$1.67 Billion is the total value of RIVERNORTH CAPITAL MANAGEMENT, LLC's 263 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was 93.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| NEA | Buy | NUVEEN AMT FREE QLTY MUN INC | $80,608,000 | +6.0% | 5,605,557 | +5.5% | 4.84% | +40.5% |
| EVV | Buy | EATON VANCE LTD DUR INCOME F | $65,396,000 | +20.7% | 4,935,575 | +13.8% | 3.93% | +60.0% |
| BTZ | Buy | BLACKROCK CR ALLCTN INC TR | $45,090,000 | +71.4% | 3,225,326 | +67.0% | 2.71% | +127.1% |
| BWG | Buy | BRANDYWINEGBL GLBAL INM OPRT | $40,485,000 | +6.7% | 3,205,494 | +2.2% | 2.43% | +41.4% |
| GHY | Buy | PGIM GLOBAL HIGH YIELD FD INCOM | $40,047,000 | +14.3% | 2,666,271 | +9.4% | 2.40% | +51.6% |
| JQC | Buy | NUVEEN CR STRATEGIES INCM FD | $38,414,000 | +4.1% | 5,008,350 | +1.5% | 2.31% | +38.0% |
| WIW | Buy | WESTERN AST INFL LKD OPP & I | $36,427,000 | +22.9% | 3,156,612 | +18.0% | 2.19% | +63.0% |
| DSU | Buy | BLACKROCK DEBT STRAT FD INC | $32,608,000 | +143.0% | 2,911,397 | +133.2% | 1.96% | +222.0% |
| NRGX | Buy | PIMCO ENRGY TACTICAL CR OPP | $31,873,000 | +7636.2% | 1,931,669 | +8117.1% | 1.91% | +9968.4% |
| BBDC | Buy | BARINGS BDC INC | $28,941,000 | +4.5% | 2,815,252 | +3.2% | 1.74% | +38.5% |
| NVG | Buy | NUVEEN AMT FREE MUN CR INC FC | $25,931,000 | +281.2% | 1,555,548 | +282.6% | 1.56% | +405.5% |
| KYN | Buy | KAYNE ANDERSN MLP MIDS INVT | $23,816,000 | +683.7% | 1,709,656 | +713.4% | 1.43% | +936.2% |
| AOD | Buy | ABERDEEN TOTAL DYNAMIC DIVD | $20,116,000 | +10.9% | 2,247,624 | +3.3% | 1.21% | +47.1% |
| NFJ | Buy | ALLIANZGI NFJ DIVID INT & PR | $17,482,000 | +10.5% | 1,344,756 | +4.0% | 1.05% | +46.5% |
| MUC | Buy | BLACKROCK MUNIHLDNGS CALI QL | $17,021,000 | +8.8% | 1,216,685 | +9.8% | 1.02% | +44.4% |
| NHF | Buy | NEXPOINT STRATEGIC OPORTUNT | $16,757,000 | +585.6% | 946,216 | +594.1% | 1.01% | +806.3% |
| EVF | Buy | EATON VANCE SR INCOME TR | $12,109,000 | +71.9% | 1,889,129 | +64.1% | 0.73% | +127.9% |
| GLO | Buy | CLOUGH GLOBAL OPPORTUNITIES | $11,497,000 | +7.1% | 1,217,947 | +3.7% | 0.69% | +42.0% |
| AFB | Buy | ALLIANCEBERNSTEIN NATL MUNI | $10,315,000 | +3.5% | 737,868 | +2.1% | 0.62% | +37.3% |
| DEX | Buy | DELAWARE ENHANCED GBL DIV & | $10,068,000 | +12.0% | 968,107 | +6.2% | 0.60% | +48.4% |
| PHD | Buy | PIONEER FLOATING RATE TR | $9,951,000 | +28.5% | 907,088 | +23.4% | 0.60% | +70.1% |
| UTF | New | COHEN & STEERS INFRASTRUCTUR | $9,823,000 | – | 374,909 | +100.0% | 0.59% | – |
| BYM | Buy | BLACKROCK MUNICIPL INC QLTY | $9,717,000 | +3.1% | 691,579 | +3.8% | 0.58% | +36.5% |
| EFF | Buy | EATON VANCE FLTG RATE INCOM | $9,465,000 | +7.5% | 591,577 | +2.2% | 0.57% | +42.4% |
| ARDC | Buy | ARES DYNAMIC CR ALLOCATION F | $8,881,000 | +11.6% | 578,556 | +8.3% | 0.53% | +48.1% |
