$2.95 Billion is the total value of TD AMERITRADE INVESTMENT MANAGEMENT, LLC's 121 reported holdings in Q3 2013. The portfolio turnover from Q2 2013 to Q3 2013 was 13.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| GVI | Buy | ISHARES TRbarclys inter gv | $398,721,000 | +3.5% | 3,621,441 | +3.2% | 13.53% | -5.9% |
| VUG | Buy | VANGUARD INDEX FDSgrowth etf | $341,932,000 | +12.4% | 4,041,276 | +3.8% | 11.61% | +2.2% |
| VTV | Buy | VANGUARD INDEX FDSvalue etf | $331,277,000 | +7.1% | 4,746,771 | +3.8% | 11.24% | -2.6% |
| EFA | Buy | ISHARES TRmsci eafe index | $237,232,000 | +19.1% | 3,718,317 | +6.9% | 8.05% | +8.3% |
| MBB | Buy | ISHARES TRbarclys mbs bd | $227,787,000 | +3.3% | 2,150,555 | +2.7% | 7.73% | -6.1% |
| SHY | Buy | ISHARES TRbarclys 1-3 yr | $161,961,000 | +2.0% | 1,917,374 | +1.8% | 5.50% | -7.3% |
| VWO | Buy | VANGUARD INTL EQUITY INDEX Fmsci emr mkt etf | $131,562,000 | +12.9% | 3,277,981 | +9.1% | 4.47% | +2.6% |
| TIP | Buy | ISHARES TRbarclys tips bd | $112,407,000 | +4.7% | 998,468 | +4.2% | 3.82% | -4.8% |
| BWX | Buy | SPDR SERIES TRUSTbrclys intl etf | $93,305,000 | +9.1% | 1,598,517 | +5.2% | 3.17% | -0.8% |
| VOE | Buy | VANGUARD INDEX FDSmcap vl idxvip | $88,505,000 | +10.4% | 1,208,594 | +3.5% | 3.00% | +0.4% |
| IWP | Buy | ISHARES TRrussell mcp gr | $87,831,000 | +13.0% | 1,123,163 | +3.7% | 2.98% | +2.7% |
| JNK | Buy | SPDR SERIES TRUSTbrclys yld etf | $59,531,000 | +7.7% | 1,494,067 | +6.7% | 2.02% | -2.1% |
| VNQI | Buy | VANGUARD INTL EQUITY INDEX Fglb ex us etf | $48,155,000 | +13.8% | 848,990 | +7.1% | 1.64% | +3.5% |
| SCZ | Buy | ISHARES TRmsci small cap | $41,538,000 | +19.2% | 856,281 | +3.0% | 1.41% | +8.4% |
| IWO | Buy | ISHARES TRrusl 2000 grow | $35,730,000 | +16.9% | 283,930 | +3.6% | 1.21% | +6.3% |
| BLV | Buy | VANGUARD BD INDEX FD INClong term bond | $35,563,000 | +1.1% | 428,363 | +3.7% | 1.21% | -8.1% |
| BSV | Buy | VANGUARD BD INDEX FD INCshort trm bond | $34,919,000 | +21.5% | 434,475 | +21.0% | 1.18% | +10.4% |
| BND | Buy | VANGUARD BD INDEX FD INCtotal bnd mrkt | $34,346,000 | +22.2% | 424,659 | +22.2% | 1.17% | +11.2% |
| IWN | Buy | ISHARES TRrusl 2000 valu | $33,584,000 | +11.5% | 366,476 | +4.5% | 1.14% | +1.4% |
| IEF | Buy | ISHARES TRbarclys 7-10 yr | $32,751,000 | +4.4% | 320,742 | +4.8% | 1.11% | -5.0% |
| VNQ | Buy | VANGUARD INDEX FDSreit etf | $32,407,000 | +4.1% | 489,977 | +8.2% | 1.10% | -5.3% |
| EMB | Sell | ISHARES TRjpmorgan usd | $31,606,000 | -0.6% | 289,889 | -0.1% | 1.07% | -9.6% |
| SPTI | Buy | SPDR SERIES TRUSTbrclys inter etf | $25,903,000 | +1.6% | 433,918 | +1.5% | 0.88% | -7.7% |
| XLF | Buy | SELECT SECTOR SPDR TRsbi int-finl | $24,863,000 | +30.5% | 1,249,090 | +27.5% | 0.84% | +18.5% |
