$1.44 Billion is the total value of RIVERNORTH CAPITAL MANAGEMENT, LLC's 170 reported holdings in Q4 2017. The portfolio turnover from Q3 2017 to Q4 2017 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| New | CORPORATE CAP TR INC | $22,957,000 | – | 1,436,616 | +100.0% | 1.60% | – | |
| PHK | New | PIMCO HIGH INCOME FD | $20,310,000 | – | 2,722,471 | +100.0% | 1.41% | – |
| HFRO | New | HIGHLAND FLOATNG RATE OPPRT | $19,710,000 | – | 1,271,587 | +100.0% | 1.37% | – |
| PCI | New | PIMCO DYNMIC CREDIT AND MRT | $17,577,000 | – | 783,300 | +100.0% | 1.22% | – |
| FIV | New | FIRST TR SR FLOATING RATE 20 | $17,103,000 | – | 1,873,238 | +100.0% | 1.19% | – |
| CBH | New | ALLIANZGI CON INCM 2024 TARG | $14,006,000 | – | 1,539,142 | +100.0% | 0.97% | – |
| KYN | New | KAYNE ANDERSON MLP INVT CO | $10,468,000 | – | 549,485 | +100.0% | 0.73% | – |
| UTG | New | REAVES UTIL INCOME FD | $10,022,000 | – | 323,907 | +100.0% | 0.70% | – |
| FSK | New | FS INVT CORP | $9,134,000 | – | 1,242,787 | +100.0% | 0.64% | – |
| GAB | New | GABELLI EQUITY TR INC | $7,613,000 | – | 1,229,885 | +100.0% | 0.53% | – |
| HIX | New | WESTERN ASSET HIGH INCM FD I | $6,818,000 | – | 978,123 | +100.0% | 0.47% | – |
| TYG | New | TORTOISE ENERGY INFRA CORP | $5,826,000 | – | 200,334 | +100.0% | 0.40% | – |
| EFL | New | EATON VANCE FLTNG RATE 2022 | $5,429,000 | – | 587,581 | +100.0% | 0.38% | – |
| FAX | New | ABERDEEN ASIA PACIFIC INCOM | $5,128,000 | – | 1,050,762 | +100.0% | 0.36% | – |
| EGIF | New | EAGLE GRWTH & INCOME OPPTY F | $4,839,000 | – | 291,675 | +100.0% | 0.34% | – |
| WRLS | New | PENSARE ACQUISITION CORP | $3,868,000 | – | 399,994 | +100.0% | 0.27% | – |
| RCS | New | PIMCO STRATEGIC INCOME FD IN | $3,755,000 | – | 409,046 | +100.0% | 0.26% | – |
| GER | New | GOLDMAN SACHS MLP ENERGY REN | $3,295,000 | – | 535,840 | +100.0% | 0.23% | – |
| TCAP | New | TRIANGLE CAP CORP | $3,270,000 | – | 344,556 | +100.0% | 0.23% | – |
| HCAC | New | HENNESSY CAP ACQUSTON CORP I | $3,185,000 | – | 325,000 | +100.0% | 0.22% | – |
| AIF | New | APOLLO TACTICAL INCOME FD IN | $3,067,000 | – | 194,728 | +100.0% | 0.21% | – |
| LACQU | New | LEISURE ACQUISITION CORPunit 99/99/9999 | $3,038,000 | – | 306,600 | +100.0% | 0.21% | – |
| HYACU | New | HAYMAKER ACQUISITIONunit 10/19/2022 | $2,921,000 | – | 295,000 | +100.0% | 0.20% | – |
| CMSS | New | CM SEVEN STAR ACQUISITION CO | $2,895,000 | – | 300,000 | +100.0% | 0.20% | – |
| JEMD | New | NUVEEN EMERGING MKTS DEBT 20 | $2,878,000 | – | 306,049 | +100.0% | 0.20% | – |
| BRPAU | New | BIG ROCK PARTNERS ACQUISI COunit 11/20/2022 | $2,456,000 | – | 240,000 | +100.0% | 0.17% | – |
| SLRC | New | SOLAR CAP LTD | $2,305,000 | – | 114,074 | +100.0% | 0.16% | – |
| MMDM | New | MODERN MEDIA ACQUISITION | $2,254,000 | – | 230,000 | +100.0% | 0.16% | – |
