$718 Million is the total value of First Allied Asset Management, Inc.'s 181 reported holdings in Q4 2014. The portfolio turnover from Q3 2014 to Q4 2014 was 48.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| LQD | Sell | ISHARES TRiboxx inv cp etf | $19,224,000 | -6.2% | 160,831 | -7.2% | 2.68% | -2.9% |
| OEF | Buy | ISHARES TRs&p 100 etf | $18,487,000 | +155.8% | 203,538 | +147.4% | 2.57% | +164.8% |
| MBB | Sell | ISHARESmbs etf | $16,573,000 | -5.7% | 151,544 | -6.7% | 2.31% | -2.4% |
| VWO | Buy | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $14,278,000 | +57.3% | 357,074 | +64.3% | 1.99% | +62.8% |
| EFAV | Buy | ISHARES TReafe min vol etf | $14,027,000 | +93.3% | 227,630 | +97.7% | 1.95% | +100.1% |
| PFF | Sell | ISHARESu.s. pfd stk etf | $13,855,000 | -1.6% | 352,551 | -1.3% | 1.93% | +1.9% |
| VNQ | Buy | VANGUARD INDEX FDSreit etf | $12,940,000 | +25.4% | 159,819 | +11.4% | 1.80% | +29.9% |
| SHY | Buy | ISHARES TR1-3 yr tr bd etf | $12,577,000 | +63.6% | 148,738 | +63.4% | 1.75% | +69.3% |
| VTIP | Buy | VANGUARD MALVERN FDSstrm infproidx | $12,233,000 | +10.3% | 254,022 | +12.6% | 1.70% | +14.2% |
| AGG | New | ISHARES TRcore us aggbd et | $10,503,000 | – | 94,955 | +100.0% | 1.46% | – |
| AAPL | Sell | APPLE INC | $10,391,000 | +0.7% | 92,458 | -9.1% | 1.45% | +4.3% |
| TYG | Sell | TORTOISE ENERGY INFRSTRCTR C | $10,044,000 | -9.9% | 228,776 | -1.1% | 1.40% | -6.7% |
| CWB | Buy | SPDR SERIES TRUSTbrc cnv secs etf | $9,768,000 | +34.3% | 208,116 | +42.2% | 1.36% | +39.1% |
| UTF | Sell | COHEN & STEERS INFRASTRUCTUR | $9,720,000 | -3.6% | 425,869 | -1.8% | 1.35% | -0.2% |
| KRFT | New | KRAFT FOODS GROUP INC | $9,362,000 | – | 147,836 | +100.0% | 1.30% | – |
| SPLS | Sell | STAPLES INC | $9,184,000 | +37.8% | 504,726 | -7.1% | 1.28% | +42.7% |
| VEA | Sell | VANGUARD TAX MANAGED INTL FDftse dev mkt etf | $9,107,000 | -20.7% | 240,499 | -16.7% | 1.27% | -17.9% |
| XLK | Sell | SELECT SECTOR SPDR TRtechnology | $8,784,000 | -2.1% | 212,727 | -5.4% | 1.22% | +1.3% |
| SJNK | Sell | SPDR SER TRsht trm hgh yld | $8,688,000 | -8.3% | 301,327 | -4.9% | 1.21% | -5.0% |
| TGT | Sell | TARGET CORP | $8,550,000 | +9.9% | 111,573 | -8.7% | 1.19% | +13.8% |
| DPS | Sell | DR PEPPER SNAPPLE GROUP INC | $8,546,000 | +3.6% | 117,649 | -7.3% | 1.19% | +7.3% |
| SPSB | Sell | SPDR SERIES TRUSTbarc sht tr cp | $8,539,000 | -1.7% | 278,427 | -1.4% | 1.19% | +1.8% |
| O | Sell | REALTY INCOME CORP | $8,338,000 | +10.3% | 174,264 | -5.3% | 1.16% | +14.3% |
| SYMC | Sell | SYMANTEC CORP | $8,094,000 | +4.2% | 312,717 | -4.5% | 1.13% | +7.8% |
| DLR | Sell | DIGITAL RLTY TR INC | $8,005,000 | +1.1% | 119,646 | -5.9% | 1.12% | +4.7% |
| WDR | New | WADDELL & REED FINL INCcl a | $7,876,000 | – | 157,741 | +100.0% | 1.10% | – |
| VB | New | VANGUARD INDEX FDSsmall cp etf | $7,816,000 | – | 66,830 | +100.0% | 1.09% | – |
| BA | Sell | BOEING CO | $7,712,000 | -3.1% | 58,770 | -4.5% | 1.07% | +0.4% |
