RIVERNORTH CAPITAL MANAGEMENT, LLC - Q1 2020 holdings

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$1.49 Billion is the total value of RIVERNORTH CAPITAL MANAGEMENT, LLC's 273 reported holdings in Q1 2020. The portfolio turnover from Q4 2019 to Q1 2020 was 84.3% .

All
New
Buy
Sell
Exit
Unchanged
 Value Shares↓ Weighting
NAD BuyNUVEEN QUALITY MUNCP INCOME$75,565,000
-0.7%
5,499,636
+5.5%
5.06%
+10.8%
WIW BuyWESTERN AST INFL LKD OPP & I$46,878,000
+28.7%
4,903,585
+55.3%
3.14%
+43.6%
EIM BuyEATON VANCE MUN BD FD$33,752,000
+107.3%
2,704,527
+114.0%
2.26%
+131.4%
EHI BuyWESTERN ASSET GLB HI INCOME$31,786,000
-2.3%
4,249,413
+30.9%
2.13%
+9.1%
BBDC BuyBARINGS BDC INC$29,519,000
+2.0%
3,946,404
+40.2%
1.98%
+13.9%
NVG BuyNUVEEN AMT FREE MUN CR INC F$27,386,000
+5.6%
1,865,500
+19.9%
1.84%
+17.9%
PPR BuyVOYA PRIME RATE TR$26,583,000
-15.2%
7,165,176
+14.5%
1.78%
-5.4%
DSU BuyBLACKROCK DEBT STRAT FD INC$26,166,000
-19.8%
3,096,596
+6.4%
1.75%
-10.5%
HFRO BuyHIGHLAND INCOME FUNDHIGHLAND INCOME$25,015,000
-26.2%
2,932,617
+7.6%
1.68%
-17.6%
NAC BuyNUVEEN CA QUALTY MUN INCOME$21,910,000
+134.9%
1,600,463
+155.5%
1.47%
+162.1%
VTA BuyINVESCO DYNAMIC CR OPP FD$17,742,000
-23.6%
2,223,331
+8.7%
1.19%
-14.7%
BuyNEW MTN FINcorpnote 5.750% 8/1$17,220,000
+227.7%
21,000,000
+320.0%
1.15%
+266.3%
DUC BuyDUFF & PHELPS UTIL CORP BD T$16,982,000
+516.4%
2,028,860
+573.0%
1.14%
+589.7%
VGM BuyINVESCO TR INVT GRADE MUNS$16,896,000
+13.4%
1,397,539
+20.5%
1.13%
+26.6%
GBDC BuyGOLUB CAP BDC INC$16,713,000
+1396.2%
1,330,677
+2098.9%
1.12%
+1571.6%
VVR BuyINVESCO SR INCOME TR$14,464,000
-9.3%
4,491,902
+20.8%
0.97%
+1.1%
ISD BuyPGIM HIGH YIELD BOND FUND INC$14,427,000
-21.7%
1,245,838
+4.1%
0.97%
-12.6%
NewBLACKROCK TCP CAPITALcorpnote 4.625% 3/0$13,214,000–15,000,000
+100.0%
0.88%–
ARCC NewARES CAP CORP$13,064,000–1,211,881
+100.0%
0.88%–
NFJ BuyALLIANZGI NFJ DIVID INT & PR$13,035,000
-25.4%
1,356,378
+0.9%
0.87%
-16.8%
MYN BuyCLOUGH GLOBAL OPPORTUNITIES$12,412,000
+122.2%
1,463,473
+242.9%
0.83%
+148.4%
RQI NewCOHEN & STEERS QUALITY RLTY$12,214,000–1,351,053
+100.0%
0.82%–
AWF BuyALLIANCEBERNSTEIN GBL HGH IN$12,162,000
+47.8%
1,313,394
+93.6%
0.82%
+65.0%
EFF BuyEATON VANCE FLTG RATE INCOM$12,156,000
+28.4%
1,045,193
+76.7%
0.81%
+43.3%
NRGX BuyPIMCO ENRGY TACTICAL CR OPP$11,649,000
-63.5%
2,169,354
+12.3%
0.78%
-59.2%
BuyBLACKROCK CAPITALinvestmentnote 5.000% 6/1$10,569,000
+359.3%
12,600,000
+447.8%
0.71%
+413.0%
NHF BuyNEXPOINT STRATEGIC OPORTUNT$10,387,000
-38.0%
1,257,555
+32.9%
0.70%
-30.8%
MHN BuyBLACKROCK MUNIHLDGS NY QLTY$10,093,000
-7.5%
800,996
+0.1%
0.68%
+3.2%
PHD BuyPIONEER FLOATING RATE TR$10,045,000
