RIVERNORTH CAPITAL MANAGEMENT, LLC - Q3 2018 holdings

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$1.2 Billion is the total value of RIVERNORTH CAPITAL MANAGEMENT, LLC's 213 reported holdings in Q3 2018. The portfolio turnover from Q2 2018 to Q3 2018 was 93.5% .

All
New
Buy
Sell
Exit
Unchanged
 Value Shares↓ Weighting
HIO BuyWESTERN ASSET HIGH INCM OPP$43,396,000
-1.2%
9,116,903
+0.0%
3.62%
+4.7%
GHY NewPGIM GLOBAL SHORT DURATION H$30,770,000–2,218,441
+100.0%
2.57%–
GIM BuyTEMPLETON GLOBAL INCOME FD$30,389,000
+1.4%
4,965,505
+1.8%
2.54%
+7.5%
VVR BuyINVESCO SR INCOME TR$28,030,000
+0.9%
6,503,400
+0.2%
2.34%
+6.8%
HFRO BuyHIGHLAND FLOATNG RATE OPPRT$25,813,000
+9.6%
1,673,997
+11.0%
2.16%
+16.0%
PPR BuyVOYA PRIME RATE TRben int$25,044,000
+3.6%
5,028,904
+4.7%
2.09%
+9.8%
BWG BuyBRANDYWINEGBL GLBAL INM OPRT$25,035,000
-3.8%
2,292,544
+0.5%
2.09%
+1.9%
SPY BuySPDR S&P 500 ETFtr unit$24,698,000
+29.9%
85,000
+21.3%
2.06%
+37.6%
DEX BuyDELAWARE ENHANCED GBL DIV &$22,543,000
+25.5%
2,012,779
+27.0%
1.88%
+33.0%
CLM NewCORNERSTONE STRATEGIC VALUE$21,474,000–1,533,834
+100.0%
1.79%–
NTG NewTORTOISE MLP FD INC$17,369,000–1,080,148
+100.0%
1.45%–
BBDC NewBARINGS BDC INC COM$15,292,000–1,527,624
+100.0%
1.28%–
ISD NewPGIM SHORT DURATION HIGH YIE$14,494,000–1,025,024
+100.0%
1.21%–
HYI BuyWESTERN ASSET HGH YLD DFNDFD$13,268,000
-0.1%
911,858
+0.2%
1.11%
+5.8%
VLT BuyINVESCO HIGH INCOME TR II$12,078,000
+5.4%
881,580
+3.8%
1.01%
+11.6%
CBH BuyALLIANZGI CON INCM 2024 TARG$11,639,000
+1.2%
1,265,084
+1.8%
0.97%
+7.3%
MSD BuyMORGAN STANLEY EMER MKTS DEB$10,443,000
+1.2%
1,204,530
+2.1%
0.87%
+7.3%
AVK BuyADVENT CLAYMORE CV SECS & IN$10,033,000
+140.3%
640,270
+134.5%
0.84%
+154.7%
EGIF BuyEAGLE GRWTH & INCOME OPPTY F$9,380,000
+13.9%
617,505
+15.3%
0.78%
+20.6%
PRF NewINVESCO EXCHANGE TRADED FD T FTSE RAFI 1000$8,904,000–74,972
+100.0%
0.74%–
CRF NewCORNERSTONE TOTAL RTRN FD IN$8,463,000–609,709
+100.0%
0.71%–
PCF NewHIGH INCOME SECS FD$8,391,000–885,137
+100.0%
0.70%–
AKP BuyALLIANCE CALIF MUN INCOME FD$7,380,000
+99.6%
543,439
+93.2%
0.62%
+111.7%
MSF BuyMORGAN STANLEY EMER MKTS FD$6,540,000
-0.8%
419,226
+3.2%
0.55%
+5.0%
HIX BuyWESTERN ASSET HIGH INCM FD I$6,449,000
+0.1%
1,017,217
+1.5%
0.54%
+5.9%
NHS BuyNEUBERGER BERMAN HGH YLD FD$6,435,000
+6.2%
587,637
+5.0%
0.54%
+12.6%
MUI BuyBLACKROCK MUNI INTER DR FD I$6,309,000
-0.8%
482,346
+0.2%
0.53%
+5.2%
NTC BuyNUVEEN CONNECTICUT QLTY MUN$6,232,000
+119.3%
548,563
+129.3%
0.52%
+132.1%
NID BuyNUVEEN INTER DURATION MN TMF$4,911,000
+15.7%
393,188
+15.3%
0.41%
