RIVERNORTH CAPITAL MANAGEMENT, LLC

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$2.3 Billion is the total value of RIVERNORTH CAPITAL MANAGEMENT, LLC's 243 reported holdings in Q2 2019. The portfolio turnover from Q1 2019 to Q2 2019 was 25.3% .

All

			Value		Shares		↓ Weighting
EMD	Sell	WESTERN ASSET EMRG MKT DEBT	$55,961,000	+2.6%	3,907,885	-2.3%	2.44%	-32.2%
NEA	Sell	NUVEEN AMT FREE QLTY MUN INC	$44,688,000	-3.0%	3,235,916	-6.1%	1.95%	-35.9%
JQC	Sell	NUVEEN CR STRATEGIES INCM FD	$38,634,000	-9.7%	4,878,057	-11.8%	1.68%	-40.3%
VVR	Sell	INVESCO SR INCOME TR	$37,381,000	-1.2%	8,672,976	-3.7%	1.63%	-34.7%
GHY	Sell	PGIM GLOBAL HIGH YIELD FD IN	$37,129,000	+3.6%	2,569,502	-0.0%	1.62%	-31.5%
EHI	Sell	WESTERN ASSET GLB HI INCOME	$36,787,000	+4.6%	3,704,662	-1.1%	1.60%	-30.9%
BTZ	Sell	BLACKROCK CR ALLCTN INC TR	$34,906,000	-4.4%	2,691,270	-8.6%	1.52%	-36.9%
GER	Sell	GOLDMAN SACHS MLP ENERGY REN	$16,859,000	+0.0%	2,021,466	-1.0%	0.73%	-33.9%
JFR	Sell	NUVEEN FLOATING RATE INCOME	$15,912,000	+2.2%	1,615,433	-0.1%	0.69%	-32.5%
DSU	Sell	BLACKROCK DEBT STRAT FD INC	$14,798,000	-25.3%	1,374,028	-25.6%	0.64%	-50.7%
EFT	Sell	EATON VANCE FLTING RATE INC	$13,968,000	+0.6%	1,036,167	-1.6%	0.61%	-33.6%
HYI	Sell	WESTERN ASSET HGH YLD DFNDFD	$13,439,000	-2.8%	897,738	-4.1%	0.58%	-35.8%
EAD	Sell	WELLS FARGO INCOME OPPORTUNI WF INC OPPTY FD	$13,190,000	-9.8%	1,600,773	-13.8%	0.57%	-40.5%
BIT	Sell	BLACKROCK MULTI-SECTOR INC T	$12,451,000	-15.5%	713,525	-19.7%	0.54%	-44.2%
EFR	Sell	EATON VANCE SR FLTNG RTE TR	$11,939,000	-2.2%	912,090	-2.8%	0.52%	-35.4%
VMO	Sell	INVESCO MUN OPPORTUNITY TR	$11,834,000	-3.7%	962,129	-6.6%	0.52%	-36.4%
AWF	Sell	ALLIANCEBERNSTEIN GBL HGH IN	$11,197,000	-4.9%	950,498	-6.4%	0.49%	-37.1%
AVK	Sell	ADVENT CLAYMORE CV SECS & IN	$11,144,000	-12.7%	739,943	-14.5%	0.48%	-42.4%
NAC	Sell	NUVEEN CA QUALTY MUN INCOME	$10,994,000	-41.4%	759,258	-44.2%	0.48%	-61.2%
GLO	Sell	CLOUGH GLOBAL OPPORTUNITIESsh ben int	$10,887,000	-3.8%	1,164,418	-0.6%	0.47%	-36.5%
NRK	Sell	NUVEEN NEW YORK AMT QLT MUNI	$9,293,000	-5.0%	709,952	-7.7%	0.40%	-37.2%
DEX	Sell	DELAWARE ENHANCED GBL DIV &	$9,188,000	-17.9%	928,114	-19.8%	0.40%	-45.8%
FTF	Sell	FRANKLIN LTD DURATION INC T	$8,924,000	-18.1%	926,675	-18.1%	0.39%	-45.8%
ARDC	Sell	ARES DYNAMIC CR ALLOCATION F	$8,769,000	+1.5%	579,607	-0.4%	0.38%	-32.9%
FSK	Sell	FS KKR CAPITAL CORP	$8,231,000	-40.3%	1,381,016	-39.4%	0.36%	-60.6%
MSD	Sell	MORGAN STANLEY EMER MKTS DEB	$7,968,000	-1.7%	854,901	-5.1%	0.35%	-35.0%