| VKQ | Buy | INVESCO MUN TR | $8,868,000 | +13.1% | 717,505 | +15.6% | 0.53% | +49.9% |
| FCT | Buy | FIRST TR SR FLG RTE INCM FD | $8,333,000 | +62.0% | 663,979 | +54.9% | 0.50% | +114.6% |
| NKG | Buy | NUVEEN GEORGIA QLTY MUN INC | $8,120,000 | +28.5% | 643,966 | +26.4% | 0.49% | +70.3% |
| SOR | Buy | SOURCE CAP INC | $7,947,000 | +221.1% | 205,409 | +203.1% | 0.48% | +325.9% |
| BSE | Buy | BLACKROCK NY MUNI INC QLTY T | $7,764,000 | +23.1% | 564,651 | +23.0% | 0.47% | +62.9% |
| HGLB | Buy | HIGHLAND GLOBAL ALLOCATION F | $7,668,000 | +182.8% | 820,945 | +210.3% | 0.46% | +274.0% |
| SWZ | Buy | SWISS HELVETIA FD INC | $7,410,000 | +89.7% | 881,134 | +81.1% | 0.44% | +151.4% |
| AEF | Buy | ABERDEEN EMRG MRKTS EQT INM | $7,040,000 | +15.9% | 923,911 | +5.9% | 0.42% | +53.8% |
| NUM | Buy | NUVEEN MICHIGAN QLT MUN INC | $6,887,000 | +33.2% | 487,055 | +31.5% | 0.41% | +76.5% |
| NMY | Buy | NUVEEN MARYLAND QLT MUN INC | $6,634,000 | +30.1% | 493,242 | +29.1% | 0.40% | +72.3% |
| MAV | Buy | PIONEER MUN HIGH INCOME ADV | $6,242,000 | +54.4% | 577,458 | +56.3% | 0.38% | +104.9% |
| RMT | Buy | ROYCE MICRO-CAP TR INC | $5,649,000 | +53.5% | 661,495 | +44.5% | 0.34% | +103.0% |
| HYB | Buy | NEW AMER HIGH INCOME FD INC | $5,631,000 | +44.4% | 616,787 | +39.6% | 0.34% | +91.0% |
| GLQ | Buy | CLOUGH GLOBAL EQUITY FD | $5,211,000 | +112.7% | 431,737 | +102.7% | 0.31% | +182.0% |
| NTX | Buy | NUVEEN TEXAS QLTY MUN INCME | $5,184,000 | +18.8% | 361,727 | +15.1% | 0.31% | +57.1% |
| TYG | New | TORTOISE ENERGY INFRA CORP | $4,527,000 | – | 252,483 | +100.0% | 0.27% | – |
| FUND | Buy | SPROTT FOCUS TR INC | $4,327,000 | +12.8% | 587,935 | +3.3% | 0.26% | +49.4% |
| PEO | New | ADAM NAT RES FD INC | $4,287,000 | – | 260,462 | +100.0% | 0.26% | – |
| PHK | New | PIMCO HIGH INCOME FD | $4,238,000 | – | 564,322 | +100.0% | 0.25% | – |
| MQT | Buy | BLACKROCK MUNIY QUALITY FD I | $4,137,000 | +7.5% | 318,215 | +7.3% | 0.25% | +42.5% |
| MCMJ | New | MERIDA MERGER CORP I | $3,896,000 | – | 400,000 | +100.0% | 0.23% | – |
| IGD | Buy | VOYA GLBL EQTY DIV & PREM OP | $3,315,000 | +813.2% | 535,546 | +784.7% | 0.20% | +1143.8% |
| ACP | New | ABERDEEN INCOME CR STRATEGIE | $3,288,000 | – | 285,663 | +100.0% | 0.20% | – |
| IQI | Buy | INVESCO QUALITY MUNI INC TRS | $3,165,000 | +28.8% | 251,593 | +30.9% | 0.19% | +71.2% |
| ALUSU | New | ALUSSA ENERGY ACQUISITION COunit 10/31/2026 | $3,024,000 | – | 300,000 | +100.0% | 0.18% | – |
| LIVKU | New | LIV CAP ACQUISITION CORPunit 99/99/9999 | $2,968,000 | – | 294,940 | +100.0% | 0.18% | – |
| KTF | Buy | DWS MUN INCOME TR | $2,954,000 | +13.2% | 260,682 | +15.8% | 0.18% | +50.0% |
