$2.3 Billion is the total value of RIVERNORTH CAPITAL MANAGEMENT, LLC's 243 reported holdings in Q2 2019. The portfolio turnover from Q1 2019 to Q2 2019 was 68.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| New | NEW MTN FIN CORPnote 5.750% 8/1 | $517,875,000 | – | 5,000,000 | +100.0% | 22.55% | – | |
| HIO | Buy | WESTERN ASSET HIGH INCM OPP | $63,090,000 | +22.6% | 12,322,229 | +15.7% | 2.75% | -19.0% |
| NAD | Buy | NUVEEN QUALITY MUNCP INCOME | $58,446,000 | +3.7% | 4,174,688 | +0.5% | 2.54% | -31.5% |
| EVV | Buy | EATON VANCE LTD DUR INCOME F | $57,603,000 | +4.7% | 4,553,627 | +4.7% | 2.51% | -30.8% |
| HFRO | Buy | HIGHLAND INCOME FUND HIGHLAND INCOME | $44,443,000 | +2.8% | 3,218,154 | +3.4% | 1.94% | -32.1% |
| VTA | Buy | INVESCO DYNAMIC CR OPP FD | $39,845,000 | +24.4% | 3,573,515 | +21.1% | 1.74% | -17.8% |
| PPR | Buy | VOYA PRIME RATE TRsh ben int | $37,468,000 | +0.9% | 7,871,360 | +1.3% | 1.63% | -33.4% |
| BWG | Buy | BRANDYWINEGBL GLBAL INM OPRT | $34,864,000 | +16.0% | 2,969,643 | +10.0% | 1.52% | -23.3% |
| GIM | Buy | TEMPLETON GLOBAL INCOME FD | $34,799,000 | +9.3% | 5,488,809 | +8.6% | 1.52% | -27.8% |
| BBDC | Buy | BARINGS BDC INC | $29,540,000 | +15.1% | 3,002,031 | +14.7% | 1.29% | -24.0% |
| WIW | Buy | WESTERN AST INFL LKD OPP & I | $26,846,000 | +24.3% | 2,399,134 | +19.2% | 1.17% | -17.9% |
| ISD | Buy | PGIM HIGH YIELD BOND FUND IN | $21,650,000 | +3.9% | 1,479,862 | +0.7% | 0.94% | -31.3% |
| JLS | Buy | NUVEEN MTG OPPORTUNITY TERM | $16,921,000 | +1.0% | 728,725 | +1.1% | 0.74% | -33.2% |
| NFJ | Buy | ALLIANZGI NFJ DIVID INT & PR | $15,449,000 | +6.2% | 1,245,879 | +3.3% | 0.67% | -29.8% |
| NHS | Buy | NEUBERGER BERMAN HGH YLD FD | $15,060,000 | +5.1% | 1,287,219 | +1.5% | 0.66% | -30.5% |
| CLM | Buy | CORNERSTONE STRATEGIC VALUE | $14,316,000 | +31.1% | 1,229,863 | +37.1% | 0.62% | -13.5% |
| HIX | Buy | WESTERN ASSET HIGH INCM FD I | $14,161,000 | +40.5% | 2,037,554 | +31.0% | 0.62% | -7.1% |
| VLT | Buy | INVESCO HIGH INCOME TR II | $11,056,000 | +19.1% | 761,920 | +17.7% | 0.48% | -21.4% |
| FSD | Buy | FIRST TR HIGH INCOME L/S FD | $11,028,000 | +20.9% | 734,235 | +17.6% | 0.48% | -20.1% |
| FRA | Buy | BLACKROCK FLOAT RATE OME STR | $9,873,000 | +15.9% | 769,532 | +13.0% | 0.43% | -23.4% |
| KYN | Buy | KAYNE ANDERSN MLP MIDS INVT | $9,082,000 | +8.8% | 593,236 | +13.9% | 0.40% | -28.2% |
| NUO | Buy | NUVEEN OHIO QLTY MUN INCOME | $8,078,000 | +639.7% | 541,758 | +618.0% | 0.35% | +388.9% |
| PHD | Buy | PIONEER FLOATING RATE TR | $7,470,000 | +72.9% | 698,749 | +68.2% | 0.32% | +14.0% |
| TLI | Buy | WESTERN ASSET CORPORATE LN F | $7,162,000 | +17.4% | 748,387 | +16.2% | 0.31% | -22.4% |
| CRF | Buy | CORNERSTONE TOTAL RTRN FD IN | $7,094,000 | +66.4% | 626,669 | +76.3% | 0.31% | +10.0% |
| MUC | Buy | BLACKROCK MUNIHLDNGS CALI QL | $6,794,000 | +21.8% | 497,741 | +18.3% | 0.30% | -19.3% |
| NBW | Buy | NEUBERGER BRMAN CLIFRN MUNI | $5,980,000 | +9.8% | 439,887 | +5.2% | 0.26% | -27.6% |
| BSE | Buy | BLACKROCK NY MUNI INC QLTY T | $5,244,000 | +34.0% | 394,886 | +29.7% | 0.23% | -11.6% |
| NNC | Buy | NUVEEN NORTH CAROLINA QLTY M | $5,057,000 | +128.5% | 379,343 | +118.4% | 0.22% | +50.7% |