NVG	Sell	NUVEEN AMT FREE MUN CR INC F	$7,757,000	-38.5%	488,781	-41.4%	0.34%	-59.3%
	Sell	GARRISON CAP INC	$7,643,000	-10.5%	1,107,708	-6.8%	0.33%	-40.9%
NTG	Sell	TORTOISE MIDSTRM ENERGY FD I	$7,596,000	-41.0%	563,096	-38.7%	0.33%	-61.0%
BFZ	Sell	BLACKROCK CALIF MUN INCOME Tsh ben int	$7,447,000	-1.9%	562,054	-5.0%	0.32%	-35.2%
EVF	Sell	EATON VANCE SR INCOME TRsh ben int	$6,800,000	+1.0%	1,093,265	-0.2%	0.30%	-33.3%
CBH	Sell	ALLIANZGI CON INCM 2024 TARG	$6,429,000	-25.3%	696,518	-27.1%	0.28%	-50.6%
HYT	Sell	BLACKROCK CORPOR HI YLD FD I	$6,166,000	-52.5%	575,184	-54.5%	0.27%	-68.7%
MCA	Sell	BLACKROCK MUNIYIELD CALI QLT	$5,878,000	-10.7%	413,935	-15.3%	0.26%	-41.0%
EIM	Sell	EATON VANCE MUN BD FD	$5,850,000	-32.9%	470,617	-33.0%	0.26%	-55.6%
EVM	Sell	EATON VANCE CALIF MUN BD FD	$5,067,000	-29.0%	459,351	-32.1%	0.22%	-53.1%
TEI	Sell	TEMPLETON EMERG MKTS INCOME	$5,000,000	-27.0%	489,237	-26.8%	0.22%	-51.7%
FCT	Sell	FIRST TR SR FLG RTE INCM FD	$4,999,000	-35.7%	416,898	-36.6%	0.22%	-57.5%
JMT	Sell	NUVEEN MTG OPPTY TERM FD 2	$4,815,000	-12.7%	214,107	-12.7%	0.21%	-42.3%
BGT	Sell	BLACKROCK FLOATING RATE INCO	$4,786,000	-43.0%	385,337	-43.9%	0.21%	-62.4%
AEF	Sell	ABERDEEN EMRG MRKTS EQT INM	$4,393,000	-44.6%	600,996	-44.9%	0.19%	-63.4%
AKP	Sell	ALLIANCE CALIF MUN INCOME FD	$4,337,000	-49.8%	288,140	-50.7%	0.19%	-66.8%
FUND	Sell	SPROTT FOCUS TR INC	$3,830,000	-49.6%	568,256	-49.0%	0.17%	-66.7%
LOR	Sell	LAZARD WORLD DIVID & INCOME	$3,712,000	-8.3%	373,077	-8.7%	0.16%	-39.3%
NKX	Sell	NUVEEN CALIFORNIA AMT QLT MU	$3,636,000	-25.3%	249,010	-28.8%	0.16%	-50.8%
GDO	Sell	WESTERN ASSET GLOBAL CP DEFI	$3,585,000	+3.2%	209,028	-1.0%	0.16%	-31.9%
NID	Sell	NUVEEN INTER DURATION MN TMF	$3,557,000	-35.5%	264,842	-36.8%	0.16%	-57.3%
EGIF	Sell	EAGLE GRWTH & INCOME OPPTY F	$3,316,000	-5.4%	215,886	-5.3%	0.14%	-37.7%
MHI	Sell	PIONEER MUN HIGH INCOME TR	$3,282,000	-41.5%	268,982	-42.7%	0.14%	-61.2%
LEO	Sell	DREYFUS STRATEGIC MUNS INC	$2,741,000	-13.8%	335,552	-16.7%	0.12%	-43.1%
AFT	Sell	APOLLO SR FLOATING RATE FD I	$2,300,000	-43.5%	153,837	-43.9%	0.10%	-62.7%
BTT	Sell	BLACKROCK MUN 2030 TAR TERM	$2,195,000	-75.3%	94,510	-76.3%	0.10%	-83.6%
IFN	Sell	INDIA FD INC	$1,802,000	-26.2%	84,690	-25.8%	0.08%	-51.6%
JEMD	Sell	NUVEEN EMERGING MKTS DEBT 20	$1,295,000	-53.0%	145,889	-53.9%	0.06%	-69.2%
FIV	Sell	FIRST TR SR FLOATING RATE 20	$1,279,000	-55.7%	143,702	-56.5%	0.06%	-70.5%
ZF	Sell	VIRTUS TOTAL RETURN FUND INC	$1,099,000	-76.4%	103,965	-77.6%	0.05%	-84.4%
