RIVERNORTH CAPITAL MANAGEMENT, LLC

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$1.44 Billion is the total value of RIVERNORTH CAPITAL MANAGEMENT, LLC's 170 reported holdings in Q4 2017. The portfolio turnover from Q3 2017 to Q4 2017 was 141.7% .

All

			Value		Shares		↓ Weighting
USA	Buy	LIBERTY ALL STAR EQUITY FDsh ben int	$61,371,000	+26.1%	9,741,422	+21.1%	4.27%	+7.4%
NEA	Buy	NUVEEN AMT FREE QLTY MUN INC	$47,362,000	+1.8%	3,444,496	+2.5%	3.29%	-13.2%
EVV	Buy	EATON VANCE LTD DUR INCOME F	$46,680,000	+15.9%	3,419,809	+19.4%	3.25%	-1.2%
HIO	Buy	WESTERN ASSET HIGH INCM OPP	$44,984,000	+8.0%	8,872,673	+9.1%	3.13%	-7.9%
JQC	Buy	NUVEEN CR STRATEGIES INCM FD	$35,889,000	+10.8%	4,366,070	+14.1%	2.50%	-5.6%
HYT	Buy	BLACKROCK CORPOR HI YLD FD I	$35,403,000	-0.4%	3,236,072	+2.7%	2.46%	-15.1%
NAD	Buy	NUVEEN QUALITY MUNCP INCOME	$27,613,000	+0.6%	1,963,926	+1.3%	1.92%	-14.3%
VVR	Buy	INVESCO SR INCOME TR	$27,227,000	+13.5%	6,202,007	+16.1%	1.89%	-3.2%
BWG	Buy	LEGG MASON BW GLB INC OPP FD	$27,141,000	+6.7%	2,125,351	+12.3%	1.89%	-9.1%
CLM	Buy	CORNERSTONE STRATEGIC VALUE	$26,976,000	+24.7%	1,743,743	+19.7%	1.88%	+6.3%
GIM	Buy	TEMPLETON GLOBAL INCOME FD	$26,191,000	+7.8%	4,054,370	+12.6%	1.82%	-8.1%
AOD	Buy	ALPINE TOTAL DYNAMIC DIVID F	$26,054,000	+47.3%	2,751,259	+40.9%	1.81%	+25.5%
GHY	Buy	PRUDENTIAL GLB SHT DUR HG YL	$26,051,000	+4.5%	1,807,847	+8.3%	1.81%	-11.0%
WIW	Buy	WESTERN ASSET CLYM INFL OPP	$23,960,000	+11.9%	2,098,093	+10.5%	1.67%	-4.6%
PPR	Buy	VOYA PRIME RATE TRsh ben int	$23,814,000	+27.1%	4,697,097	+30.4%	1.66%	+8.3%
EHI	Buy	WESTERN ASSET GLB HI INCOME	$23,306,000	-0.3%	2,280,402	+0.5%	1.62%	-15.0%
TEI	Buy	TEMPLETON EMERG MKTS INCOME	$23,217,000	+26.0%	2,078,501	+30.3%	1.62%	+7.5%
	New	CORPORATE CAP TR INC	$22,957,000	–	1,436,616	+100.0%	1.60%	–
NHF	Buy	NEXPOINT CR STRATEGIES FD	$22,277,000	+102.3%	880,861	+84.9%	1.55%	+72.3%
PHK	New	PIMCO HIGH INCOME FD	$20,310,000	–	2,722,471	+100.0%	1.41%	–
HFRO	New	HIGHLAND FLOATNG RATE OPPRT	$19,710,000	–	1,271,587	+100.0%	1.37%	–
PCI	New	PIMCO DYNMIC CREDIT AND MRT	$17,577,000	–	783,300	+100.0%	1.22%	–
FIV	New	FIRST TR SR FLOATING RATE 20	$17,103,000	–	1,873,238	+100.0%	1.19%	–
CBH	New	ALLIANZGI CON INCM 2024 TARG	$14,006,000	–	1,539,142	+100.0%	0.97%	–
ZF	Buy	VIRTUS TOTAL RETURN FUND INC	$13,610,000	+112.7%	1,055,048	+114.0%	0.95%	+81.4%
HYI	Buy	WESTERN ASSET HGH YLD DFNDFD	$12,986,000	+2.6%	858,840	+5.4%	0.90%	-12.6%