| HYB | Buy | NEW AMER HIGH INCOME FD INC | $4,989,000 | +392.0% | 562,448 | +371.3% | 0.22% | +223.9% |
| NKG | Buy | NUVEEN GEORGIA QLTY MUN INC | $4,803,000 | +385.2% | 388,155 | +367.2% | 0.21% | +221.5% |
| NSL | Buy | NUVEEN SR INCOME FD | $4,669,000 | +16.9% | 794,079 | +15.3% | 0.20% | -22.8% |
| EXD | Buy | EATON VANCE TAX MNGD BUY WRI | $4,630,000 | +20.0% | 491,514 | +18.0% | 0.20% | -20.5% |
| NTC | Buy | NUVEEN CONNECTICUT QLTY MUN COM | $4,589,000 | +101.1% | 353,826 | +86.9% | 0.20% | +33.3% |
| NBO | Buy | NEUBERGER BRMAN NY MUNI FD I | $4,370,000 | +35.3% | 356,455 | +37.0% | 0.19% | -10.8% |
| SPE | Buy | SPECIAL OPPORTUNITIES FD INC | $4,251,000 | +15.4% | 309,130 | +12.7% | 0.18% | -23.9% |
| JRO | Buy | NUVEEN FLTNG RTE INCM OPP FD | $3,621,000 | +56.3% | 371,777 | +53.9% | 0.16% | +3.3% |
| NIQ | Buy | NUVEEN INT DUR QUAL MUN TRM | $3,419,000 | +1.9% | 256,877 | +0.1% | 0.15% | -32.6% |
| PAACU | New | PROFICIENT ALPHA ACQUSTN CORunit 04/30/2026 | $3,266,000 | – | 325,000 | +100.0% | 0.14% | – |
| MYN | Buy | BLACKROCK MUNIYIELD NY QLTY | $3,070,000 | +28.6% | 241,552 | +24.6% | 0.13% | -14.6% |
| CCXU | New | CHURCHILL CAP CORP IIunit 99/99/9999 | $3,045,000 | – | 300,000 | +100.0% | 0.13% | – |
| DTF | New | DTF TAX-FREE INCOME INC | $3,034,000 | – | 219,201 | +100.0% | 0.13% | – |
| AGBAU | New | AGBA ACQUISITION LTDunit 05/10/2024 | $2,505,000 | – | 250,000 | +100.0% | 0.11% | – |
| BCX | Buy | BLACKROCK RES & COMM STRAT T | $2,399,000 | +50.8% | 293,282 | +50.6% | 0.10% | -1.0% |
| SMMCU | New | SOUTH MTN MERGER CORPunit 99/99/9999 | $2,140,000 | – | 214,000 | +100.0% | 0.09% | – |
| LHC | New | LEO HOLDINGS CORP | $2,054,000 | – | 200,000 | +100.0% | 0.09% | – |
| GXGXU | New | GX ACQUISITION CORPunit 05/24/2026 | $2,010,000 | – | 200,000 | +100.0% | 0.09% | – |
| GIXU | New | GIGCAPITAL2 INCunit 02/28/2026 | $2,006,000 | – | 200,000 | +100.0% | 0.09% | – |
| MHN | Buy | BLACKROCK MUNIHLDGS NY QLTY | $1,987,000 | +80.5% | 150,977 | +77.1% | 0.09% | +19.2% |
| CEV | Buy | EATON VANCE CA MUNI INCOME Tsh ben int | $1,636,000 | +49.8% | 132,168 | +45.2% | 0.07% | -1.4% |
| RPLAU | New | REPLAY ACQUISITION CORPunit 03/01/2024 | $1,503,000 | – | 150,000 | +100.0% | 0.06% | – |
| HNW | New | PIONEER DIV HIGH INCOME TRUS | $1,489,000 | – | 104,135 | +100.0% | 0.06% | – |
| BRPMU | New | B RILEY PRINCIPAL MERGER CORunit 99/99/9999 | $1,497,000 | – | 150,000 | +100.0% | 0.06% | – |
| VGM | New | INVESCO TR INVT GRADE MUNS | $1,481,000 | – | 116,877 | +100.0% | 0.06% | – |
| EFF | New | EATON VANCE FLTG RATE INCOM | $1,389,000 | – | 92,649 | +100.0% | 0.06% | – |
| MNE | Buy | BLACKROCK MUNI N Y INTER DUR | $1,246,000 | +57.7% | 87,042 | +49.9% | 0.05% | +3.8% |
| PCF | New | HIGH INCOME SECS FD | $1,185,000 | – | 143,311 | +100.0% | 0.05% | – |
| NQP | New | NUVEEN PENNSYLVANIA QLT MUN | $1,161,000 | – | 85,053 | +100.0% | 0.05% | – |
| WIA | New | WESTERN ASST INFLTN LKD INM | $1,086,000 | – | 93,179 | +100.0% | 0.05% | – |
| HSACU | New | HEALTH SCIENCES ACQUSTN CORPunit 04/01/2024 | $1,060,000 | – | 100,000 | +100.0% | 0.05% | – |
