$193 Million is the total value of ACT CAPITAL MANAGEMENT, LLC's 108 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was 52.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| STAA | Buy | STAAR SURGICAL CO | $34,472,000 | -2.4% | 268,200 | +15.8% | 17.86% | -1.6% |
| ARCT | ARCTURUS THERAPEUTICS HLDGS | $21,754,000 | +41.2% | 455,300 | 0.0% | 11.27% | +42.4% | |
| CLSD | Buy | CLEARSIDE BIOMEDICAL INCclsd | $14,805,000 | +23.4% | 2,467,500 | +0.2% | 7.67% | +24.5% |
| ARWR | Sell | ARROWHEAD PHARMACEUTICALS INC | $12,111,000 | -29.9% | 194,000 | -7.0% | 6.28% | -29.3% |
| Buy | TRILLIUM THERAPEUTICS INC | $8,183,000 | +81.4% | 466,000 | +0.2% | 4.24% | +83.0% | |
| FUBO | Sell | FUBOTV INC | $6,079,000 | -29.4% | 253,700 | -5.3% | 3.15% | -28.8% |
| UPST | Sell | UPSTART HLDGS INC | $5,411,000 | +74.7% | 17,100 | -31.0% | 2.80% | +76.1% |
| INMB | New | INMUNE BIO INC | $5,341,000 | – | 275,000 | +100.0% | 2.77% | – |
| IDYA | Buy | IDEAYA BIOSCIENCES INC | $4,423,000 | +204.4% | 173,500 | +150.7% | 2.29% | +206.8% |
| AUPH | Buy | AURINIA PHARMACEUTICALS INC | $3,983,000 | +89.1% | 180,000 | +10.8% | 2.06% | +90.8% |
| AWH | ASPIRA WOMENS HEALTH INC | $3,675,000 | -42.2% | 1,130,720 | 0.0% | 1.90% | -41.7% | |
| AFRM | Buy | AFFIRM HLDGS INC | $2,919,000 | +766.2% | 24,500 | +390.0% | 1.51% | +774.6% |
| NKTR | NEKTAR THERAPEUTICS | $2,901,000 | +4.7% | 161,500 | 0.0% | 1.50% | +5.5% | |
| NTRA | NATERA INC | $2,886,000 | -1.9% | 25,900 | 0.0% | 1.50% | -1.0% | |
| HJLI | New | HANCOCK JAFFE LABORATORIES I | $2,725,000 | – | 262,500 | +100.0% | 1.41% | – |
| ICAD | Buy | ICAD INC | $2,413,000 | -37.2% | 224,500 | +1.1% | 1.25% | -36.7% |
| ATRA | ATARA BIOTHERAPEUTICS INC | $2,093,000 | +15.1% | 116,900 | 0.0% | 1.08% | +16.2% | |
| KRYS | Buy | KRYSTAL BIOTECH INC | $2,088,000 | +60.9% | 40,000 | +109.7% | 1.08% | +62.2% |
| NUAN | NUANCE COMMUNICATIONS INC | $2,064,000 | +1.1% | 37,500 | 0.0% | 1.07% | +2.0% | |
| TGTX | Buy | TG THERAPEUTICS INC | $1,997,000 | -6.4% | 60,000 | +9.1% | 1.04% | -5.7% |
| UTHR | UNITED THERAPEUTICS CORP DEL | $1,938,000 | +2.9% | 10,500 | 0.0% | 1.00% | +3.7% | |
| IKT | Buy | INHIBIKASE THERAPEUTICS INC | $1,919,000 | -21.7% | 1,010,000 | +15.4% | 1.00% | -21.0% |
| MYOV | Sell | MYOVANT SCIENCES LTD | $1,907,000 | -4.3% | 85,000 | -2.9% | 0.99% | -3.5% |
| AFMD | Sell | AFFIMED N V | $1,738,000 | -28.9% | 281,300 | -2.2% | 0.90% | -28.3% |
