$1.67 Billion is the total value of RIVERNORTH CAPITAL MANAGEMENT, LLC's 263 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was 0.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| NEW MTN FIN CORPnote 5.750% 8/1 | $5,255,000 | -99.0% | 5,000,000 | 0.0% | 0.32% | -98.7% | ||
| SPEPRB | SPECIAL OPPORTUNITIES FD INCpfd conv se b | $4,889,000 | +1.0% | 191,280 | 0.0% | 0.29% | +33.8% | |
| THCAU | TUSCAN HLDGS CORP IIunit 04/01/2026 | $4,036,000 | +0.4% | 400,000 | 0.0% | 0.24% | +33.0% | |
| PXH | INVESCO EXCHNG TRADED FD TRFTSE RAFI EMNG | $3,986,000 | +11.1% | 178,753 | 0.0% | 0.24% | +46.6% | |
| PAACU | PROFICIENT ALPHA ACQUSTN CORunit 04/30/2026 | $3,348,000 | +3.0% | 325,000 | 0.0% | 0.20% | +36.7% | |
| CCXU | CHURCHILL CAP CORP IIunit 99/99/9999 | $3,234,000 | +2.6% | 300,000 | 0.0% | 0.19% | +35.7% | |
| LACQ | LEISURE ACQUISITION CORP | $3,195,000 | +1.8% | 306,594 | 0.0% | 0.19% | +35.2% | |
| GRAFU | GRAF INDL CORPunit 12/31/2025 | $3,195,000 | +3.4% | 300,000 | 0.0% | 0.19% | +37.1% | |
| ANDAU | ANDINA ACQUISITION CORP IIIunit 09/24/2020 | $3,168,000 | +0.6% | 300,000 | 0.0% | 0.19% | +32.9% | |
| SAMAU | SCHULTZE SPL PURP ACQUSTN COunit 12/31/2023 | $3,150,000 | +1.4% | 300,000 | 0.0% | 0.19% | +34.0% | |
| TKKS | TKK SYMPHONY ACQUISITION COR | $3,072,000 | +0.6% | 300,000 | 0.0% | 0.18% | +33.3% | |
| DDMX | DD3 ACQUISITION CORP | $3,066,000 | +0.7% | 300,000 | 0.0% | 0.18% | +33.3% | |
| TRNEU | TRINE ACQUISITION CORPunit 03/31/2021 | $2,874,000 | +1.0% | 275,000 | 0.0% | 0.17% | +34.1% | |
| VWO | VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF | $2,701,000 | +10.4% | 60,746 | 0.0% | 0.16% | +45.9% | |
| OPES | OPES ACQUISITION CORP | $2,633,000 | +1.6% | 250,000 | 0.0% | 0.16% | +35.0% | |
| THCBU | TUSCAN HOLDINGS CORPunit 99/99/9999 | $2,625,000 | -1.8% | 250,000 | 0.0% | 0.16% | +30.6% | |
| AGBAU | AGBA ACQUISITION LTDunit 05/10/2024 | $2,573,000 | +1.1% | 250,000 | 0.0% | 0.15% | +33.9% | |
| BRPA | BIG ROCK PARTNERS ACQUISI CO | $2,544,000 | +0.2% | 239,998 | 0.0% | 0.15% | +33.0% | |
| JFK | 8I ENTERPRISES ACQUISITIN CO | $2,405,000 | +0.3% | 240,000 | 0.0% | 0.14% | +32.1% | |
| PACQ | PURE ACQUISITION CORP | $2,333,000 | +1.2% | 224,996 | 0.0% | 0.14% | +34.6% | |
| FLLCU | FELLAZO INCunit 99/99/9999 | $2,273,000 | +1.4% | 225,000 | 0.0% | 0.14% | +34.7% | |
| SMMCU | SOUTH MTN MERGER CORPunit 99/99/9999 | $2,228,000 | -0.8% | 214,000 | 0.0% | 0.13% | +31.4% | |
| HCACU | HENNESSY CAP ACQUSTION CORPunit 99/99/9999 | $2,182,000 | +3.4% | 200,000 | 0.0% | 0.13% | +36.5% | |
