$1.31 Billion is the total value of RIVERNORTH CAPITAL MANAGEMENT, LLC's 140 reported holdings in Q2 2017. The portfolio turnover from Q1 2017 to Q2 2017 was 29.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| NEA | Sell | NUVEEN AMT FREE QLTY MUN INC | $51,694,000 | +1.2% | 3,776,010 | -1.3% | 3.96% | +11.6% |
| RA | Sell | BROOKFIELD REAL ASSETS INCOM | $49,655,000 | -17.5% | 2,142,156 | -18.9% | 3.80% | -9.0% |
| GLO | Sell | CLOUGH GLOBAL OPPORTUNITIESsh ben int | $46,056,000 | -19.9% | 4,344,939 | -22.2% | 3.52% | -11.6% |
| HIO | Sell | WESTERN ASSET HIGH INCM OPP | $40,051,000 | -8.8% | 7,899,617 | -9.4% | 3.06% | +0.6% |
| BTZ | Sell | BLACKROCK CR ALLCTN INC TR | $38,524,000 | -6.8% | 2,864,244 | -8.8% | 2.95% | +2.8% |
| HYT | Sell | BLACKROCK CORPOR HI YLD FD I | $34,733,000 | -2.7% | 3,169,057 | -3.1% | 2.66% | +7.3% |
| JQC | Sell | NUVEEN CR STRATEGIES INCM FD | $32,894,000 | -7.2% | 3,820,388 | -6.3% | 2.52% | +2.4% |
| USA | Sell | LIBERTY ALL STAR EQUITY FDsh ben int | $29,471,000 | -22.1% | 5,206,962 | -24.8% | 2.26% | -14.0% |
| NAD | Sell | NUVEEN QUALITY MUNCP INCOME | $28,904,000 | +1.3% | 2,058,689 | -1.3% | 2.21% | +11.7% |
| BWG | Sell | LEGG MASON BW GLB INC OPP FD | $25,517,000 | -1.3% | 1,928,716 | -4.7% | 1.95% | +8.8% |
| GIM | Sell | TEMPLETON GLOBAL INCOME FD | $24,898,000 | -6.1% | 3,705,081 | -7.1% | 1.91% | +3.6% |
| DSU | Sell | BLACKROCK DEBT STRAT FD INC | $21,209,000 | -12.1% | 1,837,897 | -12.2% | 1.62% | -3.0% |
| VVR | Sell | INVESCO SR INCOME TR | $18,926,000 | -12.1% | 4,150,385 | -10.7% | 1.45% | -3.0% |
| RVT | Sell | ROYCE VALUE TR INC | $18,854,000 | -23.1% | 1,292,289 | -26.2% | 1.44% | -15.2% |
| BOE | Sell | BLACKROCK ENHANCED GBL DIV T | $17,227,000 | -26.5% | 1,300,166 | -31.2% | 1.32% | -18.9% |
| AVK | Sell | ADVENT CLAYMORE CV SECS & IN | $16,812,000 | +2.9% | 1,040,963 | -0.2% | 1.29% | +13.6% |
| ADX | Sell | ADAMS DIVERSIFIED EQUITY FD | $14,486,000 | -18.6% | 1,013,686 | -21.7% | 1.11% | -10.2% |
| BIT | Sell | BLACKROCK MULTI-SECTOR INC T | $14,114,000 | -13.2% | 778,502 | -17.1% | 1.08% | -4.3% |
| EDD | Sell | MORGAN STANLEY EM MKTS DM DE | $13,107,000 | -8.9% | 1,652,807 | -12.9% | 1.00% | +0.5% |
| ARDC | Sell | ARES DYNAMIC CR ALLOCATION F | $12,999,000 | -6.0% | 795,057 | -7.9% | 1.00% | +3.8% |
| HYI | Sell | WESTERN ASSET HGH YLD DFNDFD | $12,448,000 | -3.5% | 814,688 | -3.0% | 0.95% | +6.5% |
| BGB | Sell | BLACKSTONE GSO STRATEGIC CR | $12,312,000 | -6.0% | 773,372 | -6.4% | 0.94% | +3.7% |
| JLS | Sell | NUVEEN MTG OPPORTUNITY TERM | $12,267,000 | -0.8% | 478,974 | -4.1% | 0.94% | +9.4% |
| VWO | Sell | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $11,917,000 | -33.5% | 291,859 | -35.3% | 0.91% | -26.6% |
