$1.2 Billion is the total value of RIVERNORTH CAPITAL MANAGEMENT, LLC's 213 reported holdings in Q3 2018. The portfolio turnover from Q2 2018 to Q3 2018 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| GHY | New | PGIM GLOBAL SHORT DURATION H | $30,770,000 | – | 2,218,441 | +100.0% | 2.57% | – |
| CLM | New | CORNERSTONE STRATEGIC VALUE | $21,474,000 | – | 1,533,834 | +100.0% | 1.79% | – |
| NTG | New | TORTOISE MLP FD INC | $17,369,000 | – | 1,080,148 | +100.0% | 1.45% | – |
| BBDC | New | BARINGS BDC INC COM | $15,292,000 | – | 1,527,624 | +100.0% | 1.28% | – |
| ISD | New | PGIM SHORT DURATION HIGH YIE | $14,494,000 | – | 1,025,024 | +100.0% | 1.21% | – |
| PRF | New | INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 | $8,904,000 | – | 74,972 | +100.0% | 0.74% | – |
| CRF | New | CORNERSTONE TOTAL RTRN FD IN | $8,463,000 | – | 609,709 | +100.0% | 0.71% | – |
| PCF | New | HIGH INCOME SECS FD | $8,391,000 | – | 885,137 | +100.0% | 0.70% | – |
| PXH | New | INVESCO EXCHNG TRADED FD TR FTSE RAFI EMNG | $4,673,000 | – | 221,065 | +100.0% | 0.39% | – |
| TKKSU | New | TKK SYMPHONY ACQUISITION CORunit 08/15/2023 | $3,030,000 | – | 300,000 | +100.0% | 0.25% | – |
| BSE | New | BLACKROCK NY MUNI INC QLTY T | $2,487,000 | – | 200,228 | +100.0% | 0.21% | – |
| NBO | New | NEUBERGER BRMAN NY MUNI FD I | $2,347,000 | – | 205,539 | +100.0% | 0.20% | – |
| BROG | New | TWELVE SEAS INVESTMENT COMPA | $2,160,000 | – | 225,000 | +100.0% | 0.18% | – |
| BCX | New | BLACKROCK RES & COMM STRAT T | $1,541,000 | – | 169,925 | +100.0% | 0.13% | – |
| MFACU | New | MEGALITH FINL ACQUISITION CO UNIT 09/30/2025unit 09/30/2025 | $1,515,000 | – | 150,000 | +100.0% | 0.13% | – |
| TBRG | New | THUNDER BRIDGE ACQUISITION Lcl a | $1,457,000 | – | 150,000 | +100.0% | 0.12% | – |
| EVJ | New | EATON VANCE NJ MUNI INCOME Tsh ben int | $1,333,000 | – | 116,769 | +100.0% | 0.11% | – |
| NBW | New | NEUBERGER BRMAN CLIFRN MUNI | $1,301,000 | – | 104,356 | +100.0% | 0.11% | – |
| TZACU | New | TENZING ACQUISITION CORPunit 08/24/2024 | $1,258,000 | – | 125,000 | +100.0% | 0.10% | – |
| JPS | New | NUVEEN PFD & INCM SECURTIES | $1,240,000 | – | 140,954 | +100.0% | 0.10% | – |
| HCCH | New | HL ACQUISITIONS CORP | $1,195,000 | – | 125,000 | +100.0% | 0.10% | – |
| TOTA | New | TOTTENHAM ACQUISITION I LTD | $1,145,000 | – | 118,000 | +100.0% | 0.10% | – |
| LOACU | New | LONGEVITY ACQUISITION CORPunit 08/29/2024 | $1,024,000 | – | 100,000 | +100.0% | 0.08% | – |
| LFAC | New | LF CAP ACQUISITION CORPcl a | $960,000 | – | 100,000 | +100.0% | 0.08% | – |
| ALGR | New | ALLEGRO MERGER CORP | $953,000 | – | 100,000 | +100.0% | 0.08% | – |
| JRO | New | NUVEEN FLTNG RTE INCM OPP FD | $872,000 | – | 84,622 | +100.0% | 0.07% | – |
| SBI | New | WESTERN ASSET INTM MUNI FD I | $856,000 | – | 101,193 | +100.0% | 0.07% | – |
| NKX | New | NUVEEN CALIFORNIA AMT QLT MU | $754,000 | – | 58,565 | +100.0% | 0.06% | – |
| CEV | New | EATON VANCE CA MUNI INCOME Tsh ben int | $739,000 | – | 65,845 | +100.0% | 0.06% | – |
| GLAC | New | GREENLAND ACQUISITIN CORPORA | $725,000 | – | 75,000 | +100.0% | 0.06% | – |
| EIA | New | EATON VANCE CALIF MUN BD FD | $704,000 | – | 68,759 | +100.0% | 0.06% | – |
| RMRM | New | RMR REAL ESTATE INCOME FUND | $557,000 | – | 31,000 | +100.0% | 0.05% | – |
| CCCU | New | CHURCHILL CAP CORP UNITunit 99/99/9999 | $507,000 | – | 50,000 | +100.0% | 0.04% | – |
| CCA | New | MFS CALIF MUN FD | $467,000 | – | 45,937 | +100.0% | 0.04% | – |
| EMJ | New | EATON VANCE N J MUN BD FD | $392,000 | – | 33,325 | +100.0% | 0.03% | – |
| BQH | New | BLACKROCK NY MUNICIPAL BOND | $386,000 | – | 29,973 | +100.0% | 0.03% | – |
| IHD | New | VOYA EMERGING MKTS HIGH DIVI | $378,000 | – | 46,853 | +100.0% | 0.03% | – |
