$1.38 Billion is the total value of RIVERNORTH CAPITAL MANAGEMENT, LLC's 139 reported holdings in Q3 2016. The portfolio turnover from Q2 2016 to Q3 2016 was 25.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| ACAS | Sell | AMERICAN CAP LTD | $59,096,000 | +3.3% | 3,494,752 | -3.3% | 4.29% | +16.0% |
| BTZ | Sell | BLACKROCK CR ALLCTN INC TR | $39,094,000 | -4.7% | 2,928,413 | -7.1% | 2.84% | +6.9% |
| PCI | Sell | PIMCO DYNMIC CREDIT AND MRT | $34,892,000 | -66.1% | 1,711,225 | -68.2% | 2.53% | -62.0% |
| JQC | Sell | NUVEEN CR STRATEGIES INCM FD | $33,702,000 | -0.7% | 3,974,286 | -5.4% | 2.45% | +11.4% |
| EVV | Sell | EATON VANCE LTD DUR INCOME F | $30,875,000 | -0.3% | 2,251,972 | -2.3% | 2.24% | +11.9% |
| BIF | Sell | BOULDER GROWTH & INCOME FD I | $26,664,000 | -0.9% | 3,181,815 | -3.8% | 1.94% | +11.3% |
| VWO | Sell | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $25,979,000 | -1.9% | 690,375 | -8.1% | 1.89% | +10.2% |
| VVR | Sell | INVESCO SR INCOME TR | $23,946,000 | -4.6% | 5,530,342 | -7.9% | 1.74% | +7.1% |
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $23,936,000 | -21.3% | 110,659 | -23.8% | 1.74% | -11.7% |
| TY | Sell | TRI CONTL CORP | $23,187,000 | +3.5% | 1,084,537 | -0.6% | 1.68% | +16.1% |
| VTA | Sell | INVESCO DYNAMIC CR OPP FD | $21,054,000 | -1.1% | 1,790,331 | -7.3% | 1.53% | +11.0% |
| BGB | Sell | BLACKSTONE GSO STRATEGIC CR | $20,508,000 | -4.0% | 1,374,529 | -7.4% | 1.49% | +7.8% |
| ERC | Sell | WELLS FARGO MULTI SECTOR INCwf mlt sectr inc | $18,216,000 | +0.8% | 1,404,439 | -1.7% | 1.32% | +13.1% |
| AOD | Sell | ALPINE TOTAL DYNAMIC DIVID F | $17,448,000 | -0.1% | 2,286,797 | -5.0% | 1.27% | +12.1% |
| HYT | Sell | BLACKROCK CORPOR HI YLD FD I | $15,923,000 | -43.8% | 1,471,606 | -45.8% | 1.16% | -36.9% |
| TEI | Sell | TEMPLETON EMERG MKTS INCOME | $13,690,000 | -8.2% | 1,244,514 | -12.6% | 0.99% | +3.0% |
| EDD | Sell | MORGAN STANLEY EM MKTS DM DE | $13,645,000 | -9.8% | 1,699,231 | -13.9% | 0.99% | +1.2% |
| NRO | Sell | NEUBERGER BERMAN RE ES SEC F | $12,072,000 | +0.0% | 2,121,675 | -0.2% | 0.88% | +12.3% |
| MMT | Sell | MFS MULTIMARKET INCOME TRsh ben int | $10,587,000 | -25.1% | 1,738,449 | -25.6% | 0.77% | -15.9% |
| MCR | Sell | MFS CHARTER INCOME TRsh ben int | $10,052,000 | -16.1% | 1,163,436 | -17.8% | 0.73% | -5.8% |
| FAX | Sell | ABERDEEN ASIA PACIFIC INCOM | $9,797,000 | -36.8% | 1,913,505 | -38.1% | 0.71% | -29.0% |
| HYI | Sell | WESTERN ASSET HGH YLD DFNDFD | $9,795,000 | -2.4% | 635,622 | -4.9% | 0.71% | +9.6% |
| EVG | Sell | EATON VANCE SH TM DR DIVR IN | $9,620,000 | +0.1% | 701,694 | -1.5% | 0.70% | +12.4% |
| NHF | Sell | NEXPOINT CR STRATEGIES FD | $9,462,000 | -7.2% | 425,650 | -11.0% | 0.69% | +4.1% |