| ALACU | ALBERTON ACQUISITION CORPunit 04/22/2020 | $2,130,000 | +0.9% | 200,000 | 0.0% | 0.13% | +33.3% | |
| AMCIU | AMCI ACQUISITION CORPunit 01/07/2019 | $2,078,000 | +0.4% | 200,000 | 0.0% | 0.12% | +33.0% | |
| GIXU | GIGCAPITAL2 INCunit 02/28/2026 | $2,080,000 | +1.0% | 200,000 | 0.0% | 0.12% | +34.4% | |
| GXGXU | GX ACQUISITION CORPunit 05/24/2026 | $2,074,000 | -6.5% | 200,000 | 0.0% | 0.12% | +25.0% | |
| LHC | LEO HOLDINGS CORP | $2,068,000 | +1.0% | 200,000 | 0.0% | 0.12% | +33.3% | |
| MUDS | MUDRICK CAP ACQUISITION CORP | $2,067,000 | +0.5% | 200,000 | 0.0% | 0.12% | +33.3% | |
| CRSAU | CRESCENT ACQUISITION CORPunit 99/99/9999 | $2,060,000 | +1.4% | 200,000 | 0.0% | 0.12% | +34.8% | |
| SSPKU | SILVER SPIKE ACQUISITION CORunit 99/99/9999 | $2,034,000 | +0.8% | 200,000 | 0.0% | 0.12% | +34.1% | |
| NFINU | NETFIN ACQUISITION CORPunit 08/01/2024 | $2,038,000 | +1.0% | 200,000 | 0.0% | 0.12% | +34.1% | |
| BWMC | BOXWOOD MERGER CORP | $2,032,000 | +0.8% | 200,000 | 0.0% | 0.12% | +34.1% | |
| GPAQ | GORDON POINTE ACQUISITION CO | $1,853,000 | +1.1% | 175,000 | 0.0% | 0.11% | +33.7% | |
| CFFAU | CF FIN ACQUISITION CORPunit 04/30/2025 | $1,628,000 | +2.5% | 150,000 | 0.0% | 0.10% | +36.1% | |
| FTACU | FINTECH ACQUISITION CORP IIIunit 12/01/2023 | $1,620,000 | +1.1% | 150,000 | 0.0% | 0.10% | +32.9% | |
| ORSNU | ORISUN ACQUISITION CORPunit 99/99/9999 | $1,624,000 | +1.5% | 160,000 | 0.0% | 0.10% | +34.7% | |
| MFACU | MEGALITH FINL ACQUISITION COunit 09/30/2025 | $1,577,000 | +0.5% | 150,000 | 0.0% | 0.10% | +33.8% | |
| RPLAU | REPLAY ACQUISITION CORPunit 03/01/2024 | $1,556,000 | +1.1% | 150,000 | 0.0% | 0.09% | +32.9% | |
| VTIQ | VECTOIQ ACQUISITION CORP | $1,548,000 | +1.1% | 149,999 | 0.0% | 0.09% | +34.8% | |
| VEA | VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF | $1,494,000 | +7.3% | 33,904 | 0.0% | 0.09% | +42.9% | |
| NPAUU | NEW PROVIDENCE ACQUISITIN COunit 09/01/2024 | $1,388,000 | +1.9% | 135,000 | 0.0% | 0.08% | +33.9% | |
| TIBR | TIBERIUS ACQUISITION CORP | $1,313,000 | +2.6% | 125,000 | 0.0% | 0.08% | +36.2% | |
| HCCH | HL ACQUISITIONS CORP | $1,291,000 | +1.3% | 125,000 | 0.0% | 0.08% | +34.5% | |
| TZACU | TENZING ACQUISITION CORPunit 08/24/2024 | $1,288,000 | -1.7% | 125,000 | 0.0% | 0.08% | +30.5% | |
| TOTA | TOTTENHAM ACQUISITION I LTD | $1,237,000 | +1.9% | 118,000 | 0.0% | 0.07% | +34.5% | |
| INSUU | INSURANCE ACQUISITION CORPunit 03/31/2024 | $1,060,000 | +1.7% | 100,000 | 0.0% | 0.06% | +36.2% | |
| HYACU | HAYMAKER ACQUISITION CORP IIunit 10/31/2026 | $1,050,000 | +1.6% | 100,000 | 0.0% | 0.06% | +34.0% | |
