$7.53 Billion is the total value of CONFLUENCE INVESTMENT MANAGEMENT LLC's 358 reported holdings in Q2 2021. The portfolio turnover from Q1 2021 to Q2 2021 was 12.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| PEP | Buy | Pepsico Incorporated | $173,721,000 | +6.3% | 1,172,444 | +1.4% | 2.31% | +0.6% |
| DEO | Sell | Diageo PLC | $167,706,000 | +16.7% | 874,881 | -0.0% | 2.23% | +10.5% |
| LIN | Sell | Linde PLC | $165,553,000 | +0.6% | 572,650 | -2.5% | 2.20% | -4.8% |
| PAYX | Sell | Paychex Incorporated | $158,379,000 | +9.0% | 1,476,041 | -0.4% | 2.10% | +3.2% |
| SNA | Sell | Snap-on Incorporated | $158,209,000 | -7.0% | 708,093 | -4.0% | 2.10% | -12.0% |
| MSFT | Sell | Microsoft Corporation | $156,986,000 | +14.7% | 579,499 | -0.1% | 2.09% | +8.7% |
| PII | Sell | Polaris Industries | $152,760,000 | +1.8% | 1,115,362 | -0.8% | 2.03% | -3.6% |
| FAST | Sell | Fastenal Company | $150,325,000 | +2.7% | 2,890,862 | -0.7% | 2.00% | -2.7% |
| HD | Buy | Home Depot Incorporated | $145,918,000 | +4.5% | 457,581 | +0.0% | 1.94% | -1.1% |
| NSRGY | Buy | Nestle SA | $141,838,000 | +12.2% | 1,137,072 | +0.3% | 1.88% | +6.3% |
| NTRS | Sell | Northern Trust Corporation | $135,687,000 | +10.0% | 1,173,561 | -0.0% | 1.80% | +4.1% |
| ADI | Sell | Analog Devices Incorporated | $135,221,000 | +9.1% | 785,439 | -1.7% | 1.80% | +3.3% |
| PGR | Sell | Progressive Corporation | $132,817,000 | +2.6% | 1,352,379 | -0.1% | 1.76% | -2.9% |
| BR | Sell | Broadridge Financial Solutions | $130,763,000 | +5.3% | 809,526 | -0.2% | 1.74% | -0.3% |
| LMT | Buy | Lockheed Martin Corporation | $126,734,000 | +3.2% | 334,964 | +0.8% | 1.68% | -2.3% |
| CL | Buy | Colgate-Palmolive Company | $121,432,000 | +4.3% | 1,492,715 | +1.1% | 1.61% | -1.2% |
| CB | Buy | Chubb Corporation | $120,784,000 | +1.4% | 759,935 | +0.7% | 1.60% | -4.1% |
| SO | Buy | Southern Company | $119,216,000 | -1.8% | 1,970,190 | +0.8% | 1.58% | -7.0% |
| MMM | Buy | 3M Company | $117,863,000 | +6.4% | 593,378 | +3.2% | 1.57% | +0.8% |
| DOW | Sell | Dow Incorporated | $107,263,000 | -1.6% | 1,695,058 | -0.6% | 1.43% | -6.8% |
| GGG | Sell | Graco Incorporated | $106,130,000 | -0.5% | 1,401,976 | -5.9% | 1.41% | -5.7% |
| USB | Sell | US Bancorp | $106,034,000 | +2.5% | 1,861,231 | -0.5% | 1.41% | -3.0% |
| FNF | Sell | Fidelity National Financial In | $105,653,000 | +6.3% | 2,431,045 | -0.6% | 1.40% | +0.6% |
| RYN | Buy | Rayonier Incorporated | $105,022,000 | +11.7% | 2,922,978 | +0.2% | 1.40% | +5.8% |
| DLR | Buy | Digital Realty Trust Incorpora | $103,585,000 | +7.1% | 688,459 | +0.3% | 1.38% | +1.4% |
| CSCO | Buy | Cisco Systems Incorporated | $100,228,000 | +3.0% | 1,891,089 | +0.5% | 1.33% | -2.5% |
| WY | Sell | Weyerhaeuser Company | $97,147,000 | -3.5% | 2,822,388 | -0.2% | 1.29% | -8.6% |
| SLG | Buy | Sl Green Realty | $97,072,000 | +15.1% | 1,213,396 | +0.7% | 1.29% | +9.0% |
| CVX | Buy | Chevron Corporation | $94,981,000 | +0.7% | 906,825 | +0.8% | 1.26% | -4.7% |
| KMI | Sell | Kinder Morgan Incorporated | $92,256,000 | +9.3% | 5,060,651 | -0.2% | 1.23% | +3.5% |
| SYK | Buy | Stryker Corporation | $89,808,000 | +7.2% | 345,775 | +0.5% | 1.19% | +1.5% |
| SBUX | Buy | Starbucks Corporation | $89,487,000 | +2.7% | 800,344 | +0.4% | 1.19% | -2.8% |
| PFE | Buy | Pfizer Incorporated | $86,139,000 | +9.4% | 2,199,670 | +1.2% | 1.14% | +3.6% |
| ORCL | Buy | Oracle Corporation | $86,114,000 | +11.2% | 1,106,293 | +0.2% | 1.14% | +5.3% |
| ARCC | Buy | Ares Capital Corporation | $83,949,000 | +5.4% | 4,285,310 | +0.6% | 1.12% | -0.2% |
| GILD | Buy | Gilead Sciences | $83,583,000 | +8.6% | 1,213,815 | +1.9% | 1.11% | +2.9% |
| ETR | Buy | Entergy Corporation | $83,597,000 | +1.4% | 838,482 | +1.2% | 1.11% | -4.0% |
| NXPI | Sell | NXP Semiconductors NV | $83,310,000 | -4.7% | 404,968 | -6.7% | 1.11% | -9.8% |
