$1.38 Billion is the total value of RIVERNORTH CAPITAL MANAGEMENT, LLC's 139 reported holdings in Q3 2016. The portfolio turnover from Q2 2016 to Q3 2016 was 34.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| GLO | Buy | CLOUGH GLOBAL OPPORTUNITIESsh ben int | $48,371,000 | +8.4% | 5,002,138 | +4.6% | 3.51% | +21.7% |
| USA | Buy | LIBERTY ALL STAR EQUITY FDsh ben int | $39,353,000 | +20.2% | 7,597,145 | +16.5% | 2.86% | +34.9% |
| RVT | Buy | ROYCE VALUE TR INC | $32,262,000 | +9.4% | 2,548,342 | +1.7% | 2.34% | +22.7% |
| GIM | Buy | TEMPLETON GLOBAL INCOME FD | $24,798,000 | +8.6% | 3,973,980 | +10.7% | 1.80% | +21.9% |
| DSU | Buy | BLACKROCK DEBT STRAT FD INC | $23,976,000 | +5.1% | 6,568,680 | +1.7% | 1.74% | +18.0% |
| GLQ | Buy | CLOUGH GLOBAL EQUITY FD | $23,178,000 | +8.7% | 2,036,719 | +2.3% | 1.68% | +22.0% |
| BIT | Buy | BLACKROCK MULTI-SECTOR INC T | $21,168,000 | +5.9% | 1,240,071 | +2.6% | 1.54% | +18.9% |
| HIO | Buy | WESTERN ASSET HIGH INCM OPP | $20,836,000 | +62.6% | 4,125,913 | +57.8% | 1.51% | +82.5% |
| E103PS | Buy | WESTERN ASSET EMRG MKT INCM | $16,757,000 | +7.9% | 1,455,884 | +1.7% | 1.22% | +21.2% |
| BWG | Buy | LEGG MASON BW GLB INC OPP FD | $15,979,000 | +22.0% | 1,176,630 | +16.4% | 1.16% | +36.9% |
| FSD | Buy | FIRST TR HIGH INCOME L/S FD | $15,911,000 | +10.4% | 1,020,568 | +5.0% | 1.16% | +23.9% |
| AVK | Buy | ADVENT CLAYMORE CV SECS & IN | $15,918,000 | +6.6% | 1,091,736 | +2.0% | 1.16% | +19.7% |
| GHY | Buy | PRUDENTIAL GLB SHT DUR HG YL | $15,869,000 | +4.4% | 1,050,222 | +3.7% | 1.15% | +17.3% |
| ARDC | Buy | ARES DYNAMIC CR ALLOCATION F | $15,442,000 | +16.9% | 1,039,897 | +8.2% | 1.12% | +31.2% |
| PPR | Buy | VOYA PRIME RATE TRsh ben int | $13,574,000 | +29.2% | 2,570,747 | +25.3% | 0.99% | +45.0% |
| FTF | Buy | FRANKLIN LTD DURATION INC TR | $13,556,000 | +14.0% | 1,121,293 | +9.4% | 0.98% | +27.9% |
| BOI | Buy | BROOKFIELD MTG OPP INC FD IN | $13,425,000 | +23.9% | 894,979 | +22.9% | 0.98% | +39.1% |
| JLS | Buy | NUVEEN MTG OPPORTUNITY TERM | $11,683,000 | +6.5% | 483,170 | +1.7% | 0.85% | +19.6% |
| BOE | Buy | BLACKROCK GLOBAL OPP EQTY TR | $11,353,000 | +48.1% | 926,778 | +43.3% | 0.82% | +66.3% |
| AGC | Buy | ADVENT CLAY CONV SEC INC FD | $11,047,000 | +25.9% | 1,917,816 | +20.6% | 0.80% | +41.2% |
| ZF | Buy | ZWEIG FD | $10,372,000 | +13.4% | 800,942 | +10.2% | 0.75% | +27.2% |
| FUND | Buy | SPROTT FOCUS TR INC | $9,124,000 | +17.0% | 1,322,369 | +8.9% | 0.66% | +31.5% |