| NLTX | NEOLEUKIN THERAPEUTICS INC | $1,728,000 | -21.7% | 239,000 | 0.0% | 0.90% | -21.0% | |
| AMZN | Buy | AMAZON.COM INC | $1,643,000 | +138.5% | 500 | +150.0% | 0.85% | +140.4% |
| GDRX | New | GOODRX HLDGS INC | $1,641,000 | – | 40,000 | +100.0% | 0.85% | – |
| CVX | New | CHEVRON CORP NEW | $1,623,000 | – | 16,000 | +100.0% | 0.84% | – |
| New | MATTERPORT INC | $1,560,000 | – | 82,500 | +100.0% | 0.81% | – | |
| BTAI | Buy | BIOXCEL THERAPEUTICS INC | $1,518,000 | +24.3% | 50,000 | +19.0% | 0.79% | +25.5% |
| ONCT | ONCTERNAL THERAPEUTICS INC | $1,501,000 | -12.2% | 360,000 | 0.0% | 0.78% | -11.5% | |
| SURF | SURFACE ONCOLOGY INC | $1,291,000 | +1.5% | 170,500 | 0.0% | 0.67% | +2.3% | |
| AVXL | New | ANAVEX LIFE SCIENCES CORP | $1,265,000 | – | 70,500 | +100.0% | 0.66% | – |
| OCX | ONCOCYTE CORPORATION | $1,175,000 | -38.0% | 330,000 | 0.0% | 0.61% | -37.5% | |
| EIGR | EIGER BIOPHARMACEUTICALS INC | $1,059,000 | -21.6% | 158,500 | 0.0% | 0.55% | -20.9% | |
| HSDT | Buy | HELIUS MED TECHNOLOGIES INC | $1,017,000 | +1.5% | 70,616 | +19.3% | 0.53% | +2.3% |
| MDNA | MEDICENNA THERAPEUTICS CORP | $970,000 | -8.0% | 350,000 | 0.0% | 0.50% | -7.2% | |
| KPLT | New | KATAPULT HOLDINGS INC | $950,000 | – | 175,000 | +100.0% | 0.49% | – |
| PDSB | Buy | PDS BIOTECHNOLOGY CORP | $894,000 | +58.2% | 60,000 | +33.3% | 0.46% | +59.7% |
| XEC | New | CIMAREX ENERGY CO | $872,000 | – | 10,000 | +100.0% | 0.45% | – |
| IMTX | IMMATICS N.V | $826,000 | +11.9% | 63,500 | 0.0% | 0.43% | +12.9% | |
| ENLV | ENLIVEX THERAPEUTICS LTD | $815,000 | +10.9% | 82,500 | 0.0% | 0.42% | +11.6% | |
| GRTS | New | GRITSTONE BIO INC | $799,000 | – | 74,000 | +100.0% | 0.41% | – |
| ZETA | New | ZETA GLOBAL HOLDINGS CORPcl a | $791,000 | – | 135,000 | +100.0% | 0.41% | – |
| New | HILLMAN SOLUTIONS CORP | $775,000 | – | 65,000 | +100.0% | 0.40% | – | |
| MRKR | Buy | MARKER THERAPEUTICS INC | $743,000 | -36.6% | 439,400 | +4.6% | 0.38% | -36.0% |
| SLV | ISHARES SILVER TRishares | $739,000 | -15.3% | 36,000 | 0.0% | 0.38% | -14.5% | |
| CRDF | CARDIFF ONCOLOGY INC | $683,000 | +0.1% | 102,500 | 0.0% | 0.35% | +1.1% | |
| COIN | Buy | COINBASE GLOBAL INC | $682,000 | -0.3% | 3,000 | +11.1% | 0.35% | +0.6% |
| KERN | New | AKERNA CORP | $654,000 | – | 232,000 | +100.0% | 0.34% | – |
| CRIS | CURIS INC | $626,000 | -3.1% | 80,000 | 0.0% | 0.32% | -2.4% | |