| ACN | Sell | ACCENTURE PLC IRELAND | $7,676,000 | +7.4% | 84,990 | -3.2% | 1.07% | +11.2% |
| HCP | Sell | HCP INC | $7,519,000 | +6.2% | 169,452 | -3.9% | 1.05% | +10.0% |
| MUB | Sell | ISHARESnat amt free bd | $7,481,000 | -11.4% | 67,817 | -11.9% | 1.04% | -8.2% |
| UTX | Sell | UNITED TECHNOLOGIES CORP | $7,463,000 | +5.3% | 64,739 | -2.6% | 1.04% | +9.0% |
| ALTR | Sell | ALTERA CORP | $7,366,000 | -0.6% | 197,330 | -3.7% | 1.03% | +2.9% |
| MRK | Sell | MERCK & CO INC NEW | $7,252,000 | -7.8% | 126,479 | -3.9% | 1.01% | -4.4% |
| SPLV | Sell | POWERSHARES ETF TR IIs&p500 low vol | $7,201,000 | +0.5% | 189,632 | -7.3% | 1.00% | +4.0% |
| GIS | Sell | GENERAL MLS INC | $7,200,000 | +1.9% | 133,594 | -3.0% | 1.00% | +5.5% |
| CA | Sell | CA INC | $7,067,000 | +5.6% | 229,709 | -2.8% | 0.98% | +9.3% |
| CAG | Sell | CONAGRA FOODS INC | $7,031,000 | +7.4% | 191,080 | -2.2% | 0.98% | +11.2% |
| NHI | Sell | NATIONAL HEALTH INVS INC | $6,968,000 | +19.3% | 98,831 | -2.3% | 0.97% | +23.6% |
| EPR | Sell | EPR PPTYS | $6,958,000 | +9.9% | 119,691 | -2.5% | 0.97% | +13.7% |
| VCSH | Sell | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $6,952,000 | -2.1% | 86,516 | -1.8% | 0.97% | +1.4% |
| PFE | Sell | PFIZER INC | $6,947,000 | +1.3% | 222,013 | -2.7% | 0.97% | +4.9% |
| CHRW | Sell | C H ROBINSON WORLDWIDE INC | $6,917,000 | +9.7% | 91,761 | -1.7% | 0.96% | +13.6% |
| PAYX | Sell | PAYCHEX INC | $6,886,000 | +2.0% | 146,574 | -2.8% | 0.96% | +5.6% |
| CVX | Sell | CHEVRON CORP NEW | $6,845,000 | -22.3% | 60,925 | -17.2% | 0.95% | -19.5% |
| DD | Buy | DU PONT E I DE NEMOURS & CO | $6,796,000 | +2933.9% | 90,651 | +2824.2% | 0.95% | +3053.3% |
| CXW | Sell | CORRECTIONS CORP AMER NEW | $6,750,000 | +3.9% | 183,056 | -1.9% | 0.94% | +7.7% |
| PNC | New | PNC FINL SVCS GROUP INC | $6,744,000 | – | 73,681 | +100.0% | 0.94% | – |
| MDC | Sell | M D C HLDGS INC | $6,570,000 | +3.9% | 244,957 | -1.1% | 0.92% | +7.6% |
| BMO | Sell | BANK MONTREAL QUE | $6,560,000 | -7.3% | 92,393 | -2.4% | 0.91% | -4.0% |
| SO | New | SOUTHERN CO | $6,545,000 | – | 132,186 | +100.0% | 0.91% | – |
| FB | Sell | FACEBOOK INCcl a | $6,516,000 | -2.4% | 83,612 | -1.1% | 0.91% | +1.0% |
| PZA | Sell | POWERSHARES GLOBAL ETF TRUSTinsur natl mun | $6,479,000 | -2.1% | 255,281 | -3.2% | 0.90% | +1.5% |
| IXP | Sell | ISHARES TR | $6,437,000 | -6.2% | 105,758 | -0.8% | 0.90% | -2.9% |
| DXJ | New | WISDOMTREE TRjapn hedge eqt | $6,293,000 | – | 128,851 | +100.0% | 0.88% | – |
| T | Sell | AT&T INC | $6,274,000 | -15.0% | 184,439 | -11.1% | 0.87% | -12.0% |
| TUP | New | TUPPERWARE BRANDS CORP | $6,086,000 | – | 95,390 | +100.0% | 0.85% | – |
| LLTC | New | LINEAR TECHNOLOGY CORP | $6,027,000 | – | 130,197 | +100.0% | 0.84% | – |
| SON | New | SONOCO PRODS CO | $5,978,000 | – | 136,078 | +100.0% | 0.83% | – |
| ETN | New | EATON CORP PLC | $5,838,000 | – | 85,930 | +100.0% | 0.81% | – |
| VO | New | VANGUARD INDEX FDSmid cap etf | $5,819,000 | – | 48,044 | +100.0% | 0.81% | – |