| KBLM | New | KBL MERGER CORP IV | $2,233,000 | – | 230,000 | +100.0% | 0.16% | – |
| LGCU | New | LEGACY ACQUISITION CORPunit 05/31/2024 | $1,988,000 | – | 200,000 | +100.0% | 0.14% | – |
| BRAC | New | BLACK RIDGE ACQUISITION CORP | $1,930,000 | – | 200,000 | +100.0% | 0.13% | – |
| OSPR | New | OSPREY ENERGY ACQUISITION CO | $1,680,000 | – | 175,000 | +100.0% | 0.12% | – |
| PMF | New | PIMCO MUNICIPAL INCOME FD | $1,633,000 | – | 125,578 | +100.0% | 0.11% | – |
| ATAC | New | ATLANTIC ACQUISITION CORP | $1,479,000 | – | 150,000 | +100.0% | 0.10% | – |
| INDU | New | INDUSTREA ACQUISITION CORPcl a | $1,463,000 | – | 150,000 | +100.0% | 0.10% | – |
| EVN | New | EATON VANCE MUNI INCOME TRUSsh ben int | $1,248,000 | – | 100,675 | +100.0% | 0.09% | – |
| MHI | New | PIONEER MUN HIGH INCOME TR | $1,249,000 | – | 105,373 | +100.0% | 0.09% | – |
| BCAC | New | BISON CAP ACQUISITION CORP | $1,234,000 | – | 125,000 | +100.0% | 0.09% | – |
| DOTA | New | DRAPER OAKWOOD TECHNOLOGY | $1,174,000 | – | 120,000 | +100.0% | 0.08% | – |
| CNAC | New | CONSTELLATION ALPHA CAP CORP | $1,170,000 | – | 120,000 | +100.0% | 0.08% | – |
| BDCS | New | UBS AG JERSEY BRHetrac wells bdci | $1,142,000 | – | 55,000 | +100.0% | 0.08% | – |
| BGIO | New | BLACKROCK 2022 GBL INCM OPP | $1,117,000 | – | 114,301 | +100.0% | 0.08% | – |
| MSF | New | MORGAN STANLEY EMER MKTS FD | $1,115,000 | – | 62,328 | +100.0% | 0.08% | – |
| BDCL | New | UBS AG LONDON BRHetrac 2x lev lng | $855,000 | – | 52,000 | +100.0% | 0.06% | – |
| GMZ | New | GOLDMAN SACHS MLP INC OPP FD | $777,000 | – | 86,882 | +100.0% | 0.05% | – |
| DDF | New | DELAWARE INVTS DIV & INCOME | $685,000 | – | 63,861 | +100.0% | 0.05% | – |
| PHT | New | PIONEER HIGH INCOME TR | $463,000 | – | 47,635 | +100.0% | 0.03% | – |
| WRLSR | New | PENSARE ACQUISITION CORPright 99/99/9999 | $175,000 | – | 349,994 | +100.0% | 0.01% | – |
| HCACWS | New | HENNESSY CAP ACQUSTON CORP I*w exp 06/15/202 | $143,000 | – | 168,750 | +100.0% | 0.01% | – |
| CMSSR | New | CM SEVEN STAR ACQUISITION COright 08/21/2022 | $96,000 | – | 300,000 | +100.0% | 0.01% | – |
| BRACW | New | BLACK RIDGE ACQUISITION CORP*w exp 07/10/202 | $99,000 | – | 300,000 | +100.0% | 0.01% | – |
| WRLSW | New | PENSARE ACQUISITION CORP*w exp 07/27/202 | $96,000 | – | 174,997 | +100.0% | 0.01% | – |
| MMDMR | New | MODERN MEDIA ACQUISITIONright 99/99/9999 | $90,000 | – | 230,000 | +100.0% | 0.01% | – |
| ATACR | New | ATLANTIC ACQUISITION CORPright 02/08/2019 | $90,000 | – | 150,000 | +100.0% | 0.01% | – |
| KBLMR | New | KBL MERGER CORP IVright 03/22/2019 | $67,000 | – | 230,000 | +100.0% | 0.01% | – |
| DOTAR | New | DRAPER OAKWOOD TECHNOLOGYright 09/19/2018 | $60,000 | – | 120,000 | +100.0% | 0.00% | – |
| OSPRW | New | OSPREY ENERGY ACQUISITION CO*w exp 07/21/202 | $61,000 | – | 87,500 | +100.0% | 0.00% | – |