+0.9%
1,313,124
+44.8%
0.67%
+12.7%
BSE BuyBLACKROCK NY MUNI INC QLTY T$8,139,000
+4.8%
651,102
+15.3%
0.54%
+17.0%
SOR BuySOURCE CAP INC$8,076,000
+1.6%
263,148
+28.1%
0.54%
+13.4%
NKG BuyNUVEEN GEORGIA QLTY MUN INC$7,927,000
-2.4%
667,231
+3.6%
0.53%
+9.0%
IIM NewINVESCO VALUE MUN INCOME TR$7,922,000–560,225
+100.0%
0.53%–
EAD NewWELLS FARGO INCOME OPPORTUNIWF INC OPPTY FD$7,748,000–1,214,449
+100.0%
0.52%–
BCX BuyBLACKROCK RES & COMM STRAT T$7,266,000
+166.5%
1,441,601
+326.8%
0.49%
+197.0%
IGD BuyVOYA GLBL EQTY DIV & PREM OP$7,110,000
+114.5%
1,559,160
+191.1%
0.48%
+139.2%
JGH BuyNUVEEN GLOBAL HIGH IN$6,826,000
-29.2%
610,577
+3.7%
0.46%
-21.1%
NKX BuyNUVEEN CALIFORNIA AMT QLT MU$6,666,000
+226.3%
470,730
+250.5%
0.45%
+263.4%
FCT BuyFIRST TR SR FLG RTE INCM FD$6,495,000
-22.1%
682,997
+2.9%
0.44%
-13.0%
PEO BuyADAM NAT RES FD INC$6,427,000
+49.9%
775,232
+197.6%
0.43%
+67.7%
AIO NewALLIANZGI ART INTEL & TECH$6,310,000–394,363
+100.0%
0.42%–
OCSL NewOAKTREE SPECIALTY LENDING CO$6,281,000–1,938,535
+100.0%
0.42%–
EDD NewMORGAN STANLEY EM MKTS DM DE$6,200,000–1,190,056
+100.0%
0.42%–
AEF BuyABERDEEN EMRG MRKTS EQT INM$6,111,000
-13.2%
1,179,674
+27.7%
0.41%
-3.3%
HIX BuyWESTERN ASSET HIGH INCM FD I$5,905,000
+174.7%
1,178,625
+269.5%
0.40%
+207.0%
NBO BuyNEUBERGER BRMAN NY MUNI FD I$5,824,000
-6.1%
503,408
+1.2%
0.39%
+4.8%
IPVU NewINTERPRIVATE ACQUISITION COR$5,595,000–300,000
+100.0%
0.38%–
DTF BuyDTF TAX-FREE INCOME INC$5,408,000
+327.2%
387,640
+353.2%
0.36%
+376.3%
GNRSU NewGREENROSE ACQUISITION CORP$5,295,000–300,000
+100.0%
0.36%–
DMYTU NewDMY TECHNOLOGY GROUP INC$4,913,000–250,000
+100.0%
0.33%–
GLQ BuyCLOUGH GLOBAL EQUITY FD$4,826,000
-7.4%
545,289
+26.3%
0.32%
+3.2%
TEI BuyTEMPLETON EMERG MKTS INCOME$4,683,000
+248.2%
626,072
+327.7%
0.31%
+287.7%
ZGYHU NewYunhong International$4,530,000–200,000
+100.0%
0.30%–
RMT BuyROYCE MICRO-CAP TR INC$4,359,000
-22.8%
784,042
+18.5%
0.29%
-13.9%
ATCXW NewATLAS TECHNICAL CONSULTANTS$4,330,000–200,000
+100.0%
0.29%–
NZF NewNUVEEN MUNICIPAL CREDIT INC$4,274,000–303,735
+100.0%
0.29%–
NAN BuyNUVEEN NEW YORK QLT MUN INC$4,120,000
+28.6%
313,748
+39.0%
0.28%
+43.8%
MQT BuyBLACKROCK MUNIY QUALITY FD I$4,100,000
-0.9%
331,970
+4.3%
0.28%
+10.9%
HGLB BuyHIGHLAND GLOBAL ALLOCATION F$4,021,000
-47.6%
924,265
+12.6%
0.27%
-41.5%
ESSCU NewEast Stone Acquisition Corporation$3,902,000–165,000
+100.0%
0.26%–
FRA BuyBLACKROCK FLOAT RATE OME STR$3,831,000
+31.0%
382,671
+75.9%
0.26%
+46.0%
BQH BuyBLACKROCK NY MUNICIPAL BOND$3,763,000
+137.1%
268,183
+155.4%
0.25%
+165.3%
NBACU NewNewborn Acquisition Corp$3,698,000–150,000
+100.0%
