NFLX | New | NETFLIX INCput | $5,091,000 | – | 44,500 | +100.0% | 0.69% | – |
| CY | Buy | CYPRESS SEMICONDUCTOR CORP | $5,052,000 | +25.5% | 515,000 | +9.0% | 0.69% | +5.4% |
| TWC | New | TIME WARNER CABLE INCput | $5,011,000 | – | 27,000 | +100.0% | 0.68% | – |
| SNDK | New | SANDISK CORP | $4,991,000 | – | 65,686 | +100.0% | 0.68% | – |
| YHOO | New | YAHOO INC | $4,939,000 | – | 148,491 | +100.0% | 0.67% | – |
| SMH | Buy | MARKET VECTORS ETF TRput | $4,795,000 | +20.1% | 90,000 | +12.5% | 0.65% | +0.9% |
| IWF | Buy | ISHARES TRput | $4,577,000 | +310.1% | 46,000 | +283.3% | 0.62% | +244.8% |
| GMCR | New | KEURIG GREEN MTN INC | $4,570,000 | – | 50,793 | +100.0% | 0.62% | – |
| UHAL | Buy | AMERCO | $4,255,000 | +6.0% | 10,923 | +7.0% | 0.58% | -10.9% |
| PYPL | Buy | PAYPAL HLDGS INCcall | $4,163,000 | +91.6% | 115,000 | +64.3% | 0.57% | +61.1% |
| SPY | New | SPDR S&P 500 ETF TRput | $4,078,000 | – | 20,000 | +100.0% | 0.56% | – |
| PMCS | New | PMC-SIERRA INC | $4,031,000 | – | 346,922 | +100.0% | 0.55% | – |
| TJX | Buy | TJX COS INC NEW | $4,029,000 | +0.1% | 56,818 | +0.8% | 0.55% | -15.9% |
| NXPI | Buy | NXP SEMICONDUCTORS N V | $3,912,000 | +195.7% | 46,428 | +205.4% | 0.53% | +147.9% |
| MYL | Buy | MYLAN N Vput | $3,785,000 | +86.2% | 70,000 | +38.6% | 0.52% | +56.4% |
| CTCT | New | CONSTANT CONTACT INC | $3,716,000 | – | 127,100 | +100.0% | 0.51% | – |
| PNX | New | PHOENIX COS INC NEW | $3,674,000 | – | 99,179 | +100.0% | 0.50% | – |
| CVC | New | CABLEVISION SYS CORPcl a ny cablvs | $3,599,000 | – | 112,823 | +100.0% | 0.49% | – |
| BHI | Buy | BAKER HUGHES INC | $3,540,000 | +299.5% | 76,713 | +350.6% | 0.48% | +234.7% |
| AGN | Buy | ALLERGAN PLC | $3,449,000 | +101.3% | 11,037 | +75.1% | 0.47% | +69.1% |
| CNL | New | CLECO CORP NEW | $3,420,000 | – | 65,510 | +100.0% | 0.47% | – |
| HOT | New | STARWOOD HOTELS&RESORTS WRLD | $3,353,000 | – | 48,396 | +100.0% | 0.46% | – |
| BNK | New | C1 FINL INC | $3,174,000 | – | 131,100 | +100.0% | 0.43% | – |
| JNK | New | SPDR SERIES TRUSTcall | $3,144,000 | – | 92,700 | +100.0% | 0.43% | – |
| TSLA | New | TESLA MTRS INCput | $3,000,000 | – | 12,500 | +100.0% | 0.41% | – |
| BX | New | BLACKSTONE GROUP L Pput | $2,924,000 | – | 100,000 | +100.0% | 0.40% | – |
| DOW | New | DOW CHEM COcall | $2,832,000 | – | 55,000 | +100.0% | 0.39% | – |
| PCP | New | PRECISION CASTPARTS CORP | $2,784,000 | – | 12,000 | +100.0% | 0.38% | – |
| HCA | New | HCA HOLDINGS INC | $2,671,000 | – | 39,500 | +100.0% | 0.36% | – |
| UTIW | New | UTI WORLDWIDE INCord | $2,584,000 | – | 367,614 | +100.0% | 0.35% | – |
| PNR | New | PENTAIR PLCcall | $2,462,000 | – | 49,700 | +100.0% | 0.34% | – |
| BRKB | New | BERKSHIRE HATHAWAY INC DELcl b new | $2,364,000 | – | 17,901 | +100.0% | 0.32% | – |
| QIHU | New | QIHOO 360 TECHNOLOGY CO LTDads | $2,297,000 | – | 31,550 | +100.0% | 0.31% | – |
| MYL | Buy | MYLAN N Vcall | $2,163,000 | +43.2% | 40,000 | +6.7% | 0.30% | +20.4% |
| MXIM | New | MAXIM INTEGRATED PRODS INC | $2,075,000 | – | 54,600 | +100.0% | 0.28% | – |
