RIVERNORTH CAPITAL MANAGEMENT, LLC

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$1.27 Billion is the total value of RIVERNORTH CAPITAL MANAGEMENT, LLC's 209 reported holdings in Q2 2018. The portfolio turnover from Q1 2018 to Q2 2018 was 41.5% .

All

			Value		Shares		↓ Weighting
NEA	Sell	NUVEEN AMT FREE QLTY MUN INC	$46,012,000	-1.3%	3,536,627	-1.4%	3.63%	+4.6%
HYT	Sell	BLACKROCK CORPOR HI YLD FD I	$36,585,000	-1.5%	3,497,621	-0.3%	2.88%	+4.4%
JQC	Sell	NUVEEN CR STRATEGIES INCM FD	$34,095,000	-1.5%	4,288,690	-1.7%	2.69%	+4.4%
NAD	Sell	NUVEEN QUALITY MUNCP INCOME	$28,474,000	+1.0%	2,140,919	-0.2%	2.24%	+7.1%
GLO	Sell	CLOUGH GLOBAL OPPORTUNITIESsh ben int	$23,939,000	-16.9%	2,180,256	-19.0%	1.89%	-11.9%
HFRO	Sell	HIGHLAND FLOATNG RATE OPPRT	$23,561,000	-7.4%	1,508,394	-5.2%	1.86%	-1.8%
WIW	Sell	WESTERN AST INFL LKD OPP & I	$21,671,000	-2.3%	1,943,615	-0.8%	1.71%	+3.6%
EHI	Sell	WESTERN ASSET GLB HI INCOME	$20,352,000	-3.8%	2,231,575	-0.8%	1.60%	+2.0%
USA	Sell	LIBERTY ALL STAR EQUITY FDsh ben int	$16,230,000	-57.8%	2,535,945	-59.6%	1.28%	-55.3%
ISD	Sell	PRUDENTIAL SHT DURATION HG Y	$14,364,000	-1.1%	1,026,024	-0.2%	1.13%	+4.9%
RA	Sell	BROOKFIELD REAL ASSETS INCOM	$13,554,000	-35.0%	597,078	-37.7%	1.07%	-31.1%
HYI	Sell	WESTERN ASSET HGH YLD DFNDFD	$13,283,000	-2.8%	910,427	-2.7%	1.05%	+3.2%
CBH	Sell	ALLIANZGI CON INCM 2024 TARG	$11,499,000	-10.2%	1,243,096	-10.4%	0.91%	-4.7%
	Sell	GARRISON CAP INC	$10,175,000	-0.5%	1,251,570	-0.6%	0.80%	+5.5%
UTG	Sell	REAVES UTIL INCOME FD	$8,020,000	-42.7%	277,404	-44.0%	0.63%	-39.2%
ARDC	Sell	ARES DYNAMIC CR ALLOCATION F	$7,120,000	-25.7%	442,503	-25.0%	0.56%	-21.2%
ZF	Sell	VIRTUS TOTAL RETURN FUND INC	$6,818,000	-33.7%	621,519	-32.2%	0.54%	-29.8%
HIX	Sell	WESTERN ASSET HIGH INCM FD I	$6,444,000	-18.7%	1,002,125	-17.1%	0.51%	-13.8%
TY	Sell	TRI CONTL CORP	$5,965,000	-23.9%	225,002	-24.5%	0.47%	-19.4%
CEF	Sell	CENTRAL FD CDA LTDcl a	$5,479,000	-40.3%	437,244	-37.0%	0.43%	-36.7%
MCR	Sell	MFS CHARTER INCOME TRsh ben int	$5,006,000	-17.0%	631,304	-15.0%	0.39%	-12.1%
FIV	Sell	FIRST TR SR FLOATING RATE 20	$4,382,000	-65.4%	472,151	-65.1%	0.34%	-63.4%
AVK	Sell	ADVENT CLAYMORE CV SECS & IN	$4,175,000	-30.6%	273,051	-31.6%	0.33%	-26.4%
JEMD	Sell	NUVEEN EMERGING MKTS DEBT 20	$3,904,000	-31.6%	446,647	-29.7%	0.31%	-27.4%
OHAI	Sell	OHA INVT CORP	$3,251,000	+8.0%	2,132,087	-0.8%	0.26%	+14.3%
BTT	Sell	BLACKROCK MUN 2030 TAR TERM	$3,229,000	-48.0%	149,759	-48.6%	0.25%	-45.0%
TYG	Sell	TORTOISE ENERGY INFRA CORP	$3,187,000	-55.2%	119,394	-58.1%	0.25%	-52.6%
GAM	Sell	GENERAL AMERN INVS INC	$3,055,000	-17.0%	89,020	-19.1%	0.24%	-12.0%
DDF	Sell	DELAWARE INVTS DIV & INCOME	$2,904,000	-64.5%	252,093	-67.5%	0.23%	-62.3%
FAX	Sell	ABERDEEN ASIA PACIFIC INCOM	$2,411,000	-50.4%	558,031	-45.5%	0.19%	-47.4%
GDX	Sell	VANECK VECTORS ETF TRgold miners etf	$2,356,000	-20.9%	105,594	-22.1%	0.19%	-15.8%
GLQ	Sell	CLOUGH GLOBAL EQUITY FD	$2,267,000	-66.2%	158,397	-69.0%	0.18%	-64.1%
	Sell	CORPORATE CAP TR INC	$1,776,000	-76.8%	113,670	-74.9%	0.14%	-75.4%
DSU	Sell	BLACKROCK DEBT STRAT FD INC	$1,762,000	-86.6%	157,580	-86.1%	0.14%	-85.8%
PCF	Sell	PUTMAN HIGH INCOME SEC FUND	$1,572,000	-1.9%	168,707	-4.8%	0.12%	+4.2%
SPE	Sell	SPECIAL OPPORTUNITIES FD INC	$1,049,000	-41.4%	69,821	-42.4%	0.08%	-37.6%
RMT	Sell	ROYCE MICRO-CAP TR INC	$1,051,000	-82.1%	105,156	-83.2%	0.08%	-80.9%