| APLT | APPLIED THERAPEUTICS INC | $623,000 | -20.1% | 37,500 | 0.0% | 0.32% | -19.5% | |
| LPTX | Buy | LEAP THERAPEUTICS INC | $622,000 | +182.7% | 155,000 | +15.7% | 0.32% | +185.0% |
| RETA | Sell | REATA PHARMACEUTICALS INCcl a | $604,000 | -66.1% | 6,000 | -52.4% | 0.31% | -65.9% |
| CSBR | Buy | CHAMPIONS ONCOLOGY INC | $597,000 | +16.1% | 58,500 | +17.0% | 0.31% | +17.0% |
| SSYS | New | STRATASYS LTD | $592,000 | – | 27,500 | +100.0% | 0.31% | – |
| COUP | New | COUPA SOFTWARE INC | $526,000 | – | 2,400 | +100.0% | 0.27% | – |
| AKRO | New | AKERO THERAPEUTICS INC | $514,000 | – | 23,000 | +100.0% | 0.27% | – |
| New | DRAGANFLY INC | $503,000 | – | 150,000 | +100.0% | 0.26% | – | |
| KALA | KALA PHARMACEUTICALS INC | $498,000 | -50.5% | 190,000 | 0.0% | 0.26% | -50.1% | |
| AMPE | AMPIO PHARMACEUTICALS INC | $484,000 | -0.6% | 291,500 | 0.0% | 0.25% | +0.4% | |
| ADAP | New | ADAPTIMMUNE THERAPEUTICS PLCsponds adr | $465,000 | – | 90,000 | +100.0% | 0.24% | – |
| DKNG | New | DRAFTKINGS INC | $462,000 | – | 9,600 | +100.0% | 0.24% | – |
| ZYME | New | ZYMEWORKS INC | $407,000 | – | 14,000 | +100.0% | 0.21% | – |
| RYTM | RHYTHM PHARMACEUTICALS INC | $405,000 | -33.3% | 31,000 | 0.0% | 0.21% | -32.7% | |
| SIOX | SIO GENE THERAPIES INC | $401,000 | -20.8% | 185,000 | 0.0% | 0.21% | -20.0% | |
| OYST | OYSTER PT PHARMA INC | $373,000 | -31.2% | 31,500 | 0.0% | 0.19% | -30.8% | |
| AUD | AUDACY INCcl a | $359,000 | -14.7% | 97,500 | 0.0% | 0.19% | -13.9% | |
| ATNM | New | ACTINIUM PHARMACEUTICALS INC | $332,000 | – | 37,500 | +100.0% | 0.17% | – |
| SQZ | Buy | SQZ BIOTECHNOLOGIES CO | $317,000 | +190.8% | 22,000 | +193.3% | 0.16% | +192.9% |
| ABEO | New | ABEONA THERAPEUTICS INC | $311,000 | – | 278,000 | +100.0% | 0.16% | – |
| CTSO | CYTOSORBENTS CORP | $284,000 | +7.2% | 35,000 | 0.0% | 0.15% | +8.1% | |
| F | Sell | FORD MTR CO DEL | $283,000 | -63.4% | 20,000 | -61.5% | 0.15% | -63.0% |
| New | GAMBLING.COM GROUP LIMITEDordinary shares | $274,000 | – | 30,000 | +100.0% | 0.14% | – | |
| JMIA | Sell | JUMIA TECHNOLOGIES AGsponsored ads | $264,000 | -40.0% | 14,200 | -2.1% | 0.14% | -39.4% |
| CYT | Buy | CYTEIR THERAPEUTICS INC | $263,000 | +13050.0% | 15,000 | +16566.7% | 0.14% | +13500.0% |
| U | Sell | UNITY SOFTWARE INC | $253,000 | -92.3% | 2,000 | -93.4% | 0.13% | -92.3% |
| MOGO | Buy | MOGO INC | $238,000 | -36.2% | 55,000 | +15.8% | 0.12% | -35.9% |