| NIE | Sell | ALLIANZGI EQUITY & CONV INCO | $9,408,000 | +0.0% | 502,577 | -1.7% | 0.68% | +12.3% |
| MVC | Sell | MVC CAPITAL INC | $8,947,000 | +2.6% | 1,079,237 | -0.5% | 0.65% | +15.2% |
| JGH | Sell | NUVEEN GLOBAL HIGH INCOME FD | $8,696,000 | -18.4% | 553,895 | -25.2% | 0.63% | -8.4% |
| BGX | Sell | BLACKSTONE GSO LNG SHRT CR I | $7,582,000 | +2.4% | 487,881 | -4.8% | 0.55% | +15.0% |
| XLG | Sell | RYDEX ETF TRUSTguggenhm s&p 500 | $7,501,000 | -6.1% | 49,099 | -9.2% | 0.54% | +5.4% |
| SCD | Sell | LMP CAP & INCOME FD INC | $7,260,000 | -6.1% | 532,647 | -9.6% | 0.53% | +5.4% |
| GDO | Sell | WESTERN ASSET GLOBAL CP DEFI | $7,229,000 | +3.4% | 408,642 | -0.3% | 0.52% | +16.2% |
| DHG | Sell | DEUTSCHE HIGH INCOME OPPORT | $6,983,000 | +2.9% | 493,475 | -1.1% | 0.51% | +15.5% |
| KMM | Sell | DEUTSCHE MULTI-MKT INCOME TR | $6,470,000 | -15.9% | 756,755 | -19.8% | 0.47% | -5.6% |
| NHS | Sell | NEUBERGER BERMAN HGH YLD FD | $6,314,000 | +2.8% | 532,370 | -5.1% | 0.46% | +15.6% |
| AIF | Sell | APOLLO TACTICAL INCOME FD IN | $6,315,000 | +4.7% | 408,448 | -2.3% | 0.46% | +17.7% |
| MSD | Sell | MORGAN STANLEY EMER MKTS DEB | $6,143,000 | -1.9% | 636,542 | -5.9% | 0.45% | +10.1% |
| CTF | Sell | NUVEEN LG/SHT COMMODITY TOTR | $6,020,000 | -15.0% | 455,394 | -4.5% | 0.44% | -4.6% |
| EMD | Sell | WESTERN ASSET EMRG MKT DEBT | $5,912,000 | -55.1% | 363,591 | -57.5% | 0.43% | -49.6% |
| NSL | Sell | NUVEEN SR INCOME FD | $5,703,000 | -16.3% | 872,013 | -22.7% | 0.41% | -6.1% |
| EVF | Sell | EATON VANCE SR INCOME TRsh ben int | $5,559,000 | -9.2% | 863,252 | -15.2% | 0.40% | +2.0% |
| FAM | Sell | FIRST TR ABERDEEN GLBL OPP F | $5,518,000 | -15.5% | 468,449 | -17.9% | 0.40% | -5.0% |
| CIK | Sell | CREDIT SUISSE ASSET MGMT INC | $4,813,000 | -7.4% | 1,532,763 | -13.6% | 0.35% | +4.2% |
| ACP | Sell | AVENUE INCOME CR STRATEGIES | $4,806,000 | -1.7% | 370,560 | -9.2% | 0.35% | +10.4% |
| FRA | Sell | BLACKROCK FLOAT RATE OME STR | $4,612,000 | +0.9% | 332,786 | -4.3% | 0.34% | +13.2% |
| IGR | Sell | CBRE CLARION GLOBAL REAL EST | $4,411,000 | -23.6% | 525,117 | -25.1% | 0.32% | -14.2% |
| KHI | Sell | DEUTSCHE HIGH INCOME TR | $4,365,000 | +1.9% | 473,923 | -2.8% | 0.32% | +14.4% |
| GDL | Sell | GDL FUND | $3,816,000 | -0.6% | 383,472 | -0.8% | 0.28% | +11.7% |
| EHI | Sell | WESTERN ASSET GLB HI INCOME | $3,398,000 | +3.9% | 333,455 | -1.1% | 0.25% | +16.5% |
| BLW | Sell | BLACKROCK LTD DURATION INC T | $3,207,000 | -12.2% | 206,664 | -13.7% | 0.23% | -1.3% |
| JMT | Sell | NUVEEN MTG OPPTY TERM FD 2 | $3,111,000 | -4.3% | 131,168 | -10.0% | 0.23% | +7.6% |
| VGI | Sell | VIRTUS GLOBAL MULTI-SEC INC | $3,095,000 | -38.5% | 194,754 | -41.3% | 0.22% | -31.0% |
| PHD | Sell | PIONEER FLOATING RATE TR | $2,779,000 | -15.9% | 235,493 | -19.7% | 0.20% | -5.6% |
