$319 Million is the total value of Narwhal Capital Management's 135 reported holdings in Q3 2016. The portfolio turnover from Q2 2016 to Q3 2016 was 12.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| VMC | VULCAN MATLS CO | $47,321,000 | -5.5% | 416,080 | 0.0% | 14.82% | -5.8% | |
| GOOG | Buy | ALPHABET INCcap stk cl c | $8,754,000 | +12.4% | 11,262 | +0.1% | 2.74% | +12.1% |
| MSFT | Sell | MICROSOFT CORP | $7,825,000 | +12.4% | 135,850 | -0.2% | 2.45% | +12.0% |
| AAPL | Sell | APPLE INC | $7,635,000 | +0.1% | 67,540 | -15.3% | 2.39% | -0.2% |
| GE | GENERAL ELECTRIC CO | $7,068,000 | -5.9% | 238,610 | 0.0% | 2.21% | -6.2% | |
| IVV | Sell | ISHARES TRcore s&p500 etf | $6,504,000 | +2.9% | 29,898 | -0.5% | 2.04% | +2.5% |
| JPM | Buy | JPMORGAN CHASE & CO | $6,173,000 | +13.2% | 92,695 | +5.7% | 1.93% | +12.9% |
| XOM | EXXON MOBIL CORP | $5,799,000 | -6.9% | 66,446 | 0.0% | 1.82% | -7.2% | |
| INTC | Sell | INTEL CORP | $5,500,000 | +14.5% | 145,703 | -0.5% | 1.72% | +14.2% |
| GD | GENERAL DYNAMICS CORP | $5,174,000 | +11.4% | 33,346 | 0.0% | 1.62% | +11.1% | |
| JNJ | JOHNSON & JOHNSON | $5,060,000 | -2.6% | 42,832 | 0.0% | 1.58% | -2.9% | |
| IAU | Buy | ISHARES GOLD TRUSTishares | $5,055,000 | +17.7% | 398,381 | +18.4% | 1.58% | +17.3% |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $4,916,000 | -5.4% | 94,570 | +1.6% | 1.54% | -5.7% |
| NOC | NORTHROP GRUMMAN CORP | $4,561,000 | -3.8% | 21,320 | 0.0% | 1.43% | -4.0% | |
| RTN | RAYTHEON CO | $4,439,000 | +0.1% | 32,605 | 0.0% | 1.39% | -0.1% | |
| DEO | Sell | DIAGEO P L Cspon adr new | $4,365,000 | +0.9% | 37,620 | -1.8% | 1.37% | +0.6% |
| PM | Sell | PHILIP MORRIS INTL INC | $4,310,000 | -6.5% | 44,330 | -2.2% | 1.35% | -6.8% |
| AIG | Sell | AMERICAN INTL GROUP INC | $4,277,000 | +10.3% | 72,084 | -1.7% | 1.34% | +9.9% |
| PFE | PFIZER INC | $4,245,000 | -3.8% | 125,322 | 0.0% | 1.33% | -4.1% | |
| CSCO | Buy | CISCO SYS INC | $4,172,000 | +12.0% | 131,515 | +1.3% | 1.31% | +11.6% |
| C | Buy | CITIGROUP INC | $4,001,000 | +32.6% | 84,720 | +19.0% | 1.25% | +32.2% |
| GLD | SPDR GOLD TRUST | $3,994,000 | -0.6% | 31,790 | 0.0% | 1.25% | -1.0% | |
| IBM | Sell | INTERNATIONAL BUSINESS MACHS | $3,955,000 | -3.9% | 24,895 | -8.2% | 1.24% | -4.3% |
| CMCSA | COMCAST CORP NEWcl a | $3,891,000 | +1.8% | 58,650 | 0.0% | 1.22% | +1.4% | |
| UL | UNILEVER PLCspon adr new | $3,499,000 | -1.1% | 73,825 | 0.0% | 1.10% | -1.4% | |
| EXC | EXELON CORP | $3,456,000 | -8.5% | 103,820 | 0.0% | 1.08% | -8.8% | |
| TEVA | Sell | TEVA PHARMACEUTICAL INDS LTDadr | $3,313,000 | -9.0% | 72,010 | -0.7% | 1.04% | -9.4% |
| PG | PROCTER AND GAMBLE CO | $3,306,000 | +6.0% | 36,840 | 0.0% | 1.04% | +5.6% | |
| LMT | LOCKHEED MARTIN CORP | $3,164,000 | -3.4% | 13,200 | 0.0% | 0.99% | -3.7% | |