EDD	Buy	MORGAN STANLEY EM MKTS DM DE	$12,630,000	-0.4%	1,640,229	+3.4%	0.88%	-15.2%
MZF	Buy	MANAGED DURATION INVT GRD FU	$11,524,000	+9.3%	858,074	+11.6%	0.80%	-7.0%
BIT	Buy	BLACKROCK MULTI-SECTOR INC T	$11,511,000	+5.8%	634,189	+8.9%	0.80%	-9.8%
DEX	Buy	DELAWARE ENHANCED GBL DIV &	$11,455,000	+36.7%	944,346	+33.4%	0.80%	+16.5%
FUND	Buy	SPROTT FOCUS TR INC	$10,541,000	+5.1%	1,330,896	+2.9%	0.73%	-10.4%
ISD	Buy	PRUDENTIAL SHT DURATION HG Y	$10,479,000	+139.6%	709,477	+147.4%	0.73%	+104.2%
KYN	New	KAYNE ANDERSON MLP INVT CO	$10,468,000	–	549,485	+100.0%	0.73%	–
UTG	New	REAVES UTIL INCOME FD	$10,022,000	–	323,907	+100.0%	0.70%	–
VLT	Buy	INVESCO HIGH INCOME TR II	$9,627,000	+68.2%	654,463	+73.1%	0.67%	+43.5%
MSD	Buy	MORGAN STANLEY EMER MKTS DEB	$9,585,000	+47.3%	960,421	+49.0%	0.67%	+25.6%
WIA	Buy	WESTERN ASSET CLYM INFL SEC	$9,357,000	+16.0%	793,644	+13.1%	0.65%	-1.2%
FSK	New	FS INVT CORP	$9,134,000	–	1,242,787	+100.0%	0.64%	–
NFJ	Buy	ALLIANZGI NFJ DIVID INT & PR	$8,946,000	+3.7%	685,530	+6.3%	0.62%	-11.6%
	Buy	GARRISON CAP INC	$8,602,000	+12.2%	1,060,624	+16.5%	0.60%	-4.5%
JMT	Buy	NUVEEN MTG OPPTY TERM FD 2	$8,181,000	+7.0%	344,618	+11.1%	0.57%	-8.8%
EAD	Buy	WELLS FARGO INCOME OPPORTUNIwf inc oppty fd	$8,139,000	+52.5%	968,965	+57.5%	0.57%	+29.8%
JGH	Buy	NUVEEN GLOBAL HIGH INCOME FD	$7,976,000	+0.2%	471,657	+3.3%	0.56%	-14.6%
AVK	Buy	ADVENT CLAYMORE CV SECS & IN	$7,893,000	-0.8%	497,069	+1.4%	0.55%	-15.5%
GAB	New	GABELLI EQUITY TR INC	$7,613,000	–	1,229,885	+100.0%	0.53%	–
DHG	Buy	DEUTSCHE HIGH INCOME OPPORT	$7,200,000	+5.5%	479,363	+5.8%	0.50%	-10.1%
HIX	New	WESTERN ASSET HIGH INCM FD I	$6,818,000	–	978,123	+100.0%	0.47%	–
MUI	Buy	BLACKROCK MUNI INTER DR FD I	$6,386,000	+4.6%	458,778	+6.3%	0.44%	-10.8%
TYG	New	TORTOISE ENERGY INFRA CORP	$5,826,000	–	200,334	+100.0%	0.40%	–
EFL	New	EATON VANCE FLTNG RATE 2022	$5,429,000	–	587,581	+100.0%	0.38%	–
FAX	New	ABERDEEN ASIA PACIFIC INCOM	$5,128,000	–	1,050,762	+100.0%	0.36%	–
NIQ	Buy	NUVEEN INT DUR QUAL MUN TRM	$5,047,000	+13.1%	392,172	+16.4%	0.35%	-3.6%
EGIF	New	EAGLE GRWTH & INCOME OPPTY F	$4,839,000	–	291,675	+100.0%	0.34%	–
AFB	Buy	ALLIANCEBERNSTEIN NATL MUNI	$4,559,000	-3.8%	340,235	+0.0%	0.32%	-18.1%
AGC	Buy	ADVENT CLAY CONV SEC INC FD	$4,500,000	+27.8%	751,247	+33.1%	0.31%	+9.1%
ACSF	Buy	AMERICAN CAP SR FLOATING LTD	$4,149,000	+2095.2%	394,212	+2272.3%	0.29%	+1826.7%