OSPR	Sell	OSPREY ENERGY ACQUISITION CO	$1,015,000	-39.7%	100,000	-42.9%	0.08%	-36.0%
MHI	Sell	PIONEER MUN HIGH INCOME TR	$991,000	-46.9%	86,783	-47.7%	0.08%	-43.9%
LACQU	Sell	LEISURE ACQUISITION CORPunit 99/99/9999	$819,000	-73.0%	81,444	-73.4%	0.06%	-71.2%
HYACU	Sell	HAYMAKER ACQUISITION CORPunit 10/19/2022	$762,000	-74.0%	75,396	-74.4%	0.06%	-72.5%
BRPAU	Sell	BIG ROCK PARTNERS ACQUISI COunit 11/20/2022	$628,000	-74.7%	59,918	-75.0%	0.05%	-73.5%
ADX	Sell	ADAMS DIVERSIFIED EQUITY FD	$561,000	-55.6%	36,374	-57.5%	0.04%	-53.2%
LGCU	Sell	LEGACY ACQUISITION CORPunit 05/31/2024	$498,000	-75.0%	49,701	-75.1%	0.04%	-73.6%
OMADU	Sell	ONE MADISON CORPunit 99/99/9999	$411,000	-89.7%	40,604	-89.8%	0.03%	-89.2%
NESRW	Sell	NATIONAL ENERGY SERVICES REU*w exp 05/05/202	$259,000	+25.1%	216,015	-6.1%	0.02%	+33.3%
MTECU	Sell	MTECH ACQUISITION CORPunit 01/19/2023	$164,000	-89.6%	15,771	-89.8%	0.01%	-88.9%
GPAQU	Sell	GORDON POINTE ACQUISITION COunit 01/18/2023	$156,000	-91.4%	15,202	-91.3%	0.01%	-91.0%
ROSWQ	Exit	ROSEHILL RES INC*w exp 09/16/202	$0	–	-119,700	-100.0%	-0.01%	–
IF	Exit	ABERDEEN INDONESIA FD INC	$0	–	-13,300	-100.0%	-0.01%	–
NRO	Exit	NEUBERGER BERMAN RE ES SEC F	$0	–	-26,180	-100.0%	-0.01%	–
CVONW	Exit	CONVERGEONE HLDGS INC*w exp 04/12/202	$0	–	-100,000	-100.0%	-0.01%	–
BCX	Exit	BLACKROCK RES & COMM STRAT T	$0	–	-17,116	-100.0%	-0.01%	–
RNP	Exit	COHEN & STEERS REIT & PFD IN	$0	–	-10,266	-100.0%	-0.01%	–
MSP	Exit	MADISON STRTG SECTOR PREM FD	$0	–	-20,427	-100.0%	-0.02%	–
TCPC	Exit	TCP CAP CORP	$0	–	-44,651	-100.0%	-0.05%	–
IGR	Exit	CBRE CLARION GLOBAL REAL EST	$0	–	-93,500	-100.0%	-0.05%	–
JPI	Exit	NUVEEN PFD & INCOME TERM FD	$0	–	-37,556	-100.0%	-0.07%	–
JPC	Exit	NUVEEN PFD & INCM OPPORTNYS	$0	–	-94,481	-100.0%	-0.07%	–
GAB	Exit	GABELLI EQUITY TR INC	$0	–	-174,001	-100.0%	-0.08%	–
RVT	Exit	ROYCE VALUE TR INC	$0	–	-79,861	-100.0%	-0.09%	–
TIBRU	Exit	TIBERIUS ACQUISITION CORPunit 02/28/2021	$0	–	-125,000	-100.0%	-0.09%	–
PMF	Exit	PIMCO MUNICIPAL INCOME FD	$0	–	-103,646	-100.0%	-0.10%	–
AIF	Exit	APOLLO TACTICAL INCOME FD IN	$0	–	-96,249	-100.0%	-0.11%	–
IYR	Exit	ISHARES TRu.s. real es etf	$0	–	-21,924	-100.0%	-0.12%	–
NTG	Exit	TORTOISE MLP FD INC	$0	–	-110,685	-100.0%	-0.13%	–
PCI	Exit	PIMCO DYNMIC CREDIT AND MRT	$0	–	-81,175	-100.0%	-0.14%	–
EVN	Exit	EATON VANCE MUNI INCOME TRUSsh ben int	$0	–	-169,147	-100.0%	-0.15%	–
LTNU	Exit	UNION ACQUISITION CORPunit 99/99/9999	$0	–	-200,000	-100.0%	-0.15%	–
MUDSU	Exit	MUDRICK CAP ACQUISITION CORPunit 02/01/2023	$0	–	-200,000	-100.0%	-0.15%	–
NESR	Exit	NATIONAL ENERGY SERVICES REU	$0	–	-230,000	-100.0%	-0.17%	–
OPESU	Exit	OPES ACQUISITION CORPunit 03/07/2023	$0	–	-250,000	-100.0%	-0.19%	–
NIE	Exit	ALLIANZGI EQUITY & CONV INCO	$0	–	-121,316	-100.0%	-0.19%	–
RCS	Exit	PIMCO STRATEGIC INCOME FD IN	$0	–	-281,056	-100.0%	-0.19%	–
PHK	Exit	PIMCO HIGH INCOME FD	$0	–	-388,789	-100.0%	-0.22%	–
EFL	Exit	EATON VANCE FLTNG RATE 2022	$0	–	-327,258	-100.0%	-0.23%	–
NUV	Exit	NUVEEN MUN VALUE FD INC	$0	–	-404,451	-100.0%	-0.28%	–
ICB	Exit	MORGAN STANLEY TRUSTS	$0	–	-246,874	-100.0%	-0.35%	–
BGB	Exit	BLACKSTONE GSO STRATEGIC CR	$0	–	-383,818	-100.0%	-0.45%	–
ARCC	Exit	ARES CAP CORP	$0	–	-475,494	-100.0%	-0.56%	–
FSK	Exit	FS INVT CORP	$0	–	-1,173,759	-100.0%	-0.63%	–
AOD	Exit	ALPINE TOTAL DYNAMIC DIVID F	$0	–	-4,128,193	-100.0%	-2.74%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2018-08-14