| TJX | Buy | TJX Companies | $79,156,000 | +3.3% | 1,174,077 | +1.3% | 1.05% | -2.2% |
| BIPC | Buy | Brookfield Infrastructure | $78,107,000 | +38.1% | 1,035,903 | +39.8% | 1.04% | +30.7% |
| MA | Buy | Mastercard Incorporated | $77,839,000 | +2.9% | 213,206 | +0.3% | 1.04% | -2.5% |
| ITW | Buy | Illinois Tool Works Incorporat | $73,639,000 | +1.0% | 329,391 | +0.0% | 0.98% | -4.4% |
| FBHS | New | Fortune Brands Home & Security | $69,110,000 | – | 693,802 | +100.0% | 0.92% | – |
| GOOG | Sell | Alphabet Incorporated - C | $68,861,000 | +18.4% | 27,475 | -2.3% | 0.92% | +12.0% |
| CRL | Sell | Charles River Laboratories Int | $68,576,000 | +20.8% | 185,381 | -5.4% | 0.91% | +14.3% |
| BAM | Sell | Brookfield Asset Management In | $63,688,000 | +14.5% | 1,249,271 | -0.1% | 0.85% | +8.3% |
| MKL | Buy | Markel Corporation | $63,437,000 | +5.3% | 53,456 | +1.1% | 0.84% | -0.4% |
| RTX | Buy | Raytheon Technologies Corporat | $62,991,000 | +11.8% | 738,383 | +1.2% | 0.84% | +5.8% |
| INFO | Sell | IHS Markit Limited | $62,656,000 | +14.9% | 556,152 | -1.3% | 0.83% | +8.9% |
| LOW | Sell | Lowe's Companies Incorporated | $62,563,000 | -4.4% | 322,539 | -6.2% | 0.83% | -9.4% |
| BRKB | Buy | Berkshire Hathaway Incorporate | $57,925,000 | +8.8% | 208,422 | +0.1% | 0.77% | +3.1% |
| BKNG | Sell | Booking Holdings Incorporated | $53,564,000 | -7.2% | 24,480 | -1.1% | 0.71% | -12.1% |
| WRB | Buy | WR Berkley Corporation | $53,444,000 | -0.8% | 718,044 | +0.4% | 0.71% | -6.2% |
| TMO | Buy | Thermo Fisher Scientific Incor | $53,152,000 | +11.1% | 105,363 | +0.5% | 0.71% | +5.1% |
| BRO | Buy | Brown & Brown Incorporated | $51,296,000 | +16.9% | 965,298 | +0.6% | 0.68% | +10.7% |
| IEF | Buy | iShares 7-10 Year Treasury Bon | $49,021,000 | +5.6% | 424,458 | +3.3% | 0.65% | +0.2% |
| NDSN | Buy | Nordson Corporation | $47,048,000 | +12.0% | 214,331 | +1.3% | 0.62% | +5.9% |
| AXTA | Buy | Axalta Coating Systems Limited | $44,376,000 | +5.1% | 1,455,437 | +1.9% | 0.59% | -0.5% |
| FTDR | Sell | Frontdoor Incorporated | $40,686,000 | -8.1% | 816,668 | -0.9% | 0.54% | -13.0% |
| TROW | Sell | T Rowe Price Group Incorporate | $39,155,000 | +12.9% | 197,784 | -2.1% | 0.52% | +6.8% |
| ACN | Sell | Accenture PLC | $38,386,000 | +6.6% | 130,215 | -0.1% | 0.51% | +1.0% |
| DNB | Buy | Dun & Bradstreet Holdings | $38,204,000 | +21.2% | 1,787,724 | +35.0% | 0.51% | +14.7% |
| CERN | Buy | Cerner Corporation | $37,856,000 | +10.0% | 484,334 | +1.2% | 0.50% | +4.1% |
| NKE | Sell | Nike Incorporated | $36,581,000 | +10.5% | 236,785 | -4.9% | 0.49% | +4.7% |
| EXPD | Sell | Expeditors International of Wa | $35,820,000 | +17.3% | 282,935 | -0.2% | 0.48% | +11.0% |
| SPDW | Buy | SPDR Portfolio Developed World | $34,069,000 | +12.1% | 926,035 | +7.7% | 0.45% | +6.1% |
| PPG | Buy | PPG Industries Incorporated | $33,163,000 | +13.0% | 195,342 | +0.0% | 0.44% | +7.0% |
| APD | Buy | Air Products & Chemicals Incor | $32,185,000 | +3.0% | 111,879 | +0.7% | 0.43% | -2.5% |
| ROK | Buy | Rockwell Automation Incorporat | $31,702,000 | +10.5% | 110,839 | +2.6% | 0.42% | +4.5% |
| CNNE | Buy | Cannae Holdings Incorporated | $31,222,000 | -13.9% | 920,747 | +0.6% | 0.42% | -18.5% |
| MDT | Buy | Medtronic | $30,292,000 | +6.3% | 244,032 | +1.2% | 0.40% | +0.8% |
| AWK | Buy | American Water Works Company | $30,311,000 | +4.1% | 196,661 | +1.3% | 0.40% | -1.5% |
| CBSH | Buy | Commerce Bancshares Incorporat | $30,237,000 | -1.9% | 405,536 | +0.8% | 0.40% | -7.2% |
| SCHW | Sell | Charles Schwab | $29,557,000 | -14.2% | 405,942 | -23.2% | 0.39% | -18.6% |
| DCI | Buy | Donaldson Incorporated | $29,356,000 | +11.0% | 462,086 | +1.6% | 0.39% | +5.1% |
| MCD | Buy | McDonald's Corporation | $29,307,000 | +4.4% | 126,876 | +1.3% | 0.39% | -1.0% |
| DLTR | Sell | Dollar Tree Incorporated | $28,657,000 | -13.6% | 288,014 | -0.6% | 0.38% | -18.2% |
