$1.2 Billion is the total value of RIVERNORTH CAPITAL MANAGEMENT, LLC's 213 reported holdings in Q3 2018. The portfolio turnover from Q2 2018 to Q3 2018 was 93.5% .
Value | Shares | ↓ Weighting | ||||||
---|---|---|---|---|---|---|---|---|
HIO | Buy | WESTERN ASSET HIGH INCM OPP | $43,396,000 | -1.2% | 9,116,903 | +0.0% | 3.62% | +4.7% |
GHY | New | PGIM GLOBAL SHORT DURATION H | $30,770,000 | – | 2,218,441 | +100.0% | 2.57% | – |
GIM | Buy | TEMPLETON GLOBAL INCOME FD | $30,389,000 | +1.4% | 4,965,505 | +1.8% | 2.54% | +7.5% |
VVR | Buy | INVESCO SR INCOME TR | $28,030,000 | +0.9% | 6,503,400 | +0.2% | 2.34% | +6.8% |
HFRO | Buy | HIGHLAND FLOATNG RATE OPPRT | $25,813,000 | +9.6% | 1,673,997 | +11.0% | 2.16% | +16.0% |
PPR | Buy | VOYA PRIME RATE TRben int | $25,044,000 | +3.6% | 5,028,904 | +4.7% | 2.09% | +9.8% |
BWG | Buy | BRANDYWINEGBL GLBAL INM OPRT | $25,035,000 | -3.8% | 2,292,544 | +0.5% | 2.09% | +1.9% |
SPY | Buy | SPDR S&P 500 ETFtr unit | $24,698,000 | +29.9% | 85,000 | +21.3% | 2.06% | +37.6% |
DEX | Buy | DELAWARE ENHANCED GBL DIV & | $22,543,000 | +25.5% | 2,012,779 | +27.0% | 1.88% | +33.0% |
CLM | New | CORNERSTONE STRATEGIC VALUE | $21,474,000 | – | 1,533,834 | +100.0% | 1.79% | – |
NTG | New | TORTOISE MLP FD INC | $17,369,000 | – | 1,080,148 | +100.0% | 1.45% | – |
BBDC | New | BARINGS BDC INC COM | $15,292,000 | – | 1,527,624 | +100.0% | 1.28% | – |
ISD | New | PGIM SHORT DURATION HIGH YIE | $14,494,000 | – | 1,025,024 | +100.0% | 1.21% | – |
HYI | Buy | WESTERN ASSET HGH YLD DFNDFD | $13,268,000 | -0.1% | 911,858 | +0.2% | 1.11% | +5.8% |
VLT | Buy | INVESCO HIGH INCOME TR II | $12,078,000 | +5.4% | 881,580 | +3.8% | 1.01% | +11.6% |
CBH | Buy | ALLIANZGI CON INCM 2024 TARG | $11,639,000 | +1.2% | 1,265,084 | +1.8% | 0.97% | +7.3% |
MSD | Buy | MORGAN STANLEY EMER MKTS DEB | $10,443,000 | +1.2% | 1,204,530 | +2.1% | 0.87% | +7.3% |
AVK | Buy | ADVENT CLAYMORE CV SECS & IN | $10,033,000 | +140.3% | 640,270 | +134.5% | 0.84% | +154.7% |
EGIF | Buy | EAGLE GRWTH & INCOME OPPTY F | $9,380,000 | +13.9% | 617,505 | +15.3% | 0.78% | +20.6% |
PRF | New | INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 | $8,904,000 | – | 74,972 | +100.0% | 0.74% | – |
CRF | New | CORNERSTONE TOTAL RTRN FD IN | $8,463,000 | – | 609,709 | +100.0% | 0.71% | – |
PCF | New | HIGH INCOME SECS FD | $8,391,000 | – | 885,137 | +100.0% | 0.70% | – |
AKP | Buy | ALLIANCE CALIF MUN INCOME FD | $7,380,000 | +99.6% | 543,439 | +93.2% | 0.62% | +111.7% |
MSF | Buy | MORGAN STANLEY EMER MKTS FD | $6,540,000 | -0.8% | 419,226 | +3.2% | 0.55% | +5.0% |
HIX | Buy | WESTERN ASSET HIGH INCM FD I | $6,449,000 | +0.1% | 1,017,217 | +1.5% | 0.54% | +5.9% |
NHS | Buy | NEUBERGER BERMAN HGH YLD FD | $6,435,000 | +6.2% | 587,637 | +5.0% | 0.54% | +12.6% |