| MO | Sell | ALTRIA GROUP INC | $3,067,000 | -11.6% | 48,500 | -3.6% | 0.96% | -11.8% |
| ANTM | Buy | ANTHEM INC | $3,014,000 | -4.0% | 24,050 | +0.6% | 0.94% | -4.3% |
| HCA | Sell | HCA HOLDINGS INC | $2,975,000 | -2.8% | 39,330 | -1.0% | 0.93% | -3.1% |
| GS | GOLDMAN SACHS GROUP INC | $2,972,000 | +8.5% | 18,430 | 0.0% | 0.93% | +8.3% | |
| DIS | Buy | DISNEY WALT CO | $2,853,000 | +0.6% | 30,720 | +6.0% | 0.89% | +0.3% |
| MRK | Sell | MERCK & CO INC | $2,831,000 | +8.0% | 45,360 | -0.3% | 0.89% | +7.7% |
| NUV | Buy | NUVEEN MUN VALUE FD INC | $2,742,000 | -2.1% | 258,885 | +0.0% | 0.86% | -2.4% |
| F | Buy | FORD MTR CO DEL | $2,715,000 | -3.4% | 224,910 | +0.6% | 0.85% | -3.7% |
| PEP | Sell | PEPSICO INC | $2,706,000 | +2.6% | 24,880 | -0.1% | 0.85% | +2.3% |
| TAP | Sell | MOLSON COORS BREWING COcl b | $2,686,000 | -3.7% | 24,465 | -11.2% | 0.84% | -4.0% |
| UNH | Sell | UNITEDHEALTH GROUP INC | $2,673,000 | -6.6% | 19,092 | -5.8% | 0.84% | -6.9% |
| MET | Buy | METLIFE INC | $2,649,000 | +14.1% | 59,625 | +2.3% | 0.83% | +13.7% |
| VTR | Sell | VENTAS INC | $2,590,000 | -4.0% | 36,665 | -1.1% | 0.81% | -4.4% |
| NXRT | Sell | NEXPOINT RESIDENTIAL TR INC | $2,582,000 | +5.8% | 131,350 | -2.1% | 0.81% | +5.3% |
| BX | Buy | BLACKSTONE GROUP L P | $2,543,000 | +5.4% | 99,605 | +1.3% | 0.80% | +5.0% |
| BLK | BLACKROCK INC | $2,336,000 | +5.8% | 6,445 | 0.0% | 0.73% | +5.5% | |
| GILD | Buy | GILEAD SCIENCES INC | $2,263,000 | +1.2% | 28,600 | +6.6% | 0.71% | +0.9% |
| UTX | UNITED TECHNOLOGIES CORP | $2,235,000 | -0.9% | 22,000 | 0.0% | 0.70% | -1.3% | |
| CVX | CHEVRON CORP NEW | $2,230,000 | -1.8% | 21,670 | 0.0% | 0.70% | -2.2% | |
| IWF | ISHARES TRrus 1000 grw etf | $2,185,000 | +3.8% | 20,980 | 0.0% | 0.68% | +3.5% | |
| MMP | Buy | MAGELLAN MIDSTREAM PRTNRS LP | $2,154,000 | -3.8% | 30,450 | +3.4% | 0.67% | -4.1% |
| MUA | Sell | BLACKROCK MUNIASSETS FD INC | $2,141,000 | -1.7% | 139,299 | -0.4% | 0.67% | -2.0% |
| AMGN | AMGEN INC | $2,101,000 | +9.7% | 12,595 | 0.0% | 0.66% | +9.3% | |
| BA | BOEING CO | $2,081,000 | +1.4% | 15,800 | 0.0% | 0.65% | +1.2% | |
| NLY | ANNALY CAP MGMT INC | $2,073,000 | -5.2% | 197,460 | 0.0% | 0.65% | -5.5% | |
| OXY | Buy | OCCIDENTAL PETE CORP DEL | $2,018,000 | +5.7% | 27,680 | +9.5% | 0.63% | +5.3% |
| BTT | Buy | BLACKROCK MUN 2030 TAR TERM | $1,945,000 | +0.3% | 80,169 | +0.1% | 0.61% | 0.0% |
| SGOL | ETFS GOLD TR | $1,795,000 | -0.6% | 14,000 | 0.0% | 0.56% | -0.9% | |
| BRKA | BERKSHIRE HATHAWAY INC DELcl a | $1,730,000 | -0.3% | 8 | 0.0% | 0.54% | -0.6% | |
| LLL | L-3 COMMUNICATIONS HLDGS INC | $1,666,000 | +2.8% | 11,050 | 0.0% | 0.52% | +2.6% | |
| TWX | Sell | TIME WARNER INC | $1,632,000 | +7.2% | 20,505 | -1.0% | 0.51% | +6.9% |