| WDC | New | WESTERN DIGITAL CORPput | $2,047,000 | – | 34,100 | +100.0% | 0.28% | – |
| DYAX | New | DYAX CORP | $1,971,000 | – | 52,400 | +100.0% | 0.27% | – |
| CB | Buy | CHUBB CORP | $1,857,000 | +278.2% | 14,000 | +250.0% | 0.25% | +216.2% |
| PANW | New | PALO ALTO NETWORKS INCput | $1,849,000 | – | 10,500 | +100.0% | 0.25% | – |
| MXIM | New | MAXIM INTEGRATED PRODS INCcall | $1,710,000 | – | 45,000 | +100.0% | 0.23% | – |
| EGAS | Buy | GAS NAT INC | $1,636,000 | -10.7% | 219,658 | +7.2% | 0.22% | -24.9% |
| EXP | New | EAGLE MATERIALS INC | $1,628,000 | – | 26,942 | +100.0% | 0.22% | – |
| RY | New | ROYAL BK CDA MONTREAL QUEput | $1,607,000 | – | 30,000 | +100.0% | 0.22% | – |
| TJX | New | TJX COS INC NEWput | $1,482,000 | – | 20,900 | +100.0% | 0.20% | – |
| EZCH | New | EZCHIP SEMICONDUCTOR LIMITEDord | $1,464,000 | – | 59,227 | +100.0% | 0.20% | – |
| KOLD | New | PROSHARES TR IIulsht bloomb gas | $1,438,000 | – | 10,300 | +100.0% | 0.20% | – |
| SYF | New | SYNCHRONY FINLcall | $1,414,000 | – | 46,500 | +100.0% | 0.19% | – |
| OCAT | New | OCATA THERAPEUTICS INC | $1,383,000 | – | 164,300 | +100.0% | 0.19% | – |
| FCS | New | FAIRCHILD SEMICONDUCTOR INTL | $1,346,000 | – | 65,000 | +100.0% | 0.18% | – |
| FNFG | New | FIRST NIAGARA FINL GP INC | $1,308,000 | – | 120,522 | +100.0% | 0.18% | – |
| HYG | New | ISHARES TRput | $1,128,000 | – | 14,000 | +100.0% | 0.15% | – |
| OVTI | Buy | OMNIVISION TECHNOLOGIES INC | $1,091,000 | +382.7% | 37,607 | +336.9% | 0.15% | +302.7% |
| MCHI | New | ISHARES TRput | $1,089,000 | – | 24,400 | +100.0% | 0.15% | – |
| THC | New | TENET HEALTHCARE CORPput | $1,061,000 | – | 35,000 | +100.0% | 0.14% | – |
| CSRA | New | CSRA INC | $1,050,000 | – | 35,000 | +100.0% | 0.14% | – |
| EMC | New | E M C CORP MASS | $1,027,000 | – | 40,000 | +100.0% | 0.14% | – |
| PANL | Buy | PANGAEA LOGISTICS SOLUTION L | $1,030,000 | +17.3% | 459,084 | +45.9% | 0.14% | -1.4% |
| VRX | New | VALEANT PHARMACEUTICALS INTLcall | $1,017,000 | – | 10,000 | +100.0% | 0.14% | – |
| JNK | New | SPDR SERIES TRUSTput | $983,000 | – | 29,000 | +100.0% | 0.13% | – |
| TYC | New | TYCO INTL PLCcall | $957,000 | – | 30,000 | +100.0% | 0.13% | – |
| NTLS | New | NTELOS HLDGS CORP | $914,000 | – | 100,000 | +100.0% | 0.12% | – |
| EXP | New | EAGLE MATERIALS INCcall | $906,000 | – | 15,000 | +100.0% | 0.12% | – |
| MSFT | New | MICROSOFT CORPput | $899,000 | – | 16,200 | +100.0% | 0.12% | – |
| RRD | New | DONNELLEY R R & SONS COput | $886,000 | – | 60,200 | +100.0% | 0.12% | – |
| CCG | New | CAMPUS CREST CMNTYS INC | $872,000 | – | 128,306 | +100.0% | 0.12% | – |
| SHPG | New | SHIRE PLCput | $861,000 | – | 4,200 | +100.0% | 0.12% | – |
| BLK | New | BLACKROCK INCput | $852,000 | – | 2,500 | +100.0% | 0.12% | – |
| IBM | New | INTERNATIONAL BUSINESS MACHSput | $826,000 | – | 6,000 | +100.0% | 0.11% | – |
| BKD | New | BROOKDALE SR LIVING INCcall | $831,000 | – | 45,000 | +100.0% | 0.11% | – |
| DVN | New | DEVON ENERGY CORP NEWput | $800,000 | – | 25,000 | +100.0% | 0.11% | – |
| SYA | New | SYMETRA FINL CORP | $794,000 | – | 24,996 | +100.0% | 0.11% | – |