0.25%–
EVN NewEATON VANCE MUNI INCOME TRUS$3,501,000–292,220
+100.0%
0.24%–
JRO BuyNUVEEN FLTNG RTE INCM OPP FD$3,479,000
+1.0%
468,233
+35.8%
0.23%
+12.6%
IGICW NewShaolin Capital Management Llc$3,206,000–125,000
+100.0%
0.22%–
FEACU NewFLYING EAGLE ACQUISITION CORP$3,198,000–120,000
+100.0%
0.21%–
FUND BuySPROTT FOCUS TR INC$3,179,000
-26.5%
630,724
+7.3%
0.21%
-18.1%
NEV NewNUVEEN ENHANCED MUN VALUE FD$3,185,000–244,245
+100.0%
0.21%–
IQI BuyINVESCO QUALITY MUNI INC TRS$3,048,000
-3.7%
260,293
+3.5%
0.20%
+7.4%
NUV NewNUVEEN MUN VALUE FD INC$3,029,000–310,373
+100.0%
0.20%–
PHK BuyPIMCO HIGH INCOME FD$3,003,000
-29.1%
612,765
+8.6%
0.20%
-20.9%
RGT NewROYCE GLOBAL VALUE TR INC$2,924,000–363,724
+100.0%
0.20%–
SPE BuySPECIAL OPPORTUNITIES FD INC$2,903,000
-34.3%
305,583
+1.8%
0.19%
-26.8%
HNW BuyPIONEER DIV HIGH INCOME TRUS$2,851,000
+12.7%
271,769
+59.9%
0.19%
+25.7%
LSACU NewLifeSci Acquisition Corp$2,765,000–100,000
+100.0%
0.18%–
NHS BuyNEUBERGER BERMAN HGH YLD FD$2,736,000
+42.3%
315,208
+102.5%
0.18%
+59.1%
MNE BuyBLACKROCK MUNI N Y INTER DUR$2,705,000
+53.8%
184,610
+60.8%
0.18%
+70.8%
JFR NewNUVEEN FLOATING RATE INCOME$2,676,000–354,427
+100.0%
0.18%–
BKK NewBLACKROCK MUN 2020 TERM TR$2,634,000–179,567
+100.0%
0.18%–
HYI NewWESTERN ASSET HGH YLD DFNDFD$2,531,000–205,306
+100.0%
0.17%–
KMF NewKAYNE ANDERSON MDSTM ENERGY$2,488,000–747,082
+100.0%
0.17%–
FAX NewABERDEEN ASIA PACIFIC INCOM$2,419,000–715,694
+100.0%
0.16%–
IRR BuyVOYA NAT RES EQUITY INCOME F$2,424,000
+140.7%
1,122,345
+359.3%
0.16%
+170.0%
BOE BuyBLACKROCK ENHANCED GBL DIV T$2,394,000
-5.8%
288,832
+24.9%
0.16%
+4.6%
VWO BuyVANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF$2,349,000
-13.0%
70,000
+15.2%
0.16%
-3.1%
MUE BuyBLACKROCK MUNIHLDNGS QLTY II$2,239,000
-3.6%
186,603
+1.4%
0.15%
+7.9%
ALTGWS NewALTA EQUIPMENT GROUP INC$2,149,000–74,998
+100.0%
0.14%–
EGIF BuyEAGLE GRWTH & INCOME OPPTY F$1,617,000
+250.8%
152,537
+463.7%
0.11%
+285.7%
GDYNW NewMangrove Partners$1,532,000–49,998
+100.0%
0.10%–
NYV BuyNUVEEN NEW YORK MUN VALUE FD$1,499,000
+35.8%
110,384
+42.9%
0.10%
+51.5%
HYT NewBLACKROCK CORPOR HI YLD FD I$1,472,000–167,281
+100.0%
0.10%–
PFN NewPIMCO INCOME STRATEGY FUND I$1,440,000–189,919
+100.0%
0.10%–
NewTPG SPECIALTY LENDING INCnote 4.500% 8/0$1,356,000–1,500,000
+100.0%
0.09%–
MMU NewWESTERN ASST MNGD MUN FD INC$1,365,000–114,155
+100.0%
0.09%–
NewARES CAPcorpnote 3.750% 2/0$1,358,000–1,500,000
+100.0%
0.09%–
BGY BuyBLACKROCK ENHANCED INTL DIV$1,280,000
+4.4%
284,551
+36.7%
0.09%
+16.2%
CPZ NewCALAMOS LNG SHR EQT DYNAMIC$1,256,000–86,980
+100.0%
0.08%–
FIV NewFIRST TR SR FLOATING RATE 20$1,240,000–169,112