| OA | Buy | ORBITAL ATK INC | $1,628,000 | +47.5% | 21,350 | +64.6% | 0.51% | +47.0% |
| SWKS | Sell | SKYWORKS SOLUTIONS INC | $1,624,000 | +13.4% | 21,330 | -5.7% | 0.51% | +12.9% |
| WFC | New | WELLS FARGO & CO NEW | $1,593,000 | – | 35,975 | +100.0% | 0.50% | – |
| AXP | AMERICAN EXPRESS CO | $1,589,000 | +5.4% | 24,820 | 0.0% | 0.50% | +5.1% | |
| MKL | MARKEL CORP | $1,586,000 | -2.5% | 1,708 | 0.0% | 0.50% | -2.7% | |
| SEP | Sell | SPECTRA ENERGY PARTNERS LP | $1,537,000 | -27.2% | 35,180 | -21.4% | 0.48% | -27.5% |
| IJR | Sell | ISHARES TRcore s&p scp etf | $1,490,000 | +0.5% | 12,000 | -5.9% | 0.47% | +0.2% |
| VLO | VALERO ENERGY CORP NEW | $1,481,000 | +3.9% | 27,950 | 0.0% | 0.46% | +3.6% | |
| BUD | Sell | ANHEUSER BUSCH INBEV SA/NVsponsored adr | $1,422,000 | -1.1% | 10,820 | -0.9% | 0.44% | -1.5% |
| DIA | SPDR DOW JONES INDL AVRG ETFut ser 1 | $1,417,000 | +2.2% | 7,750 | 0.0% | 0.44% | +1.8% | |
| LUMN | CENTURYLINK INC | $1,402,000 | -5.4% | 51,095 | 0.0% | 0.44% | -5.6% | |
| QCOM | Sell | QUALCOMM INC | $1,393,000 | +27.1% | 20,330 | -0.6% | 0.44% | +26.7% |
| DVY | Buy | ISHARES TRselect divid etf | $1,387,000 | +14.7% | 16,180 | +14.1% | 0.43% | +14.2% |
| EPD | Buy | ENTERPRISE PRODS PARTNERS L | $1,374,000 | +1.5% | 49,725 | +7.5% | 0.43% | +1.2% |
| CB | Sell | CHUBB LIMITED | $1,314,000 | -25.5% | 10,460 | -22.4% | 0.41% | -25.8% |
| AMZN | AMAZON COM INC | $1,311,000 | +16.9% | 1,566 | 0.0% | 0.41% | +16.5% | |
| ETR | Buy | ENTERGY CORP NEW | $1,289,000 | +0.3% | 16,800 | +6.3% | 0.40% | 0.0% |
| WMT | WAL-MART STORES INC | $1,222,000 | -1.3% | 16,950 | 0.0% | 0.38% | -1.5% | |
| NZF | NUVEEN ENHANCED MUN CREDIT O | $1,221,000 | -1.1% | 77,595 | 0.0% | 0.38% | -1.5% | |
| HD | HOME DEPOT INC | $1,203,000 | +0.8% | 9,352 | 0.0% | 0.38% | +0.5% | |
| FB | Sell | FACEBOOK INCcl a | $1,192,000 | +10.2% | 9,291 | -1.8% | 0.37% | +9.7% |
| NVS | Buy | NOVARTIS A Gsponsored adr | $1,182,000 | -1.7% | 14,975 | +2.7% | 0.37% | -2.1% |
| VTIP | VANGUARD MALVERN FDSstrm infproidx | $1,139,000 | +0.4% | 22,935 | 0.0% | 0.36% | +0.3% | |
| BHP | Sell | BHP BILLITON LTDsponsored adr | $1,128,000 | +16.5% | 32,540 | -4.0% | 0.35% | +16.1% |
| XLE | Buy | SELECT SECTOR SPDR TRsbi int-energy | $1,128,000 | +30.7% | 15,969 | +26.3% | 0.35% | +30.3% |
| AMSG | Buy | AMSURG CORP | $1,106,000 | -11.3% | 16,500 | +2.6% | 0.35% | -11.7% |
| CI | Buy | CIGNA CORPORATION | $1,082,000 | +3.0% | 8,300 | +1.2% | 0.34% | +2.7% |
| NXPI | Buy | NXP SEMICONDUCTORS N V | $982,000 | +97.6% | 9,625 | +51.6% | 0.31% | +96.8% |
| COP | Buy | CONOCOPHILLIPS | $964,000 | +12.0% | 22,185 | +12.4% | 0.30% | +11.9% |
| PEGI | Buy | PATTERN ENERGY GROUP INCcl a | $950,000 | +46.4% | 42,240 | +49.6% | 0.30% | +45.6% |