| ACTTU | New | ACT II GLOBAL ACQUISITION COunit 04/30/2026 | $1,012,000 | – | 100,000 | +100.0% | 0.04% | – |
| PVT | New | PIVOTAL ACQUISITION CORP | $1,015,000 | – | 100,000 | +100.0% | 0.04% | – |
| HYACU | New | HAYMAKER ACQUISITION CORP IIunit 10/31/2026 | $1,021,000 | – | 100,000 | +100.0% | 0.04% | – |
| CCA | Buy | MFS CALIF MUN FD | $874,000 | +18.1% | 73,226 | +12.7% | 0.04% | -22.4% |
| SOR | New | SOURCE CAP INC | $830,000 | – | 22,709 | +100.0% | 0.04% | – |
| HGLB | Buy | HIGHLAND GLOBAL ALLOCATION F | $819,000 | +226.3% | 72,858 | +275.5% | 0.04% | +111.8% |
| RMT | New | ROYCE MICRO-CAP TR INC | $678,000 | – | 82,506 | +100.0% | 0.03% | – |
| IHD | Buy | VOYA EMERGING MKTS HIGH DIVI | $694,000 | +155.1% | 89,448 | +161.1% | 0.03% | +66.7% |
| NRGX | New | PIMCO ENRGY TACTICAL CR OPP | $637,000 | – | 32,466 | +100.0% | 0.03% | – |
| FT | New | FRANKLIN UNVL TRsh ben int | $424,000 | – | 58,214 | +100.0% | 0.02% | – |
| NXC | New | NUVEEN CA SELECT TAX FREE PRsh ben int | $331,000 | – | 22,376 | +100.0% | 0.01% | – |
| BQH | New | BLACKROCK NY MUNICIPAL BOND | $197,000 | – | 13,339 | +100.0% | 0.01% | – |
| KERNW | New | AKERNA CORP*w exp 01/30/202 | $145,000 | – | 48,610 | +100.0% | 0.01% | – |
| PVTWS | New | PIVOTAL ACQUISITION CORP*w exp 12/01/202 | $135,000 | – | 100,000 | +100.0% | 0.01% | – |
| PACKWS | New | RANPAK HLDGS CORP*w exp 06/03/202 | $116,000 | – | 96,399 | +100.0% | 0.01% | – |
| GDL | New | GDL FUND | $96,000 | – | 10,353 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-08-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| WESTERN ASSET EMRG MKT DEBT | 40 | Q3 2023 | 5.4% |
| WESTERN ASSET HIGH INCOME OP | 40 | Q3 2023 | 3.6% |
| SPECIAL OPPORTUNITIES FD INC | 40 | Q3 2023 | 0.8% |
| NUVEEN CR STRATEGIES INCOME | 39 | Q3 2023 | 2.8% |
| MORGAN STANLEY EM MKTS DM DE | 39 | Q3 2023 | 1.7% |
| NUVEEN QUALITY MUNCP INCOME | 38 | Q3 2023 | 5.7% |
| WESTERN AST INFL LKD OPP & I | 38 | Q3 2023 | 3.2% |
| TEMPLETON EMERG MKTS INCOME | 38 | Q3 2023 | 1.9% |
| MORGAN STANLEY EMKT DBT FD I | 37 | Q1 2023 | 0.9% |
| BLACKROCK CR ALLOCATION INCO | 35 | Q3 2023 | 4.7% |
View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| BrandywineGLOBAL-Global Income Opportunities Fund Inc | May 15, 2023 | 727,540 | 4.3% |
| BARINGS CORPORATE INVESTORS | February 14, 2023 | 1,068,592 | 5.3% |
| BARINGS PARTICIPATION INVESTORS | February 14, 2023 | 938,424 | 8.8% |
| BlackRock ESG Capital Allocation Trust | February 14, 2023 | 5,397,316 | 5.3% |
| Integral Acquisition Corp 1 | February 14, 2023 | 649,998 | 5.6% |
| NewHold Investment Corp. II | February 14, 2023 | 1,732,500 | 8.9% |
| OmniLit Acquisition Corp. | February 14, 2023 | 106,982 | 7.9% |
| PIMCO Energy & Tactical Credit Opportunities Fund | February 14, 2023 | 2,271,858 | 5.1% |
| PIONEER MUNICIPAL HIGH INCOME FUND, INC. | February 14, 2023 | 1,354,302 | 6.0% |
| Saba Capital Income & Opportunities Fund | February 14, 2023 | 3,231,489 | 7.6% |
View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-15 |
| SC 13G/A | 2024-04-10 |
| SC 13G | 2024-04-10 |
| SC 13G | 2024-04-10 |
| SC 13G/A | 2024-03-05 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.