MUI | Buy | BLACKROCK MUNI INTER DR FD I | $6,309,000 | -0.8% | 482,346 | +0.2% | 0.53% | +5.2% |
NTC | Buy | NUVEEN CONNECTICUT QLTY MUN | $6,232,000 | +119.3% | 548,563 | +129.3% | 0.52% | +132.1% |
NID | Buy | NUVEEN INTER DURATION MN TMF | $4,911,000 | +15.7% | 393,188 | +15.3% | 0.41% | +22.8% |
AWF | Buy | ALLIANCEBERNSTEIN GBL HGH IN | $4,716,000 | +6.9% | 404,831 | +5.9% | 0.39% | +13.2% |
PXH | New | INVESCO EXCHNG TRADED FD TR FTSE RAFI EMNG | $4,673,000 | – | 221,065 | +100.0% | 0.39% | – |
AEF | Buy | ABERDEEN EMRG MRKTS EQT INM | $3,942,000 | +818.9% | 574,569 | +838.1% | 0.33% | +867.6% |
OMAD | Buy | ONE MADISON CORP | $3,888,000 | +11.5% | 399,998 | +11.3% | 0.32% | +18.2% |
LOR | Buy | LAZARD WORLD DIVID & INCOME | $3,874,000 | +105.5% | 371,475 | +104.1% | 0.32% | +116.8% |
FAX | Buy | ABERDEEN ASIA PACIFIC INCOM | $3,720,000 | +54.3% | 898,507 | +61.0% | 0.31% | +63.7% |
BFZ | Buy | BLACKROCK CALIF MUN INCOMEsh ben int | $3,312,000 | +133.4% | 268,204 | +146.3% | 0.28% | +146.4% |
BGIO | Buy | BLACKROCK 2022 GBL INCM OPP | $3,133,000 | +98.8% | 350,086 | +98.8% | 0.26% | +111.3% |
TKKSU | New | TKK SYMPHONY ACQUISITION CORunit 08/15/2023 | $3,030,000 | – | 300,000 | +100.0% | 0.25% | – |
LACQ | Buy | LEISURE ACQUISITION CORP | $2,989,000 | +37.4% | 306,594 | +36.2% | 0.25% | +46.2% |
EVM | Buy | EATON VANCE CALIF MUN BD FD | $2,877,000 | +82.1% | 288,880 | +88.9% | 0.24% | +93.5% |
HYAC | Buy | HAYMAKER ACQUISITION CORPcl a | $2,879,000 | +34.3% | 294,996 | +34.3% | 0.24% | +42.0% |
BSE | New | BLACKROCK NY MUNI INC QLTY T | $2,487,000 | – | 200,228 | +100.0% | 0.21% | – |
OPES | Buy | OPES ACQUISITION CORP | $2,463,000 | +3.8% | 250,000 | +2.2% | 0.21% | +10.2% |
GDO | Buy | WESTERN ASSET GLOBAL CP DEFI | $2,410,000 | +23.8% | 148,770 | +28.0% | 0.20% | +31.4% |
BRPA | Buy | BIG ROCK PARTNERS ACQUISI CO | $2,402,000 | +34.6% | 239,998 | +33.3% | 0.20% | +42.6% |
MXE | Buy | MEXICO EQUITY & INCOME FD | $2,399,000 | +24.0% | 195,396 | +4.3% | 0.20% | +31.6% |
NBO | New | NEUBERGER BRMAN NY MUNI FD I | $2,347,000 | – | 205,539 | +100.0% | 0.20% | – |
PACQ | Buy | PURE ACQUISITION CORPcl a | $2,184,000 | +12.8% | 224,996 | +12.1% | 0.18% | +19.0% |
BROG | New | TWELVE SEAS INVESTMENT COMPA | $2,160,000 | – | 225,000 | +100.0% | 0.18% | – |
LTN | Buy | UNION ACQUISITION CORP | $1,950,000 | +3.2% | 200,000 | +2.6% | 0.16% | +9.4% |
LGC | Buy | LEGACY ACQUISITION CORP | $1,942,000 | +34.3% | 200,000 | +33.1% | 0.16% | +42.1% |
MUDS | Buy | MUDRICK CAP ACQUISITION CORP W EXP 02/12/202cl a | $1,936,000 | +5.0% | 200,000 | +4.6% | 0.16% | +11.7% |
GPAQ | Buy | GORDON POINTE ACQUISITION COcl a | $1,733,000 | +11.6% | 175,000 | +9.5% | 0.14% | +18.9% |
MTEC | Buy | MTECH ACQUISITION CORPcl a | $1,581,000 | +16.3% | 155,000 | +11.3% | 0.13% | +23.4% |