| XLY | Buy | SELECT SECTOR SPDR TRsbi cons discr | $21,923,000 | +68.7% | 361,580 | +56.9% | 0.74% | +53.4% |
| XLV | Buy | SELECT SECTOR SPDR TRsbi healthcare | $21,625,000 | +59.7% | 427,454 | +50.3% | 0.73% | +45.1% |
| IWD | Buy | ISHARES TRrussell1000val | $17,430,000 | +6.1% | 202,204 | +3.2% | 0.59% | -3.4% |
| VTWO | Buy | VANGUARD SCOTTSDALE FDSfds vng rus2000idx | $17,378,000 | +18.6% | 202,846 | +7.7% | 0.59% | +7.9% |
| XLI | Buy | SELECT SECTOR SPDR TRsbi int-inds | $15,920,000 | +68.9% | 343,073 | +55.2% | 0.54% | +53.4% |
| XLK | Buy | SELECT SECTOR SPDR TRtechnology | $13,813,000 | +81.1% | 431,124 | +72.9% | 0.47% | +64.6% |
| BIV | Sell | VANGUARD BD INDEX FD INCintermed term | $13,763,000 | -2.4% | 164,829 | -2.4% | 0.47% | -11.2% |
| MGK | Buy | VANGUARD WORLD FDmega grwth ind | $10,411,000 | +9.7% | 159,014 | +1.2% | 0.35% | -0.3% |
| XLE | Buy | SELECT SECTOR SPDR TRsbi int-energy | $10,066,000 | +18.6% | 121,409 | +12.0% | 0.34% | +7.9% |
| DWM | Buy | WISDOMTREE TRUSTdefa fd | $9,841,000 | +19.0% | 190,357 | +5.9% | 0.33% | +8.1% |
| EEB | Buy | CLAYMORE EXCHANGE TRD FD TRgugg bric etf | $8,501,000 | +22.2% | 241,156 | +6.4% | 0.29% | +11.2% |
| IGOV | Buy | ISHARES TRs&p citint tbd | $8,202,000 | +6.5% | 81,404 | +2.0% | 0.28% | -3.5% |
| IVW | Buy | ISHARES TRs&p500 grw | $8,166,000 | +12.0% | 91,386 | +5.3% | 0.28% | +1.8% |
| WPS | Sell | ISHARES TRs&p dev ex-us | $7,970,000 | +1.0% | 212,072 | -5.4% | 0.27% | -8.1% |
| XLP | Buy | SELECT SECTOR SPDR TRsbi cons stpls | $7,832,000 | +85.9% | 196,776 | +85.3% | 0.27% | +69.4% |
| IVE | Buy | ISHARES TRs&p 500 value | $7,645,000 | +3.5% | 97,614 | +0.1% | 0.26% | -5.8% |
| IGF | Buy | ISHARES TRs&p glo infras | $6,783,000 | +33.5% | 179,599 | +24.4% | 0.23% | +21.1% |
| SHV | Buy | ISHARES TRbarclys sh trea | $6,244,000 | +0.9% | 56,626 | +0.8% | 0.21% | -8.2% |
| PXH | Buy | POWERSHARES GLOBAL ETF TRUSTemer mrkt port | $5,298,000 | +11.7% | 260,965 | +5.4% | 0.18% | +1.7% |
| XLB | Buy | SELECT SECTOR SPDR TRsbi materials | $4,588,000 | +36.6% | 109,220 | +24.7% | 0.16% | +24.8% |
| EEM | Buy | ISHARES TRmsci emerg mkt | $4,145,000 | +6.4% | 101,695 | +0.5% | 0.14% | -3.4% |
| DBC | Buy | POWERSHARES DB CMDTY IDX TRAunit ben int | $3,402,000 | +34.6% | 132,056 | +31.3% | 0.12% | +22.3% |
| XLU | Buy | SELECT SECTOR SPDR TRsbi int-utils | $3,385,000 | +30.3% | 90,570 | +31.2% | 0.12% | +18.6% |
| VOT | Sell | VANGUARD INDEX FDSmcap gr idxvip | $3,210,000 | +8.8% | 37,676 | -0.2% | 0.11% | -0.9% |
| IWS | Buy | ISHARES TRrussell mcp vl | $2,313,000 | +6.4% | 37,972 | +1.2% | 0.08% | -2.5% |
| IJT | Buy | ISHARES TRs&p smlcp grow | $2,287,000 | +12.2% | 21,102 | +0.3% | 0.08% | +2.6% |