| SYRS | SYROS PHARMACEUTICALS INC | $235,000 | -18.1% | 52,500 | 0.0% | 0.12% | -17.0% | |
| YCBD | New | CBDMD INC | $213,000 | – | 102,500 | +100.0% | 0.11% | – |
| SDPI | Sell | SUPERIOR DRILLING PRODS INC | $206,000 | +82.3% | 117,500 | -4.1% | 0.11% | +84.5% |
| CLRB | CELLECTAR BIOSCIENCES INC | $201,000 | -22.4% | 217,500 | 0.0% | 0.10% | -21.8% | |
| TIL | INSTIL BIO INC | $179,000 | -7.7% | 10,000 | 0.0% | 0.09% | -7.0% | |
| RNAZ | New | TRANSCODE THERAPEUTICS INC | $150,000 | – | 50,000 | +100.0% | 0.08% | – |
| ACIU | New | AC IMMUNE SA | $144,000 | – | 21,500 | +100.0% | 0.08% | – |
| EGLX | ENTHUSIAST GAMING HOLDINGS INC | $145,000 | -39.1% | 40,000 | 0.0% | 0.08% | -38.5% | |
| QDEL | Sell | QUIDEL CORP | $141,000 | -82.0% | 1,000 | -83.6% | 0.07% | -81.8% |
| CLGN | COLLPLANT BIOTECHNOLOGIES LTD | $127,000 | -20.6% | 7,500 | 0.0% | 0.07% | -19.5% | |
| ALXO | New | ALX ONCOLOGY HLDGS INC | $111,000 | – | 1,500 | +100.0% | 0.06% | – |
| TCON | TRACON PHARMACEUTICALS INC | $110,000 | -40.5% | 28,500 | 0.0% | 0.06% | -40.0% | |
| GTH | GENETRON HLDGS LTD | $104,000 | -31.6% | 7,500 | 0.0% | 0.05% | -30.8% | |
| CHRS | COHERUS BIOSCIENCES INC | $104,000 | +15.6% | 6,500 | 0.0% | 0.05% | +17.4% | |
| AVDL | AVADEL PHARMACEUTICALS PLCsponsored adr | $103,000 | +45.1% | 10,500 | 0.0% | 0.05% | +47.2% | |
| BLPH | BELLEROPHON THERAPEUTICS INC | $102,000 | -15.7% | 25,000 | 0.0% | 0.05% | -14.5% | |
| YALA | YALLA GROUP LTDads | $102,000 | -62.2% | 13,500 | 0.0% | 0.05% | -61.9% | |
| ARAV | ARAVIVE INC | $87,000 | -38.3% | 23,500 | 0.0% | 0.04% | -37.5% | |
| KPTI | KARYOPHARM THERAPEUTICS INC | $81,000 | -44.1% | 14,000 | 0.0% | 0.04% | -44.0% | |
| BLRX | BIOLINERX LTDsponsored ads | $76,000 | -2.6% | 27,500 | 0.0% | 0.04% | -2.5% | |
| ZVO | ZOVIO INC | $72,000 | -7.7% | 30,000 | 0.0% | 0.04% | -7.5% | |
| CLF | Buy | CLEVELAND-CLIFFS INC NEW | $63,000 | -3.1% | 3,200 | +6.7% | 0.03% | 0.0% |
| AGTC | APPLIED GENETIC TECHNOLOGIES | $60,000 | -24.1% | 20,000 | 0.0% | 0.03% | -24.4% | |
| TMDX | TRANSMEDICS GROUP INC | $33,000 | 0.0% | 1,000 | 0.0% | 0.02% | 0.0% | |
| AVGR | AVINGER INC | $26,000 | -40.9% | 35,000 | 0.0% | 0.01% | -43.5% | |
| AVRO | AVROBIO INC | $17,000 | -37.0% | 3,000 | 0.0% | 0.01% | -35.7% | |
| ALDX | ALDEYRA THERAPEUTICS | $13,000 | -23.5% | 1,500 | 0.0% | 0.01% | -22.2% | |