| MXE | Buy | MEXICO EQUITY & INCOME FD | $2,906,000 | +107.3% | 250,521 | +88.0% | 0.17% | +176.2% |
| GRNVU | New | GREENVISION ACQUISITION CORPunit 10/28/2024 | $2,775,000 | – | 275,000 | +100.0% | 0.17% | – |
| DUC | Buy | DUFF & PHELPS UTIL CORP BD T | $2,755,000 | +171.7% | 301,460 | +174.7% | 0.16% | +258.7% |
| BCX | Buy | BLACKROCK RES & COMM STRAT T | $2,726,000 | +21.5% | 337,804 | +12.7% | 0.16% | +60.8% |
| BOE | Buy | BLACKROCK ENHANCED GBL DIV T | $2,541,000 | +500.7% | 231,171 | +469.7% | 0.15% | +705.3% |
| MFL | Buy | BLACKROCK MUNIHLDS INVSTM QL | $2,544,000 | +17.5% | 191,394 | +19.6% | 0.15% | +56.1% |
| HNW | Buy | PIONEER DIV HIGH INCOME TRUS | $2,529,000 | +4.2% | 169,970 | +1.6% | 0.15% | +38.2% |
| RVT | Buy | ROYCE VALUE TR INC | $2,504,000 | +8.5% | 169,543 | +1.1% | 0.15% | +44.2% |
| GLEOU | New | GALILEO ACQUISITION CORPunit 99/99/9999 | $2,406,000 | – | 235,000 | +100.0% | 0.14% | – |
| BSTZ | New | BLACKROCK SCIENCE & TECH TR | $2,346,000 | – | 114,423 | +100.0% | 0.14% | – |
| MUE | Buy | BLACKROCK MUNIHLDNGS QLTY II | $2,322,000 | +50.5% | 184,103 | +52.4% | 0.14% | +98.6% |
| New | BLACKROCK CAPITAL INVESTMENTnote 5.000% 6/1 | $2,301,000 | – | 2,300,000 | +100.0% | 0.14% | – | |
| HHHH | New | WEALTHBRIDGE ACQUISITION LTD | $2,282,000 | – | 225,000 | +100.0% | 0.14% | – |
| NCV | New | ALLIANZGI CONV INCOME FD | $2,107,000 | – | 366,517 | +100.0% | 0.13% | – |
| SFTWU | New | OSPREY TECHNLGY AQUISTION COunit 10/30/2024 | $2,060,000 | – | 202,400 | +100.0% | 0.12% | – |
| NKX | Buy | NUVEEN CALIFORNIA AMT QLT MU | $2,043,000 | +0.9% | 134,300 | +0.3% | 0.12% | +33.7% |
| PICU | Buy | PIVOTAL INVT CORP IIunit 06/01/2025 | $2,040,000 | +300.8% | 200,000 | +300.0% | 0.12% | +430.4% |
| LCAHU | New | LANDCADIA HLDGS II INCunit 05/09/2026 | $2,026,000 | – | 200,000 | +100.0% | 0.12% | – |
| AMHCU | New | AMPLITUDE HLTHCRE AQUSTIN COunit 12/01/2026 | $2,014,000 | – | 200,000 | +100.0% | 0.12% | – |
| GDV | New | GABELLI DIVD & INCOME TR | $1,862,000 | – | 84,837 | +100.0% | 0.11% | – |
| MNE | Buy | BLACKROCK MUNI N Y INTER DUR | $1,759,000 | +88.9% | 114,805 | +81.5% | 0.11% | +152.4% |
| IHD | Buy | VOYA EMERGING MKTS HIGH DIVI | $1,662,000 | +26.0% | 207,959 | +13.0% | 0.10% | +66.7% |
| XFLT | New | XAI OCTAGON FLOATNG RATE ALT | $1,616,000 | – | 199,781 | +100.0% | 0.10% | – |
| RA | New | BROOKFIELD REAL ASSETS IN | $1,603,000 | – | 75,103 | +100.0% | 0.10% | – |
| CUBA | New | HERZFELD CARIBBEAN BASIN FD | $1,600,000 | – | 241,690 | +100.0% | 0.10% | – |
| BQH | Buy | BLACKROCK NY MUNICIPAL BOND | $1,587,000 | +191.2% | 105,008 | +183.5% | 0.10% | +280.0% |
| HTY | New | HANCOCK JOHN INV TRUSTTAX ADV GLB | $1,558,000 | – | 220,355 | +100.0% | 0.09% | – |