| CBA | Sell | CLEARBRIDGE AMERN ENERG MLP | $2,471,000 | -31.3% | 275,806 | -33.6% | 0.18% | -23.2% |
| HYB | Sell | NEW AMER HIGH INCOME FD INC | $2,430,000 | -46.2% | 263,881 | -50.0% | 0.18% | -39.7% |
| AFT | Sell | APOLLO SR FLOATING RATE FD I | $2,190,000 | -39.9% | 129,350 | -43.9% | 0.16% | -32.6% |
| TLI | Sell | WESTERN ASSET CORPORATE LN F | $2,058,000 | -8.5% | 192,532 | -11.4% | 0.15% | +2.8% |
| PHF | Sell | PACHOLDER HIGH YIELD FD INC | $1,972,000 | -32.3% | 276,584 | -32.8% | 0.14% | -23.9% |
| CTR | Sell | CLEARBRIDGE ENERGY MLP TR FD | $1,774,000 | -75.8% | 135,743 | -76.3% | 0.13% | -72.8% |
| CHW | Sell | CALAMOS GBL DYN INCOME FUND | $1,768,000 | -34.2% | 235,380 | -38.5% | 0.13% | -26.4% |
| LBF | Sell | DEUTSCHE GLOBAL HIGH INCOME | $1,540,000 | -7.8% | 182,913 | -11.0% | 0.11% | +3.7% |
| INF | Sell | BROOKFIELD GLOBL LISTED INFR | $1,471,000 | -77.9% | 107,219 | -78.8% | 0.11% | -75.2% |
| AGD | Sell | ALPINE GLOBAL DYNAMIC DIVD F | $1,464,000 | -0.2% | 168,274 | -2.9% | 0.11% | +11.6% |
| CHI | Sell | CALAMOS CONV OPP AND INC FDsh ben int | $1,011,000 | -95.1% | 97,884 | -95.4% | 0.07% | -94.6% |
| KST | Sell | DEUTSCHE STRATEGIC INCOME TR | $988,000 | -46.0% | 81,529 | -48.8% | 0.07% | -39.0% |
| IHD | Sell | VOYA EMERGING MKTS HIGH DIVI | $865,000 | -50.3% | 105,661 | -55.4% | 0.06% | -44.2% |
| KIO | Sell | KKR INCOME OPPORTUNITIES FD | $773,000 | -65.3% | 48,232 | -67.4% | 0.06% | -61.1% |
| SAR | Sell | SARATOGA INVT CORP | $532,000 | -72.7% | 29,787 | -74.2% | 0.04% | -69.0% |
| FSFR | Sell | FIFTH STR SR FLOATNG RATE CO | $507,000 | -96.1% | 59,251 | -96.3% | 0.04% | -95.6% |
| BCX | Sell | BLACKROCK RES & COMM STRAT T | $235,000 | -85.1% | 28,792 | -86.0% | 0.02% | -83.3% |
| BKT | Exit | BLACKROCK INCOME TR INC | $0 | – | -60,539 | -100.0% | -0.03% | – |
| CET | Exit | CENTRAL SECS CORP | $0 | – | -21,195 | -100.0% | -0.03% | – |
| CFD | Exit | NUVEEN DIVERSIFIED COMMODTY | $0 | – | -46,384 | -100.0% | -0.03% | – |
| NZF | Exit | NUVEEN ENHANCED MUN CREDIT O | $0 | – | -39,157 | -100.0% | -0.04% | – |
| NVG | Exit | NUVEEN ENHANCED AMT FREE MUN | $0 | – | -38,369 | -100.0% | -0.04% | – |
| PIM | Exit | PUTNAM MASTER INTER INCOME Tsh ben int | $0 | – | -157,528 | -100.0% | -0.04% | – |
| EACQU | Exit | EASTERLY ACQUISITION CORPunit 99/99/9999 | $0 | – | -73,055 | -100.0% | -0.05% | – |
| NBD | Exit | NUVEEN BUILD AMER BD OPPTNY | $0 | – | -53,894 | -100.0% | -0.08% | – |
| EAD | Exit | WELLS FARGO INCOME OPPORTUNIwf inc oppty fd | $0 | – | -197,444 | -100.0% | -0.10% | – |
| CEE | Exit | CENTRAL EUR RUSS & TURK FD I | $0 | – | -122,057 | -100.0% | -0.14% | – |
| EDI | Exit | STONE HBR EMERG MKTS TL INC | $0 | – | -178,074 | -100.0% | -0.15% | – |