| FIS | Buy | Fidelity National Information | $27,921,000 | +2.8% | 197,087 | +2.0% | 0.37% | -2.6% |
| PG | Buy | Procter & Gamble Company | $27,869,000 | +1.3% | 206,545 | +1.7% | 0.37% | -4.1% |
| CFR | Buy | Cullen Frost Bankers Incorpora | $27,006,000 | +4.3% | 241,125 | +1.3% | 0.36% | -1.1% |
| MORN | Sell | Morningstar Incorporated | $26,661,000 | +10.5% | 103,692 | -3.3% | 0.35% | +4.4% |
| MBB | Buy | iShares MBS ETF | $26,333,000 | +2.8% | 243,308 | +3.0% | 0.35% | -2.8% |
| CLX | Buy | The Clorox Company | $25,321,000 | +1.5% | 140,743 | +8.9% | 0.34% | -3.7% |
| MTB | Buy | M&T Bank Corporation | $25,272,000 | +9.7% | 173,920 | +14.5% | 0.34% | +4.0% |
| SPYV | Buy | SPDR Portfolio S&P 500 Value E | $25,097,000 | +11.2% | 634,735 | +6.6% | 0.33% | +5.4% |
| BDX | Buy | Becton Dickinson and Company | $24,898,000 | +3.6% | 102,382 | +3.5% | 0.33% | -1.8% |
| GD | Buy | General Dynamics Corporation | $24,336,000 | +6.4% | 129,267 | +2.6% | 0.32% | +0.6% |
| NVS | Buy | Novartis AG ADR | $24,213,000 | +12.9% | 265,378 | +5.8% | 0.32% | +7.0% |
| HCSG | Sell | Healthcare Services Group | $23,938,000 | +9.8% | 758,243 | -2.5% | 0.32% | +3.9% |
| NJR | Buy | New Jersey Resources Corporati | $23,930,000 | +7.1% | 604,746 | +7.9% | 0.32% | +1.3% |
| SLYV | Buy | SPDR S&P 600 Small Cap Value E | $23,414,000 | +12.8% | 273,180 | +7.9% | 0.31% | +6.9% |
| GTES | Buy | Gates Industrial | $22,244,000 | +96.5% | 1,230,989 | +73.8% | 0.30% | +86.2% |
| BRP | Sell | BRP Group | $21,121,000 | -3.8% | 792,531 | -1.7% | 0.28% | -8.8% |
| IAU | New | iShares Gold Trust ETF | $20,229,000 | – | 600,099 | +100.0% | 0.27% | – |
| IBDV | Buy | iShares iBonds Dec 2030 Term C | $18,905,000 | +5.9% | 741,374 | +2.9% | 0.25% | 0.0% |
| IBDR | Buy | iShares iBonds Dec 2026 Term C | $18,744,000 | +3.4% | 704,411 | +2.4% | 0.25% | -2.0% |
| HXGBY | Buy | Hexagon AB | $18,276,000 | +13.3% | 1,233,396 | +605.7% | 0.24% | +7.5% |
| RMAX | Buy | RE/MAX Holdings Incorporated | $17,478,000 | -13.0% | 524,379 | +2.8% | 0.23% | -17.7% |
| BSCP | Buy | Invesco BulletShares 2025 Corp | $16,275,000 | +3.1% | 729,484 | +2.4% | 0.22% | -2.3% |
| MLN | Buy | VanEck Vectors Long Municipal | $16,154,000 | +5.0% | 737,297 | +2.4% | 0.22% | -0.5% |
| VNT | Sell | Vontier Corporation | $16,056,000 | +4.3% | 492,811 | -3.1% | 0.21% | -1.4% |
| IBTI | Buy | iShares iBonds Dec 2028 Term T | $14,197,000 | +22.2% | 557,813 | +20.2% | 0.19% | +16.0% |
| IBDT | Buy | iShares iBonds Dec 2028 Term C | $14,016,000 | +4.7% | 484,985 | +2.6% | 0.19% | -1.1% |
| SPYG | Sell | SPDR Portfolio S&P 500 Growth | $13,616,000 | -2.8% | 216,236 | -12.9% | 0.18% | -8.1% |
| BKI | Sell | Black Knight Incorporated | $13,023,000 | -72.4% | 167,007 | -73.9% | 0.17% | -73.9% |
| DD | Sell | Dupont De Nemurs Incorporated | $12,605,000 | -0.2% | 162,830 | -0.4% | 0.17% | -5.1% |
| SLYG | Sell | SPDR S&P 600 Small Cap Growth | $12,567,000 | -1.2% | 141,568 | -4.4% | 0.17% | -6.2% |
| IEMG | Buy | iShares Core MSCI Emerging Mar | $11,911,000 | +49.2% | 177,800 | +43.4% | 0.16% | +41.1% |
| IBDS | Buy | iShares iBonds Dec 2027 Term C | $11,528,000 | +3.5% | 426,181 | +2.3% | 0.15% | -1.9% |
| BSCO | Buy | Invesco BulletShares 2024 Corp | $11,515,000 | +2.0% | 518,915 | +1.9% | 0.15% | -3.2% |
| CLB | New | Core Laboratories NV | $9,825,000 | – | 252,253 | +100.0% | 0.13% | – |
| MOV | Sell | Movado Group Incorporated | $9,314,000 | +1.0% | 295,964 | -8.7% | 0.12% | -3.9% |
| TLT | Buy | iShares 20 Year Treasury Bond | $9,329,000 | +12.0% | 64,626 | +5.1% | 0.12% | +6.0% |
| IBDU | Buy | iShares iBonds Dec 2029 Term C | $9,219,000 | +5.7% | 343,720 | +3.0% | 0.12% | +0.8% |
| IBTJ | Sell | iShares iBonds Dec 2029 Term T | $9,158,000 | +0.2% | 362,810 | -1.7% | 0.12% | -4.7% |
| IBTF | Sell | iShares iBonds Dec 2025 Term T | $9,158,000 | -2.9% | 356,750 | -3.0% | 0.12% | -7.6% |