| VBK | Buy | VANGUARD INDEX FDSsml cp grw etf | $2,040,000 | +15.5% | 17,820 | +3.9% | 0.07% | +4.5% |
| VBR | Buy | VANGUARD INDEX FDSsm cp val etf | $1,873,000 | +11.5% | 20,756 | +3.4% | 0.06% | +1.6% |
| TLH | Buy | ISHARES TRbarclys 10-20yr | $1,653,000 | +3.8% | 13,204 | +4.9% | 0.06% | -5.1% |
| IEI | Buy | ISHARES TRbarclys 3-7 yr | $1,538,000 | +4.6% | 12,678 | +4.2% | 0.05% | -5.5% |
| IWF | Buy | ISHARES TRrussell1000grw | $1,460,000 | +23.7% | 18,669 | +15.1% | 0.05% | +13.6% |
| HYG | Buy | ISHARES TRhigh yld corp | $1,400,000 | +2.2% | 15,285 | +1.4% | 0.05% | -5.9% |
| PSP | Buy | POWERSHARES ETF TRUSTgbl lstd pvt eqt | $1,264,000 | +46.5% | 110,143 | +39.2% | 0.04% | +34.4% |
| ADRD | Buy | BLDRS INDEX FDS TRdev mk 100 adr | $1,280,000 | +14.5% | 53,956 | +3.9% | 0.04% | +2.4% |
| IWC | Buy | ISHARES TRrssl mcrcp idx | $1,267,000 | +48.9% | 18,505 | +34.3% | 0.04% | +34.4% |
| PXSV | Buy | POWERSHARES ETF TRUSTfnd pur smval pt | $1,248,000 | +12.5% | 55,649 | +2.4% | 0.04% | +2.4% |
| ICF | Buy | ISHARES TRcohen&st rlty | $1,130,000 | +5.3% | 14,700 | +10.5% | 0.04% | -5.0% |
| IJS | Buy | ISHARES TRs&p smlcp valu | $886,000 | +10.2% | 8,669 | +0.8% | 0.03% | 0.0% |
| PXMG | POWERSHARES ETF TRUSTfnd pr midgrt pt | $387,000 | +5.2% | 14,281 | 0.0% | 0.01% | -7.1% | |
| PWV | Buy | POWERSHARES ETF TRUSTdynm lrg cp vl | $315,000 | +57.5% | 12,175 | +54.2% | 0.01% | +57.1% |
| SCHF | Buy | SCHWAB STRATEGIC TRintl eqty etf | $279,000 | +39.5% | 9,174 | +24.9% | 0.01% | +28.6% |
| MDYG | Buy | SPDR SERIES TRUSTs&p 400 mdcp grw | $234,000 | +9.3% | 2,261 | +1.8% | 0.01% | 0.0% |
| VMBS | Sell | VANGUARD SCOTTSDALE FDSmortg-back sec | $206,000 | -7.6% | 4,002 | -8.3% | 0.01% | -12.5% |
| VSS | Buy | VANGUARD INTL EQUITY INDEX Fftse smcap etf | $132,000 | +17.9% | 1,332 | +6.2% | 0.00% | 0.0% |
| VCIT | Sell | VANGUARD SCOTTSDALE FDSint-term corp | $125,000 | -29.8% | 1,500 | -30.0% | 0.00% | -42.9% |
| ADRE | Buy | BLDRS INDEX FDS TRemer mk 50 adr | $118,000 | +20.4% | 3,204 | +11.8% | 0.00% | 0.0% |
| IYR | Buy | ISHARES TRdj us real est | $116,000 | +14.9% | 1,814 | +19.7% | 0.00% | 0.0% |
| IWR | Buy | ISHARES TRrussell midcap | $107,000 | +109.8% | 767 | +96.7% | 0.00% | +100.0% |
| VCSH | Buy | VANGUARD SCOTTSDALE FDSshrt-term corp | $84,000 | +9.1% | 1,055 | +7.8% | 0.00% | 0.0% |
| VEA | Sell | VANGUARD TAX MANAGED INTL FDmsci eafe etf | $90,000 | +1.1% | 2,269 | -9.7% | 0.00% | 0.0% |
| TLT | New | ISHARES20+ yr tr bd etf | $82,000 | – | 773 | +100.0% | 0.00% | – |
| PID | Buy | POWERSHARES ETF TRUSTintl div achv | $101,000 | +77.2% | 5,870 | +69.1% | 0.00% | +50.0% |
| DEM | Buy | WISDOMTREE TRUSTemerg mkts etf | $56,000 | +143.5% | 1,076 | +123.7% | 0.00% | +100.0% |