| NEE | Sell | NEXTERA ENERGY INC | $887,000 | -26.5% | 7,250 | -21.6% | 0.28% | -26.6% |
| QQQ | POWERSHARES QQQ TRUSTunit ser 1 | $879,000 | +10.4% | 7,398 | 0.0% | 0.28% | +10.0% | |
| PAA | Buy | PLAINS ALL AMERN PIPELINE Lunit ltd partn | $857,000 | +19.0% | 27,300 | +4.2% | 0.27% | +18.6% |
| EEM | ISHARES TRmsci emg mkt etf | $808,000 | +9.0% | 21,580 | 0.0% | 0.25% | +8.6% | |
| SLV | ISHARES SILVER TRUSTishares | $782,000 | +1.8% | 42,974 | 0.0% | 0.24% | +1.7% | |
| MMM | Sell | 3M CO | $775,000 | -18.1% | 4,400 | -18.5% | 0.24% | -18.2% |
| ESRX | Sell | EXPRESS SCRIPTS HLDG CO | $765,000 | -53.6% | 10,850 | -50.1% | 0.24% | -53.7% |
| FLO | New | FLOWERS FOODS INC | $746,000 | – | 49,350 | +100.0% | 0.23% | – |
| KMI | KINDER MORGAN INC DEL | $742,000 | +23.5% | 32,080 | 0.0% | 0.23% | +22.8% | |
| CCMP | New | CABOT MICROELECTRONICS CORP | $720,000 | – | 13,600 | +100.0% | 0.22% | – |
| EFV | ISHARES TReafe value etf | $667,000 | +7.4% | 14,456 | 0.0% | 0.21% | +7.2% | |
| EFA | ISHARES TRmsci eafe etf | $666,000 | +5.9% | 11,268 | 0.0% | 0.21% | +5.6% | |
| LVS | LAS VEGAS SANDS CORP | $633,000 | +32.4% | 11,000 | 0.0% | 0.20% | +32.0% | |
| IEV | ISHARES TReurope etf | $546,000 | +4.2% | 13,865 | 0.0% | 0.17% | +3.6% | |
| BTZ | Buy | BLACKROCK CR ALLCTN INC TR | $494,000 | +2.7% | 37,032 | +0.2% | 0.16% | +2.6% |
| VXF | VANGUARD INDEX FDSextend mkt etf | $458,000 | +6.8% | 5,018 | 0.0% | 0.14% | +5.9% | |
| VWO | Buy | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $437,000 | +7.1% | 11,603 | +0.1% | 0.14% | +7.0% |
| PCY | New | POWERSHARES ETF TR IIsovereign debt | $414,000 | – | 13,500 | +100.0% | 0.13% | – |
| IYR | ISHARES TRu.s. real es etf | $411,000 | -2.1% | 5,100 | 0.0% | 0.13% | -2.3% | |
| OMC | OMNICOM GROUP INC | $366,000 | +4.3% | 4,305 | 0.0% | 0.12% | +4.5% | |
| BIDU | BAIDU INCspon adr rep a | $362,000 | +10.0% | 1,990 | 0.0% | 0.11% | +9.7% | |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $355,000 | -1.4% | 2,455 | -1.2% | 0.11% | -1.8% |
| MU | MICRON TECHNOLOGY INCcall | $356,000 | +29.5% | 20,000 | 0.0% | 0.11% | +29.1% | |
| JPC | Buy | NUVEEN PFD INCOME OPPRTNY FD | $345,000 | +0.6% | 34,476 | +0.7% | 0.11% | 0.0% |
| BXMT | Buy | BLACKSTONE MTG TR INC | $343,000 | +8.5% | 11,630 | +1.7% | 0.11% | +8.1% |
| FM | ISHARESmsci frntr100etf | $336,000 | +4.7% | 13,100 | 0.0% | 0.10% | +4.0% | |
| BABA | ALIBABA GROUP HLDG LTDsponsored ads | $320,000 | +32.8% | 3,025 | 0.0% | 0.10% | +31.6% | |
| ITA | Sell | ISHARES TRu.s. aer&def etf | $316,000 | -49.4% | 2,450 | -51.0% | 0.10% | -49.5% |
| CAFD | New | 8POINT3 ENERGY PARTNERS LPcl a rpt ltdpt | $317,000 | – | 22,000 | +100.0% | 0.10% | – |
| BPK | Buy | BLACKROCK MUNI 2018 TERM TR | $313,000 | +1.6% | 20,562 | +1.7% | 0.10% | +1.0% |