| NMO | Exit | NUVEEN MUN MKT OPPORTUNITY F | $0 | – | -160,857 | -100.0% | -0.16% | – |
| JRO | Exit | NUVEEN FLTNG RTE INCM OPP FD | $0 | – | -252,601 | -100.0% | -0.17% | – |
| CHY | Exit | CALAMOS CONV & HIGH INCOME F | $0 | – | -313,808 | -100.0% | -0.22% | – |
| JSD | Exit | NUVEEN SHT DUR CR OPP FD | $0 | – | -231,649 | -100.0% | -0.24% | – |
| GDF | Exit | WESTERN ASSET GLB PTNRS INCO | $0 | – | -437,094 | -100.0% | -0.24% | – |
| JFR | Exit | NUVEEN FLOATING RATE INCOME | $0 | – | -407,697 | -100.0% | -0.27% | – |
| IVH | Exit | IVY HIGH INC OPPORTUNITIES F | $0 | – | -326,978 | -100.0% | -0.29% | – |
| ISD | Exit | PRUDENTIAL SHT DURATION HG Y | $0 | – | -321,101 | -100.0% | -0.33% | – |
| MHY | Exit | WESTERN ASSET MGD HI INCM FD | $0 | – | -1,506,618 | -100.0% | -0.46% | – |
| AWF | Exit | ALLIANCEBERNSTEIN GBL HGH IN | $0 | – | -677,921 | -100.0% | -0.54% | – |
| BGH | Exit | BABSON CAP GLB SHT DURHGH YL | $0 | – | -549,240 | -100.0% | -0.64% | – |
| ZTR | Exit | ZWEIG TOTAL RETURN FD INC | $0 | – | -857,544 | -100.0% | -0.67% | – |
| Exit | ALLIANCEBERNSTEIN INCOME FUN | $0 | – | -4,849,714 | -100.0% | -2.55% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| WESTERN ASSET EMRG MKT DEBT | 40 | Q3 2023 | 5.4% |
| WESTERN ASSET HIGH INCOME OP | 40 | Q3 2023 | 3.6% |
| SPECIAL OPPORTUNITIES FD INC | 40 | Q3 2023 | 0.8% |
| NUVEEN CR STRATEGIES INCOME | 39 | Q3 2023 | 2.8% |
| MORGAN STANLEY EM MKTS DM DE | 39 | Q3 2023 | 1.7% |
| NUVEEN QUALITY MUNCP INCOME | 38 | Q3 2023 | 5.7% |
| WESTERN AST INFL LKD OPP & I | 38 | Q3 2023 | 3.2% |
| TEMPLETON EMERG MKTS INCOME | 38 | Q3 2023 | 1.9% |
| MORGAN STANLEY EMKT DBT FD I | 37 | Q1 2023 | 0.9% |
| BLACKROCK CR ALLOCATION INCO | 35 | Q3 2023 | 4.7% |
View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| BrandywineGLOBAL-Global Income Opportunities Fund Inc | May 15, 2023 | 727,540 | 4.3% |
| BARINGS CORPORATE INVESTORS | February 14, 2023 | 1,068,592 | 5.3% |
| BARINGS PARTICIPATION INVESTORS | February 14, 2023 | 938,424 | 8.8% |
| BlackRock ESG Capital Allocation Trust | February 14, 2023 | 5,397,316 | 5.3% |
| Integral Acquisition Corp 1 | February 14, 2023 | 649,998 | 5.6% |
| NewHold Investment Corp. II | February 14, 2023 | 1,732,500 | 8.9% |
| OmniLit Acquisition Corp. | February 14, 2023 | 106,982 | 7.9% |
| PIMCO Energy & Tactical Credit Opportunities Fund | February 14, 2023 | 2,271,858 | 5.1% |
| PIONEER MUNICIPAL HIGH INCOME FUND, INC. | February 14, 2023 | 1,354,302 | 6.0% |
| Saba Capital Income & Opportunities Fund | February 14, 2023 | 3,231,489 | 7.6% |
View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-15 |
| SC 13G/A | 2024-04-10 |
| SC 13G | 2024-04-10 |
| SC 13G | 2024-04-10 |
| SC 13G/A | 2024-03-05 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.