| KKR | New | KKR & CO L P DEL | $5,797,000 | – | 247,464 | +100.0% | 0.81% | – |
| IAU | Buy | ISHARES GOLD TRUSTishares | $5,684,000 | +114.4% | 495,666 | +119.0% | 0.79% | +122.2% |
| WFC | New | WELLS FARGO & CO NEW | $5,657,000 | – | 103,739 | +100.0% | 0.79% | – |
| IEF | Buy | ISHARES TR7-10 y tr bd etf | $5,605,000 | +15.1% | 52,858 | +12.6% | 0.78% | +19.1% |
| IGSB | Buy | ISHARES1-3 yr cr bd etf | $5,474,000 | +1.0% | 51,988 | +0.9% | 0.76% | +4.5% |
| ORCL | Buy | ORACLE CORP | $5,198,000 | +322.9% | 116,577 | +261.9% | 0.72% | +338.8% |
| EMC | Buy | E M C CORP MASS | $4,647,000 | +2.8% | 155,666 | +1.2% | 0.65% | +6.4% |
| VPL | Sell | VANGUARD INTL EQUITY INDEX Fftse pacific etf | $4,495,000 | -9.6% | 79,053 | -5.9% | 0.63% | -6.4% |
| PG | Sell | PROCTER & GAMBLE CO | $4,302,000 | +1.6% | 48,097 | -3.8% | 0.60% | +5.3% |
| ACWI | New | ISHARESmsci acwi etf | $4,192,000 | – | 71,554 | +100.0% | 0.58% | – |
| ED | New | CONSOLIDATED EDISON INC | $3,542,000 | – | 52,490 | +100.0% | 0.49% | – |
| DGX | Buy | QUEST DIAGNOSTICS INC | $3,536,000 | +592.0% | 52,100 | +519.0% | 0.49% | +613.0% |
| DLN | Sell | WISDOMTREE TRlargecap divid | $3,517,000 | -3.8% | 47,465 | -7.8% | 0.49% | -0.4% |
| C | Sell | CITIGROUP INC | $3,508,000 | +1.2% | 65,744 | -2.5% | 0.49% | +4.7% |
| VUG | Sell | VANGUARD INDEX FDSgrowth etf | $3,491,000 | +3.5% | 33,445 | -1.7% | 0.49% | +7.0% |
| HAS | New | HASBRO INC | $3,465,000 | – | 64,700 | +100.0% | 0.48% | – |
| CTXS | New | CITRIX SYS INC | $3,365,000 | – | 53,700 | +100.0% | 0.47% | – |
| PRF | Sell | POWERSHARES ETF TRUSTftse rafi 1000 | $3,372,000 | -0.2% | 36,963 | -3.9% | 0.47% | +3.3% |
| CE | New | CELANESE CORP DEL | $3,192,000 | – | 53,200 | +100.0% | 0.44% | – |
| ESRX | New | EXPRESS SCRIPTS HLDG CO | $3,150,000 | – | 38,618 | +100.0% | 0.44% | – |
| COF | New | CAPITAL ONE FINL CORP | $3,149,000 | – | 38,800 | +100.0% | 0.44% | – |
| BKLN | Sell | POWERSHARES ETF TRUST IIsenior ln port | $3,142,000 | -5.6% | 130,944 | -4.5% | 0.44% | -2.5% |
| BEN | New | FRANKLIN RES INC | $3,120,000 | – | 54,632 | +100.0% | 0.43% | – |
| CHI | Sell | CALAMOS CONV OPP AND INC FDsh ben int | $3,072,000 | -6.9% | 244,978 | -1.5% | 0.43% | -3.6% |
| CPB | New | CAMPBELL SOUP CO | $3,019,000 | – | 69,400 | +100.0% | 0.42% | – |
| HRB | New | BLOCK H & R INC | $2,979,000 | – | 88,500 | +100.0% | 0.42% | – |
| EMR | Buy | EMERSON ELEC CO | $2,939,000 | -1.7% | 48,293 | +0.4% | 0.41% | +1.7% |
| XOM | Sell | EXXON MOBIL CORP | $2,876,000 | -23.9% | 31,262 | -22.2% | 0.40% | -21.3% |
| OHI | New | OMEGA HEALTHCARE INVS INC | $2,815,000 | – | 70,900 | +100.0% | 0.39% | – |
| EEMV | Buy | ISHARESem mk minvol etf | $2,696,000 | +337.0% | 47,577 | +360.9% | 0.38% | +351.8% |
| RALS | Sell | PROSHARES TRrafi lg sht fd | $2,677,000 | -49.3% | 63,704 | -49.3% | 0.37% | -47.5% |
| PDP | Sell | POWERSHARES ETF TRUSTdwa momentum ptf | $2,251,000 | -0.9% | 54,793 | -5.1% | 0.31% | +2.6% |
| MNA | Buy | INDEXIQ ETF TRiq mrgr arb etf | $1,878,000 | +3.3% | 67,162 | +1.4% | 0.26% | +7.0% |
