$90.3 Million is the total value of Greenwich Investment Management, Inc.'s 55 reported holdings in Q3 2020. The portfolio turnover from Q2 2020 to Q3 2020 was 16.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SUB | Buy | ISHARES TRshrt nat mun etf | $22,856,000 | +118.0% | 211,438 | +117.5% | 25.31% | +91.0% |
| ARCC | Sell | ARES CAPITAL CORP | $6,427,000 | -5.3% | 460,693 | -1.9% | 7.12% | -17.0% |
| OCSL | Sell | OAKTREE SPECIALTY LENDING CO | $6,104,000 | +6.9% | 1,261,189 | -1.2% | 6.76% | -6.3% |
| TSLX | Buy | SIXTH STREET SPECIALTY LENDN | $5,806,000 | +31.6% | 337,373 | +26.1% | 6.43% | +15.3% |
| OCSI | Buy | OAKTREE STRATEGIC INCOME COR | $4,006,000 | +4.2% | 615,412 | +1.5% | 4.44% | -8.7% |
| IVZ | Sell | INVESCO LTD | $3,561,000 | -16.1% | 312,079 | -20.9% | 3.94% | -26.5% |
| BANX | Sell | STONECASTLE FINL CORP | $3,521,000 | +19.1% | 181,414 | -2.4% | 3.90% | +4.4% |
| MUB | Sell | ISHARES TRnational mun etf | $2,703,000 | -8.7% | 23,315 | -9.1% | 2.99% | -19.9% |
| PMT | Buy | PENNYMAC MTG INVT TR | $2,597,000 | +8.6% | 161,595 | +18.4% | 2.88% | -4.9% |
| GSBD | Sell | GOLDMAN SACHS BDC INC | $2,350,000 | -10.8% | 156,240 | -3.7% | 2.60% | -21.8% |
| AAPL | Buy | APPLE INC | $2,067,000 | +91.2% | 17,848 | +502.6% | 2.29% | +67.6% |
| ACRE | Buy | ARES COML REAL ESTATE CORP | $2,037,000 | +0.8% | 222,898 | +0.6% | 2.26% | -11.7% |
| PSTL | Sell | POSTAL REALTY TRUST INCcl a | $2,000,000 | -5.8% | 132,125 | -0.8% | 2.22% | -17.4% |
| MPV | Buy | BARINGS PARTN INVSsh ben int | $1,952,000 | -3.5% | 179,764 | +13.3% | 2.16% | -15.4% |
| PFE | New | PFIZER INC | $1,946,000 | – | 53,035 | +100.0% | 2.16% | – |
| TURN | Buy | 180 DEGREE CAP CORP | $1,494,000 | +14.7% | 790,221 | +5.6% | 1.66% | +0.6% |
| FSK | Sell | FS KKR CAPITAL CORP | $1,425,000 | -15.1% | 89,829 | -25.1% | 1.58% | -25.6% |
| TRTX | Sell | TPG RE FIN TR INC | $1,415,000 | -3.1% | 167,250 | -1.6% | 1.57% | -15.1% |
| CXW | Sell | CORECIVIC INC | $1,335,000 | -45.3% | 166,889 | -36.0% | 1.48% | -52.0% |
| HTGC | Buy | HERCULES CAPITAL INC | $1,293,000 | +12.7% | 111,785 | +2.0% | 1.43% | -1.2% |
| XOM | EXXON MOBIL CORP | $1,129,000 | -23.2% | 32,900 | 0.0% | 1.25% | -32.8% | |
| UBS | Sell | UBS GROUP AG | $1,108,000 | -3.7% | 99,390 | -0.4% | 1.23% | -15.6% |
| APLE | Sell | APPLE HOSPITALITY REIT INC | $943,000 | -1.3% | 98,175 | -0.7% | 1.04% | -13.5% |
| PFLT | Sell | PENNANTPARK FLOATING RATE CA | $927,000 | -1.1% | 109,814 | -1.5% | 1.03% | -13.3% |
| MINT | Sell | PIMCO ETF TRenhan shrt ma ac | $907,000 | -45.9% | 8,900 | -46.0% | 1.00% | -52.5% |
| LDOS | New | LEIDOS HOLDINGS INC | $670,000 | – | 7,520 | +100.0% | 0.74% | – |
| MCI | Buy | BARINGS CORPORATE INVS | $637,000 | -6.0% | 50,982 | +1.0% | 0.71% | -17.6% |
| FLTR | Sell | VANECK VECTORS ETF TRinvt grade fltg | $601,000 | -12.6% | 23,850 | -13.2% | 0.67% | -23.4% |
| CINF | Sell | CINCINNATI FINL CORP | $552,000 | +21.3% | 7,083 | -0.4% | 0.61% | +6.3% |
| HCAP | Buy | HARVEST CAP CR CORP | $545,000 | -4.2% | 157,950 | +15.4% | 0.60% | -16.0% |
| PCEF | INVESCO EXCH TRADED FD TR II | $358,000 | +1.7% | 17,700 | 0.0% | 0.40% | -10.8% | |
| GEO | Sell | GEO GROUP INC NEW | $344,000 | -5.5% | 30,298 | -1.5% | 0.38% | -17.2% |
| FMB | Sell | FIRST TR EXCH TRADED FD IIImanagd mun etf | $335,000 | -73.1% | 6,033 | -73.3% | 0.37% | -76.4% |
| EFC | Sell | ELLINGTON FINANCIAL INC | $313,000 | -0.3% | 25,565 | -4.1% | 0.35% | -12.6% |