+22.8%
AWF BuyALLIANCEBERNSTEIN GBL HGH IN$4,716,000
+6.9%
404,831
+5.9%
0.39%
+13.2%
PXH NewINVESCO EXCHNG TRADED FD TR FTSE RAFI EMNG$4,673,000–221,065
+100.0%
0.39%–
AEF BuyABERDEEN EMRG MRKTS EQT INM$3,942,000
+818.9%
574,569
+838.1%
0.33%
+867.6%
OMAD BuyONE MADISON CORP$3,888,000
+11.5%
399,998
+11.3%
0.32%
+18.2%
LOR BuyLAZARD WORLD DIVID & INCOME$3,874,000
+105.5%
371,475
+104.1%
0.32%
+116.8%
FAX BuyABERDEEN ASIA PACIFIC INCOM$3,720,000
+54.3%
898,507
+61.0%
0.31%
+63.7%
BFZ BuyBLACKROCK CALIF MUN INCOMEsh ben int$3,312,000
+133.4%
268,204
+146.3%
0.28%
+146.4%
BGIO BuyBLACKROCK 2022 GBL INCM OPP$3,133,000
+98.8%
350,086
+98.8%
0.26%
+111.3%
TKKSU NewTKK SYMPHONY ACQUISITION CORunit 08/15/2023$3,030,000–300,000
+100.0%
0.25%–
LACQ BuyLEISURE ACQUISITION CORP$2,989,000
+37.4%
306,594
+36.2%
0.25%
+46.2%
EVM BuyEATON VANCE CALIF MUN BD FD$2,877,000
+82.1%
288,880
+88.9%
0.24%
+93.5%
HYAC BuyHAYMAKER ACQUISITION CORPcl a$2,879,000
+34.3%
294,996
+34.3%
0.24%
+42.0%
BSE NewBLACKROCK NY MUNI INC QLTY T$2,487,000–200,228
+100.0%
0.21%–
OPES BuyOPES ACQUISITION CORP$2,463,000
+3.8%
250,000
+2.2%
0.21%
+10.2%
GDO BuyWESTERN ASSET GLOBAL CP DEFI$2,410,000
+23.8%
148,770
+28.0%
0.20%
+31.4%
BRPA BuyBIG ROCK PARTNERS ACQUISI CO$2,402,000
+34.6%
239,998
+33.3%
0.20%
+42.6%
MXE BuyMEXICO EQUITY & INCOME FD$2,399,000
+24.0%
195,396
+4.3%
0.20%
+31.6%
NBO NewNEUBERGER BRMAN NY MUNI FD I$2,347,000–205,539
+100.0%
0.20%–
PACQ BuyPURE ACQUISITION CORPcl a$2,184,000
+12.8%
224,996
+12.1%
0.18%
+19.0%
BROG NewTWELVE SEAS INVESTMENT COMPA$2,160,000–225,000
+100.0%
0.18%–
LTN BuyUNION ACQUISITION CORP$1,950,000
+3.2%
200,000
+2.6%
0.16%
+9.4%
LGC BuyLEGACY ACQUISITION CORP$1,942,000
+34.3%
200,000
+33.1%
0.16%
+42.1%
MUDS BuyMUDRICK CAP ACQUISITION CORP W EXP 02/12/202cl a$1,936,000
+5.0%
200,000
+4.6%
0.16%
+11.7%
GPAQ BuyGORDON POINTE ACQUISITION COcl a$1,733,000
+11.6%
175,000
+9.5%
0.14%
+18.9%
MTEC BuyMTECH ACQUISITION CORPcl a$1,581,000
+16.3%
155,000
+11.3%
0.13%
+23.4%
BCX NewBLACKROCK RES & COMM STRAT T$1,541,000–169,925
+100.0%
0.13%–
MFACU NewMEGALITH FINL ACQUISITION CO UNIT 09/30/2025unit 09/30/2025$1,515,000–150,000
+100.0%
0.13%–
TBRG NewTHUNDER BRIDGE ACQUISITION Lcl a$1,457,000–150,000
+100.0%
0.12%–
VTIQ BuyVECTOIQ ACQUISITION CORP$1,435,000
+9.5%
149,999
+9.7%
0.12%
+16.5%
EVJ NewEATON VANCE NJ MUNI INCOME Tsh ben int$1,333,000–116,769
+100.0%
0.11%–
NBW NewNEUBERGER BRMAN CLIFRN MUNI$1,301,000–104,356
+100.0%
0.11%–
TZACU NewTENZING ACQUISITION CORPunit 08/24/2024$1,258,000–125,000
+100.0%
0.10%–