+100.0%
0.08%–
BTT BuyBLACKROCK MUN 2030 TAR TERM$1,232,000
+183.9%
54,332
+202.5%
0.08%
+219.2%
CUBA BuyHERZFELD CARIBBEAN BASIN FD$1,226,000
-23.4%
352,854
+46.0%
0.08%
-14.6%
VKI BuyINVESCO ADVANTAGE MUNICIPAL$1,212,000
+102.0%
118,037
+119.8%
0.08%
+125.0%
HTY BuyHANCOCK JOHN INV TRUSTTAX ADV$1,189,000
-23.7%
237,404
+7.7%
0.08%
-14.9%
FAM NewFIRST TR ABERDEEN GLBL OPP F$1,150,000–130,671
+100.0%
0.08%–
TSLX NewTPG SPECIALTY LENDING INC$1,111,000–79,844
+100.0%
0.07%–
BLW NewBLACKROCK LTD DURATION INC T$1,084,000–85,914
+100.0%
0.07%–
TCPC NewBLACKROCK TCP CAP CORP$1,047,000–167,515
+100.0%
0.07%–
EVY BuyEATON VANCE NY MUNI INCOME$993,000
+1.4%
80,051
+9.5%
0.07%
+13.6%
ACTT BuyACT II GLOBAL ACQUISITION CO$987,000
+0.4%
99,996
+2.9%
0.07%
+11.9%
JPT NewNUVEEN PFD & INCOME 2022 TER$868,000–45,446
+100.0%
0.06%–
PCI NewPIMCO DYNMIC CREDIT AND MRT$789,000–46,928
+100.0%
0.05%–
PKO NewPIMCO INCOME OPPORTUNITY FD$772,000–38,196
+100.0%
0.05%–
EHT NewEATON VANCE HIGH INCOME 2021$739,000–83,907
+100.0%
0.05%–
CRF BuyCORNERSTONE TOTAL RTRN FD IN$648,000
+232.3%
81,449
+358.9%
0.04%
+258.3%
JHY NewNUVEEN HIGH INCOME 2020 TARG$391,000–44,284
+100.0%
0.03%–
NHA NewNUVEEN MUN 2021 TARGET TERM$387,000–40,999
+100.0%
0.03%–
BFO NewBLACKROCK FLA MUN 2020 TERM$340,000–23,538
+100.0%
0.02%–
EMF NewTEMPLETON EMERGING MKTS FD I$295,000–26,457
+100.0%
0.02%–
PFL NewPIMCO INCOME STRATEGY FUND$267,000–31,655
+100.0%
0.02%–
PCM NewPCM FUND INC$274,000–34,461
+100.0%
0.02%–
AGD NewABERDEEN GLOBAL DYNAMIC DIVI$265,000–36,137
+100.0%
0.02%–
NCB NewNUVEEN CALIF MUNICPAL VALU F$237,000–16,133
+100.0%
0.02%–
MVF NewBLACKROCK MUNIVEST FD INC$176,000–21,699
+100.0%
0.01%–
NUW NewNUVEEN AMT-FREE MUN VALUE FD$164,000–10,500
+100.0%
0.01%–
ENX NewEATON VANCE NEW YORK MUN BD$145,000–12,526
+100.0%
0.01%–
MCI NewBARINGS CORPORATE INVS$125,000–10,750
+100.0%
0.01%–
TCRD NewTHL CREDIT INC$68,000–25,805
+100.0%
0.01%–
CTR NewCLEARBRIDGE MLP AND MIDSTRM$46,000–33,070
+100.0%
0.00%–
ACTTW BuyACT II GLOBAL ACQUISITION COw exp 04/30/202$35,000
-28.6%
49,998
+2.9%
0.00%
-33.3%
Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2020-05-18
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
WESTERN ASSET EMRG MKT DEBT40Q3 20235.4%
WESTERN ASSET HIGH INCOME OP40Q3 20233.6%
SPECIAL OPPORTUNITIES FD INC40Q3 20230.8%
NUVEEN CR STRATEGIES INCOME39Q3 20232.8%
MORGAN STANLEY EM MKTS DM DE39Q3 20231.7%
NUVEEN QUALITY MUNCP INCOME38Q3 20235.7%
WESTERN AST INFL LKD OPP & I38Q3 20233.2%
TEMPLETON EMERG MKTS INCOME38Q3 20231.9%
MORGAN STANLEY EMKT DBT FD I37Q1 20230.9%
BLACKROCK CR ALLOCATION INCO35Q3 20234.7%