| GLPI | New | GAMING & LEISURE PPTYS INCput | $787,000 | – | 28,300 | +100.0% | 0.11% | – |
| HPY | New | HEARTLAND PMT SYS INC | $778,000 | – | 8,200 | +100.0% | 0.11% | – |
| NUGT | New | DIREXION SHS ETF TRcall | $776,000 | – | 32,000 | +100.0% | 0.11% | – |
| HD | Buy | HOME DEPOT INC | $753,000 | +97.6% | 5,695 | +72.6% | 0.10% | +66.1% |
| XLK | New | SELECT SECTOR SPDR TRtechnology | $750,000 | – | 17,500 | +100.0% | 0.10% | – |
| KLAC | New | KLA-TENCOR CORP | $694,000 | – | 10,000 | +100.0% | 0.10% | – |
| IGT | New | INTERNATIONAL GAME TECHNOLOGput | $623,000 | – | 38,500 | +100.0% | 0.08% | – |
| RNG | New | RINGCENTRAL INCput | $587,000 | – | 24,900 | +100.0% | 0.08% | – |
| FEYE | New | FIREEYE INC | $581,000 | – | 28,000 | +100.0% | 0.08% | – |
| YRCW | New | YRC WORLDWIDE INCcall | $581,000 | – | 41,000 | +100.0% | 0.08% | – |
| Z | New | ZILLOW GROUP INCput | $564,000 | – | 24,000 | +100.0% | 0.08% | – |
| BDBD | New | BOULDER BRANDS INC | $558,000 | – | 50,787 | +100.0% | 0.08% | – |
| GOLD | New | BARRICK GOLD CORPput | $525,000 | – | 71,000 | +100.0% | 0.07% | – |
| TSYS | New | TELECOMMUNICATION SYS INCcl a | $505,000 | – | 101,556 | +100.0% | 0.07% | – |
| SLH | New | SOLERA HOLDINGS INC | $466,000 | – | 8,492 | +100.0% | 0.06% | – |
| SLG | New | SL GREEN RLTY CORPcall | $452,000 | – | 4,000 | +100.0% | 0.06% | – |
| RDSA | New | ROYAL DUTCH SHELL PLCput | $458,000 | – | 10,000 | +100.0% | 0.06% | – |
| DOW | New | DOW CHEM CO | $412,000 | – | 8,000 | +100.0% | 0.06% | – |
| GLD | New | SPDR GOLD TRUST GOLDcall | $406,000 | – | 4,000 | +100.0% | 0.06% | – |
| SWN | New | SOUTHWESTERN ENERGY COput | $390,000 | – | 54,900 | +100.0% | 0.05% | – |
| WPRT | New | WESTPORT INNOVATIONS INC | $366,000 | – | 181,921 | +100.0% | 0.05% | – |
| CAKE | New | CHEESECAKE FACTORY INC | $369,000 | – | 8,000 | +100.0% | 0.05% | – |
| EIGI | New | ENDURANCE INTL GROUP HLDGS Iput | $368,000 | – | 33,600 | +100.0% | 0.05% | – |
| FRM | New | FURMANITE CORPORATION | $333,000 | – | 50,000 | +100.0% | 0.04% | – |
| ILF | New | ISHARES TRput | $318,000 | – | 15,000 | +100.0% | 0.04% | – |
| PLCM | New | POLYCOM INC | $301,000 | – | 23,910 | +100.0% | 0.04% | – |
| QUAD | New | QUAD / GRAPHICS INC COMcall | $286,000 | – | 30,700 | +100.0% | 0.04% | – |
| THO | New | THOR INDS INC | $281,000 | – | 5,000 | +100.0% | 0.04% | – |
| VRX | New | VALEANT PHARMACEUTICALS INTLput | $274,000 | – | 2,700 | +100.0% | 0.04% | – |
| QUAD | Buy | QUAD / GRAPHICS INC COMput | $269,000 | +40.1% | 28,900 | +81.8% | 0.04% | +19.4% |
| HD | New | HOME DEPOT INCput | $265,000 | – | 2,000 | +100.0% | 0.04% | – |
| CLI | New | MACK CALI RLTY CORP | $267,000 | – | 11,446 | +100.0% | 0.04% | – |
| EGRX | New | EAGLE PHARMACEUTICALS INCcall | $266,000 | – | 3,000 | +100.0% | 0.04% | – |
| UPLMQ | New | ULTRA PETROLEUM CORPput | $258,000 | – | 103,000 | +100.0% | 0.04% | – |
| WPRT | New | WESTPORT INNOVATIONS INCput | $251,000 | – | 125,200 | +100.0% | 0.03% | – |
| DLTR | New | DOLLAR TREE INCcall | $247,000 | – | 3,200 | +100.0% | 0.03% | – |