| MSFT | Sell | MICROSOFT CORP | $1,863,000 | -14.1% | 40,160 | -14.2% | 0.26% | -11.3% |
| JPM | Sell | JPMORGAN CHASE & CO | $1,825,000 | -1.5% | 29,061 | -5.5% | 0.25% | +2.0% |
| CB | Buy | CHUBB CORP | $1,796,000 | +18.5% | 17,345 | +3.8% | 0.25% | +22.5% |
| CSCO | Sell | CISCO SYS INC | $1,783,000 | +5.9% | 64,251 | -3.9% | 0.25% | +9.7% |
| LMT | Sell | LOCKHEED MARTIN CORP | $1,687,000 | -1.7% | 8,712 | -7.9% | 0.24% | +1.7% |
| QCOM | Buy | QUALCOMM INC | $1,687,000 | +51.3% | 22,541 | +51.7% | 0.24% | +56.7% |
| MET | Buy | METLIFE INC | $1,615,000 | +5.6% | 29,788 | +4.8% | 0.22% | +9.2% |
| VLO | Buy | VALERO ENERGY CORP NEW | $1,598,000 | +15.5% | 32,345 | +7.9% | 0.22% | +19.4% |
| INTC | Sell | INTEL CORP | $1,576,000 | -12.5% | 43,423 | -16.0% | 0.22% | -9.5% |
| MDT | Sell | MEDTRONIC INC | $1,566,000 | +9.3% | 21,732 | -6.4% | 0.22% | +13.0% |
| 9207PS | Buy | ROCK-TENN COcl a | $1,543,000 | +38.8% | 25,339 | +8.2% | 0.22% | +43.3% |
| WTMF | Buy | WISDOMTREE TRfutre strat fd | $1,508,000 | +6.6% | 34,450 | +6.8% | 0.21% | +10.5% |
| LLY | Sell | LILLY ELI & CO | $1,506,000 | +4.4% | 21,900 | -1.5% | 0.21% | +8.2% |
| MMM | Buy | 3M CO | $1,486,000 | +16.0% | 9,146 | +1.7% | 0.21% | +20.3% |
| HPQ | Sell | HEWLETT PACKARD CO | $1,471,000 | +12.7% | 36,867 | -0.4% | 0.20% | +17.1% |
| GD | Buy | GENERAL DYNAMICS CORP | $1,451,000 | +9.8% | 10,554 | +1.1% | 0.20% | +13.5% |
| JNJ | Sell | JOHNSON & JOHNSON | $1,447,000 | -9.0% | 13,711 | -7.8% | 0.20% | -6.1% |
| HUM | Sell | HUMANA INC | $1,428,000 | +4.3% | 9,962 | -5.3% | 0.20% | +8.2% |
| ABBV | Sell | ABBVIE INC | $1,397,000 | +11.0% | 21,424 | -1.5% | 0.20% | +15.4% |
| MDY | Sell | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $1,385,000 | -44.7% | 5,248 | -47.7% | 0.19% | -42.7% |
| WMT | Sell | WAL-MART STORES INC | $1,330,000 | +2.5% | 15,423 | -8.2% | 0.18% | +6.3% |
| PEP | Buy | PEPSICO INC | $1,290,000 | +3.5% | 13,632 | +1.4% | 0.18% | +7.1% |
| IEFA | New | ISHARES TRcore msci eafe | $1,259,000 | – | 22,726 | +100.0% | 0.18% | – |
| TWX | New | TIME WARNER INC | $1,155,000 | – | 13,506 | +100.0% | 0.16% | – |
| MCRO | Buy | INDEXIQ ETF TRhdg mactrk etf | $1,156,000 | +5.5% | 45,722 | +7.9% | 0.16% | +9.5% |
| FFIV | Sell | F5 NETWORKS INC | $1,144,000 | +8.2% | 8,838 | -0.7% | 0.16% | +12.0% |
| EXPE | Buy | EXPEDIA INC DEL | $1,118,000 | +2.3% | 13,024 | +5.2% | 0.16% | +6.1% |
| ABT | Buy | ABBOTT LABS | $1,114,000 | +11.8% | 24,792 | +2.5% | 0.16% | +15.7% |
| FRC | Buy | FIRST REP BK SAN FRANCISCO C | $1,116,000 | +15.1% | 21,483 | +9.4% | 0.16% | +19.2% |
| ETR | Buy | ENTERGY CORP NEW | $1,109,000 | +15.6% | 12,680 | +2.2% | 0.15% | +19.4% |
| CF | Buy | CF INDS HLDGS INC | $1,093,000 | +3.8% | 4,000 | +6.2% | 0.15% | +7.0% |
| SUB | Sell | ISHARESsht ntlamtfr etf | $1,037,000 | -9.4% | 9,794 | -9.2% | 0.14% | -6.5% |
| R108 | Sell | ENERGIZER HLDGS INC | $1,025,000 | -16.3% | 7,883 | -21.2% | 0.14% | -13.3% |