| IBTE | Buy | iShares iBonds Dec 2024 Term T | $9,159,000 | +3.2% | 356,481 | +3.3% | 0.12% | -2.4% |
| IBTG | Sell | iShares iBonds Dec 2026 Term T | $9,103,000 | -1.7% | 355,300 | -2.3% | 0.12% | -6.9% |
| KAI | Sell | Kadant Incorporated | $8,824,000 | -13.4% | 50,112 | -9.0% | 0.12% | -18.2% |
| AOUT | New | American Outdoor Brands Inc | $8,296,000 | – | 236,085 | +100.0% | 0.11% | – |
| JBT | Sell | John Bean Technologies Corpora | $8,217,000 | +6.7% | 57,610 | -0.2% | 0.11% | +0.9% |
| PRFT | Buy | Perficient Incorporated | $8,205,000 | +88.4% | 102,022 | +37.6% | 0.11% | +78.7% |
| ROLL | Buy | RBC Bearings Incorporated | $7,834,000 | +1.5% | 39,281 | +0.2% | 0.10% | -3.7% |
| EPC | Buy | Edgewell Personal Care Company | $7,534,000 | +11.4% | 171,600 | +0.4% | 0.10% | +5.3% |
| VBTX | Sell | Veritex Holdings | $7,412,000 | +4.0% | 209,295 | -3.9% | 0.10% | -1.0% |
| AMOT | Buy | Allied Motion Technologies Inc | $7,345,000 | +1.0% | 212,723 | +50.2% | 0.10% | -3.9% |
| HTGC | Buy | Hercules Technology Growth Cap | $6,973,000 | +6.7% | 408,710 | +0.2% | 0.09% | +1.1% |
| WGO | Buy | Winnebago Industries Incorpora | $6,970,000 | -11.4% | 102,560 | +0.0% | 0.09% | -15.5% |
| JJSF | Buy | J & J Snack Foods Corporation | $6,979,000 | +11.9% | 40,014 | +0.8% | 0.09% | +5.7% |
| IIIV | Buy | I3 Verticals Incorporated | $6,921,000 | -2.9% | 229,035 | +0.0% | 0.09% | -8.0% |
| IBTB | Buy | iShares iBonds Dec 2022 Term T | $6,902,000 | +5.0% | 271,588 | +5.1% | 0.09% | 0.0% |
| GOOD | Buy | Gladstone Commercial Corporati | $6,931,000 | +16.4% | 307,238 | +0.9% | 0.09% | +9.5% |
| PDBC | Sell | Invesco Optimum Yield Diversif | $6,864,000 | +1.8% | 341,641 | -12.6% | 0.09% | -4.2% |
| FARO | Buy | Faro Technologies Incorporated | $6,633,000 | -9.3% | 85,287 | +1.0% | 0.09% | -14.6% |
| FWRD | Buy | Forward Air Corporation | $6,470,000 | +1.8% | 72,090 | +0.7% | 0.09% | -3.4% |
| IBMQ | Buy | iShares iBonds Dec 2028 Term M | $6,452,000 | +9.6% | 235,314 | +8.6% | 0.09% | +3.6% |
| MDYV | Sell | SPDR S&P 400 Mid Cap Value ETF | $6,301,000 | -22.5% | 93,314 | -24.9% | 0.08% | -26.3% |
| SJW | Buy | SJW Group | $6,250,000 | +1.4% | 98,739 | +0.9% | 0.08% | -3.5% |
| PAHC | Buy | Phibro Animal Health Corporati | $6,130,000 | +20.7% | 212,261 | +2.0% | 0.08% | +14.1% |
| NMFC | Buy | New Mountain Finance Corporati | $6,106,000 | +6.7% | 463,614 | +0.4% | 0.08% | +1.2% |
| SPY | Buy | SPDR S&P 500 | $5,879,000 | +11.3% | 13,735 | +3.1% | 0.08% | +5.4% |
| MAIN | Buy | Main Street Capital Corporatio | $5,773,000 | +5.3% | 140,512 | +0.4% | 0.08% | 0.0% |
| TCPC | Buy | TCP Capital Corporation | $5,700,000 | +0.3% | 412,504 | +0.4% | 0.08% | -5.0% |
| NWN | Buy | Northwest Natural Holding Comp | $5,588,000 | -1.1% | 106,410 | +1.6% | 0.07% | -6.3% |
| IBMM | Buy | iShares iBonds Dec 2024 Term M | $5,565,000 | +21.7% | 206,194 | +21.7% | 0.07% | +15.6% |
| EWU | New | iShares MSCI United Kingdom In | $5,450,000 | – | 166,666 | +100.0% | 0.07% | – |
| IBMP | Buy | iShares iBonds Dec 2027 Term M | $5,276,000 | +3.7% | 194,381 | +2.9% | 0.07% | -1.4% |
| JRVR | Buy | James River Group Holdings Lim | $5,248,000 | -17.0% | 139,863 | +0.9% | 0.07% | -21.3% |
| THR | Buy | Thermon Group Holdings Incorpo | $5,152,000 | -10.8% | 302,375 | +2.1% | 0.07% | -16.0% |
| IBMO | Buy | iShares iBonds Dec 2026 Term M | $4,977,000 | +21.1% | 184,493 | +20.4% | 0.07% | +13.8% |
| SLRC | Buy | Solar Capital Limited | $4,974,000 | +9.8% | 266,856 | +4.6% | 0.07% | +3.1% |
| GBDC | Buy | Golub Capital BDC Incorporated | $4,910,000 | +6.1% | 318,441 | +0.6% | 0.06% | 0.0% |
| PNNT | Buy | PennantPark Investment Corpora | $4,803,000 | +18.4% | 718,993 | +0.2% | 0.06% | +12.3% |
| BBDC | Buy | Barings BDC Incorporated | $4,754,000 | +6.5% | 450,259 | +0.7% | 0.06% | 0.0% |