BCX | New | BLACKROCK RES & COMM STRAT T | $1,541,000 | – | 169,925 | +100.0% | 0.13% | – |
MFACU | New | MEGALITH FINL ACQUISITION CO UNIT 09/30/2025unit 09/30/2025 | $1,515,000 | – | 150,000 | +100.0% | 0.13% | – |
TBRG | New | THUNDER BRIDGE ACQUISITION Lcl a | $1,457,000 | – | 150,000 | +100.0% | 0.12% | – |
VTIQ | Buy | VECTOIQ ACQUISITION CORP | $1,435,000 | +9.5% | 149,999 | +9.7% | 0.12% | +16.5% |
EVJ | New | EATON VANCE NJ MUNI INCOME Tsh ben int | $1,333,000 | – | 116,769 | +100.0% | 0.11% | – |
NBW | New | NEUBERGER BRMAN CLIFRN MUNI | $1,301,000 | – | 104,356 | +100.0% | 0.11% | – |
TZACU | New | TENZING ACQUISITION CORPunit 08/24/2024 | $1,258,000 | – | 125,000 | +100.0% | 0.10% | – |
JPS | New | NUVEEN PFD & INCM SECURTIES | $1,240,000 | – | 140,954 | +100.0% | 0.10% | – |
MCA | Buy | BLACKROCK MUNIYIELD CALI QLT | $1,214,000 | +14.0% | 94,743 | +18.7% | 0.10% | +20.2% |
HCCH | New | HL ACQUISITIONS CORP | $1,195,000 | – | 125,000 | +100.0% | 0.10% | – |
SWZ | Buy | SWISS HELVETIA FD INC | $1,164,000 | +331.1% | 136,816 | +525.9% | 0.10% | +361.9% |
TOTA | New | TOTTENHAM ACQUISITION I LTD | $1,145,000 | – | 118,000 | +100.0% | 0.10% | – |
SPE | Buy | SPECIAL OPPORTUNITIES FD INC | $1,100,000 | +4.9% | 72,921 | +4.4% | 0.09% | +10.8% |
LOACU | New | LONGEVITY ACQUISITION CORPunit 08/29/2024 | $1,024,000 | – | 100,000 | +100.0% | 0.08% | – |
LFAC | New | LF CAP ACQUISITION CORPcl a | $960,000 | – | 100,000 | +100.0% | 0.08% | – |
ALGR | New | ALLEGRO MERGER CORP | $953,000 | – | 100,000 | +100.0% | 0.08% | – |
JRO | New | NUVEEN FLTNG RTE INCM OPP FD | $872,000 | – | 84,622 | +100.0% | 0.07% | – |
CHN | Buy | CHINA FD INC | $850,000 | +4.7% | 43,355 | +11.6% | 0.07% | +10.9% |
SBI | New | WESTERN ASSET INTM MUNI FD I | $856,000 | – | 101,193 | +100.0% | 0.07% | – |
NKX | New | NUVEEN CALIFORNIA AMT QLT MU | $754,000 | – | 58,565 | +100.0% | 0.06% | – |
CEV | New | EATON VANCE CA MUNI INCOME Tsh ben int | $739,000 | – | 65,845 | +100.0% | 0.06% | – |
GLAC | New | GREENLAND ACQUISITIN CORPORA | $725,000 | – | 75,000 | +100.0% | 0.06% | – |
EIA | New | EATON VANCE CALIF MUN BD FD | $704,000 | – | 68,759 | +100.0% | 0.06% | – |
MIW | Buy | EATON VANCE MICH MUN BD FD | $562,000 | +4.1% | 44,747 | +9.5% | 0.05% | +9.3% |
RMRM | New | RMR REAL ESTATE INCOME FUND | $557,000 | – | 31,000 | +100.0% | 0.05% | – |
CCCU | New | CHURCHILL CAP CORP UNITunit 99/99/9999 | $507,000 | – | 50,000 | +100.0% | 0.04% | – |
FPAC | Buy | FAR PT ACQUISITION CORP | $482,000 | +221.3% | 49,995 | +225.7% | 0.04% | +233.3% |
CCA | New | MFS CALIF MUN FD | $467,000 | – | 45,937 | +100.0% | 0.04% | – |
EMJ | New | EATON VANCE N J MUN BD FD | $392,000 | – | 33,325 | +100.0% | 0.03% | – |
BQH | New | BLACKROCK NY MUNICIPAL BOND | $386,000 | – | 29,973 | +100.0% | 0.03% | – |