| LH | Buy | LABORATORY CORP AMER HLDGS | $1,018,000 | +13.6% | 9,325 | +6.7% | 0.14% | +18.3% |
| STT | Buy | STATE STR CORP | $1,014,000 | +10.8% | 12,904 | +5.0% | 0.14% | +14.6% |
| M | Buy | MACYS INC | $976,000 | +12.4% | 14,823 | +1.1% | 0.14% | +16.2% |
| DOV | New | DOVER CORP | $941,000 | – | 12,883 | +100.0% | 0.13% | – |
| OMC | Buy | OMNICOM GROUP INC | $911,000 | +15.5% | 11,700 | +3.1% | 0.13% | +19.8% |
| NOV | Sell | NATIONAL OILWELL VARCO INC | $900,000 | -72.3% | 13,476 | -67.7% | 0.12% | -71.4% |
| VTV | VANGUARD INDEX FDSvalue etf | $888,000 | +4.1% | 10,509 | 0.0% | 0.12% | +7.8% | |
| IYR | Sell | ISHARES TRu.s. real es etf | $839,000 | -43.9% | 10,915 | -49.5% | 0.12% | -41.8% |
| KEY | Buy | KEYCORP NEW | $804,000 | +11.0% | 57,578 | +7.4% | 0.11% | +15.5% |
| SHYG | New | ISHARES TR0-5yr hi yl cp | $772,000 | – | 15,885 | +100.0% | 0.11% | – |
| AGZ | ISHARESagency bond etf | $612,000 | +0.7% | 5,415 | 0.0% | 0.08% | +3.7% | |
| IJH | Sell | ISHARES TRcore s&p mcp etf | $557,000 | -71.7% | 3,851 | -73.2% | 0.08% | -70.6% |
| DVY | Buy | ISHARES TRselect divid etf | $547,000 | +147.5% | 6,896 | +128.6% | 0.08% | +153.3% |
| XLI | Buy | SELECT SECTOR SPDR TRsbi int-inds | $540,000 | +36.7% | 9,572 | +29.5% | 0.08% | +41.5% |
| XLF | Buy | SELECT SECTOR SPDR TRsbi int-finl | $521,000 | +42.0% | 20,998 | +31.7% | 0.07% | +49.0% |
| XLP | Buy | SELECT SECTOR SPDR TRsbi cons stpls | $526,000 | +41.4% | 10,880 | +32.2% | 0.07% | +46.0% |
| XLY | Buy | SELECT SECTOR SPDR TRsbi cons discr | $526,000 | +34.5% | 7,345 | +25.1% | 0.07% | +37.7% |
| XLU | New | SELECT SECTOR SPDR TRsbi int-utils | $521,000 | – | 11,054 | +100.0% | 0.07% | – |
| IYW | Buy | ISHARES TRu.s. tech etf | $523,000 | +37.3% | 5,037 | +32.2% | 0.07% | +43.1% |
| IWR | Sell | ISHARES TRrus mid-cap etf | $500,000 | +2.7% | 2,993 | -2.6% | 0.07% | +7.7% |
| XLV | Buy | SELECT SECTOR SPDR TRsbi healthcare | $497,000 | +37.7% | 7,332 | +29.5% | 0.07% | +40.8% |
| GLD | Sell | SPDR GOLD TRUST | $463,000 | -94.5% | 4,070 | -94.4% | 0.06% | -94.3% |
| SRLN | Sell | SSGA ACTIVE ETF TRblkstn gsosrln | $443,000 | -9.2% | 9,071 | -9.1% | 0.06% | -6.1% |
| NYRT | Buy | NEW YORK REIT INC | $439,000 | +68.2% | 41,590 | +64.1% | 0.06% | +74.3% |
| FLOT | Sell | ISHARES TRfltg rate bd etf | $399,000 | -4.5% | 7,966 | -3.7% | 0.06% | 0.0% |
| IWM | Sell | ISHARES TRrussell 2000 etf | $397,000 | -51.6% | 3,314 | -55.8% | 0.06% | -50.0% |
| IWF | Sell | ISHARES TRrus 1000 grw etf | $381,000 | -37.4% | 3,982 | -39.9% | 0.05% | -35.4% |
| IVV | Sell | ISHARES TRcore s&p500 etf | $377,000 | -61.5% | 1,825 | -63.0% | 0.05% | -60.6% |
| IEI | New | ISHARES3-7 yr tr bd etf | $354,000 | – | 2,893 | +100.0% | 0.05% | – |
| DWX | SPDR INDEX SHS FDSs&p intl etf | $336,000 | -9.2% | 8,000 | 0.0% | 0.05% | -6.0% | |
| HDV | Buy | ISHARES TRcore high dv etf | $338,000 | +31.0% | 4,365 | +28.4% | 0.05% | +34.3% |
| IWB | Sell | ISHARES TRrus 1000 etf | $333,000 | +2.1% | 2,898 | -2.4% | 0.05% | +4.5% |