| PPT | Buy | PUTNAM PREMIER INCOME TRsh ben int | $9,067,000 | +782.9% | 1,854,219 | +748.2% | 0.66% | +898.5% |
| DCA | Buy | VIRTUS TOTAL RETURN FD | $8,773,000 | +70.6% | 1,850,889 | +67.0% | 0.64% | +91.3% |
| ZTR | New | VIRTUS GLOBAL DIVID INCOME F | $8,276,000 | – | 687,386 | +100.0% | 0.60% | – |
| JGV | Buy | NUVEEN GLOBAL EQUITY INCOME | $7,019,000 | +191.4% | 587,886 | +184.8% | 0.51% | +226.9% |
| ACV | Buy | ALLIANZGI DIVERS INC & CNV F | $6,943,000 | +18.2% | 364,829 | +10.3% | 0.50% | +32.6% |
| OHAI | Buy | OHA INVT CORP | $6,556,000 | +68.3% | 2,087,830 | +4.0% | 0.48% | +88.9% |
| WIW | Buy | WESTERN ASSET CLYM INFL OPP | $6,514,000 | +8.5% | 582,157 | +7.7% | 0.47% | +21.9% |
| GSVC | Buy | GSV CAP CORP | $6,305,000 | +21.3% | 1,335,740 | +29.0% | 0.46% | +36.3% |
| LCM | Buy | ADVENT CLAYMORE ENH GRW & IN | $5,673,000 | +11.4% | 679,452 | +9.3% | 0.41% | +25.2% |
| SPEPRB | New | SPECIAL OPPORTUNITIES FD INCpfd conv se b | $5,358,000 | – | 207,430 | +100.0% | 0.39% | – |
| GLV | Buy | CLOUGH GLOBAL DIVND AND INC | $5,316,000 | +3.9% | 438,245 | +0.2% | 0.39% | +16.6% |
| SBW | Buy | WESTERN ASSET WORLDWIDE INCO | $5,021,000 | +14.0% | 432,510 | +7.9% | 0.36% | +28.1% |
| BGH | New | BARINGS GLOBAL SHORT DURATIO | $4,732,000 | – | 254,019 | +100.0% | 0.34% | – |
| CIF | Buy | MFS INTERMEDIATE HIGH INC FDsh ben int | $4,291,000 | +16.6% | 1,669,713 | +12.0% | 0.31% | +31.1% |
| FULL | Buy | FULL CIRCLE CAP CORP | $4,279,000 | -1.8% | 1,620,992 | +0.4% | 0.31% | +10.3% |
| AWP | New | ALPINE GLOBAL PREMIER PPTYS | $4,242,000 | – | 764,371 | +100.0% | 0.31% | – |
| FSAM | New | FIFTH STR ASSET MGMT INC | $4,037,000 | – | 732,666 | +100.0% | 0.29% | – |
| HHY | Buy | BROOKFIELD HIGH INCOME FD IN | $3,960,000 | +15.6% | 540,922 | +13.8% | 0.29% | +29.7% |
| Buy | GARRISON CAP INC | $3,928,000 | +32.5% | 387,780 | +32.0% | 0.28% | +48.4% | |
| RMT | New | ROYCE MICRO-CAP TR INC | $3,611,000 | – | 462,375 | +100.0% | 0.26% | – |
| SPE | Buy | SPECIAL OPPORTUNITIES FD INC | $3,342,000 | +41.0% | 224,157 | +30.1% | 0.24% | +58.8% |
| VLT | Buy | INVESCO HIGH INCOME TR II | $3,226,000 | +28.7% | 220,651 | +21.1% | 0.23% | +44.4% |
| PCF | Buy | PUTMAN HIGH INCOME SEC FUND | $2,821,000 | +33.3% | 351,733 | +27.5% | 0.20% | +49.6% |
| MSP | Buy | MADISON STRTG SECTOR PREM FD | $2,217,000 | +16.3% | 188,674 | +13.8% | 0.16% | +30.9% |