| ERYP | ERYTECH PHARMAsponsored adr | $12,000 | +20.0% | 2,000 | 0.0% | 0.01% | +20.0% | |
| GNCA | GENOCEA BIOSCIENCES INC | $10,000 | -16.7% | 5,000 | 0.0% | 0.01% | -16.7% | |
| ABNB | AIRBNB INC | $8,000 | 0.0% | 50 | 0.0% | 0.00% | 0.0% | |
| AI | Exit | C3 AI INCcl a | $0 | – | -80 | -100.0% | -0.00% | – |
| EZGO | Exit | EZGO TECHNOLOGIES LTD | $0 | – | -1,000 | -100.0% | -0.00% | – |
| CURR | Exit | CURE PHARMACEUTICAL HLDG CORP | $0 | – | -30,000 | -100.0% | -0.01% | – |
| QH | Exit | QUHUO LTDads | $0 | – | -9,900 | -100.0% | -0.02% | – |
| QD | Exit | QUDIAN INCadr | $0 | – | -25,000 | -100.0% | -0.03% | – |
| CLVS | Exit | CLOVIS ONCOLOGY INC | $0 | – | -12,000 | -100.0% | -0.04% | – |
| VTNR | Exit | VERTEX ENERGY INC | $0 | – | -10,500 | -100.0% | -0.07% | – |
| KC | Exit | KINGSOFT CLOUD HLDGS LTDads | $0 | – | -4,500 | -100.0% | -0.08% | – |
| BTU | Exit | PEABODY ENGR CORP | $0 | – | -20,000 | -100.0% | -0.08% | – |
| KZIA | Exit | KAZIA THERAPEUTICS LIMITEDsponsored adr | $0 | – | -25,000 | -100.0% | -0.13% | – |
| BNGO | Exit | BIONANO GENOMICS INC | $0 | – | -35,000 | -100.0% | -0.13% | – |
| INFI | Exit | INFINITY PHARMACEUTICALS INC | $0 | – | -100,200 | -100.0% | -0.15% | – |
| VTGN | Exit | VISTAGEN THERAPEUTICS INC | $0 | – | -100,000 | -100.0% | -0.16% | – |
| ARQT | Exit | ARCUTIS BIOTHERAPEUTICS INC | $0 | – | -12,000 | -100.0% | -0.17% | – |
| LCY | Exit | LANDCADIA HOLDINGS III INC | $0 | – | -32,500 | -100.0% | -0.21% | – |
| RKT | Exit | ROCKET COS INC | $0 | – | -21,700 | -100.0% | -0.22% | – |
| BLI | Exit | BERKELEY LTS INC | $0 | – | -12,000 | -100.0% | -0.28% | – |
| FBRX | Exit | FORTE BIOSCIENCES INC | $0 | – | -16,071 | -100.0% | -0.28% | – |
| TDC | Exit | TERADATA CORP | $0 | – | -11,000 | -100.0% | -0.28% | – |
| CKPT | Exit | CHECKPOINT THERAPEUTICS INC | $0 | – | -205,000 | -100.0% | -0.31% | – |
| GMBL | Exit | ESPORTS ENTMT GROUP INC | $0 | – | -65,000 | -100.0% | -0.36% | – |
| NVDA | Exit | NVIDIA CORPORATION | $0 | – | -900 | -100.0% | -0.37% | – |
| TIGR | Exit | UP FINTECH HOLDING LIMITEDsponsored ads | $0 | – | -25,500 | -100.0% | -0.38% | – |
| VKTX | Exit | VIKING THERAPEUTICS INC | $0 | – | -128,500 | -100.0% | -0.40% | – |
| RLMD | Exit | RELMADA THERAPEUTICS INC | $0 | – | -24,700 | -100.0% | -0.41% | – |
| AXSM | Exit | AXSOME THERAPEUTICS INC | $0 | – | -13,500 | -100.0% | -0.47% | – |