WRLS	New	PENSARE ACQUISITION CORP	$3,868,000	–	399,994	+100.0%	0.27%	–
CRF	Buy	CORNERSTONE TOTAL RTRN FD IN	$3,834,000	+245.4%	250,859	+232.5%	0.27%	+193.4%
RCS	New	PIMCO STRATEGIC INCOME FD IN	$3,755,000	–	409,046	+100.0%	0.26%	–
LCM	Buy	ADVENT CLAYMORE ENH GRW & IN	$3,644,000	+22.7%	437,172	+27.1%	0.25%	+4.5%
MCN	Buy	MADISON CVRED CALL & EQ STR	$3,561,000	+89.6%	461,269	+91.8%	0.25%	+62.1%
GER	New	GOLDMAN SACHS MLP ENERGY REN	$3,295,000	–	535,840	+100.0%	0.23%	–
TCAP	New	TRIANGLE CAP CORP	$3,270,000	–	344,556	+100.0%	0.23%	–
HCAC	New	HENNESSY CAP ACQUSTON CORP I	$3,185,000	–	325,000	+100.0%	0.22%	–
AIF	New	APOLLO TACTICAL INCOME FD IN	$3,067,000	–	194,728	+100.0%	0.21%	–
LOR	Buy	LAZARD WORLD DIVID & INCOME	$3,059,000	+36.6%	263,009	+33.2%	0.21%	+16.4%
LACQU	New	LEISURE ACQUISITION CORPunit 99/99/9999	$3,038,000	–	306,600	+100.0%	0.21%	–
HYACU	New	HAYMAKER ACQUISITIONunit 10/19/2022	$2,921,000	–	295,000	+100.0%	0.20%	–
CMSS	New	CM SEVEN STAR ACQUISITION CO	$2,895,000	–	300,000	+100.0%	0.20%	–
JEMD	New	NUVEEN EMERGING MKTS DEBT 20	$2,878,000	–	306,049	+100.0%	0.20%	–
BRPAU	New	BIG ROCK PARTNERS ACQUISI COunit 11/20/2022	$2,456,000	–	240,000	+100.0%	0.17%	–
MSP	Buy	MADISON STRTG SECTOR PREM FD	$2,377,000	+44.5%	203,018	+46.8%	0.16%	+23.1%
SLRC	New	SOLAR CAP LTD	$2,305,000	–	114,074	+100.0%	0.16%	–
MMDM	New	MODERN MEDIA ACQUISITION	$2,254,000	–	230,000	+100.0%	0.16%	–
KBLM	New	KBL MERGER CORP IV	$2,233,000	–	230,000	+100.0%	0.16%	–
BCX	Buy	BLACKROCK RES & COMM STRAT T	$2,009,000	+51.1%	205,579	+38.6%	0.14%	+28.4%
LGCU	New	LEGACY ACQUISITION CORPunit 05/31/2024	$1,988,000	–	200,000	+100.0%	0.14%	–
BRAC	New	BLACK RIDGE ACQUISITION CORP	$1,930,000	–	200,000	+100.0%	0.13%	–
OSPR	New	OSPREY ENERGY ACQUISITION CO	$1,680,000	–	175,000	+100.0%	0.12%	–
PMF	New	PIMCO MUNICIPAL INCOME FD	$1,633,000	–	125,578	+100.0%	0.11%	–
ATAC	New	ATLANTIC ACQUISITION CORP	$1,479,000	–	150,000	+100.0%	0.10%	–
INDU	New	INDUSTREA ACQUISITION CORPcl a	$1,463,000	–	150,000	+100.0%	0.10%	–
SPE	Buy	SPECIAL OPPORTUNITIES FD INC	$1,448,000	-2.4%	97,279	+3.5%	0.10%	-16.5%
EVN	New	EATON VANCE MUNI INCOME TRUSsh ben int	$1,248,000	–	100,675	+100.0%	0.09%	–
MHI	New	PIONEER MUN HIGH INCOME TR	$1,249,000	–	105,373	+100.0%	0.09%	–
BCAC	New	BISON CAP ACQUISITION CORP	$1,234,000	–	125,000	+100.0%	0.09%	–
DOTA	New	DRAPER OAKWOOD TECHNOLOGY	$1,174,000	–	120,000	+100.0%	0.08%	–
CNAC	New	CONSTELLATION ALPHA CAP CORP	$1,170,000	–	120,000	+100.0%	0.08%	–