| LATNU | New | UNION ACQUISITION CORP IIunit 99/99/9999 | $1,529,000 | – | 150,000 | +100.0% | 0.09% | – |
| MUS | Buy | BLACKROCK MUNIHOLDNGS QLTY I | $1,522,000 | +30.9% | 121,070 | +33.2% | 0.09% | +71.7% |
| BRPM | New | B RILEY PRINCIPAL MERGER COR | $1,501,000 | – | 149,999 | +100.0% | 0.09% | – |
| FPF | New | FIRST TR INTER DUR PFD & IN | $1,369,000 | – | 58,023 | +100.0% | 0.08% | – |
| EMO | New | CLEARBRIDGE ENERGY MIDSTRM O | $1,370,000 | – | 162,879 | +100.0% | 0.08% | – |
| BGY | Buy | BLACKROCK ENHANCED INTL DIV | $1,226,000 | +69.1% | 208,165 | +55.2% | 0.07% | +124.2% |
| NCZ | New | ALLIANZGI CONV INCOME FD II | $1,121,000 | – | 219,032 | +100.0% | 0.07% | – |
| GBDC | New | GOLUB CAP BDC INC | $1,117,000 | – | 60,515 | +100.0% | 0.07% | – |
| NYV | Buy | NUVEEN NEW YORK MUN VALUE FD | $1,104,000 | +452.0% | 77,241 | +446.5% | 0.07% | +633.3% |
| CTAC | New | CHASERG TECHNLGY ACQUISITN C | $1,085,000 | – | 99,997 | +100.0% | 0.06% | – |
| EDTX | New | EDTECHX HLDGS ACQUISITION CO | $1,027,000 | – | 100,000 | +100.0% | 0.06% | – |
| PTACU | New | PROPTECH ACQUISITION CORPORAunit 10/01/2026 | $1,025,000 | – | 100,000 | +100.0% | 0.06% | – |
| CIICU | New | CIIG MERGER CORPunit 12/31/2026 | $1,016,000 | – | 100,000 | +100.0% | 0.06% | – |
| IRR | New | VOYA NAT RES EQUITY INCOME F | $1,007,000 | – | 244,379 | +100.0% | 0.06% | – |
| ACTT | New | ACT II GLOBAL ACQUISITION CO | $983,000 | – | 97,158 | +100.0% | 0.06% | – |
| LGI | New | LAZARD GLB TTL RET&INCM FD I | $942,000 | – | 56,916 | +100.0% | 0.06% | – |
| MNCL | New | MONOCLE ACQUISITION CORP | $764,000 | – | 75,000 | +100.0% | 0.05% | – |
| GDL | Buy | GDL FUND | $761,000 | +202.0% | 81,782 | +198.4% | 0.05% | +318.2% |
| NML | New | NEUBERGER BERMAN MLP AND ENR | $745,000 | – | 110,170 | +100.0% | 0.04% | – |
| SRACU | New | STABLE RD ACQUISITION CORPunit 05/15/2026 | $695,000 | – | 67,500 | +100.0% | 0.04% | – |
| HCCOU | New | HEALTHCARE MERGER CORPunit 12/17/2021 | $518,000 | – | 50,000 | +100.0% | 0.03% | – |
| NDP | New | TORTOISE ENERGY INDEPENDENC | $495,000 | – | 114,146 | +100.0% | 0.03% | – |
| BGH | New | BARINGS GLOBAL SHORT DURATIO | $477,000 | – | 27,215 | +100.0% | 0.03% | – |
| EGIF | New | EAGLE GRWTH & INCOME OPPTY F | $461,000 | – | 27,061 | +100.0% | 0.03% | – |
| PTMN | New | PORTMAN RIDGE FIN CORP | $314,000 | – | 148,132 | +100.0% | 0.02% | – |
| TEAF | New | TORTOISE ESSENTIAL ASSETS IN | $318,000 | – | 19,399 | +100.0% | 0.02% | – |
| BROG | New | BROOGE HLDGS LTD | $199,000 | – | 22,497 | +100.0% | 0.01% | – |
| IMVTW | New | IMMUNOVANT INCw exp 12/18/202 | $200,000 | – | 100,000 | +100.0% | 0.01% | – |
| GER | New | GOLDMAN SACHS MLP ENERGY REN | $205,000 | – | 47,674 | +100.0% | 0.01% | – |