JPS NewNUVEEN PFD & INCM SECURTIES$1,240,000–140,954
+100.0%
0.10%–
MCA BuyBLACKROCK MUNIYIELD CALI QLT$1,214,000
+14.0%
94,743
+18.7%
0.10%
+20.2%
HCCH NewHL ACQUISITIONS CORP$1,195,000–125,000
+100.0%
0.10%–
SWZ BuySWISS HELVETIA FD INC$1,164,000
+331.1%
136,816
+525.9%
0.10%
+361.9%
TOTA NewTOTTENHAM ACQUISITION I LTD$1,145,000–118,000
+100.0%
0.10%–
SPE BuySPECIAL OPPORTUNITIES FD INC$1,100,000
+4.9%
72,921
+4.4%
0.09%
+10.8%
LOACU NewLONGEVITY ACQUISITION CORPunit 08/29/2024$1,024,000–100,000
+100.0%
0.08%–
LFAC NewLF CAP ACQUISITION CORPcl a$960,000–100,000
+100.0%
0.08%–
ALGR NewALLEGRO MERGER CORP$953,000–100,000
+100.0%
0.08%–
JRO NewNUVEEN FLTNG RTE INCM OPP FD$872,000–84,622
+100.0%
0.07%–
CHN BuyCHINA FD INC$850,000
+4.7%
43,355
+11.6%
0.07%
+10.9%
SBI NewWESTERN ASSET INTM MUNI FD I$856,000–101,193
+100.0%
0.07%–
NKX NewNUVEEN CALIFORNIA AMT QLT MU$754,000–58,565
+100.0%
0.06%–
CEV NewEATON VANCE CA MUNI INCOME Tsh ben int$739,000–65,845
+100.0%
0.06%–
GLAC NewGREENLAND ACQUISITIN CORPORA$725,000–75,000
+100.0%
0.06%–
EIA NewEATON VANCE CALIF MUN BD FD$704,000–68,759
+100.0%
0.06%–
MIW BuyEATON VANCE MICH MUN BD FD$562,000
+4.1%
44,747
+9.5%
0.05%
+9.3%
RMRM NewRMR REAL ESTATE INCOME FUND$557,000–31,000
+100.0%
0.05%–
CCCU NewCHURCHILL CAP CORP UNITunit 99/99/9999$507,000–50,000
+100.0%
0.04%–
FPAC BuyFAR PT ACQUISITION CORP$482,000
+221.3%
49,995
+225.7%
0.04%
+233.3%
CCA NewMFS CALIF MUN FD$467,000–45,937
+100.0%
0.04%–
EMJ NewEATON VANCE N J MUN BD FD$392,000–33,325
+100.0%
0.03%–
BQH NewBLACKROCK NY MUNICIPAL BOND$386,000–29,973
+100.0%
0.03%–
IHD NewVOYA EMERGING MKTS HIGH DIVI$378,000–46,853
+100.0%
0.03%–
MMV NewEATON VANCE MA MUNI INCOME Tsh ben int$361,000–28,952
+100.0%
0.03%–
NIM NewNUVEEN SELECT MAT MUN FDsh ben int$305,000–31,835
+100.0%
0.02%–
EIO NewEATON VANCE OHIO MUNICIPAL B$236,000–20,990
+100.0%
0.02%–
MTECW BuyMTECH ACQUISITION CORP*w exp 08/01/202$229,000
+154.4%
155,000
+11.3%
0.02%
+171.4%
OMADWS BuyONE MADISON CORP*w exp 99/99/999$232,000
+26.8%
199,999
+11.3%
0.02%
+35.7%
EVP NewEATON VANCE PA MUNI INCOME Tsh ben int$215,000–18,903
+100.0%
0.02%–
HYACW BuyHAYMAKER ACQUISITION CORP*w exp 10/27/202$192,000
+111.0%
147,498
+34.3%
0.02%
+128.6%
LACQW BuyLEISURE ACQUISITION CORP*w exp 12/05/201$164,000
+105.0%
153,297
+36.2%
0.01%
+133.3%
PACQW BuyPURE ACQUISITION CORP*w exp 04/17/202$152,000
+18.8%
112,498
+12.1%
0.01%
+30.0%
IMXIW NewINTERNATIONAL MNY EXPRESS IN*w exp 01/19/202$147,000–62,501
+100.0%
0.01%–
MUDSW BuyMUDRICK CAP ACQUISITION CORP*w exp 02/12/2022$140,000
+14.8%