| RTN | Sell | RAYTHEON CO | $317,000 | +3.6% | 2,917 | -2.3% | 0.04% | +7.3% |
| NVS | Sell | NOVARTIS A Gsponsored adr | $280,000 | -9.4% | 3,075 | -6.7% | 0.04% | -7.1% |
| RDSB | Sell | ROYAL DUTCH SHELL PLCspon adr b | $274,000 | -10.7% | 3,837 | -0.4% | 0.04% | -7.3% |
| NTTYY | Buy | NIPPON TELEG & TEL CORPsponsored adr | $248,000 | -9.2% | 9,837 | +10.9% | 0.04% | -5.4% |
| KTF | DEUTSCHE MUN INCOME | $241,000 | +1.3% | 18,050 | 0.0% | 0.03% | +6.2% | |
| IDV | Sell | ISHARESintl sel div etf | $220,000 | -34.5% | 6,483 | -30.5% | 0.03% | -31.1% |
| EFA | Sell | ISHARES TRmsci eafe etf | $225,000 | -26.9% | 3,684 | -24.1% | 0.03% | -24.4% |
| VOD | Sell | VODAFONE GROUP PLC NEWspnsr adr no par | $213,000 | -1.4% | 6,084 | -7.1% | 0.03% | +3.4% |
| SHW | New | SHERWIN WILLIAMS CO | $211,000 | – | 785 | +100.0% | 0.03% | – |
| SHPG | Buy | SHIRE PLCsponsored adr | $205,000 | -15.3% | 1,000 | +10.1% | 0.03% | -12.1% |
| UN | New | UNILEVER N V | $211,000 | – | 5,396 | +100.0% | 0.03% | – |
| TRV | New | TRAVELERS COMPANIES INC | $208,000 | – | 1,977 | +100.0% | 0.03% | – |
| GE | Sell | GENERAL ELECTRIC CO | $202,000 | -28.4% | 7,915 | -28.2% | 0.03% | -26.3% |
| KEM | KEMET CORP | $179,000 | +1.7% | 42,711 | 0.0% | 0.02% | +4.2% | |
| NJDCY | Buy | NIDEC CORPsponsored adr | $172,000 | -2.3% | 10,592 | +2.1% | 0.02% | 0.0% |
| ING | Sell | ING GROEP N Vsponsored adr | $169,000 | -11.1% | 13,559 | -0.3% | 0.02% | -7.7% |
| HYT | BLACKROCK CORPOR HI YLD FD I | $116,000 | -3.3% | 10,137 | 0.0% | 0.02% | 0.0% | |
| BBVA | Sell | BANCO BILBAO VIZCAYA ARGENTAsponsored adr | $100,000 | -23.7% | 10,436 | -5.6% | 0.01% | -22.2% |
| AEG | New | AEGON N Vny registry sh | $98,000 | – | 13,593 | +100.0% | 0.01% | – |
| Sell | PDL BIOPHARMA INCnote 4.000% 2/0 | $38,000 | -15.6% | 39,000 | -15.2% | 0.01% | -16.7% | |
| Sell | COLONY FINL INCnote 3.875% 1/1 | $39,000 | -18.8% | 39,000 | -18.8% | 0.01% | -16.7% | |
| Sell | FLUIDIGM CORP DELnote 2.750% 2/0 | $27,000 | -3.6% | 30,000 | -6.2% | 0.00% | 0.0% | |
| Exit | VIPSHOP HLDGS LTDnote 1.500% 3/1 | $0 | – | -15,000 | -100.0% | -0.00% | – | |
| Exit | ARES CAP CORPnote 5.125% 6/0 | $0 | – | -46,000 | -100.0% | -0.01% | – | |
| Exit | PROSPECT CAPITAL CORPORATIONnote 5.750% 3/1 | $0 | – | -45,000 | -100.0% | -0.01% | – | |
| BRKB | Exit | BERKSHIRE HATHAWAY INC DELcl b new | $0 | – | -1,455 | -100.0% | -0.03% | – |
| VIG | Exit | VANGUARD SPECIALIZED PORTFOLdiv app etf | $0 | – | -2,708 | -100.0% | -0.03% | – |
| VCIT | Exit | VANGUARD SCOTTSDALE FDSint-term corp | $0 | – | -2,460 | -100.0% | -0.03% | – |
| TFI | Exit | SPDR SERIES TRUSTnuvn brcly muni | $0 | – | -8,652 | -100.0% | -0.03% | – |
| WAG | Exit | WALGREEN CO | $0 | – | -3,515 | -100.0% | -0.03% | – |
| IEMG | Exit | ISHARES INCcore msci emkt | $0 | – | -4,134 | -100.0% | -0.03% | – |
| SSO | Exit | PROSHARES TR | $0 | – | -1,962 | -100.0% | -0.03% | – |
| MO | Exit | ALTRIA GROUP INC | $0 | – | -5,426 | -100.0% | -0.03% | – |