| SCHE | Buy | SCHWAB STRATEGIC TRemrg mkteq etf | $70,000 | +20.7% | 2,857 | +15.2% | 0.00% | 0.0% |
| IGSB | Buy | ISHARES TRbarclys 1-3yr cr | $68,000 | +172.0% | 646 | +168.0% | 0.00% | +100.0% |
| IWM | Buy | ISHARES TRrussell 2000 | $46,000 | +820.0% | 436 | +738.5% | 0.00% | – |
| ILCB | Buy | ISHARES TRlrge core indx | $56,000 | +273.3% | 566 | +253.8% | 0.00% | +100.0% |
| IDHQ | Sell | POWERSHARES GLOBAL ETF TRUSTdyn devintlopp | $68,000 | -5.6% | 3,530 | -13.5% | 0.00% | -33.3% |
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $30,000 | -6.2% | 180 | -10.4% | 0.00% | 0.0% |
| ACWX | Buy | ISHARES TRmsci acwi ex | $18,000 | +50.0% | 399 | +39.0% | 0.00% | – |
| RPG | Sell | RYDEX ETF TRUSTgug s&p500 pu gr | $21,000 | -25.0% | 330 | -32.7% | 0.00% | 0.0% |
| IJR | Buy | ISHARES TRs&p smlcap 600 | $26,000 | +116.7% | 264 | +98.5% | 0.00% | – |
| VYM | VANGUARD WHITEHALL FDS INChigh div yld | $31,000 | 0.0% | 547 | 0.0% | 0.00% | 0.0% | |
| IJJ | Buy | ISHARES TRs&p midcp valu | $37,000 | +27.6% | 344 | +18.2% | 0.00% | 0.0% |
| IWB | Buy | ISHARES TRrussell 1000 | $43,000 | +616.7% | 453 | +586.4% | 0.00% | – |
| RFG | Sell | RYDEX ETF TRUSTgug s&p mc400 pg | $23,000 | -69.7% | 204 | -72.8% | 0.00% | -66.7% |
| VEU | Buy | VANGUARD INTL EQUITY INDEX Fallwrld ex us | $28,000 | +12.0% | 574 | +0.3% | 0.00% | 0.0% |
| PCY | Buy | POWERSHARES GLOBAL ETF TRUSTsovereign debt | $18,000 | +5.9% | 647 | +4.2% | 0.00% | 0.0% |
| VB | Buy | VANGUARD INDEX FDSsmall cp etf | $28,000 | +833.3% | 272 | +677.1% | 0.00% | – |
| SLYV | SPDR SERIES TRUSTs&p 600 smcp val | $15,000 | +15.4% | 148 | 0.0% | 0.00% | – | |
| VV | Buy | VANGUARD INDEX FDSlarge cap etf | $16,000 | +14.3% | 208 | +8.9% | 0.00% | 0.0% |
| PXF | Sell | POWERSHARES GLOBAL ETF TRUSTdev mkts ex-us | $24,000 | +14.3% | 567 | -1.2% | 0.00% | 0.0% |
| SPYV | Sell | SPDR SERIES TRUSTs&p 500 value | $42,000 | +2.4% | 490 | -1.0% | 0.00% | -50.0% |
| VO | Buy | VANGUARD INDEX FDSmid cap etf | $34,000 | +78.9% | 328 | +64.0% | 0.00% | 0.0% |
| BKF | Buy | ISHARES INCmsci bric indx | $26,000 | +30.0% | 694 | +15.9% | 0.00% | 0.0% |
| MDYV | SPDR SERIES TRUSTs&p 400 mdcp val | $44,000 | +4.8% | 600 | 0.0% | 0.00% | -50.0% | |
| MDY | Buy | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $39,000 | +50.0% | 174 | +41.5% | 0.00% | 0.0% |
| IVV | New | ISHAREScore s&p500 etf | $24,000 | – | 144 | +100.0% | 0.00% | – |
| SLYG | Exit | SPDR SERIES TRUSTs&p 600 smcp grw | $0 | – | -9 | -100.0% | 0.00% | – |
| PZI | Buy | POWERSHARES ETF TRUSTzacks mc prtfl | $2,000 | – | 98 | +276.9% | 0.00% | – |
| TPS | New | PROSHARES TRultrashrt tips | $1,000 | – | 18 | +100.0% | 0.00% | – |