| PRF | Sell | POWERSHARES ETF TRUSTftse rafi 1000 | $10,402,000 | -34.7% | 100,632 | -35.3% | 0.80% | -28.0% |
| TY | Sell | TRI CONTL CORP | $10,305,000 | -43.8% | 423,202 | -46.7% | 0.79% | -38.0% |
| NFJ | Sell | ALLIANZGI NFJ DIVID INT & PR | $9,519,000 | -31.5% | 726,655 | -32.6% | 0.73% | -24.4% |
| FUND | Sell | SPROTT FOCUS TR INC | $9,353,000 | -5.8% | 1,269,066 | -5.0% | 0.72% | +3.9% |
| GAM | Sell | GENERAL AMERN INVS INC | $8,998,000 | -12.7% | 261,955 | -14.8% | 0.69% | -3.6% |
| CEF | Sell | CENTRAL FD CDA LTDcl a | $8,793,000 | -7.3% | 713,165 | -3.3% | 0.67% | +2.3% |
| BIF | Sell | BOULDER GROWTH & INCOME FD I | $8,466,000 | -20.9% | 871,929 | -24.3% | 0.65% | -12.8% |
| AGC | Sell | ADVENT CLAY CONV SEC INC FD | $7,706,000 | -13.1% | 1,236,956 | -14.8% | 0.59% | -4.1% |
| Sell | GARRISON CAP INC | $7,211,000 | -19.7% | 873,045 | -5.0% | 0.55% | -11.4% | |
| MCR | Sell | MFS CHARTER INCOME TRsh ben int | $7,014,000 | -0.4% | 811,837 | -0.7% | 0.54% | +9.8% |
| AFB | Sell | ALLIANCEBERNSTEIN NATL MUNI | $6,641,000 | +1.4% | 485,104 | -0.9% | 0.51% | +11.9% |
| RMT | Sell | ROYCE MICRO-CAP TR INC | $6,635,000 | -14.8% | 767,098 | -17.4% | 0.51% | -6.1% |
| MMT | Sell | MFS MULTIMARKET INCOME TRsh ben int | $6,423,000 | -18.9% | 1,035,979 | -19.9% | 0.49% | -10.4% |
| PXH | Sell | POWERSHARES ETF TR IIemer mrkt port | $6,105,000 | -35.3% | 307,565 | -35.3% | 0.47% | -28.6% |
| KMM | Sell | DEUTSCHE MULTI-MKT INCOME TR | $5,340,000 | -4.3% | 606,777 | -5.4% | 0.41% | +5.7% |
| NIQ | Sell | NUVEEN INT DUR QUAL MUN TRM | $5,267,000 | -1.5% | 406,390 | -1.8% | 0.40% | +8.6% |
| VEA | Sell | VANGUARD TAX MANAGED INTL FDftse dev mkt etf | $5,217,000 | -32.0% | 126,277 | -35.3% | 0.40% | -25.0% |
| FAM | Sell | FIRST TR ABERDEEN GLBL OPP F | $4,649,000 | -14.7% | 399,086 | -14.9% | 0.36% | -5.8% |
| NVG | Sell | NUVEEN AMT FREE MUN CR INC F | $4,650,000 | -56.4% | 306,942 | -57.9% | 0.36% | -51.8% |
| FAX | Sell | ABERDEEN ASIA PACIFIC INCOM | $3,853,000 | -53.6% | 770,653 | -53.7% | 0.30% | -48.8% |
| SCD | Sell | LMP CAP & INCOME FD INC | $3,825,000 | -28.4% | 269,021 | -28.3% | 0.29% | -21.0% |
| IGR | Sell | CBRE CLARION GLOBAL REAL EST | $3,813,000 | -64.2% | 492,901 | -65.5% | 0.29% | -60.5% |
| EVG | Sell | EATON VANCE SH TM DR DIVR IN | $3,761,000 | -18.6% | 267,675 | -18.2% | 0.29% | -10.3% |
| ACV | Sell | ALLIANZGI DIVERS INC & CNV F | $3,455,000 | -56.7% | 164,857 | -58.0% | 0.26% | -52.3% |
| LGI | Sell | LAZARD GLB TTL RET&INCM FD I | $3,123,000 | -60.8% | 190,947 | -64.0% | 0.24% | -56.8% |
| JPC | Sell | NUVEEN PFD INCOME OPPRTNY FD | $3,017,000 | -74.8% | 290,354 | -76.2% | 0.23% | -72.2% |