| MMV | New | EATON VANCE MA MUNI INCOME Tsh ben int | $361,000 | – | 28,952 | +100.0% | 0.03% | – |
| NIM | New | NUVEEN SELECT MAT MUN FDsh ben int | $305,000 | – | 31,835 | +100.0% | 0.02% | – |
| EIO | New | EATON VANCE OHIO MUNICIPAL B | $236,000 | – | 20,990 | +100.0% | 0.02% | – |
| EVP | New | EATON VANCE PA MUNI INCOME Tsh ben int | $215,000 | – | 18,903 | +100.0% | 0.02% | – |
| IMXIW | New | INTERNATIONAL MNY EXPRESS IN*w exp 01/19/202 | $147,000 | – | 62,501 | +100.0% | 0.01% | – |
| New | FALCON MINERALS CORP*w exp 07/21/202 | $149,000 | – | 87,500 | +100.0% | 0.01% | – | |
| MAB | New | EATON VANCE MASS MUN BD FD | $127,000 | – | 10,225 | +100.0% | 0.01% | – |
| EVO | New | EATON VANCE OH MUNI INCOMEsh ben int | $135,000 | – | 10,927 | +100.0% | 0.01% | – |
| BROGR | New | TWELVE SEAS INVESTMENT COMPAright 12/22/2019 | $95,000 | – | 225,000 | +100.0% | 0.01% | – |
| BROGW | New | TWELVE SEAS INVESTMENT COMPA*w exp 12/22/2022 | $81,000 | – | 225,000 | +100.0% | 0.01% | – |
| TBRGW | New | THUNDER BRIDGE ACQUISITION L*w exp 01/01/202 | $67,000 | – | 150,000 | +100.0% | 0.01% | – |
| LFACW | New | LF CAP ACQUISITION CORP*w exp 06/22/202 | $55,000 | – | 100,000 | +100.0% | 0.01% | – |
| HCCHW | New | HL ACQUISITIONS CORP*w exp 06/21/202 | $45,000 | – | 125,000 | +100.0% | 0.00% | – |
| HCCHR | New | HL ACQUISITIONS CORPright 07/17/2023 | $50,000 | – | 125,000 | +100.0% | 0.00% | – |
| TOTAR | New | TOTTENHAM ACQUISITION I LTDright 06/05/2020 | $44,000 | – | 118,000 | +100.0% | 0.00% | – |
| ALGRW | New | ALLEGRO MERGER CORP*w exp 01/06/202 | $35,000 | – | 100,000 | +100.0% | 0.00% | – |
| ALGRR | New | ALLEGRO MERGER CORPright 12/31/2023 | $40,000 | – | 100,000 | +100.0% | 0.00% | – |
| GLACR | New | GREENLAND ACQUISITIN CORPORAright 04/27/2025 | $27,000 | – | 75,000 | +100.0% | 0.00% | – |
| GLACW | New | GREENLAND ACQUISITIN CORPORA*w exp 03/03/202 | $20,000 | – | 75,000 | +100.0% | 0.00% | – |
| TOTAW | New | TOTTENHAM ACQUISITION I LTD*w exp 05/06/202 | $24,000 | – | 118,000 | +100.0% | 0.00% | – |
| FPACWS | New | FAR PT ACQUISITION CORP*w exp 06/01/202 | $27,000 | – | 16,665 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-11-15
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| WESTERN ASSET EMRG MKT DEBT | 40 | Q3 2023 | 5.4% |
| WESTERN ASSET HIGH INCOME OP | 40 | Q3 2023 | 3.6% |
| SPECIAL OPPORTUNITIES FD INC | 40 | Q3 2023 | 0.8% |
| NUVEEN CR STRATEGIES INCOME | 39 | Q3 2023 | 2.8% |
| MORGAN STANLEY EM MKTS DM DE | 39 | Q3 2023 | 1.7% |
| NUVEEN QUALITY MUNCP INCOME | 38 | Q3 2023 | 5.7% |
| WESTERN AST INFL LKD OPP & I | 38 | Q3 2023 | 3.2% |
| TEMPLETON EMERG MKTS INCOME | 38 | Q3 2023 | 1.9% |
| MORGAN STANLEY EMKT DBT FD I | 37 | Q1 2023 | 0.9% |
| BLACKROCK CR ALLOCATION INCO | 35 | Q3 2023 | 4.7% |
View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| BrandywineGLOBAL-Global Income Opportunities Fund Inc | May 15, 2023 | 727,540 | 4.3% |
| BARINGS CORPORATE INVESTORS | February 14, 2023 | 1,068,592 | 5.3% |
| BARINGS PARTICIPATION INVESTORS | February 14, 2023 | 938,424 | 8.8% |
| BlackRock ESG Capital Allocation Trust | February 14, 2023 | 5,397,316 | 5.3% |
| Integral Acquisition Corp 1 | February 14, 2023 | 649,998 | 5.6% |
| NewHold Investment Corp. II | February 14, 2023 | 1,732,500 | 8.9% |
| OmniLit Acquisition Corp. | February 14, 2023 | 106,982 | 7.9% |
| PIMCO Energy & Tactical Credit Opportunities Fund | February 14, 2023 | 2,271,858 | 5.1% |
| PIONEER MUNICIPAL HIGH INCOME FUND, INC. | February 14, 2023 | 1,354,302 | 6.0% |
| Saba Capital Income & Opportunities Fund | February 14, 2023 | 3,231,489 | 7.6% |
View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-15 |
| SC 13G/A | 2024-04-10 |
| SC 13G | 2024-04-10 |
| SC 13G | 2024-04-10 |
| SC 13G/A | 2024-03-05 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.