| MMDMW | New | MODERN MEDIA ACQUISITION*w exp 05/17/202 | $63,000 | – | 115,000 | +100.0% | 0.00% | – |
| INDUW | New | INDUSTREA ACQUISITION CORP*w exp 08/01/202 | $63,000 | – | 150,000 | +100.0% | 0.00% | – |
| KBLMW | New | KBL MERGER CORP IV*w exp 01/15/202 | $45,000 | – | 230,000 | +100.0% | 0.00% | – |
| BCACR | New | BISON CAP ACQUISITION CORPright 03/20/2019 | $47,000 | – | 125,000 | +100.0% | 0.00% | – |
| CMSSW | New | CM SEVEN STAR ACQUISITION CO*w exp 08/21/202 | $44,000 | – | 150,000 | +100.0% | 0.00% | – |
| DOTAW | New | DRAPER OAKWOOD TECHNOLOGY*w exp 09/19/202 | $40,000 | – | 60,000 | +100.0% | 0.00% | – |
| CNACR | New | CONSTELLATION ALPHA CAP CORPright 99/99/9999 | $37,000 | – | 120,000 | +100.0% | 0.00% | – |
| IAMXW | New | I AM CAP ACQUISITION CO*w exp 05/22/202 | $50,000 | – | 150,000 | +100.0% | 0.00% | – |
| CNACW | New | CONSTELLATION ALPHA CAP CORP*w exp 03/23/202 | $26,000 | – | 120,000 | +100.0% | 0.00% | – |
| BCACW | New | BISON CAP ACQUISITION CORP*w exp 06/20/202 | $23,000 | – | 62,500 | +100.0% | 0.00% | – |
| BRACR | New | BLACK RIDGE ACQUISITION CORPright 07/10/2019 | $28,000 | – | 100,000 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-02-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| WESTERN ASSET EMRG MKT DEBT | 40 | Q3 2023 | 5.4% |
| WESTERN ASSET HIGH INCOME OP | 40 | Q3 2023 | 3.6% |
| SPECIAL OPPORTUNITIES FD INC | 40 | Q3 2023 | 0.8% |
| NUVEEN CR STRATEGIES INCOME | 39 | Q3 2023 | 2.8% |
| MORGAN STANLEY EM MKTS DM DE | 39 | Q3 2023 | 1.7% |
| NUVEEN QUALITY MUNCP INCOME | 38 | Q3 2023 | 5.7% |
| WESTERN AST INFL LKD OPP & I | 38 | Q3 2023 | 3.2% |
| TEMPLETON EMERG MKTS INCOME | 38 | Q3 2023 | 1.9% |
| MORGAN STANLEY EMKT DBT FD I | 37 | Q1 2023 | 0.9% |
| BLACKROCK CR ALLOCATION INCO | 35 | Q3 2023 | 4.7% |
View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| BrandywineGLOBAL-Global Income Opportunities Fund Inc | May 15, 2023 | 727,540 | 4.3% |
| BARINGS CORPORATE INVESTORS | February 14, 2023 | 1,068,592 | 5.3% |
| BARINGS PARTICIPATION INVESTORS | February 14, 2023 | 938,424 | 8.8% |
| BlackRock ESG Capital Allocation Trust | February 14, 2023 | 5,397,316 | 5.3% |
| Integral Acquisition Corp 1 | February 14, 2023 | 649,998 | 5.6% |
| NewHold Investment Corp. II | February 14, 2023 | 1,732,500 | 8.9% |
| OmniLit Acquisition Corp. | February 14, 2023 | 106,982 | 7.9% |
| PIMCO Energy & Tactical Credit Opportunities Fund | February 14, 2023 | 2,271,858 | 5.1% |
| PIONEER MUNICIPAL HIGH INCOME FUND, INC. | February 14, 2023 | 1,354,302 | 6.0% |
| Saba Capital Income & Opportunities Fund | February 14, 2023 | 3,231,489 | 7.6% |
View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-15 |
| SC 13G/A | 2024-04-10 |
| SC 13G | 2024-04-10 |
| SC 13G | 2024-04-10 |
| SC 13G/A | 2024-03-05 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.