| KING | New | KING DIGITAL ENTMT PLC | $232,000 | – | 13,000 | +100.0% | 0.03% | – |
| BPY | New | BROOKFIELD PPTY PARTNERS L Punit ltd partn | $232,000 | – | 10,000 | +100.0% | 0.03% | – |
| PFE | New | PFIZER INCput | $226,000 | – | 7,000 | +100.0% | 0.03% | – |
| SLG | New | SL GREEN RLTY CORPput | $226,000 | – | 2,000 | +100.0% | 0.03% | – |
| BX | New | BLACKSTONE GROUP L P | $211,000 | – | 7,200 | +100.0% | 0.03% | – |
| HAS | New | HASBRO INCcall | $202,000 | – | 3,000 | +100.0% | 0.03% | – |
| BAS | New | BASIC ENERGY SVCS INC NEWput | $201,000 | – | 75,000 | +100.0% | 0.03% | – |
| NYRT | New | NEW YORK REIT INCcall | $184,000 | – | 16,000 | +100.0% | 0.02% | – |
| JE | New | JUST ENERGY GROUP INCput | $185,000 | – | 26,000 | +100.0% | 0.02% | – |
| ECA | New | ENCANA CORPput | $158,000 | – | 31,000 | +100.0% | 0.02% | – |
| GDX | New | MARKET VECTORS ETF TRgold miner etf | $147,000 | – | 10,700 | +100.0% | 0.02% | – |
| AYA | New | AMAYA INCput | $138,000 | – | 11,000 | +100.0% | 0.02% | – |
| POZN | Buy | POZEN INCput | $122,000 | +90.6% | 17,800 | +61.8% | 0.02% | +70.0% |
| GOLD | New | BARRICK GOLD CORPcall | $81,000 | – | 11,000 | +100.0% | 0.01% | – |
| PPPMF | New | PRIMERO MNG CORPput | $76,000 | – | 33,200 | +100.0% | 0.01% | – |
| NG | New | NOVAGOLD RES INCput | $69,000 | – | 16,400 | +100.0% | 0.01% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-02-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BGC PARTNERS INC | 30 | Q4 2022 | 1.9% |
| ISHARES TR | 22 | Q2 2023 | 2.8% |
| VANECK VECTORS ETF TRUST | 21 | Q3 2022 | 7.0% |
| SPDR SP 500 ETF TR | 20 | Q3 2023 | 8.8% |
| MAGNACHIP SEMICONDUCTOR CORP | 19 | Q3 2022 | 1.1% |
| NXP SEMICONDUCTORS N V | 18 | Q4 2020 | 2.9% |
| MICROSOFT CORP | 18 | Q2 2020 | 1.5% |
| ISHARES TR | 17 | Q1 2023 | 7.5% |
| CYPRESS SEMICONDUCTOR CORP | 17 | Q1 2019 | 2.5% |
| AEROJET ROCKETDYNE HLDGS INC | 17 | Q2 2022 | 1.4% |
View K2 PRINCIPAL FUND, L.P.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| AcuityAds Holdings Inc. | March 16, 2023 | 3,198,531 | 5.6% |
| ARS Pharmaceuticals, Inc. | February 13, 2023 | 2,045,348 | 2.2% |
| Solid Biosciences Inc. | February 13, 2023 | 284,871 | 1.5% |
| TCR2 THERAPEUTICS INC. | February 09, 2023 | 10 | 0.0% |
| AVROBIO, Inc. | February 08, 2023 | 10 | 0.0% |
| Goldenstone Acquisition Ltd. | February 08, 2023 | 10 | 0.0% |
| Relativity Acquisition Corp | February 08, 2023 | 10 | 0.0% |
| Sagaliam Acquisition Corp | February 08, 2023 | 10 | 0.0% |
| Pasithea Therapeutics Corp. | February 01, 2022 | 1,094,418 | 5.0% |
| Ignyte Acquisition Corp. | January 26, 2022 | 259,958 | 3.6% |
View K2 PRINCIPAL FUND, L.P.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-14 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-12 |
| SC 13G/A | 2024-02-12 |
| SC 13G | 2024-02-09 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-15 |
| 13F-HR | 2023-05-11 |
| SC 13G/A | 2023-03-16 |
| SC 13G | 2023-03-16 |
View K2 PRINCIPAL FUND, L.P.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.