| VUG | VANGUARD INDEX FDSgrowth etf | $314,000 | +4.7% | 2,800 | 0.0% | 0.10% | +4.3% | |
| CFG | New | CITIZENS FINL GROUP INC | $309,000 | – | 12,500 | +100.0% | 0.10% | – |
| GM | New | GENERAL MTRS CO | $307,000 | – | 9,650 | +100.0% | 0.10% | – |
| LQD | ISHARES TRiboxx inv cp etf | $301,000 | +0.7% | 2,440 | 0.0% | 0.09% | 0.0% | |
| VTV | VANGUARD INDEX FDSvalue etf | $287,000 | +2.5% | 3,300 | 0.0% | 0.09% | +2.3% | |
| NIM | Sell | NUVEEN SELECT MAT MUN FDsh ben int | $273,000 | -4.9% | 25,515 | -3.8% | 0.08% | -5.6% |
| SBUX | STARBUCKS CORP | $265,000 | -5.0% | 4,890 | 0.0% | 0.08% | -5.7% | |
| IDU | ISHARES TRu.s. utilits etf | $257,000 | -6.9% | 2,100 | 0.0% | 0.08% | -8.0% | |
| BACWSA | Buy | BANK AMER CORP*w exp 01/16/201 | $249,000 | +45.6% | 54,000 | +10.2% | 0.08% | +44.4% |
| IDV | ISHARES TRintl sel div etf | $232,000 | +4.5% | 7,745 | 0.0% | 0.07% | +4.3% | |
| IVE | Sell | ISHARES TRs&p 500 val etf | $223,000 | -37.7% | 2,350 | -39.0% | 0.07% | -37.5% |
| VB | New | VANGUARD INDEX FDSsmall cp etf | $214,000 | – | 1,755 | +100.0% | 0.07% | – |
| CELG | New | CELGENE CORP | $201,000 | – | 1,920 | +100.0% | 0.06% | – |
| GME | New | GAMESTOP CORP NEWcl a | $201,000 | – | 7,285 | +100.0% | 0.06% | – |
| RBS | Buy | ROYAL BK SCOTLAND GROUP PLCspons adr 2 ord | $92,000 | +37.3% | 19,650 | +38.9% | 0.03% | +38.1% |
| TWTR | Exit | TWITTER INC | $0 | – | -18,695 | -100.0% | -0.10% | – |
| JCI | Exit | JOHNSON CTLS INC | $0 | – | -12,600 | -100.0% | -0.18% | – |
| FSLR | Exit | FIRST SOLAR INC | $0 | – | -12,400 | -100.0% | -0.19% | – |
| BACPRL | Exit | BANK AMER CORP7.25%cnv pfd l | $0 | – | -552 | -100.0% | -0.21% | – |
| BAC | Exit | BANK AMER CORP | $0 | – | -141,225 | -100.0% | -0.59% | – |
| EMC | Exit | E M C CORP MASS | $0 | – | -94,150 | -100.0% | -0.80% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-10-31
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| VULCAN MATLS CO | 42 | Q3 2023 | 15.7% |
| ISHARES TR | 42 | Q3 2023 | 9.1% |
| APPLE INC | 42 | Q3 2023 | 6.5% |
| MICROSOFT CORP | 42 | Q3 2023 | 6.2% |
| JPMORGAN CHASE & CO | 42 | Q3 2023 | 2.9% |
| JOHNSON & JOHNSON | 42 | Q3 2023 | 2.1% |
| UNITEDHEALTH GROUP INC | 42 | Q3 2023 | 3.0% |
| PROCTER & GAMBLE CO | 42 | Q3 2023 | 2.1% |
| AMAZON COM INC | 42 | Q3 2023 | 3.6% |
| PFIZER INC | 42 | Q3 2023 | 2.1% |
View Narwhal Capital Management's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-26 |
| 13F-HR | 2024-01-25 |
| 13F-HR | 2023-10-30 |
| 13F-HR | 2023-08-03 |
| 13F-HR | 2023-05-02 |
| 13F-HR | 2023-01-31 |
| 13F-HR | 2022-11-01 |
| 13F-HR | 2022-08-01 |
| 13F-HR | 2022-04-26 |
| 13F-HR | 2022-01-26 |
View Narwhal Capital Management's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.