| BIV | Exit | VANGUARD BD INDEX FD INCintermed term | $0 | – | -2,884 | -100.0% | -0.03% | – |
| 4945SC | Exit | KINDER MORGAN ENERGY PARTNERut ltd partner | $0 | – | -2,857 | -100.0% | -0.04% | – |
| COP | Exit | CONOCOPHILLIPS | $0 | – | -3,588 | -100.0% | -0.04% | – |
| GOOGL | Exit | GOOGLE INCcl a | $0 | – | -463 | -100.0% | -0.04% | – |
| UWM | Exit | PROSHARES TR | $0 | – | -4,065 | -100.0% | -0.04% | – |
| MVV | Exit | PROSHARES TR | $0 | – | -8,589 | -100.0% | -0.08% | – |
| BND | Exit | VANGUARD BD INDEX FD INCtotal bnd mrkt | $0 | – | -6,923 | -100.0% | -0.08% | – |
| EEM | Exit | ISHARES TRmsci emg mkt etf | $0 | – | -16,851 | -100.0% | -0.09% | – |
| QQQ | Exit | POWERSHARES QQQ TRUSTunit ser 1 | $0 | – | -7,235 | -100.0% | -0.10% | – |
| IJJ | Exit | ISHARES TRs&p mc 400vl etf | $0 | – | -6,203 | -100.0% | -0.10% | – |
| MINT | Exit | PIMCO ETF TRenhan shrt mat | $0 | – | -7,927 | -100.0% | -0.11% | – |
| IVW | Exit | ISHARES TRs&p 500 grwt etf | $0 | – | -7,688 | -100.0% | -0.11% | – |
| PPL | Exit | PPL CORP | $0 | – | -26,579 | -100.0% | -0.12% | – |
| MUR | Exit | MURPHY OIL CORP | $0 | – | -15,737 | -100.0% | -0.12% | – |
| HYD | Exit | MARKET VECTORS ETF TRhg yld mun etf | $0 | – | -32,419 | -100.0% | -0.13% | – |
| PGX | Exit | POWERSHARES GLOBAL ETF TRUSTagg pfd port | $0 | – | -68,750 | -100.0% | -0.13% | – |
| IVE | Exit | ISHARES TRs&p 500 val etf | $0 | – | -11,159 | -100.0% | -0.14% | – |
| HYG | Exit | ISHARESiboxx hi yd etf | $0 | – | -11,865 | -100.0% | -0.15% | – |
| IYM | Exit | ISHARES TRu.s. bas mtl etf | $0 | – | -12,767 | -100.0% | -0.15% | – |
| JNK | Exit | SPDR SERIES TRUSTbrc hgh yld bd | $0 | – | -27,849 | -100.0% | -0.15% | – |
| VGK | Exit | VANGUARD INTL EQUITY INDEX Fftse europe etf | $0 | – | -21,222 | -100.0% | -0.16% | – |
| TLT | Exit | ISHARES TR20+ yr tr bd etf | $0 | – | -10,047 | -100.0% | -0.16% | – |
| BWX | Exit | SPDR SERIES TRUSTbrclys intl etf | $0 | – | -22,557 | -100.0% | -0.18% | – |
| MYY | Exit | PROSHARES TR | $0 | – | -102,061 | -100.0% | -0.24% | – |
| PXF | Exit | POWERSHARES GLOBAL ETF TRUSTdev mkts ex-us | $0 | – | -43,033 | -100.0% | -0.24% | – |
| HDGE | Exit | ADVISORSHARES TRranger equity be | $0 | – | -155,058 | -100.0% | -0.25% | – |
| EMCB | Exit | WISDOMTREE TRwsdm emktbd fd | $0 | – | -26,047 | -100.0% | -0.27% | – |
| SPY | Exit | SPDR S&P 500 ETF TRtr unit | $0 | – | -11,477 | -100.0% | -0.30% | – |
| ADI | Exit | ANALOG DEVICES INC | $0 | – | -51,034 | -100.0% | -0.34% | – |
| KSS | Exit | KOHLS CORP | $0 | – | -47,947 | -100.0% | -0.39% | – |
| HCN | Exit | HEALTH CARE REIT INC | $0 | – | -49,405 | -100.0% | -0.41% | – |
| FLR | Exit | FLUOR CORP NEW | $0 | – | -44,926 | -100.0% | -0.41% | – |
| BBBY | Exit | BED BATH & BEYOND INC | $0 | – | -47,201 | -100.0% | -0.43% | – |
| PETM | Exit | PETSMART INC | $0 | – | -45,658 | -100.0% | -0.43% | – |
| AET | Exit | AETNA INC NEW | $0 | – | -40,275 | -100.0% | -0.43% | – |
| EMB | Exit | ISHARESjp mor em mk etf | $0 | – | -29,856 | -100.0% | -0.43% | – |