| NTUS | Buy | Natus Medical Incorporated | $4,665,000 | +3.9% | 179,533 | +2.4% | 0.06% | -1.6% |
| NP | Buy | Neenah Paper Incorporated | $4,672,000 | +1.2% | 93,118 | +3.6% | 0.06% | -4.6% |
| RVNU | Buy | xTrackers Municipal Infrastruc | $4,702,000 | +22.1% | 159,178 | +19.3% | 0.06% | +14.8% |
| BMRC | Buy | Bank of Marin (CA) | $4,694,000 | -16.0% | 147,158 | +3.1% | 0.06% | -20.5% |
| TSLX | Buy | Sixth Street Specialty Lending | $4,511,000 | +6.3% | 203,302 | +0.7% | 0.06% | 0.0% |
| SCM | Buy | Stellus Capital Investment | $4,371,000 | -0.8% | 347,219 | +0.1% | 0.06% | -6.5% |
| IBTD | Buy | iShares iBonds Dec 2023 Term T | $4,220,000 | +4.4% | 164,654 | +4.6% | 0.06% | -1.8% |
| IGLB | New | iShares Long-Term Corporate Bo | $4,132,000 | – | 58,866 | +100.0% | 0.06% | – |
| XLF | Sell | SPDR Financial Select Sector E | $4,076,000 | -2.5% | 111,087 | -9.5% | 0.05% | -8.5% |
| IBMN | Buy | iShares iBonds Dec 2025 Term M | $4,024,000 | +3.9% | 143,698 | +3.6% | 0.05% | -1.9% |
| IBML | Buy | iShares iBonds Dec 2023 Term M | $4,021,000 | +3.6% | 154,014 | +3.9% | 0.05% | -1.9% |
| LQD | New | iShares iBoxx $ Inv Grade Corp | $3,888,000 | – | 28,937 | +100.0% | 0.05% | – |
| XLI | Sell | SPDR Industrial Select Sector | $3,827,000 | -4.9% | 37,372 | -8.6% | 0.05% | -8.9% |
| OFS | Buy | OFS Capital Corporation | $3,869,000 | +13.6% | 388,521 | +0.2% | 0.05% | +6.2% |
| XLB | Sell | SPDR Materials Select Sector E | $3,725,000 | -4.7% | 45,254 | -8.8% | 0.05% | -9.1% |
| GSBD | Buy | Goldman Sachs BDC Incorporated | $3,731,000 | +2.1% | 190,339 | +0.7% | 0.05% | -2.0% |
| XHB | Buy | SPDR S&P Homebuilders ETF | $3,442,000 | +7.5% | 46,998 | +3.3% | 0.05% | +2.2% |
| MDYG | Sell | SPDR S&P 400 Mid Cap Growth ET | $3,299,000 | -33.8% | 42,555 | -35.8% | 0.04% | -37.1% |
| ORCC | Buy | Owl Rock Capital Corporation | $2,950,000 | +4.4% | 206,729 | +0.7% | 0.04% | -2.5% |
| MUB | Buy | iShares National Muni Bond ETF | $2,817,000 | +3.1% | 24,034 | +2.1% | 0.04% | -2.6% |
| TFI | Buy | SPDR Nuveen Bloomberg Barclays | $2,815,000 | +3.1% | 54,014 | +2.2% | 0.04% | -2.6% |
| IBTH | Buy | iShares iBonds Dec 2027 Term T | $2,725,000 | +392.8% | 106,947 | +386.1% | 0.04% | +350.0% |
| CSWC | Buy | Capital Southwest Corporation | $2,472,000 | +5.2% | 106,410 | +0.3% | 0.03% | 0.0% |
| TSM | Buy | Taiwan Semiconductor Manufactu | $2,319,000 | +2.0% | 19,298 | +0.4% | 0.03% | -3.1% |
| NATH | Buy | Nathan's Famous Incorporated | $2,078,000 | +15.3% | 29,145 | +2.0% | 0.03% | +12.0% |
| BRKA | Berkshire Hathaway Incorporate | $2,093,000 | +8.5% | 5 | 0.0% | 0.03% | +3.7% | |
| BSMT | Buy | Invesco BulletShares 2029 Muni | $2,040,000 | +3.1% | 77,819 | +1.0% | 0.03% | -3.6% |
| BSMU | Buy | Invesco BulletShares 2030 Muni | $2,044,000 | +3.3% | 79,648 | +0.9% | 0.03% | -3.6% |
| SHOP | Buy | Shopify Incorporated | $1,695,000 | +35.8% | 1,160 | +2.8% | 0.02% | +27.8% |
| EMXC | New | iShares MSCI Emerging Markets | $1,710,000 | – | 27,419 | +100.0% | 0.02% | – |
| FNV | Buy | Franco-Nevada Corporation | $1,629,000 | +17.9% | 11,227 | +1.8% | 0.02% | +15.8% |
| TPVG | Buy | TriplePoint Venture Growth BDC | $1,662,000 | +5.7% | 109,417 | +0.5% | 0.02% | 0.0% |
| BABA | Buy | Alibaba Group Holding Limited | $1,578,000 | +5.0% | 6,960 | +5.0% | 0.02% | 0.0% |
| SONY | Buy | Sony Group Corporation | $1,560,000 | -6.1% | 16,044 | +2.3% | 0.02% | -8.7% |
| LVMUY | Sell | LVMH Moet Hennessy Louis Vuitt | $1,497,000 | +15.8% | 9,488 | -1.8% | 0.02% | +11.1% |
| DSDVY | Sell | DSV Panalpina | $1,431,000 | +1.7% | 12,237 | -14.7% | 0.02% | -5.0% |
| INFY | Sell | Infosys Technologies Limited A | $1,351,000 | +10.6% | 63,736 | -2.3% | 0.02% | +5.9% |
| RIO | Sell | Rio Tinto PLC | $1,350,000 | +7.7% | 16,091 | -0.4% | 0.02% | 0.0% |
| NVO | Buy | Novo Nordisk A/S ADS | $1,386,000 | +25.9% | 16,548 | +1.3% | 0.02% | +20.0% |