| LOACU | LONGEVITY ACQUISITION CORPunit 08/29/2024 | $1,036,000 | -2.0% | 100,000 | 0.0% | 0.06% | +29.2% | |
| LFAC | LF CAP ACQUISITION CORP | $1,036,000 | +1.0% | 100,000 | 0.0% | 0.06% | +34.8% | |
| ALGR | ALLEGRO MERGER CORP | $1,022,000 | +0.6% | 100,000 | 0.0% | 0.06% | +32.6% | |
| THBRU | THUNDER BRDG ACQUISTION II Lunit 99/99/9999 | $784,000 | +2.6% | 75,000 | 0.0% | 0.05% | +34.3% | |
| FPAC | FAR PT ACQUISITION CORP | $516,000 | +1.0% | 49,995 | 0.0% | 0.03% | +34.8% | |
| APXTU | APEX TECHNOLOGY ACQUISITN COunit 06/11/2026 | $524,000 | +2.7% | 50,000 | 0.0% | 0.03% | +34.8% | |
| SCPEU | SC HEALTH CORPunit 99/99/9999 | $259,000 | 0.0% | 25,000 | 0.0% | 0.02% | +33.3% | |
| CCHU | COLLIER CREEK HOLDINGSunit 99/99/9999 | $215,000 | +0.5% | 20,000 | 0.0% | 0.01% | +30.0% | |
| TIBRW | TIBERIUS ACQUISITION CORPw exp 02/28/202 | $143,000 | +93.2% | 125,000 | 0.0% | 0.01% | +200.0% | |
| LACQW | LEISURE ACQUISITION CORPw exp 12/05/201 | $158,000 | +37.4% | 153,297 | 0.0% | 0.01% | +80.0% | |
| BWMCW | BOXWOOD MERGER CORPw exp 11/26/202 | $124,000 | -11.4% | 200,000 | 0.0% | 0.01% | +16.7% | |
| PACQW | PURE ACQUISITION CORPw exp 04/17/202 | $111,000 | -5.9% | 112,498 | 0.0% | 0.01% | +40.0% | |
| WRLSR | PENSARE ACQUISITION CORPright 99/99/9999 | $101,000 | -3.8% | 349,994 | 0.0% | 0.01% | +20.0% | |
| MUDSW | MUDRICK CAP ACQUISITION CORPw exp 02/12/202 | $98,000 | -22.2% | 200,000 | 0.0% | 0.01% | 0.0% | |
| TKKSR | TKK SYMPHONY ACQUISITION CORright 02/20/2020 | $75,000 | +4.2% | 300,000 | 0.0% | 0.01% | +66.7% | |
| JFKKW | 8I ENTERPRISES ACQUISITIN COw exp 10/29/202 | $84,000 | -13.4% | 240,000 | 0.0% | 0.01% | +25.0% | |
| JFKKR | 8I ENTERPRISES ACQUISITIN COright 10/29/2020 | $91,000 | -13.3% | 240,000 | 0.0% | 0.01% | 0.0% | |
| VTIQW | VECTOIQ ACQUISITION CORPw exp 05/11/202 | $88,000 | +17.3% | 149,999 | 0.0% | 0.01% | +66.7% | |
| GPAQW | GORDON POINTE ACQUISITION COw exp 07/30/202 | $63,000 | -10.0% | 175,000 | 0.0% | 0.00% | +33.3% | |
| BRPAR | BIG ROCK PARTNERS ACQUISI COright 12/01/2022 | $62,000 | +17.0% | 239,998 | 0.0% | 0.00% | +100.0% | |
| PVTWS | PIVOTAL ACQUISITION CORPw exp 12/01/202 | $60,000 | -55.2% | 100,000 | 0.0% | 0.00% | -33.3% | |
| OPESW | OPES ACQUISITION CORPw exp 03/13/202 | $45,000 | 0.0% | 250,000 | 0.0% | 0.00% | +50.0% | |
| LFACW | LF CAP ACQUISITION CORPw exp 06/22/202 | $45,000 | +40.6% | 100,000 | 0.0% | 0.00% | +200.0% | |
| HCCHW | HL ACQUISITIONS CORPw exp 06/21/202 | $44,000 | +33.3% | 125,000 | 0.0% | 0.00% | +200.0% | |