BDCS	New	UBS AG JERSEY BRHetrac wells bdci	$1,142,000	–	55,000	+100.0%	0.08%	–
BGIO	New	BLACKROCK 2022 GBL INCM OPP	$1,117,000	–	114,301	+100.0%	0.08%	–
MSF	New	MORGAN STANLEY EMER MKTS FD	$1,115,000	–	62,328	+100.0%	0.08%	–
BDCL	New	UBS AG LONDON BRHetrac 2x lev lng	$855,000	–	52,000	+100.0%	0.06%	–
GMZ	New	GOLDMAN SACHS MLP INC OPP FD	$777,000	–	86,882	+100.0%	0.05%	–
DDF	New	DELAWARE INVTS DIV & INCOME	$685,000	–	63,861	+100.0%	0.05%	–
PHT	New	PIONEER HIGH INCOME TR	$463,000	–	47,635	+100.0%	0.03%	–
WRLSR	New	PENSARE ACQUISITION CORPright 99/99/9999	$175,000	–	349,994	+100.0%	0.01%	–
HCACWS	New	HENNESSY CAP ACQUSTON CORP I*w exp 06/15/202	$143,000	–	168,750	+100.0%	0.01%	–
CMSSR	New	CM SEVEN STAR ACQUISITION COright 08/21/2022	$96,000	–	300,000	+100.0%	0.01%	–
BRACW	New	BLACK RIDGE ACQUISITION CORP*w exp 07/10/202	$99,000	–	300,000	+100.0%	0.01%	–
WRLSW	New	PENSARE ACQUISITION CORP*w exp 07/27/202	$96,000	–	174,997	+100.0%	0.01%	–
MMDMR	New	MODERN MEDIA ACQUISITIONright 99/99/9999	$90,000	–	230,000	+100.0%	0.01%	–
ATACR	New	ATLANTIC ACQUISITION CORPright 02/08/2019	$90,000	–	150,000	+100.0%	0.01%	–
KBLMR	New	KBL MERGER CORP IVright 03/22/2019	$67,000	–	230,000	+100.0%	0.01%	–
DOTAR	New	DRAPER OAKWOOD TECHNOLOGYright 09/19/2018	$60,000	–	120,000	+100.0%	0.00%	–
OSPRW	New	OSPREY ENERGY ACQUISITION CO*w exp 07/21/202	$61,000	–	87,500	+100.0%	0.00%	–
MMDMW	New	MODERN MEDIA ACQUISITION*w exp 05/17/202	$63,000	–	115,000	+100.0%	0.00%	–
INDUW	New	INDUSTREA ACQUISITION CORP*w exp 08/01/202	$63,000	–	150,000	+100.0%	0.00%	–
KBLMW	New	KBL MERGER CORP IV*w exp 01/15/202	$45,000	–	230,000	+100.0%	0.00%	–
BCACR	New	BISON CAP ACQUISITION CORPright 03/20/2019	$47,000	–	125,000	+100.0%	0.00%	–
CMSSW	New	CM SEVEN STAR ACQUISITION CO*w exp 08/21/202	$44,000	–	150,000	+100.0%	0.00%	–
DOTAW	New	DRAPER OAKWOOD TECHNOLOGY*w exp 09/19/202	$40,000	–	60,000	+100.0%	0.00%	–
CNACR	New	CONSTELLATION ALPHA CAP CORPright 99/99/9999	$37,000	–	120,000	+100.0%	0.00%	–
IAMXW	New	I AM CAP ACQUISITION CO*w exp 05/22/202	$50,000	–	150,000	+100.0%	0.00%	–
CNACW	New	CONSTELLATION ALPHA CAP CORP*w exp 03/23/202	$26,000	–	120,000	+100.0%	0.00%	–
BCACW	New	BISON CAP ACQUISITION CORP*w exp 06/20/202	$23,000	–	62,500	+100.0%	0.00%	–
BRACR	New	BLACK RIDGE ACQUISITION CORPright 07/10/2019	$28,000	–	100,000	+100.0%	0.00%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2018-02-14