| GDX | Sell | VANECK VECTORS ETF TRgold miners etf | $2,994,000 | -37.4% | 135,594 | -35.3% | 0.23% | -31.0% |
| FSD | Sell | FIRST TR HIGH INCOME L/S FD | $2,962,000 | -68.0% | 171,784 | -69.1% | 0.23% | -64.6% |
| SPE | Sell | SPECIAL OPPORTUNITIES FD INC | $2,798,000 | -12.9% | 184,110 | -16.3% | 0.21% | -4.0% |
| ERC | Sell | WELLS FARGO MULTI SECTOR INC | $2,558,000 | -87.1% | 191,588 | -87.1% | 0.20% | -85.7% |
| EIM | Sell | EATON VANCE MUN BD FD | $2,494,000 | -22.3% | 196,503 | -23.2% | 0.19% | -14.3% |
| LOR | Sell | LAZARD WORLD DIVID & INCOME | $2,446,000 | -35.5% | 221,974 | -37.7% | 0.19% | -28.9% |
| BGX | Sell | BLACKSTONE GSO LNG SHRT CR I | $2,164,000 | -63.6% | 134,093 | -63.7% | 0.17% | -59.7% |
| GDL | Sell | GDL FUND | $1,388,000 | -63.4% | 135,242 | -64.9% | 0.11% | -59.7% |
| AGD | Sell | ALPINE GLOBAL DYNAMIC DIVD F | $1,294,000 | -79.8% | 126,490 | -80.7% | 0.10% | -77.8% |
| FHY | Sell | FIRST TR STRATEGIC HIGH INC | $1,176,000 | -28.1% | 86,179 | -31.3% | 0.09% | -20.4% |
| FPT | Sell | FEDERATED PREM INTR MUN INC | $597,000 | -64.5% | 43,699 | -65.8% | 0.05% | -60.7% |
| MVC | Sell | MVC CAPITAL INC | $533,000 | -78.3% | 54,023 | -80.2% | 0.04% | -75.9% |
| EACQ | Sell | EASTERLY ACQUISITION CORP | $212,000 | -70.9% | 21,058 | -71.2% | 0.02% | -68.6% |
| GCV | Exit | GABELLI CONV&INCOM SECS FD I | $0 | – | -17,429 | -100.0% | -0.01% | – |
| KLREW | Exit | KLR ENERGY ACQUISITION CORP*w exp 09/16/202 | $0 | – | -185,800 | -100.0% | -0.02% | – |
| CIK | Exit | CREDIT SUISSE ASSET MGMT INC | $0 | – | -82,720 | -100.0% | -0.02% | – |
| KIO | Exit | KKR INCOME OPPORTUNITIES FD | $0 | – | -16,749 | -100.0% | -0.02% | – |
| DCA | Exit | VIRTUS TOTAL RETURN FD | $0 | – | -73,870 | -100.0% | -0.02% | – |
| PCF | Exit | PUTMAN HIGH INCOME SEC FUND | $0 | – | -40,009 | -100.0% | -0.02% | – |
| JPW | Exit | NUVEEN FLEXIBLE INVT INCOME | $0 | – | -24,200 | -100.0% | -0.03% | – |
| ACP | Exit | AVENUE INCOME CR STRATEGIES | $0 | – | -28,408 | -100.0% | -0.03% | – |
| PGZ | Exit | PRINCIPAL REAL ESTATE INCOME | $0 | – | -57,928 | -100.0% | -0.07% | – |
| FNTEU | Exit | FINTECH ACQUISITION CORP IIunit 99/99/9999 | $0 | – | -125,000 | -100.0% | -0.09% | – |
| XRDC | Exit | CROSSROADS CAP INC | $0 | – | -585,219 | -100.0% | -0.09% | – |
| OFS | Exit | OFS CAP CORP | $0 | – | -101,699 | -100.0% | -0.10% | – |
| TCAP | Exit | TRIANGLE CAP CORP | $0 | – | -76,796 | -100.0% | -0.10% | – |
| MPACU | Exit | MATLIN & PARTNERS ACQUISITIOunit 05/28/2021a | $0 | – | -150,000 | -100.0% | -0.10% | – |
| IGD | Exit | VOYA GLBL EQTY DIV & PREM OP | $0 | – | -245,335 | -100.0% | -0.12% | – |