IHD | New | VOYA EMERGING MKTS HIGH DIVI | $378,000 | – | 46,853 | +100.0% | 0.03% | – |
MMV | New | EATON VANCE MA MUNI INCOME Tsh ben int | $361,000 | – | 28,952 | +100.0% | 0.03% | – |
NIM | New | NUVEEN SELECT MAT MUN FDsh ben int | $305,000 | – | 31,835 | +100.0% | 0.02% | – |
EIO | New | EATON VANCE OHIO MUNICIPAL B | $236,000 | – | 20,990 | +100.0% | 0.02% | – |
MTECW | Buy | MTECH ACQUISITION CORP*w exp 08/01/202 | $229,000 | +154.4% | 155,000 | +11.3% | 0.02% | +171.4% |
OMADWS | Buy | ONE MADISON CORP*w exp 99/99/999 | $232,000 | +26.8% | 199,999 | +11.3% | 0.02% | +35.7% |
EVP | New | EATON VANCE PA MUNI INCOME Tsh ben int | $215,000 | – | 18,903 | +100.0% | 0.02% | – |
HYACW | Buy | HAYMAKER ACQUISITION CORP*w exp 10/27/202 | $192,000 | +111.0% | 147,498 | +34.3% | 0.02% | +128.6% |
LACQW | Buy | LEISURE ACQUISITION CORP*w exp 12/05/201 | $164,000 | +105.0% | 153,297 | +36.2% | 0.01% | +133.3% |
PACQW | Buy | PURE ACQUISITION CORP*w exp 04/17/202 | $152,000 | +18.8% | 112,498 | +12.1% | 0.01% | +30.0% |
IMXIW | New | INTERNATIONAL MNY EXPRESS IN*w exp 01/19/202 | $147,000 | – | 62,501 | +100.0% | 0.01% | – |
MUDSW | Buy | MUDRICK CAP ACQUISITION CORP*w exp 02/12/2022 | $140,000 | +14.8% | 200,000 | +4.6% | 0.01% | +20.0% |
New | FALCON MINERALS CORP*w exp 07/21/202 | $149,000 | – | 87,500 | +100.0% | 0.01% | – | |
MAB | New | EATON VANCE MASS MUN BD FD | $127,000 | – | 10,225 | +100.0% | 0.01% | – |
EVO | New | EATON VANCE OH MUNI INCOMEsh ben int | $135,000 | – | 10,927 | +100.0% | 0.01% | – |
GPAQW | Buy | GORDON POINTE ACQUISITION CO*w exp 07/30/2022 | $114,000 | +29.5% | 175,000 | +9.5% | 0.01% | +42.9% |
BRPAR | Buy | BIG ROCK PARTNERS ACQUISI COright 12/01/2022 | $120,000 | +48.1% | 239,998 | +33.3% | 0.01% | +66.7% |
VTIQW | Buy | VECTOIQ ACQUISITION CORP*w exp 05/11/202 | $91,000 | +30.0% | 149,999 | +9.7% | 0.01% | +33.3% |
BROGR | New | TWELVE SEAS INVESTMENT COMPAright 12/22/2019 | $95,000 | – | 225,000 | +100.0% | 0.01% | – |
OPESW | Buy | OPES ACQUISITION CORP*w exp 03/13/2022 | $100,000 | +14.9% | 250,000 | +2.2% | 0.01% | +14.3% |
LTNRT | Buy | UNION ACQUISITION CORPright 12/02/2019 | $80,000 | +29.0% | 200,000 | +2.6% | 0.01% | +40.0% |
BROGW | New | TWELVE SEAS INVESTMENT COMPA*w exp 12/22/2022 | $81,000 | – | 225,000 | +100.0% | 0.01% | – |
LGCWS | Buy | LEGACY ACQUISITION CORP*w exp 11/30/2022 | $89,000 | +36.9% | 200,000 | +33.1% | 0.01% | +40.0% |
TBRGW | New | THUNDER BRIDGE ACQUISITION L*w exp 01/01/202 | $67,000 | – | 150,000 | +100.0% | 0.01% | – |
LTNWS | Buy | UNION ACQUISITION CORP*w exp 07/01/2022 | $70,000 | +2.9% | 200,000 | +2.6% | 0.01% | +20.0% |
BRPAW | Buy | BIG ROCK PARTNERS ACQUISI CO*w exp 12/01/202 | $54,000 | +58.8% | 119,999 | +33.3% | 0.01% | +66.7% |
LFACW | New | LF CAP ACQUISITION CORP*w exp 06/22/202 | $55,000 | – | 100,000 | +100.0% | 0.01% | – |