| HCCHR | HL ACQUISITIONS CORPright 07/17/2023 | $32,000 | -5.9% | 125,000 | 0.0% | 0.00% | 0.0% | |
| ALGRR | ALLEGRO MERGER CORPright 12/31/2023 | $32,000 | +23.1% | 100,000 | 0.0% | 0.00% | +100.0% | |
| BRPAW | BIG ROCK PARTNERS ACQUISI COw exp 12/01/202 | $21,000 | +5.0% | 119,999 | 0.0% | 0.00% | 0.0% | |
| ALGRW | ALLEGRO MERGER CORPw exp 01/06/202 | $18,000 | -21.7% | 100,000 | 0.0% | 0.00% | 0.0% | |
| TOTAR | TOTTENHAM ACQUISITION I LTDright 06/05/2020 | $19,000 | -44.1% | 118,000 | 0.0% | 0.00% | -50.0% | |
| TDACW | TRIDENT ACQUISITIONS CORPw exp 05/09/202 | $15,000 | -34.8% | 150,000 | 0.0% | 0.00% | 0.0% | |
| FPACWS | FAR PT ACQUISITION CORPw exp 06/01/202 | $21,000 | +5.0% | 16,665 | 0.0% | 0.00% | 0.0% | |
| TOTAW | TOTTENHAM ACQUISITION I LTDw exp 05/06/202 | $7,000 | -65.0% | 118,000 | 0.0% | 0.00% | -100.0% |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-02-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| WESTERN ASSET EMRG MKT DEBT | 40 | Q3 2023 | 5.4% |
| WESTERN ASSET HIGH INCOME OP | 40 | Q3 2023 | 3.6% |
| SPECIAL OPPORTUNITIES FD INC | 40 | Q3 2023 | 0.8% |
| NUVEEN CR STRATEGIES INCOME | 39 | Q3 2023 | 2.8% |
| MORGAN STANLEY EM MKTS DM DE | 39 | Q3 2023 | 1.7% |
| NUVEEN QUALITY MUNCP INCOME | 38 | Q3 2023 | 5.7% |
| WESTERN AST INFL LKD OPP & I | 38 | Q3 2023 | 3.2% |
| TEMPLETON EMERG MKTS INCOME | 38 | Q3 2023 | 1.9% |
| MORGAN STANLEY EMKT DBT FD I | 37 | Q1 2023 | 0.9% |
| BLACKROCK CR ALLOCATION INCO | 35 | Q3 2023 | 4.7% |
View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| BrandywineGLOBAL-Global Income Opportunities Fund Inc | May 15, 2023 | 727,540 | 4.3% |
| BARINGS CORPORATE INVESTORS | February 14, 2023 | 1,068,592 | 5.3% |
| BARINGS PARTICIPATION INVESTORS | February 14, 2023 | 938,424 | 8.8% |
| BlackRock ESG Capital Allocation Trust | February 14, 2023 | 5,397,316 | 5.3% |
| Integral Acquisition Corp 1 | February 14, 2023 | 649,998 | 5.6% |
| NewHold Investment Corp. II | February 14, 2023 | 1,732,500 | 8.9% |
| OmniLit Acquisition Corp. | February 14, 2023 | 106,982 | 7.9% |
| PIMCO Energy & Tactical Credit Opportunities Fund | February 14, 2023 | 2,271,858 | 5.1% |
| PIONEER MUNICIPAL HIGH INCOME FUND, INC. | February 14, 2023 | 1,354,302 | 6.0% |
| Saba Capital Income & Opportunities Fund | February 14, 2023 | 3,231,489 | 7.6% |
View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-15 |
| SC 13G/A | 2024-04-10 |
| SC 13G | 2024-04-10 |
| SC 13G | 2024-04-10 |
| SC 13G/A | 2024-03-05 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.