| JNJ | JOHNSON & JOHNSON | $305,000 | +5.9% | 2,050 | 0.0% | 0.34% | -7.1% | |
| AGG | ISHARES TRcore us aggbd et | $286,000 | -0.3% | 2,425 | 0.0% | 0.32% | -12.7% | |
| DIA | SPDR DOW JONES INDL AVERAGEut ser 1 | $264,000 | +7.8% | 950 | 0.0% | 0.29% | -5.8% | |
| ABBV | ABBVIE INC | $252,000 | -10.6% | 2,872 | 0.0% | 0.28% | -21.6% | |
| TROW | New | PRICE T ROWE GROUP INC | $245,000 | – | 1,908 | +100.0% | 0.27% | – |
| FISV | FISERV INC | $237,000 | +5.3% | 2,300 | 0.0% | 0.26% | -7.7% | |
| VTEB | Sell | VANGUARD MUN BD FDStax exempt bd | $233,000 | -61.9% | 4,274 | -62.1% | 0.26% | -66.6% |
| CCI | Sell | CROWN CASTLE INTL CORP NEW | $231,000 | -7.2% | 1,385 | -7.0% | 0.26% | -18.7% |
| HYMB | Sell | SPDR SER TRnuveen bbg brcly | $227,000 | -55.2% | 4,000 | -55.6% | 0.25% | -60.8% |
| HYD | VANECK VECTORS ETF TRhigh yld mun etf | $224,000 | +0.9% | 3,750 | 0.0% | 0.25% | -11.7% | |
| ENB | ENBRIDGE INC | $213,000 | -4.1% | 7,311 | 0.0% | 0.24% | -16.0% | |
| New | MEDLEY CAP CORP | $212,000 | – | 11,879 | +100.0% | 0.24% | – | |
| GLP | Buy | GLOBAL PARTNERS LP | $211,000 | +62.3% | 16,100 | +20.8% | 0.23% | +42.7% |
| STWD | Sell | STARWOOD PPTY TR INC | $171,000 | -2.8% | 11,365 | -3.2% | 0.19% | -14.9% |
| BBDC | Sell | BARINGS BDC INC | $163,000 | -2.4% | 20,357 | -3.4% | 0.18% | -14.2% |
| CBLAQ | Sell | CBL & ASSOC PPTYS INC | $143,000 | -41.4% | 889,346 | -0.7% | 0.16% | -48.7% |
| TPVG | TRIPLEPOINT VENTURE GROWTH B | $120,000 | +7.1% | 10,870 | 0.0% | 0.13% | -6.3% | |
| NGL | NGL ENERGY PARTNERS LP | $115,000 | +1.8% | 28,950 | 0.0% | 0.13% | -11.2% | |
| MTR | MESA RTY TRunit ben int | $90,000 | -23.7% | 22,995 | 0.0% | 0.10% | -32.9% | |
| NTIP | NETWORK-1 TECHNOLOGIES INC | $66,000 | +22.2% | 25,040 | 0.0% | 0.07% | +7.4% | |
| UAN | CVR PARTNERS LP | $18,000 | +5.9% | 20,454 | 0.0% | 0.02% | -4.8% | |
| CSWC | Exit | CAPITAL SOUTHWEST CORP | $0 | – | -13,020 | -100.0% | -0.22% | – |
| FHI | Exit | FEDERATED HERMES INCcl b | $0 | – | -9,415 | -100.0% | -0.28% | – |
| BIL | Exit | SPDR SER TRspdr bloomberg | $0 | – | -3,000 | -100.0% | -0.35% | – |
| JPST | Exit | J P MORGAN EXCHANGE-TRADED Fultra shrt inc | $0 | – | -8,250 | -100.0% | -0.53% | – |
| MAIN | Exit | MAIN STR CAP CORP | $0 | – | -38,977 | -100.0% | -1.53% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-11-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ARES CAPITAL CORP | 36 | Q3 2023 | 9.6% |
| EXXON MOBIL CORP COM | 36 | Q3 2023 | 8.4% |
| PENNYMAC MTG INVT TR | 33 | Q2 2023 | 13.9% |
| MAIN STREET CAPITAL CORP | 33 | Q3 2023 | 7.6% |
| JOHNSON & JOHNSON | 30 | Q2 2022 | 0.4% |
| GOLDMAN SACHS BDC, INC. | 29 | Q3 2023 | 5.5% |
| STARWOOD PPTY TRUST INC | 28 | Q3 2020 | 10.2% |
| NGL ENERGY PARTNERS LP | 27 | Q3 2020 | 3.1% |
| FISERV INC COM | 27 | Q3 2023 | 0.4% |
| STONECASTLE FINL CORP | 25 | Q3 2023 | 4.5% |
View Greenwich Investment Management, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Greenwich Investment Management, Inc. | June 21, 2021 | 520,215 | 5.0% |
| Triangle Capital CORPSold out | July 20, 2010 | 0 | 0.0% |
| PACIFIC OFFICE PROPERTIES TRUST, INC.Sold out | February 18, 2009 | 0 | 0.0% |
View Greenwich Investment Management, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-16 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-16 |
| 13F-HR | 2022-02-14 |
| SC 13G | 2021-06-21 |
View Greenwich Investment Management, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.