KTF	Sell	DWS MUN INCOME TR	$1,072,000	-21.5%	95,099	-23.3%	0.05%	-47.8%
USA	Sell	LIBERTY ALL STAR EQUITY FDsh ben int	$818,000	-60.7%	127,564	-62.6%	0.04%	-73.7%
BFY	Sell	BLACKROCK NY MUN INCOME TR I	$662,000	-15.0%	47,933	-16.3%	0.03%	-43.1%
MUI	Sell	BLACKROCK MUNI INTER DR FD I	$573,000	-55.8%	40,795	-56.7%	0.02%	-70.6%
NCA	Sell	NUVEEN CALIF MUN VALUE FD	$427,000	-78.8%	42,316	-79.9%	0.02%	-85.7%
NRCGWS	Sell	NRC GROUP HLDGS CORP*w exp 10/17/202	$111,000	+76.2%	67,468	-3.7%	0.01%	+25.0%
	Sell	FALCON MINERALS CORP*w exp 07/21/202	$81,000	+12.5%	85,390	-2.4%	0.00%	-20.0%
NESRW	Sell	NATIONAL ENERGY SERVICES REU*w exp 05/05/202	$82,000	-63.6%	96,089	-51.2%	0.00%	-73.3%
PHUNW	Sell	PHUNWARE INC*w exp 12/26/202	$25,000	-91.4%	71,794	-59.0%	0.00%	-94.7%
BCACW	Exit	BISON CAP ACQUISITION CORP*w exp 06/20/202	$0	–	-62,500	-100.0%	-0.00%	–
GTYHW	Exit	GTY TECHNOLOGY HOLDINGS INC*w exp 10/25/202	$0	–	-26,667	-100.0%	-0.00%	–
CMSSW	Exit	CM SEVEN STAR ACQUISITION CO*w exp 08/21/202	$0	–	-150,000	-100.0%	-0.00%	–
BCACR	Exit	BISON CAP ACQUISITION CORPright 03/20/2019	$0	–	-125,000	-100.0%	-0.00%	–
BIOXWS	Exit	BIOCERES CROP SOLUTIONS CORP*w exp 07/01/202	$0	–	-200,000	-100.0%	-0.00%	–
HYACW	Exit	HAYMAKER ACQUISITION CORP*w exp 10/27/202	$0	–	-28,198	-100.0%	-0.00%	–
BIOX	Exit	BIOCERES CROP SOLUTIONS CORP	$0	–	-13,199	-100.0%	-0.01%	–
MTECW	Exit	MTECH ACQUISITION CORP*w exp 08/01/202	$0	–	-155,000	-100.0%	-0.01%	–
CMSSR	Exit	CM SEVEN STAR ACQUISITION COright 08/21/2022	$0	–	-300,000	-100.0%	-0.01%	–
OMADWS	Exit	ONE MADISON CORP*w exp 99/99/999	$0	–	-199,999	-100.0%	-0.02%	–
DMF	Exit	DREYFUS MUN INCOME INC	$0	–	-51,063	-100.0%	-0.03%	–
	Exit	NEW MTN FIN CORPnote 5.000% 6/1	$0	–	-626,000	-100.0%	-0.04%	–
CCC	Exit	CHURCHILL CAP CORP	$0	–	-49,998	-100.0%	-0.04%	–
NZF	Exit	NUVEEN MUNICIPAL CREDIT INC	$0	–	-46,691	-100.0%	-0.05%	–
EVG	Exit	EATON VANCE SH TM DR DIVR IN	$0	–	-72,000	-100.0%	-0.06%	–
PVTU	Exit	PIVOTAL ACQUISITION CORPunit 12/01/2025	$0	–	-100,000	-100.0%	-0.07%	–
MTEC	Exit	MTECH ACQUISITION CORP	$0	–	-155,000	-100.0%	-0.10%	–
CMSS	Exit	CM SEVEN STAR ACQUISITION CO	$0	–	-300,000	-100.0%	-0.14%	–
ASG	Exit	LIBERTY ALL-STAR GROWTH FD I	$0	–	-407,487	-100.0%	-0.15%	–
NHF	Exit	NEXPOINT STRATEGIC OPORTUNT	$0	–	-105,465	-100.0%	-0.15%	–
WRLS	Exit	PENSARE ACQUISITION CORP	$0	–	-389,994	-100.0%	-0.26%	–
OMAD	Exit	ONE MADISON CORP	$0	–	-398,073	-100.0%	-0.27%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2019-08-14