| RDHL | Exit | REDHILL BIOPHARMA LTDsponsored ads | $0 | – | -140,000 | -100.0% | -0.50% | – |
| ANVS | Exit | ANNOVIS BIO INC COM | $0 | – | -12,000 | -100.0% | -0.53% | – |
| MRNA | Exit | MODERNA INC | $0 | – | -4,500 | -100.0% | -0.54% | – |
| GHVI | Exit | GORES HOLDINGS VI INC | $0 | – | -99,000 | -100.0% | -0.82% | – |
| INMD | Exit | INMODE LTD COM | $0 | – | -22,600 | -100.0% | -1.10% | – |
| NVAX | Exit | NOVAVAX INC | $0 | – | -10,300 | -100.0% | -1.12% | – |
| FFIV | Exit | F5 NETWORKS INC | $0 | – | -14,500 | -100.0% | -1.39% | – |
| SKIN | Exit | THE BEAUTY HEALTH COMPANY | $0 | – | -172,750 | -100.0% | -1.49% | – |
| SAVA | Exit | CASSAVA SCIENCES INC | $0 | – | -45,000 | -100.0% | -1.98% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-11-16
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| STAAR SURGICAL CO | 6 | Q3 2022 | 22.7% |
| ARROWHEAD PHARMACEUTICALS INC | 6 | Q3 2022 | 10.1% |
| ARCTURUS THERAPEUTICS HLDGS | 6 | Q3 2022 | 12.8% |
| CLEARSIDE BIOMEDICAL INC | 6 | Q3 2022 | 7.7% |
| KRYSTAL BIOTECH INC | 6 | Q3 2022 | 5.6% |
| FUBOTV INC | 6 | Q3 2022 | 4.4% |
| EIGER BIOPHARMACEUTICALS INC | 6 | Q3 2022 | 2.4% |
| ASPIRA WOMENS HEALTH INC | 6 | Q3 2022 | 3.3% |
| ICAD INC | 6 | Q3 2022 | 2.0% |
| INHIBIKASE THERAPEUTICS INC COM | 6 | Q3 2022 | 1.7% |
View ACT CAPITAL MANAGEMENT, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| HyreCar Inc. | December 09, 2020 | 230,000 | 1.3% |
| SOLIGENIX, INC. | February 07, 2020 | 1,221,499 | 5.6% |
| EDISON NATION, INC. | April 18, 2019 | 214,454 | 3.8% |
| Hancock Jaffe Laboratories, Inc. | December 26, 2018 | 503,500 | 4.3% |
| Ampio Pharmaceuticals, Inc. | August 10, 2018 | 1,210,785 | 1.4% |
| Xspand Products Lab, Inc. | May 09, 2018 | 405,000 | 9.3% |
| CROSSROADS SYSTEMS INC | June 16, 2017 | 59,053 | 4.8% |
| ALLDIGITAL HOLDINGS, INC.Sold out | January 23, 2017 | 0 | 0.0% |
| MOBIVITY HOLDINGS CORP. | January 06, 2017 | 1,734,916 | 4.8% |
| Akers Biosciences Inc | January 25, 2016 | 213,500 | 3.9% |
View ACT CAPITAL MANAGEMENT, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2022-11-03 |
| 13F-HR | 2022-08-12 |
| 13F-HR | 2022-05-11 |
| 13F-HR | 2022-02-03 |
| 13F-HR | 2021-11-16 |
| 13F-HR | 2021-08-16 |
| SC 13G/A | 2020-12-09 |
| SC 13G/A | 2020-02-10 |
| SC 13G/A | 2020-02-07 |
| SC 13G/A | 2020-02-07 |
View ACT CAPITAL MANAGEMENT, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.