| ACSF | New | AMERICAN CAP SR FLOATING LTD | $2,162,000 | – | 196,020 | +100.0% | 0.16% | – |
| LGI | New | LAZARD GLB TTL RET&INCM FD I | $2,159,000 | – | 154,551 | +100.0% | 0.16% | – |
| STLRU | New | STELLAR ACQUISITION III INCunit 03/22/2022 | $1,994,000 | – | 200,000 | +100.0% | 0.14% | – |
| TSLF | New | THL CR SR LN FD | $1,321,000 | – | 80,082 | +100.0% | 0.10% | – |
| XRDC | Buy | CROSSROADS CAP INC | $1,060,000 | -11.1% | 585,842 | +1.2% | 0.08% | 0.0% |
| EFF | New | EATON VANCE FLTG RATE INCOM | $889,000 | – | 56,844 | +100.0% | 0.06% | – |
| EACQ | New | EASTERLY ACQUISITION CORP | $726,000 | – | 73,058 | +100.0% | 0.05% | – |
| NEA | New | NUVEEN AMT FREE QLTY MUN INC | $242,000 | – | 16,574 | +100.0% | 0.02% | – |
| MZF | New | MANAGED DURATION INVT GRD FU | $205,000 | – | 14,310 | +100.0% | 0.02% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| WESTERN ASSET EMRG MKT DEBT | 40 | Q3 2023 | 5.4% |
| WESTERN ASSET HIGH INCOME OP | 40 | Q3 2023 | 3.6% |
| SPECIAL OPPORTUNITIES FD INC | 40 | Q3 2023 | 0.8% |
| NUVEEN CR STRATEGIES INCOME | 39 | Q3 2023 | 2.8% |
| MORGAN STANLEY EM MKTS DM DE | 39 | Q3 2023 | 1.7% |
| NUVEEN QUALITY MUNCP INCOME | 38 | Q3 2023 | 5.7% |
| WESTERN AST INFL LKD OPP & I | 38 | Q3 2023 | 3.2% |
| TEMPLETON EMERG MKTS INCOME | 38 | Q3 2023 | 1.9% |
| MORGAN STANLEY EMKT DBT FD I | 37 | Q1 2023 | 0.9% |
| BLACKROCK CR ALLOCATION INCO | 35 | Q3 2023 | 4.7% |
View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| BrandywineGLOBAL-Global Income Opportunities Fund Inc | May 15, 2023 | 727,540 | 4.3% |
| BARINGS CORPORATE INVESTORS | February 14, 2023 | 1,068,592 | 5.3% |
| BARINGS PARTICIPATION INVESTORS | February 14, 2023 | 938,424 | 8.8% |
| BlackRock ESG Capital Allocation Trust | February 14, 2023 | 5,397,316 | 5.3% |
| Integral Acquisition Corp 1 | February 14, 2023 | 649,998 | 5.6% |
| NewHold Investment Corp. II | February 14, 2023 | 1,732,500 | 8.9% |
| OmniLit Acquisition Corp. | February 14, 2023 | 106,982 | 7.9% |
| PIMCO Energy & Tactical Credit Opportunities Fund | February 14, 2023 | 2,271,858 | 5.1% |
| PIONEER MUNICIPAL HIGH INCOME FUND, INC. | February 14, 2023 | 1,354,302 | 6.0% |
| Saba Capital Income & Opportunities Fund | February 14, 2023 | 3,231,489 | 7.6% |
View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-15 |
| SC 13G/A | 2024-04-10 |
| SC 13G | 2024-04-10 |
| SC 13G | 2024-04-10 |
| SC 13G/A | 2024-03-05 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.