| IBMK | Sell | iShares iBonds Dec 2022 Term M | $1,260,000 | -43.8% | 47,967 | -43.7% | 0.02% | -45.2% |
| ICLR | Sell | Icon PLC | $1,269,000 | +4.4% | 6,141 | -0.8% | 0.02% | 0.0% |
| TCEHY | Sell | Tencent Holdings Limited | $1,304,000 | -13.2% | 17,314 | -8.0% | 0.02% | -19.0% |
| PTMN | Buy | Portman Ridge Finance Corporat | $1,239,000 | +68.6% | 520,736 | +52.9% | 0.02% | +60.0% |
| AAGIY | Sell | AIA Group Limited | $1,191,000 | -2.6% | 23,943 | -3.9% | 0.02% | -5.9% |
| LRLCY | Sell | L'Oreal SA | $1,175,000 | +12.9% | 13,140 | -3.3% | 0.02% | +6.7% |
| WXXWY | Sell | Wuxi Biologics Cayman Incorpor | $1,151,000 | +41.6% | 31,265 | -1.9% | 0.02% | +36.4% |
| VALE | New | Vale SA (Adr) | $1,137,000 | – | 49,858 | +100.0% | 0.02% | – |
| APTV | Sell | Aptiv PLC | $1,116,000 | +10.2% | 7,094 | -3.5% | 0.02% | +7.1% |
| CYBR | Buy | Cyberark Software Limited | $1,114,000 | +1.2% | 8,550 | +0.4% | 0.02% | 0.0% |
| PRU | Buy | Prudential Financial Incorpora | $1,149,000 | +12.5% | 11,218 | +0.1% | 0.02% | +7.1% |
| WMMVY | Sell | Wal-Mart de Mexico S.A.B. de C | $1,023,000 | +1.5% | 31,249 | -1.9% | 0.01% | 0.0% |
| WCN | Sell | Waste Connections Incorporated | $1,062,000 | +6.1% | 8,895 | -4.1% | 0.01% | 0.0% |
| PFX | PhenixFin Corporation | $948,000 | +23.4% | 23,335 | 0.0% | 0.01% | +18.2% | |
| SLV | Buy | iShares Silver Trust ETF | $947,000 | +17.6% | 39,113 | +10.2% | 0.01% | +18.2% |
| FSP | Franklin Street Properties Cor | $868,000 | -3.4% | 165,000 | 0.0% | 0.01% | -7.7% | |
| WLTW | Sell | Willis Towers Watson Public Li | $875,000 | -1.0% | 3,804 | -1.5% | 0.01% | 0.0% |
| CCAP | Buy | Crescent Capital BDC Incorpora | $898,000 | +10.0% | 47,824 | +0.8% | 0.01% | +9.1% |
| NTDOY | Sell | Nintendo Company Limited ADS | $880,000 | +1.9% | 12,130 | -0.6% | 0.01% | 0.0% |
| PAGS | Buy | Pagseguro Digital Limited | $915,000 | +22.8% | 16,357 | +1.7% | 0.01% | +20.0% |
| PFLT | Buy | PennantPark Floating Rate Capi | $821,000 | +8.7% | 64,560 | +1.6% | 0.01% | 0.0% |
| CAE | New | CAE Incorporated | $814,000 | – | 26,419 | +100.0% | 0.01% | – |
| KL | Buy | Kirkland Lake Gold Limited | $840,000 | +16.3% | 21,798 | +2.1% | 0.01% | +10.0% |
| ERIC | Buy | Ericsson ADR | $725,000 | -2.4% | 57,627 | +2.3% | 0.01% | 0.0% |
| ICMB | Investcorp Credit Management B | $719,000 | -1.9% | 130,340 | 0.0% | 0.01% | 0.0% | |
| AGNC | Buy | American Capital Agency Corpor | $753,000 | +51.8% | 44,594 | +50.7% | 0.01% | +42.9% |
| CTVA | Sell | Corteva Incorporated | $766,000 | -7.5% | 17,275 | -2.7% | 0.01% | -16.7% |
| DBSDY | Sell | DBS Group Holdings ADR | $749,000 | +2.2% | 8,397 | -1.0% | 0.01% | 0.0% |
| ZTO | Sell | ZTO Express Cayman Incorporate | $660,000 | -44.7% | 21,751 | -46.8% | 0.01% | -47.1% |
| YNDX | Sell | Yandex NV | $651,000 | +8.0% | 9,202 | -2.3% | 0.01% | +12.5% |
| SAP | Buy | SAP SE | $668,000 | +15.0% | 4,755 | +0.5% | 0.01% | +12.5% |
| FANUY | Buy | Fanuc Limited ADS | $642,000 | +0.3% | 26,781 | +0.9% | 0.01% | 0.0% |
| MELI | Sell | Mercadolibre Incorporated | $587,000 | +3.0% | 377 | -2.6% | 0.01% | 0.0% |
| OCSL | Buy | Oaktree Specialty Lending Corp | $607,000 | +10.2% | 90,680 | +2.0% | 0.01% | 0.0% |
| RHHBY | Buy | Roche Holding AG | $624,000 | +17.3% | 13,279 | +1.3% | 0.01% | +14.3% |
| HTHT | Sell | Huazhu Group Limited | $558,000 | -5.9% | 10,565 | -2.2% | 0.01% | -12.5% |
| JAZZ | Buy | Jazz Pharmaceuticals PLC | $550,000 | +37.8% | 3,094 | +27.5% | 0.01% | +16.7% |
| NVDA | Sell | NVIDIA Corporation | $522,000 | +15.0% | 652 | -23.3% | 0.01% | +16.7% |
| MINT | PIMCO Enhanced Short Maturity | $493,000 | 0.0% | 4,833 | 0.0% | 0.01% | 0.0% | |
| XNGSY | Sell | ENN Energy Holdings Limited | $507,000 | +11.9% | 6,703 | -4.5% | 0.01% | +16.7% |
| UOVEY | Buy | United Overseas Bank Limited | $562,000 | +1.8% | 14,590 | +2.5% | 0.01% | -12.5% |
