$1.67 Billion is the total value of RIVERNORTH CAPITAL MANAGEMENT, LLC's 263 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| GLACW | Exit | GREENLAND ACQUISITIN CORPORAw exp 03/03/202 | $0 | – | -75,000 | -100.0% | -0.00% | – |
| GLACR | Exit | GREENLAND ACQUISITIN CORPORAright 04/27/2025 | $0 | – | -75,000 | -100.0% | -0.00% | – |
| SONGW | Exit | AKAZOO SAw exp 09/11/202 | $0 | – | -52,523 | -100.0% | -0.00% | – |
| BROGW | Exit | TWELVE SEAS INVESTMENT COMPAw exp 12/22/202 | $0 | – | -225,000 | -100.0% | -0.00% | – |
| BROGR | Exit | TWELVE SEAS INVESTMENT COMPAright 12/22/2019 | $0 | – | -225,000 | -100.0% | -0.00% | – |
| TMCXW | Exit | TRINITY MERGER CORPw exp 05/11/202 | $0 | – | -96,000 | -100.0% | -0.01% | – |
| CHACWS | Exit | CHARDAN HEALTHCARE ACQUISITIw exp 12/13/202 | $0 | – | -200,000 | -100.0% | -0.01% | – |
| INB | Exit | COHEN & STEERS GLOBAL INC BL | $0 | – | -20,612 | -100.0% | -0.01% | – |
| CHAC | Exit | CHARDAN HEALTHCARE ACQUISITI | $0 | – | -30,000 | -100.0% | -0.01% | – |
| ENX | Exit | EATON VANCE NEW YORK MUN BD | $0 | – | -29,462 | -100.0% | -0.02% | – |
| EDD | Exit | MORGAN STANLEY EM MKTS DM DE | $0 | – | -60,650 | -100.0% | -0.02% | – |
| AFT | Exit | APOLLO SR FLOATING RATE FD I | $0 | – | -38,574 | -100.0% | -0.03% | – |
| GLAC | Exit | GREENLAND ACQUISITIN CORPORA | $0 | – | -75,000 | -100.0% | -0.04% | – |
| MNCLU | Exit | MONOCLE ACQUISITION CORPunit 99/99/9999 | $0 | – | -75,000 | -100.0% | -0.04% | – |
| BFY | Exit | BLACKROCK NY MUN INCOME TR I | $0 | – | -61,553 | -100.0% | -0.04% | – |
| FIV | Exit | FIRST TR SR FLOATING RATE 20 | $0 | – | -98,986 | -100.0% | -0.04% | – |
| TMCX | Exit | TRINITY MERGER CORPcl a | $0 | – | -96,000 | -100.0% | -0.04% | – |
| PVT | Exit | PIVOTAL ACQUISITION CORPcl a | $0 | – | -100,000 | -100.0% | -0.05% | – |
| ACTTU | Exit | ACT II GLOBAL ACQUISITION COunit 04/30/2026 | $0 | – | -100,000 | -100.0% | -0.05% | – |
| EDTXU | Exit | EDTECHX HLDGS ACQUISITION COunit 12/31/2025 | $0 | – | -100,000 | -100.0% | -0.05% | – |
| CTACU | Exit | CHASERG TECHNLGY ACQUISITN Cunit 09/30/2023 | $0 | – | -100,000 | -100.0% | -0.05% | – |
| CCA | Exit | MFS CALIF MUN FD | $0 | – | -83,526 | -100.0% | -0.05% | – |
| HSACU | Exit | HEALTH SCIENCES ACQUSTN CORPunit 04/01/2024 | $0 | – | -100,000 | -100.0% | -0.05% | – |
| EVN | Exit | EATON VANCE MUNI INCOME TRUSsh ben int | $0 | – | -84,679 | -100.0% | -0.05% | – |
| NZF | Exit | NUVEEN MUNICIPAL CREDIT INCsh ben int | $0 | – | -81,345 | -100.0% | -0.06% | – |
| LOR | Exit | LAZARD WORLD DIVID & INCOME | $0 | – | -153,458 | -100.0% | -0.06% | – |
| BRPMU | Exit | B RILEY PRINCIPAL MERGER CORunit 99/99/9999 | $0 | – | -150,000 | -100.0% | -0.07% | – |
| TDAC | Exit | TRIDENT ACQUISITIONS CORP | $0 | – | -150,000 | -100.0% | -0.07% | – |
| LGC | Exit | LEGACY ACQUISITION CORPcl a | $0 | – | -200,000 | -100.0% | -0.09% | – |
| OHAI | Exit | OHA INVT CORP | $0 | – | -1,629,169 | -100.0% | -0.10% | – |
| BROG | Exit | TWELVE SEAS INVESTMENT COMPA | $0 | – | -225,000 | -100.0% | -0.10% | – |
| WIA | Exit | WESTERN ASST INFLTN LKD INM | $0 | – | -199,133 | -100.0% | -0.10% | – |
| HHHHU | Exit | WEALTHBRIDGE ACQUISITION LTDunit 99/99/9999 | $0 | – | -225,000 | -100.0% | -0.11% | – |
| CBH | Exit | ALLIANZGI CON INCM 2024 TARG | $0 | – | -260,401 | -100.0% | -0.11% | – |