| CHY | Exit | CALAMOS CONV & HIGH INCOME F | $0 | – | -165,233 | -100.0% | -0.13% | – |
| CIF | Exit | MFS INTERMEDIATE HIGH INC FDsh ben int | $0 | – | -758,415 | -100.0% | -0.14% | – |
| KLRE | Exit | KLR ENERGY ACQUISITION CORPcl a | $0 | – | -200,000 | -100.0% | -0.14% | – |
| MUC | Exit | BLACKROCK MUNIHLDNGS CALI QL | $0 | – | -164,303 | -100.0% | -0.16% | – |
| BGY | Exit | BLACKROCK INTL GRWTH & INC T | $0 | – | -508,791 | -100.0% | -0.20% | – |
| VKQ | Exit | INVESCO MUN TR | $0 | – | -270,076 | -100.0% | -0.24% | – |
| FTF | Exit | FRANKLIN LTD DURATION INC TR | $0 | – | -299,828 | -100.0% | -0.25% | – |
| PPT | Exit | PUTNAM PREMIER INCOME TRsh ben int | $0 | – | -710,418 | -100.0% | -0.26% | – |
| NZF | Exit | NUVEEN MUNICIPAL CREDIT INC | $0 | – | -368,594 | -100.0% | -0.37% | – |
| NRO | Exit | NEUBERGER BERMAN RE ES SEC F | $0 | – | -1,333,617 | -100.0% | -0.49% | – |
| PCI | Exit | PIMCO DYNMIC CREDIT AND MRT | $0 | – | -700,196 | -100.0% | -1.04% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-08-14
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| WESTERN ASSET EMRG MKT DEBT | 40 | Q3 2023 | 5.4% |
| WESTERN ASSET HIGH INCOME OP | 40 | Q3 2023 | 3.6% |
| SPECIAL OPPORTUNITIES FD INC | 40 | Q3 2023 | 0.8% |
| NUVEEN CR STRATEGIES INCOME | 39 | Q3 2023 | 2.8% |
| MORGAN STANLEY EM MKTS DM DE | 39 | Q3 2023 | 1.7% |
| NUVEEN QUALITY MUNCP INCOME | 38 | Q3 2023 | 5.7% |
| WESTERN AST INFL LKD OPP & I | 38 | Q3 2023 | 3.2% |
| TEMPLETON EMERG MKTS INCOME | 38 | Q3 2023 | 1.9% |
| MORGAN STANLEY EMKT DBT FD I | 37 | Q1 2023 | 0.9% |
| BLACKROCK CR ALLOCATION INCO | 35 | Q3 2023 | 4.7% |
View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| BrandywineGLOBAL-Global Income Opportunities Fund Inc | May 15, 2023 | 727,540 | 4.3% |
| BARINGS CORPORATE INVESTORS | February 14, 2023 | 1,068,592 | 5.3% |
| BARINGS PARTICIPATION INVESTORS | February 14, 2023 | 938,424 | 8.8% |
| BlackRock ESG Capital Allocation Trust | February 14, 2023 | 5,397,316 | 5.3% |
| Integral Acquisition Corp 1 | February 14, 2023 | 649,998 | 5.6% |
| NewHold Investment Corp. II | February 14, 2023 | 1,732,500 | 8.9% |
| OmniLit Acquisition Corp. | February 14, 2023 | 106,982 | 7.9% |
| PIMCO Energy & Tactical Credit Opportunities Fund | February 14, 2023 | 2,271,858 | 5.1% |
| PIONEER MUNICIPAL HIGH INCOME FUND, INC. | February 14, 2023 | 1,354,302 | 6.0% |
| Saba Capital Income & Opportunities Fund | February 14, 2023 | 3,231,489 | 7.6% |
View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-15 |
| SC 13G/A | 2024-04-10 |
| SC 13G | 2024-04-10 |
| SC 13G | 2024-04-10 |
| SC 13G/A | 2024-03-05 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.