| RDSA | Sell | Royal Dutch Shell PLC - A | $528,000 | +1.9% | 13,079 | -1.1% | 0.01% | 0.0% |
| BAMR | New | Brookfield Asset Management Re | $432,000 | – | 8,304 | +100.0% | 0.01% | – |
| V | Sell | Visa Incorporated | $442,000 | +5.0% | 1,890 | -5.0% | 0.01% | 0.0% |
| HDB | Sell | HDFC Bank Limited | $453,000 | -9.0% | 6,194 | -3.3% | 0.01% | -14.3% |
| Manatuck Hill Mariner Offshore | $474,000 | +4.9% | 2,177 | 0.0% | 0.01% | 0.0% | ||
| KMTUY | Sell | Komatsu Limited | $422,000 | -22.1% | 17,029 | -1.9% | 0.01% | -25.0% |
| GOOGL | Sell | Alphabet Incorporated - A | $447,000 | +2.3% | 183 | -13.7% | 0.01% | 0.0% |
| MLCO | Sell | Melco Resorts & Entertainment | $482,000 | -18.2% | 29,086 | -1.7% | 0.01% | -25.0% |
| EWUS | New | iShares MSCI United Kingdom Sm | $465,000 | – | 9,902 | +100.0% | 0.01% | – |
| LZRFY | Sell | Localiza Rent a Car SA | $373,000 | +16.9% | 29,483 | -2.5% | 0.01% | +25.0% |
| FCX | Sell | Freeport-McMoRan Copper & Gold | $357,000 | -19.0% | 9,614 | -28.2% | 0.01% | -16.7% |
| RDY | Sell | Dr Reddy's Laboratories Limite | $376,000 | +14.6% | 5,111 | -4.2% | 0.01% | 0.0% |
| GBOOY | Sell | Grupo Financiero ADR | $366,000 | +11.9% | 11,362 | -2.6% | 0.01% | 0.0% |
| CLF | Buy | Cliffs Natural Resources Incor | $373,000 | +11.3% | 17,290 | +3.9% | 0.01% | 0.0% |
| ZNH | Buy | China Southern Airlines Compan | $354,000 | -5.1% | 11,393 | +12.1% | 0.01% | 0.0% |
| CCJ | Buy | Cameco Corporation | $412,000 | +24.1% | 21,483 | +7.5% | 0.01% | 0.0% |
| PYPL | PayPal Holdings Incorporated | $349,000 | +19.9% | 1,197 | 0.0% | 0.01% | +25.0% | |
| VIPS | Sell | Vipshop Holdings Limited | $379,000 | -34.7% | 18,872 | -2.9% | 0.01% | -37.5% |
| WNS | Sell | WNS Holdings Limited | $354,000 | +6.6% | 4,431 | -3.2% | 0.01% | 0.0% |
| BIDU | Sell | Baidu Incorporated ADS | $368,000 | -8.2% | 1,803 | -2.1% | 0.01% | -16.7% |
| YUMC | Sell | Yum China Holdings Incorporate | $397,000 | +7.3% | 5,986 | -4.2% | 0.01% | 0.0% |
| AAPL | Apple Incorporated | $342,000 | +12.1% | 2,494 | 0.0% | 0.01% | +25.0% | |
| AINV | Buy | Apollo Investment Corporation | $389,000 | +1.0% | 28,471 | +1.6% | 0.01% | 0.0% |
| AXP | American Express Company | $397,000 | +17.1% | 2,400 | 0.0% | 0.01% | 0.0% | |
| KB | Sell | KB Financial Group Incorporate | $359,000 | -3.8% | 7,282 | -3.5% | 0.01% | 0.0% |
| FQVLF | Buy | First Quantum Minerals Limited | $326,000 | +26.8% | 14,174 | +5.2% | 0.00% | 0.0% |
| KMPR | Kemper Corporation | $330,000 | -7.3% | 4,470 | 0.0% | 0.00% | -20.0% | |
| SNP | Sell | China Petroleum & Chemical Com | $274,000 | -6.8% | 5,370 | -3.7% | 0.00% | 0.0% |
| TECK | Buy | Teck Resources Limited | $295,000 | +28.3% | 12,817 | +6.9% | 0.00% | +33.3% |
| ANGPY | Buy | Anglo American Platinum Limite | $308,000 | -18.9% | 15,980 | +3.8% | 0.00% | -20.0% |
| JPM | Sell | JP Morgan Chase & Company | $278,000 | -40.1% | 1,785 | -41.4% | 0.00% | -42.9% |
| AG | New | First Majestic Silver Corp. | $272,000 | – | 17,219 | +100.0% | 0.00% | – |
| Buy | Uranium Participation Corporat | $287,000 | +8.7% | 65,327 | +7.6% | 0.00% | 0.0% | |
| GDS | Sell | GDS Holdings Limited | $303,000 | -6.5% | 3,857 | -3.5% | 0.00% | -20.0% |
| SA | New | Seabridge Gold Inc. | $269,000 | – | 15,324 | +100.0% | 0.00% | – |
| CBD | Sell | Cia Brasileira de Distribuicao | $276,000 | +29.0% | 35,443 | -3.5% | 0.00% | +33.3% |
| GLNCY | Buy | Glencore Xstrata PLC | $310,000 | +16.5% | 36,223 | +6.6% | 0.00% | 0.0% |
| SCCO | Buy | Southern Copper Corporation | $326,000 | +2.2% | 5,062 | +7.8% | 0.00% | 0.0% |
| EC | Sell | Ecopetrol SA | $270,000 | +11.1% | 18,456 | -2.7% | 0.00% | +33.3% |
| RGLD | Buy | Royal Gold Incorporated | $334,000 | +15.2% | 2,930 | +8.7% | 0.00% | 0.0% |
| COST | Buy | Costco Wholesale Corporation | $320,000 | +13.1% | 810 | +0.7% | 0.00% | 0.0% |