Signatures

The EDGAR filing(s) were signed by:

Marcus Collins — Chief Compliance Officer

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
WESTERN ASSET EMRG MKT DEBT	40	Q3 2023	5.4%
WESTERN ASSET HIGH INCOME OP	40	Q3 2023	3.6%
SPECIAL OPPORTUNITIES FD INC	40	Q3 2023	0.8%
NUVEEN CR STRATEGIES INCOME	39	Q3 2023	2.8%
MORGAN STANLEY EM MKTS DM DE	39	Q3 2023	1.7%
NUVEEN QUALITY MUNCP INCOME	38	Q3 2023	5.7%
WESTERN AST INFL LKD OPP & I	38	Q3 2023	3.2%
TEMPLETON EMERG MKTS INCOME	38	Q3 2023	1.9%
MORGAN STANLEY EMKT DBT FD I	37	Q1 2023	0.9%
BLACKROCK CR ALLOCATION INCO	35	Q3 2023	4.7%

View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete holdings history.

Latest significant ownerships (13-D/G)

RIVERNORTH CAPITAL MANAGEMENT, LLC Q2 2018 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
BrandywineGLOBAL-Global Income Opportunities Fund Inc	May 15, 2023	727,540	4.3%
BARINGS CORPORATE INVESTORS	February 14, 2023	1,068,592	5.3%
BARINGS PARTICIPATION INVESTORS	February 14, 2023	938,424	8.8%
BlackRock ESG Capital Allocation Trust	February 14, 2023	5,397,316	5.3%
Integral Acquisition Corp 1	February 14, 2023	649,998	5.6%
NewHold Investment Corp. II	February 14, 2023	1,732,500	8.9%
OmniLit Acquisition Corp.	February 14, 2023	106,982	7.9%
PIMCO Energy & Tactical Credit Opportunities Fund	February 14, 2023	2,271,858	5.1%
PIONEER MUNICIPAL HIGH INCOME FUND, INC.	February 14, 2023	1,354,302	6.0%
Saba Capital Income & Opportunities Fund	February 14, 2023	3,231,489	7.6%

View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2024-05-15
SC 13G/A	2024-04-10
SC 13G	2024-04-10
SC 13G	2024-04-10
SC 13G/A	2024-03-05
13F-HR	2024-02-14
SC 13G/A	2024-02-14
SC 13G/A	2024-02-14
SC 13G/A	2024-02-14
SC 13G/A	2024-02-14

View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete filings history.

All filings

View complete filings history.

Compare quarters

Issues

The following issues were detected while analyzing the report:

The reported total value is incorrect (1269104000.0 != 1269107000.0)

Export RIVERNORTH CAPITAL MANAGEMENT, LLC's holdings