200,000
+4.6%
0.01%
+20.0%
NewFALCON MINERALS CORP*w exp 07/21/202$149,000–87,500
+100.0%
0.01%–
MAB NewEATON VANCE MASS MUN BD FD$127,000–10,225
+100.0%
0.01%–
EVO NewEATON VANCE OH MUNI INCOMEsh ben int$135,000–10,927
+100.0%
0.01%–
GPAQW BuyGORDON POINTE ACQUISITION CO*w exp 07/30/2022$114,000
+29.5%
175,000
+9.5%
0.01%
+42.9%
BRPAR BuyBIG ROCK PARTNERS ACQUISI COright 12/01/2022$120,000
+48.1%
239,998
+33.3%
0.01%
+66.7%
VTIQW BuyVECTOIQ ACQUISITION CORP*w exp 05/11/202$91,000
+30.0%
149,999
+9.7%
0.01%
+33.3%
BROGR NewTWELVE SEAS INVESTMENT COMPAright 12/22/2019$95,000–225,000
+100.0%
0.01%–
OPESW BuyOPES ACQUISITION CORP*w exp 03/13/2022$100,000
+14.9%
250,000
+2.2%
0.01%
+14.3%
LTNRT BuyUNION ACQUISITION CORPright 12/02/2019$80,000
+29.0%
200,000
+2.6%
0.01%
+40.0%
BROGW NewTWELVE SEAS INVESTMENT COMPA*w exp 12/22/2022$81,000–225,000
+100.0%
0.01%–
LGCWS BuyLEGACY ACQUISITION CORP*w exp 11/30/2022$89,000
+36.9%
200,000
+33.1%
0.01%
+40.0%
TBRGW NewTHUNDER BRIDGE ACQUISITION L*w exp 01/01/202$67,000–150,000
+100.0%
0.01%–
LTNWS BuyUNION ACQUISITION CORP*w exp 07/01/2022$70,000
+2.9%
200,000
+2.6%
0.01%
+20.0%
BRPAW BuyBIG ROCK PARTNERS ACQUISI CO*w exp 12/01/202$54,000
+58.8%
119,999
+33.3%
0.01%
+66.7%
LFACW NewLF CAP ACQUISITION CORP*w exp 06/22/202$55,000–100,000
+100.0%
0.01%–
HCCHW NewHL ACQUISITIONS CORP*w exp 06/21/202$45,000–125,000
+100.0%
0.00%–
HCCHR NewHL ACQUISITIONS CORPright 07/17/2023$50,000–125,000
+100.0%
0.00%–
TOTAR NewTOTTENHAM ACQUISITION I LTDright 06/05/2020$44,000–118,000
+100.0%
0.00%–
ALGRW NewALLEGRO MERGER CORP*w exp 01/06/202$35,000–100,000
+100.0%
0.00%–
ALGRR NewALLEGRO MERGER CORPright 12/31/2023$40,000–100,000
+100.0%
0.00%–
GLACR NewGREENLAND ACQUISITIN CORPORAright 04/27/2025$27,000–75,000
+100.0%
0.00%–
GLACW NewGREENLAND ACQUISITIN CORPORA*w exp 03/03/202$20,000–75,000
+100.0%
0.00%–
TOTAW NewTOTTENHAM ACQUISITION I LTD*w exp 05/06/202$24,000–118,000
+100.0%
0.00%–
FPACWS NewFAR PT ACQUISITION CORP*w exp 06/01/202$27,000–16,665
+100.0%
0.00%–
Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2018-11-15
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
WESTERN ASSET EMRG MKT DEBT40Q3 20235.4%
WESTERN ASSET HIGH INCOME OP40Q3 20233.6%
SPECIAL OPPORTUNITIES FD INC40Q3 20230.8%
NUVEEN CR STRATEGIES INCOME39Q3 20232.8%
MORGAN STANLEY EM MKTS DM DE39Q3 20231.7%
NUVEEN QUALITY MUNCP INCOME38Q3 20235.7%
WESTERN AST INFL LKD OPP & I38Q3 20233.2%
TEMPLETON EMERG MKTS INCOME38Q3 20231.9%
MORGAN STANLEY EMKT DBT FD I37Q1 20230.9%
BLACKROCK CR ALLOCATION INCO35Q3 20234.7%