Signatures

The EDGAR filing(s) were signed by:

Marcus Collins — Chief Compliance Officer

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
WESTERN ASSET EMRG MKT DEBT	40	Q3 2023	5.4%
WESTERN ASSET HIGH INCOME OP	40	Q3 2023	3.6%
SPECIAL OPPORTUNITIES FD INC	40	Q3 2023	0.8%
NUVEEN CR STRATEGIES INCOME	39	Q3 2023	2.8%
MORGAN STANLEY EM MKTS DM DE	39	Q3 2023	1.7%
NUVEEN QUALITY MUNCP INCOME	38	Q3 2023	5.7%
WESTERN AST INFL LKD OPP & I	38	Q3 2023	3.2%
TEMPLETON EMERG MKTS INCOME	38	Q3 2023	1.9%
MORGAN STANLEY EMKT DBT FD I	37	Q1 2023	0.9%
BLACKROCK CR ALLOCATION INCO	35	Q3 2023	4.7%

View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete holdings history.

Latest significant ownerships (13-D/G)

RIVERNORTH CAPITAL MANAGEMENT, LLC Q4 2017 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
BrandywineGLOBAL-Global Income Opportunities Fund Inc	May 15, 2023	727,540	4.3%
BARINGS CORPORATE INVESTORS	February 14, 2023	1,068,592	5.3%
BARINGS PARTICIPATION INVESTORS	February 14, 2023	938,424	8.8%
BlackRock ESG Capital Allocation Trust	February 14, 2023	5,397,316	5.3%
Integral Acquisition Corp 1	February 14, 2023	649,998	5.6%
NewHold Investment Corp. II	February 14, 2023	1,732,500	8.9%
OmniLit Acquisition Corp.	February 14, 2023	106,982	7.9%
PIMCO Energy & Tactical Credit Opportunities Fund	February 14, 2023	2,271,858	5.1%
PIONEER MUNICIPAL HIGH INCOME FUND, INC.	February 14, 2023	1,354,302	6.0%
Saba Capital Income & Opportunities Fund	February 14, 2023	3,231,489	7.6%

View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2024-05-15
SC 13G/A	2024-04-10
SC 13G	2024-04-10
SC 13G	2024-04-10
SC 13G/A	2024-03-05
13F-HR	2024-02-14
SC 13G/A	2024-02-14
SC 13G/A	2024-02-14
SC 13G/A	2024-02-14
SC 13G/A	2024-02-14

View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete filings history.

All filings

View complete filings history.

Compare quarters

Issues

The following issues were detected while analyzing the report:

The reported total value is incorrect (1437833000.0 != 1437836000.0)

Export RIVERNORTH CAPITAL MANAGEMENT, LLC's holdings