$2.3 Billion is the total value of RIVERNORTH CAPITAL MANAGEMENT, LLC's 243 reported holdings in Q2 2019. The portfolio turnover from Q1 2019 to Q2 2019 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| New | NEW MTN FIN CORPnote 5.750% 8/1 | $517,875,000 | – | 5,000,000 | +100.0% | 22.55% | – | |
| PAACU | New | PROFICIENT ALPHA ACQUSTN CORunit 04/30/2026 | $3,266,000 | – | 325,000 | +100.0% | 0.14% | – |
| CCXU | New | CHURCHILL CAP CORP IIunit 99/99/9999 | $3,045,000 | – | 300,000 | +100.0% | 0.13% | – |
| DTF | New | DTF TAX-FREE INCOME INC | $3,034,000 | – | 219,201 | +100.0% | 0.13% | – |
| AGBAU | New | AGBA ACQUISITION LTDunit 05/10/2024 | $2,505,000 | – | 250,000 | +100.0% | 0.11% | – |
| SMMCU | New | SOUTH MTN MERGER CORPunit 99/99/9999 | $2,140,000 | – | 214,000 | +100.0% | 0.09% | – |
| LHC | New | LEO HOLDINGS CORP | $2,054,000 | – | 200,000 | +100.0% | 0.09% | – |
| GXGXU | New | GX ACQUISITION CORPunit 05/24/2026 | $2,010,000 | – | 200,000 | +100.0% | 0.09% | – |
| GIXU | New | GIGCAPITAL2 INCunit 02/28/2026 | $2,006,000 | – | 200,000 | +100.0% | 0.09% | – |
| RPLAU | New | REPLAY ACQUISITION CORPunit 03/01/2024 | $1,503,000 | – | 150,000 | +100.0% | 0.06% | – |
| HNW | New | PIONEER DIV HIGH INCOME TRUS | $1,489,000 | – | 104,135 | +100.0% | 0.06% | – |
| BRPMU | New | B RILEY PRINCIPAL MERGER CORunit 99/99/9999 | $1,497,000 | – | 150,000 | +100.0% | 0.06% | – |
| VGM | New | INVESCO TR INVT GRADE MUNS | $1,481,000 | – | 116,877 | +100.0% | 0.06% | – |
| EFF | New | EATON VANCE FLTG RATE INCOM | $1,389,000 | – | 92,649 | +100.0% | 0.06% | – |
| PCF | New | HIGH INCOME SECS FD | $1,185,000 | – | 143,311 | +100.0% | 0.05% | – |
| NQP | New | NUVEEN PENNSYLVANIA QLT MUN | $1,161,000 | – | 85,053 | +100.0% | 0.05% | – |
| WIA | New | WESTERN ASST INFLTN LKD INM | $1,086,000 | – | 93,179 | +100.0% | 0.05% | – |
| HSACU | New | HEALTH SCIENCES ACQUSTN CORPunit 04/01/2024 | $1,060,000 | – | 100,000 | +100.0% | 0.05% | – |
| ACTTU | New | ACT II GLOBAL ACQUISITION COunit 04/30/2026 | $1,012,000 | – | 100,000 | +100.0% | 0.04% | – |
| PVT | New | PIVOTAL ACQUISITION CORP | $1,015,000 | – | 100,000 | +100.0% | 0.04% | – |
| HYACU | New | HAYMAKER ACQUISITION CORP IIunit 10/31/2026 | $1,021,000 | – | 100,000 | +100.0% | 0.04% | – |
| SOR | New | SOURCE CAP INC | $830,000 | – | 22,709 | +100.0% | 0.04% | – |
| RMT | New | ROYCE MICRO-CAP TR INC | $678,000 | – | 82,506 | +100.0% | 0.03% | – |
| NRGX | New | PIMCO ENRGY TACTICAL CR OPP | $637,000 | – | 32,466 | +100.0% | 0.03% | – |
| FT | New | FRANKLIN UNVL TRsh ben int | $424,000 | – | 58,214 | +100.0% | 0.02% | – |
| NXC | New | NUVEEN CA SELECT TAX FREE PRsh ben int | $331,000 | – | 22,376 | +100.0% | 0.01% | – |
| BQH | New | BLACKROCK NY MUNICIPAL BOND | $197,000 | – | 13,339 | +100.0% | 0.01% | – |
| KERNW | New | AKERNA CORP*w exp 01/30/202 | $145,000 | – | 48,610 | +100.0% | 0.01% | – |
| PVTWS | New | PIVOTAL ACQUISITION CORP*w exp 12/01/202 | $135,000 | – | 100,000 | +100.0% | 0.01% | – |
| PACKWS | New | RANPAK HLDGS CORP*w exp 06/03/202 | $116,000 | – | 96,399 | +100.0% | 0.01% | – |
| GDL | New | GDL FUND | $96,000 | – | 10,353 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-08-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| WESTERN ASSET EMRG MKT DEBT | 40 | Q3 2023 | 5.4% |
| WESTERN ASSET HIGH INCOME OP | 40 | Q3 2023 | 3.6% |
| SPECIAL OPPORTUNITIES FD INC | 40 | Q3 2023 | 0.8% |
| NUVEEN CR STRATEGIES INCOME | 39 | Q3 2023 | 2.8% |
| MORGAN STANLEY EM MKTS DM DE | 39 | Q3 2023 | 1.7% |
| NUVEEN QUALITY MUNCP INCOME | 38 | Q3 2023 | 5.7% |
| WESTERN AST INFL LKD OPP & I | 38 | Q3 2023 | 3.2% |
| TEMPLETON EMERG MKTS INCOME | 38 | Q3 2023 | 1.9% |
| MORGAN STANLEY EMKT DBT FD I | 37 | Q1 2023 | 0.9% |
| BLACKROCK CR ALLOCATION INCO | 35 | Q3 2023 | 4.7% |
View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| BrandywineGLOBAL-Global Income Opportunities Fund Inc | May 15, 2023 | 727,540 | 4.3% |
| BARINGS CORPORATE INVESTORS | February 14, 2023 | 1,068,592 | 5.3% |
| BARINGS PARTICIPATION INVESTORS | February 14, 2023 | 938,424 | 8.8% |
| BlackRock ESG Capital Allocation Trust | February 14, 2023 | 5,397,316 | 5.3% |
| Integral Acquisition Corp 1 | February 14, 2023 | 649,998 | 5.6% |
| NewHold Investment Corp. II | February 14, 2023 | 1,732,500 | 8.9% |
| OmniLit Acquisition Corp. | February 14, 2023 | 106,982 | 7.9% |
| PIMCO Energy & Tactical Credit Opportunities Fund | February 14, 2023 | 2,271,858 | 5.1% |
| PIONEER MUNICIPAL HIGH INCOME FUND, INC. | February 14, 2023 | 1,354,302 | 6.0% |
| Saba Capital Income & Opportunities Fund | February 14, 2023 | 3,231,489 | 7.6% |
View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-15 |
| SC 13G/A | 2024-04-10 |
| SC 13G | 2024-04-10 |
| SC 13G | 2024-04-10 |
| SC 13G/A | 2024-03-05 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.