| EFO | New | PROSHARES TRultr msci etf | $3,000 | – | 28 | +100.0% | 0.00% | – |
| SPEM | Sell | SPDR INDEX SHS FDSemerg mkts etf | $11,000 | -21.4% | 180 | -25.6% | 0.00% | -100.0% |
| RWO | SPDR INDEX SHS FDSdj glb rl es etf | $7,000 | 0.0% | 169 | 0.0% | 0.00% | – | |
| BIK | Sell | SPDR INDEX SHS FDSs&p bric 40etf | $3,000 | -40.0% | 112 | -55.9% | 0.00% | – |
| GWX | SPDR INDEX SHS FDSs&p intl smlcp | $7,000 | +16.7% | 220 | 0.0% | 0.00% | – | |
| BWZ | SPDR SERIES TRUSTshrt intl etf | $6,000 | 0.0% | 172 | 0.0% | 0.00% | – | |
| ISCV | New | ISHARESmrning sm cp etf | $3,000 | – | 26 | +100.0% | 0.00% | – |
| RDOG | ALPS ETF TRc&s globl etf | $2,000 | 0.0% | 60 | 0.0% | 0.00% | – | |
| SCHC | Buy | SCHWAB STRATEGIC TRintl sceqt etf | $11,000 | +37.5% | 352 | +15.0% | 0.00% | – |
| IMCG | ISHARES TRmid grwth indx | $4,000 | +33.3% | 28 | 0.0% | 0.00% | – | |
| ISHG | ISHARES TRs&pciti1-3yrtb | $3,000 | 0.0% | 34 | 0.0% | 0.00% | – | |
| IJK | New | ISHARESs&p mc 400gr etf | $14,000 | – | 103 | +100.0% | 0.00% | – |
| AGG | New | ISHAREScore totusbd etf | $11,000 | – | 99 | +100.0% | 0.00% | – |
| ILCG | ISHARES TRlrge grw indx | $13,000 | +8.3% | 145 | 0.0% | 0.00% | – | |
| FAS | New | DIREXION SHS ETF TRdly fin bull new | $1,000 | – | 11 | +100.0% | 0.00% | – |
| SAGG | New | DIREXION SHS ETF TRtl bd mkt bear | $1,000 | – | 15 | +100.0% | 0.00% | – |
| RWR | Exit | SPDR SERIES TRUSTdj reit etf | $0 | – | -16 | -100.0% | 0.00% | – |
| GSG | Buy | ISHARES S&P GSCI COMMODITY Iunit ben int | $3,000 | – | 97 | +1112.5% | 0.00% | – |
| MGV | Exit | VANGUARD WORLD FDmega value 300 | $0 | – | -283 | -100.0% | -0.00% | – |
| RPV | Exit | RYDEX ETF TRUSTgug s&p500 pu va | $0 | – | -550 | -100.0% | -0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2013-11-08
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| VANGUARD TAX-MANAGED INTL FD | 42 | Q3 2023 | 11.6% |
| VANGUARD INDEX FDS | 42 | Q3 2023 | 11.5% |
| VANGUARD INTL EQUITY INDEX F | 42 | Q3 2023 | 8.2% |
| VANGUARD INDEX FDS | 42 | Q3 2023 | 11.9% |
| ISHARES TR | 42 | Q3 2023 | 14.4% |
| ISHARES TR | 42 | Q3 2023 | 8.2% |
| ISHARES TR | 42 | Q3 2023 | 6.6% |
| VANGUARD INDEX FDS | 42 | Q3 2023 | 5.2% |
| VANGUARD BD INDEX FD INC | 42 | Q3 2023 | 4.4% |
| VANGUARD BD INDEX FD INC | 42 | Q3 2023 | 3.9% |
View TD AMERITRADE INVESTMENT MANAGEMENT, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-10 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-09 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-09 |
| 13F-HR | 2022-05-16 |
| 13F-HR | 2022-02-11 |
| 13F-HR | 2021-11-12 |
| 13F-HR | 2021-08-16 |
View TD AMERITRADE INVESTMENT MANAGEMENT, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.