| Exit | BLACKROCK TCP CAPITAL CORPnote 5.250%12/1 | $0 | – | -2,500,000 | -100.0% | -0.11% | – | |
| GDO | Exit | WESTERN ASSET GLOBAL CP DEFI | $0 | – | -156,495 | -100.0% | -0.12% | – |
| NSL | Exit | NUVEEN SR INCOME FD | $0 | – | -481,434 | -100.0% | -0.13% | – |
| BLW | Exit | BLACKROCK LTD DURATION INC T | $0 | – | -179,741 | -100.0% | -0.13% | – |
| EAD | Exit | WELLS FARGO INCOME OPPORTUNI WF INC OPPTY FD | $0 | – | -348,463 | -100.0% | -0.13% | – |
| JMT | Exit | NUVEEN MTG OPPTY TERM FD 2 | $0 | – | -134,084 | -100.0% | -0.14% | – |
| HYT | Exit | BLACKROCK CORPOR HI YLD FD I | $0 | – | -326,298 | -100.0% | -0.16% | – |
| IIM | Exit | INVESCO VALUE MUN INCOME TR | $0 | – | -229,788 | -100.0% | -0.16% | – |
| NID | Exit | NUVEEN INTER DURATION MN TMF | $0 | – | -279,996 | -100.0% | -0.17% | – |
| TLI | Exit | WESTERN ASSET CORPORATE LN F | $0 | – | -461,197 | -100.0% | -0.20% | – |
| FTF | Exit | FRANKLIN LTD DURATION INC TR COM | $0 | – | -544,303 | -100.0% | -0.23% | – |
| FSK | Exit | FS KKR CAPITAL CORP | $0 | – | -1,184,929 | -100.0% | -0.31% | – |
| NTC | Exit | NUVEEN CONNECTICUT QLTY MUN | $0 | – | -575,998 | -100.0% | -0.35% | – |
| Exit | GARRISON CAP INC | $0 | – | -1,159,976 | -100.0% | -0.36% | – | |
| NNC | Exit | NUVEEN NORTH CAROLINA QLTY M | $0 | – | -716,751 | -100.0% | -0.44% | – |
| HYI | Exit | WESTERN ASSET HGH YLD DFNDFD | $0 | – | -689,265 | -100.0% | -0.47% | – |
| JFR | Exit | NUVEEN FLOATING RATE INCOME | $0 | – | -1,106,089 | -100.0% | -0.49% | – |
| JLS | Exit | NUVEEN MTG OPPORTUNITY TERM | $0 | – | -775,997 | -100.0% | -0.81% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-02-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| WESTERN ASSET EMRG MKT DEBT | 40 | Q3 2023 | 5.4% |
| WESTERN ASSET HIGH INCOME OP | 40 | Q3 2023 | 3.6% |
| SPECIAL OPPORTUNITIES FD INC | 40 | Q3 2023 | 0.8% |
| NUVEEN CR STRATEGIES INCOME | 39 | Q3 2023 | 2.8% |
| MORGAN STANLEY EM MKTS DM DE | 39 | Q3 2023 | 1.7% |
| NUVEEN QUALITY MUNCP INCOME | 38 | Q3 2023 | 5.7% |
| WESTERN AST INFL LKD OPP & I | 38 | Q3 2023 | 3.2% |
| TEMPLETON EMERG MKTS INCOME | 38 | Q3 2023 | 1.9% |
| MORGAN STANLEY EMKT DBT FD I | 37 | Q1 2023 | 0.9% |
| BLACKROCK CR ALLOCATION INCO | 35 | Q3 2023 | 4.7% |
View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| BrandywineGLOBAL-Global Income Opportunities Fund Inc | May 15, 2023 | 727,540 | 4.3% |
| BARINGS CORPORATE INVESTORS | February 14, 2023 | 1,068,592 | 5.3% |
| BARINGS PARTICIPATION INVESTORS | February 14, 2023 | 938,424 | 8.8% |
| BlackRock ESG Capital Allocation Trust | February 14, 2023 | 5,397,316 | 5.3% |
| Integral Acquisition Corp 1 | February 14, 2023 | 649,998 | 5.6% |
| NewHold Investment Corp. II | February 14, 2023 | 1,732,500 | 8.9% |
| OmniLit Acquisition Corp. | February 14, 2023 | 106,982 | 7.9% |
| PIMCO Energy & Tactical Credit Opportunities Fund | February 14, 2023 | 2,271,858 | 5.1% |
| PIONEER MUNICIPAL HIGH INCOME FUND, INC. | February 14, 2023 | 1,354,302 | 6.0% |
| Saba Capital Income & Opportunities Fund | February 14, 2023 | 3,231,489 | 7.6% |
View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-15 |
| SC 13G/A | 2024-04-10 |
| SC 13G | 2024-04-10 |
| SC 13G | 2024-04-10 |
| SC 13G/A | 2024-03-05 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.