| BROGW | New | BROOGE HLDGS LTDw exp 12/20/202 | $158,000 | – | 212,900 | +100.0% | 0.01% | – |
| CTACW | New | CHASERG TECHNLGY ACQUISITN Cw exp 04/10/202 | $110,000 | – | 49,998 | +100.0% | 0.01% | – |
| MCMJW | New | MERIDA MERGER CORP Iw exp 11/07/202 | $100,000 | – | 199,997 | +100.0% | 0.01% | – |
| PHGEWS | New | BIOMX INCw exp 10/16/202 | $94,000 | – | 200,000 | +100.0% | 0.01% | – |
| BRPMWS | New | B RILEY PRINCIPAL MERGER CORw exp 04/08/202 | $61,000 | – | 74,998 | +100.0% | 0.00% | – |
| HHHHR | New | WEALTHBRIDGE ACQUISITION LTDright 11/02/2023 | $74,000 | – | 225,000 | +100.0% | 0.00% | – |
| MNCLW | New | MONOCLE ACQUISITION CORPw exp 12/06/202 | $56,000 | – | 75,000 | +100.0% | 0.00% | – |
| ACTTW | New | ACT II GLOBAL ACQUISITION COw exp 04/30/202 | $49,000 | – | 48,579 | +100.0% | 0.00% | – |
| EDTXW | New | EDTECHX HLDGS ACQUISITION COw exp 12/31/202 | $36,000 | – | 100,000 | +100.0% | 0.00% | – |
| HHHHW | New | WEALTHBRIDGE ACQUISITION LTDw exp 01/31/202 | $18,000 | – | 225,000 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-02-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| WESTERN ASSET EMRG MKT DEBT | 40 | Q3 2023 | 5.4% |
| WESTERN ASSET HIGH INCOME OP | 40 | Q3 2023 | 3.6% |
| SPECIAL OPPORTUNITIES FD INC | 40 | Q3 2023 | 0.8% |
| NUVEEN CR STRATEGIES INCOME | 39 | Q3 2023 | 2.8% |
| MORGAN STANLEY EM MKTS DM DE | 39 | Q3 2023 | 1.7% |
| NUVEEN QUALITY MUNCP INCOME | 38 | Q3 2023 | 5.7% |
| WESTERN AST INFL LKD OPP & I | 38 | Q3 2023 | 3.2% |
| TEMPLETON EMERG MKTS INCOME | 38 | Q3 2023 | 1.9% |
| MORGAN STANLEY EMKT DBT FD I | 37 | Q1 2023 | 0.9% |
| BLACKROCK CR ALLOCATION INCO | 35 | Q3 2023 | 4.7% |
View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| BrandywineGLOBAL-Global Income Opportunities Fund Inc | May 15, 2023 | 727,540 | 4.3% |
| BARINGS CORPORATE INVESTORS | February 14, 2023 | 1,068,592 | 5.3% |
| BARINGS PARTICIPATION INVESTORS | February 14, 2023 | 938,424 | 8.8% |
| BlackRock ESG Capital Allocation Trust | February 14, 2023 | 5,397,316 | 5.3% |
| Integral Acquisition Corp 1 | February 14, 2023 | 649,998 | 5.6% |
| NewHold Investment Corp. II | February 14, 2023 | 1,732,500 | 8.9% |
| OmniLit Acquisition Corp. | February 14, 2023 | 106,982 | 7.9% |
| PIMCO Energy & Tactical Credit Opportunities Fund | February 14, 2023 | 2,271,858 | 5.1% |
| PIONEER MUNICIPAL HIGH INCOME FUND, INC. | February 14, 2023 | 1,354,302 | 6.0% |
| Saba Capital Income & Opportunities Fund | February 14, 2023 | 3,231,489 | 7.6% |
View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-15 |
| SC 13G/A | 2024-04-10 |
| SC 13G | 2024-04-10 |
| SC 13G | 2024-04-10 |
| SC 13G/A | 2024-03-05 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.