Signatures

The EDGAR filing(s) were signed by:

Marcus Collins — Chief Compliance Officer

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
WESTERN ASSET EMRG MKT DEBT	40	Q3 2023	5.4%
WESTERN ASSET HIGH INCOME OP	40	Q3 2023	3.6%
SPECIAL OPPORTUNITIES FD INC	40	Q3 2023	0.8%
NUVEEN CR STRATEGIES INCOME	39	Q3 2023	2.8%
MORGAN STANLEY EM MKTS DM DE	39	Q3 2023	1.7%
NUVEEN QUALITY MUNCP INCOME	38	Q3 2023	5.7%
WESTERN AST INFL LKD OPP & I	38	Q3 2023	3.2%
TEMPLETON EMERG MKTS INCOME	38	Q3 2023	1.9%
MORGAN STANLEY EMKT DBT FD I	37	Q1 2023	0.9%
BLACKROCK CR ALLOCATION INCO	35	Q3 2023	4.7%

View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete holdings history.

Latest significant ownerships (13-D/G)

RIVERNORTH CAPITAL MANAGEMENT, LLC Q2 2019 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
BrandywineGLOBAL-Global Income Opportunities Fund Inc	May 15, 2023	727,540	4.3%
BARINGS CORPORATE INVESTORS	February 14, 2023	1,068,592	5.3%
BARINGS PARTICIPATION INVESTORS	February 14, 2023	938,424	8.8%
BlackRock ESG Capital Allocation Trust	February 14, 2023	5,397,316	5.3%
Integral Acquisition Corp 1	February 14, 2023	649,998	5.6%
NewHold Investment Corp. II	February 14, 2023	1,732,500	8.9%
OmniLit Acquisition Corp.	February 14, 2023	106,982	7.9%
PIMCO Energy & Tactical Credit Opportunities Fund	February 14, 2023	2,271,858	5.1%
PIONEER MUNICIPAL HIGH INCOME FUND, INC.	February 14, 2023	1,354,302	6.0%
Saba Capital Income & Opportunities Fund	February 14, 2023	3,231,489	7.6%

View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2024-05-15
SC 13G/A	2024-04-10
SC 13G	2024-04-10
SC 13G	2024-04-10
SC 13G/A	2024-03-05
13F-HR	2024-02-14
SC 13G/A	2024-02-14
SC 13G/A	2024-02-14
SC 13G/A	2024-02-14
SC 13G/A	2024-02-14

View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete filings history.

All filings

View complete filings history.

Compare quarters

Issues

The following issues were detected while analyzing the report:

The reported total value is incorrect (2296577000.0 != 2296582000.0)

Export RIVERNORTH CAPITAL MANAGEMENT, LLC's holdings