View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete holdings history.

Latest significant ownerships (13-D/G)
RIVERNORTH CAPITAL MANAGEMENT, LLC Q3 2018 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
FiledShares Percentage
BrandywineGLOBAL-Global Income Opportunities Fund IncMay 15, 2023727,5404.3%
BARINGS CORPORATE INVESTORSFebruary 14, 20231,068,5925.3%
BARINGS PARTICIPATION INVESTORSFebruary 14, 2023938,4248.8%
BlackRock ESG Capital Allocation TrustFebruary 14, 20235,397,3165.3%
Integral Acquisition Corp 1February 14, 2023649,9985.6%
NewHold Investment Corp. IIFebruary 14, 20231,732,5008.9%
OmniLit Acquisition Corp.February 14, 2023106,9827.9%
PIMCO Energy & Tactical Credit Opportunities FundFebruary 14, 20232,271,8585.1%
PIONEER MUNICIPAL HIGH INCOME FUND, INC.February 14, 20231,354,3026.0%
Saba Capital Income & Opportunities FundFebruary 14, 20233,231,4897.6%

View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete significant-ownership history.

Latest filings
TypeFiled
13F-HR2024-05-15
SC 13G/A2024-04-10
SC 13G2024-04-10
SC 13G2024-04-10
SC 13G/A2024-03-05
13F-HR2024-02-14
SC 13G/A2024-02-14
SC 13G/A2024-02-14
SC 13G/A2024-02-14
SC 13G/A2024-02-14

View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete filings history.

All filings

View complete filings history.

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Issues

The following issues were detected while analyzing the report:

  • The reported total value is incorrect (1197874000.0 != 1197875000.0)

Export RIVERNORTH CAPITAL MANAGEMENT, LLC's holdings

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