View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete holdings history.

Latest significant ownerships (13-D/G)
RIVERNORTH CAPITAL MANAGEMENT, LLC Q1 2020 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
FiledShares Percentage
BrandywineGLOBAL-Global Income Opportunities Fund IncMay 15, 2023727,5404.3%
BARINGS CORPORATE INVESTORSFebruary 14, 20231,068,5925.3%
BARINGS PARTICIPATION INVESTORSFebruary 14, 2023938,4248.8%
BlackRock ESG Capital Allocation TrustFebruary 14, 20235,397,3165.3%
Integral Acquisition Corp 1February 14, 2023649,9985.6%
NewHold Investment Corp. IIFebruary 14, 20231,732,5008.9%
OmniLit Acquisition Corp.February 14, 2023106,9827.9%
PIMCO Energy & Tactical Credit Opportunities FundFebruary 14, 20232,271,8585.1%
PIONEER MUNICIPAL HIGH INCOME FUND, INC.February 14, 20231,354,3026.0%
Saba Capital Income & Opportunities FundFebruary 14, 20233,231,4897.6%

View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete significant-ownership history.

Latest filings
TypeFiled
13F-HR2024-05-15
SC 13G/A2024-04-10
SC 13G2024-04-10
SC 13G2024-04-10
SC 13G/A2024-03-05
13F-HR2024-02-14
SC 13G/A2024-02-14
SC 13G/A2024-02-14
SC 13G/A2024-02-14
SC 13G/A2024-02-14

View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete filings history.

All filings

View complete filings history.

Compare quarters

Issues

The following issues were detected while analyzing the report:

  • The reported total value is incorrect (1492606000.0 != 1492609000.0)

Export RIVERNORTH CAPITAL MANAGEMENT, LLC's holdings

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