$1.38 Billion is the total value of RIVERNORTH CAPITAL MANAGEMENT, LLC's 139 reported holdings in Q3 2016. The portfolio turnover from Q2 2016 to Q3 2016 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| ZTR | New | VIRTUS GLOBAL DIVID INCOME F | $8,276,000 | – | 687,386 | +100.0% | 0.60% | – |
| SPEPRB | New | SPECIAL OPPORTUNITIES FD INCpfd conv se b | $5,358,000 | – | 207,430 | +100.0% | 0.39% | – |
| BGH | New | BARINGS GLOBAL SHORT DURATIO | $4,732,000 | – | 254,019 | +100.0% | 0.34% | – |
| AWP | New | ALPINE GLOBAL PREMIER PPTYS | $4,242,000 | – | 764,371 | +100.0% | 0.31% | – |
| FSAM | New | FIFTH STR ASSET MGMT INC | $4,037,000 | – | 732,666 | +100.0% | 0.29% | – |
| RMT | New | ROYCE MICRO-CAP TR INC | $3,611,000 | – | 462,375 | +100.0% | 0.26% | – |
| ACSF | New | AMERICAN CAP SR FLOATING LTD | $2,162,000 | – | 196,020 | +100.0% | 0.16% | – |
| LGI | New | LAZARD GLB TTL RET&INCM FD I | $2,159,000 | – | 154,551 | +100.0% | 0.16% | – |
| STLRU | New | STELLAR ACQUISITION III INCunit 03/22/2022 | $1,994,000 | – | 200,000 | +100.0% | 0.14% | – |
| TSLF | New | THL CR SR LN FD | $1,321,000 | – | 80,082 | +100.0% | 0.10% | – |
| EFF | New | EATON VANCE FLTG RATE INCOM | $889,000 | – | 56,844 | +100.0% | 0.06% | – |
| EACQ | New | EASTERLY ACQUISITION CORP | $726,000 | – | 73,058 | +100.0% | 0.05% | – |
| NEA | New | NUVEEN AMT FREE QLTY MUN INC | $242,000 | – | 16,574 | +100.0% | 0.02% | – |
| MZF | New | MANAGED DURATION INVT GRD FU | $205,000 | – | 14,310 | +100.0% | 0.02% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| WESTERN ASSET EMRG MKT DEBT | 40 | Q3 2023 | 5.4% |
| WESTERN ASSET HIGH INCOME OP | 40 | Q3 2023 | 3.6% |
| SPECIAL OPPORTUNITIES FD INC | 40 | Q3 2023 | 0.8% |
| NUVEEN CR STRATEGIES INCOME | 39 | Q3 2023 | 2.8% |
| MORGAN STANLEY EM MKTS DM DE | 39 | Q3 2023 | 1.7% |
| NUVEEN QUALITY MUNCP INCOME | 38 | Q3 2023 | 5.7% |
| WESTERN AST INFL LKD OPP & I | 38 | Q3 2023 | 3.2% |
| TEMPLETON EMERG MKTS INCOME | 38 | Q3 2023 | 1.9% |
| MORGAN STANLEY EMKT DBT FD I | 37 | Q1 2023 | 0.9% |
| BLACKROCK CR ALLOCATION INCO | 35 | Q3 2023 | 4.7% |
View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| BrandywineGLOBAL-Global Income Opportunities Fund Inc | May 15, 2023 | 727,540 | 4.3% |
| BARINGS CORPORATE INVESTORS | February 14, 2023 | 1,068,592 | 5.3% |
| BARINGS PARTICIPATION INVESTORS | February 14, 2023 | 938,424 | 8.8% |
| BlackRock ESG Capital Allocation Trust | February 14, 2023 | 5,397,316 | 5.3% |
| Integral Acquisition Corp 1 | February 14, 2023 | 649,998 | 5.6% |
| NewHold Investment Corp. II | February 14, 2023 | 1,732,500 | 8.9% |
| OmniLit Acquisition Corp. | February 14, 2023 | 106,982 | 7.9% |
| PIMCO Energy & Tactical Credit Opportunities Fund | February 14, 2023 | 2,271,858 | 5.1% |
| PIONEER MUNICIPAL HIGH INCOME FUND, INC. | February 14, 2023 | 1,354,302 | 6.0% |
| Saba Capital Income & Opportunities Fund | February 14, 2023 | 3,231,489 | 7.6% |
View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-15 |
| SC 13G/A | 2024-04-10 |
| SC 13G | 2024-04-10 |
| SC 13G | 2024-04-10 |
| SC 13G/A | 2024-03-05 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.