HCCHW | New | HL ACQUISITIONS CORP*w exp 06/21/202 | $45,000 | – | 125,000 | +100.0% | 0.00% | – |
HCCHR | New | HL ACQUISITIONS CORPright 07/17/2023 | $50,000 | – | 125,000 | +100.0% | 0.00% | – |
TOTAR | New | TOTTENHAM ACQUISITION I LTDright 06/05/2020 | $44,000 | – | 118,000 | +100.0% | 0.00% | – |
ALGRW | New | ALLEGRO MERGER CORP*w exp 01/06/202 | $35,000 | – | 100,000 | +100.0% | 0.00% | – |
ALGRR | New | ALLEGRO MERGER CORPright 12/31/2023 | $40,000 | – | 100,000 | +100.0% | 0.00% | – |
GLACR | New | GREENLAND ACQUISITIN CORPORAright 04/27/2025 | $27,000 | – | 75,000 | +100.0% | 0.00% | – |
GLACW | New | GREENLAND ACQUISITIN CORPORA*w exp 03/03/202 | $20,000 | – | 75,000 | +100.0% | 0.00% | – |
TOTAW | New | TOTTENHAM ACQUISITION I LTD*w exp 05/06/202 | $24,000 | – | 118,000 | +100.0% | 0.00% | – |
FPACWS | New | FAR PT ACQUISITION CORP*w exp 06/01/202 | $27,000 | – | 16,665 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-11-15
Top long-term holdings
Name | Quarters owned | Latest quarter owned | Max weighting |
---|---|---|---|
WESTERN ASSET EMRG MKT DEBT | 43 | Q2 2024 | 5.4% |
WESTERN ASSET HIGH INCOME OP | 43 | Q2 2024 | 3.6% |
SPECIAL OPPORTUNITIES FD INC | 43 | Q2 2024 | 0.8% |
NUVEEN QUALITY MUNCP INCOME | 41 | Q2 2024 | 5.7% |
WESTERN AST INFL LKD OPP & I | 41 | Q2 2024 | 3.2% |
MORGAN STANLEY EM MKTS DM DE | 41 | Q2 2024 | 1.7% |
NUVEEN CR STRATEGIES INCOME | 39 | Q3 2023 | 2.8% |
TEMPLETON EMERG MKTS INCOME | 38 | Q3 2023 | 1.9% |
CLOUGH GLOBAL OPPORTUNITIES | 37 | Q2 2024 | 4.2% |
TEMPLETON GLOBAL INCOME FD | 37 | Q2 2024 | 2.5% |
View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
Filed | Shares | Percentage | |
---|---|---|---|
Battery Future Acquisition Corp. | April 10, 2024 | 500,000 | 9.7% |
Broad Capital Acquisition Corp | April 10, 2024 | 317,925 | 10.6% |
Aquaron Acquisition Corp. | February 14, 2024 | 400,000 | 8.8% |
Berenson Acquisition Corp. I | February 14, 2024 | 285,715 | 7.0% |
byNordic Acquisition Corp | February 14, 2024 | 742,500 | 16.4% |
Cactus Acquisition Corp. 1 Ltd | February 14, 2024 | 700,000 | 13.8% |
Clover Leaf Capital Corp. | February 14, 2024 | 300,000 | 5.4% |
Compass Digital Acquisition Corp. | February 14, 2024 | 500,000 | 8.6% |
Concord Acquisition Corp III | February 14, 2024 | 375,000 | 9.5% |
Global Partner Acquisition Corp II | February 14, 2024 | 230,490 | 5.9% |
View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete significant-ownership history.
Latest filings
Type | Filed |
---|---|
SC 13G | 2024-09-10 |
13F-HR | 2024-08-14 |
13F-HR | 2024-05-15 |
SC 13G/A | 2024-04-10 |
SC 13G | 2024-04-10 |
SC 13G | 2024-04-10 |
SC 13G/A | 2024-03-05 |
13F-HR | 2024-02-14 |
SC 13G/A | 2024-02-14 |
SC 13G/A | 2024-02-14 |
View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.