| IWC | Exit | ISHARESmicro-cap etf | $0 | – | -46,849 | -100.0% | -0.44% | – |
| HIG | Exit | HARTFORD FINL SVCS GROUP INC | $0 | – | -92,873 | -100.0% | -0.46% | – |
| SYY | Exit | SYSCO CORP | $0 | – | -89,537 | -100.0% | -0.46% | – |
| TBF | Exit | PROSHARES TRshrt 20+yr tre | $0 | – | -124,447 | -100.0% | -0.47% | – |
| SNY | Exit | SANOFIsponsored adr | $0 | – | -65,264 | -100.0% | -0.50% | – |
| VNQI | Exit | VANGUARD INTL EQUITY INDEX Fglb ex us etf | $0 | – | -70,315 | -100.0% | -0.52% | – |
| NTAP | Exit | NETAPP INC | $0 | – | -109,328 | -100.0% | -0.64% | – |
| DEM | Exit | WISDOMTREE TRemerg mkts etf | $0 | – | -102,455 | -100.0% | -0.66% | – |
| PIZ | Exit | POWERSHARES ETF TRUST IIdwa devmktmom pt | $0 | – | -215,974 | -100.0% | -0.71% | – |
| MAT | Exit | MATTEL INC | $0 | – | -193,995 | -100.0% | -0.80% | – |
| HFC | Exit | HOLLYFRONTIER CORP | $0 | – | -137,025 | -100.0% | -0.81% | – |
| ARCC | Exit | ARES CAP CORP | $0 | – | -372,474 | -100.0% | -0.82% | – |
| RCI | Exit | ROGERS COMMUNICATIONS INCcl b | $0 | – | -165,590 | -100.0% | -0.84% | – |
| TD | Exit | TORONTO DOMINION BK ONT | $0 | – | -130,019 | -100.0% | -0.87% | – |
| BGR | Exit | BLACKROCK ENERGY & RES TR | $0 | – | -266,786 | -100.0% | -0.87% | – |
| IBM | Exit | INTERNATIONAL BUSINESS MACHS | $0 | – | -33,847 | -100.0% | -0.88% | – |
| BNS | Exit | BANK N S HALIFAX | $0 | – | -105,564 | -100.0% | -0.88% | – |
| OMI | Exit | OWENS & MINOR INC NEW | $0 | – | -202,753 | -100.0% | -0.90% | – |
| PBS | Exit | POWERSHARES ETF TRUSTdyn media port | $0 | – | -291,899 | -100.0% | -0.97% | – |
| EWG | Exit | ISHARESmsci germany etf | $0 | – | -286,367 | -100.0% | -1.06% | – |
| TWM | Exit | PROSHARES TRultsht russ2000 | $0 | – | -162,080 | -100.0% | -1.08% | – |
| EWH | Exit | ISHARESmsci hong kg etf | $0 | – | -396,909 | -100.0% | -1.09% | – |
| VZ | Exit | VERIZON COMMUNICATIONS INC | $0 | – | -186,388 | -100.0% | -1.25% | – |
| ELD | Exit | WISDOMTREE TRem lcl debt fd | $0 | – | -252,789 | -100.0% | -1.51% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2015-02-09
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 8 | Q1 2015 | 4.1% |
| ISHARES TR | 8 | Q1 2015 | 4.6% |
| VANGUARD TAX MANAGED INTL FD | 8 | Q1 2015 | 3.8% |
| ISHARES TR | 8 | Q1 2015 | 2.5% |
| VANGUARD INTL EQUITY INDEX F | 8 | Q1 2015 | 2.5% |
| ISHARES TR | 8 | Q1 2015 | 2.6% |
| ISHARES TR | 8 | Q1 2015 | 2.2% |
| TORTOISE ENERGY INFRSTRCTR C | 8 | Q1 2015 | 1.6% |
| SELECT SECTOR SPDR TR | 8 | Q1 2015 | 2.0% |
| COHEN & STEERS INFRASTRUCTUR | 8 | Q1 2015 | 1.5% |
View First Allied Asset Management, Inc.'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2016-02-16 |
| 13F-HR | 2015-11-12 |
| 13F-HR | 2015-08-13 |
| 13F-HR | 2015-05-15 |
| 13F-HR | 2015-02-09 |
| 13F-HR | 2014-11-12 |
| 13F-HR | 2014-08-14 |
| 13F-HR | 2014-05-14 |
| 13F-HR | 2014-02-13 |
| 13F-HR | 2013-11-07 |
View First Allied Asset Management, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.