| PAAS | Buy | Pan American Silver Corporatio | $299,000 | +4.5% | 10,457 | +9.8% | 0.00% | 0.0% |
| TME | Sell | Tencent Music Entertainment Gr | $286,000 | -25.9% | 18,476 | -2.0% | 0.00% | -20.0% |
| GOLD | Buy | Barrick Gold Corporation | $308,000 | +14.1% | 14,901 | +9.3% | 0.00% | 0.0% |
| SUNS | Buy | Solar Senior Capital Limited | $280,000 | +7.3% | 18,424 | +3.8% | 0.00% | 0.0% |
| PKX | Sell | Posco ADR | $314,000 | +2.6% | 4,090 | -3.6% | 0.00% | 0.0% |
| SILV | Buy | SilverCrest Metals Incorporate | $298,000 | +9.2% | 34,176 | +1.0% | 0.00% | 0.0% |
| FMX | Sell | Fomento Economico Mexicano SAB | $281,000 | +8.5% | 3,324 | -3.2% | 0.00% | 0.0% |
| Buy | Antofagasta PLC ADR | $315,000 | -7.6% | 15,626 | +7.0% | 0.00% | -20.0% | |
| GLD | SPDR Gold Shares ETF | $226,000 | +3.7% | 1,365 | 0.0% | 0.00% | 0.0% | |
| XEC | Sell | Cimarex Energy Company | $232,000 | -1.7% | 3,203 | -19.4% | 0.00% | 0.0% |
| IBN | Sell | ICICI Bank Limited ADS | $213,000 | +1.9% | 12,449 | -4.7% | 0.00% | 0.0% |
| PNGAY | Sell | Ping An Insurance Group Compan | $238,000 | -21.2% | 12,117 | -3.4% | 0.00% | -25.0% |
| EOG | Sell | EOG Resources | $224,000 | -11.1% | 2,684 | -22.7% | 0.00% | -25.0% |
| FLOT | iShares Floating Rate Bond ETF | $242,000 | +0.4% | 4,755 | 0.0% | 0.00% | 0.0% | |
| EQX | Buy | Equinox Gold | $231,000 | -3.8% | 33,234 | +10.6% | 0.00% | 0.0% |
| GSM | New | Globe Specialty Metals Inc | $232,000 | – | 37,941 | +100.0% | 0.00% | – |
| AMZN | New | Amazon.com Incorporated | $220,000 | – | 64 | +100.0% | 0.00% | – |
| ASAI | Sell | Sendas Distribuidora ADR | $256,000 | +26.7% | 14,950 | -4.0% | 0.00% | 0.0% |
| AA | New | Alcoa Corporation | $226,000 | – | 6,137 | +100.0% | 0.00% | – |
| PPLT | Buy | Aberdeen Standard Physical Pla | $209,000 | -5.9% | 2,082 | +4.3% | 0.00% | 0.0% |
| MTRN | New | Materion Corp | $218,000 | – | 2,892 | +100.0% | 0.00% | – |
| GFI | Sell | Gold Fields Limited | $262,000 | -9.3% | 29,406 | -3.4% | 0.00% | -25.0% |
| GBIL | Goldman Sachs Treasury Access | $250,000 | 0.0% | 2,493 | 0.0% | 0.00% | -25.0% | |
| HON | Honeywell International Incorp | $259,000 | +1.2% | 1,180 | 0.0% | 0.00% | -25.0% | |
| FSM | Buy | Fortuna Silver Mines Incorpora | $182,000 | -3.2% | 32,835 | +12.8% | 0.00% | -33.3% |
| CFRUY | Sell | Compagnie Financiere Richemont | $185,000 | +25.9% | 15,307 | -0.7% | 0.00% | 0.0% |
| New | Lord Abbett Investment Trust Smfund | $78,000 | – | 18,644 | +100.0% | 0.00% | – | |
| CMP | Exit | Compass Minerals International | $0 | – | -3,750 | -100.0% | -0.00% | – |
| BAP | Exit | CrediCorporation Limited | $0 | – | -1,518 | -100.0% | -0.00% | – |
| MMYT | Exit | Makemytrip Limited | $0 | – | -6,583 | -100.0% | -0.00% | – |
| BAC | Exit | Bank of America Corporation | $0 | – | -7,867 | -100.0% | -0.00% | – |
| LUNMF | Exit | Lundin Mining Corporation | $0 | – | -26,891 | -100.0% | -0.00% | – |
| NILSY | Exit | MMC Norilsk Nickel | $0 | – | -9,638 | -100.0% | -0.00% | – |
| PCH | Exit | Potlatch Corporation | $0 | – | -5,140 | -100.0% | -0.00% | – |
| IBDO | Exit | iShares iBonds Dec 2023 Term C | $0 | – | -32,583 | -100.0% | -0.01% | – |
| CNI | Exit | Canadian National Railway | $0 | – | -7,650 | -100.0% | -0.01% | – |
| IBDP | Exit | iShares iBonds Dec 2024 Term C | $0 | – | -33,031 | -100.0% | -0.01% | – |
| IBDN | Exit | iShares iBonds Dec 2022 Term C | $0 | – | -35,069 | -100.0% | -0.01% | – |
| IGSB | Exit | iShares 1-5 Year Investment Gr | $0 | – | -44,747 | -100.0% | -0.03% | – |
| RGP | Exit | Resources Global Professionals | $0 | – | -371,130 | -100.0% | -0.07% | – |
| VNQ | Exit | Vanguard Real Estate Index ETF | $0 | – | -93,145 | -100.0% | -0.12% | – |
| IAU | Exit | iShares Gold Trust ETF | $0 | – | -1,083,087 | -100.0% | -0.25% | – |
| AVNS | Exit | Avanos Medical Incorporated | $0 | – | -466,994 | -100.0% | -0.29% | – |
| SEIC | Exit | SEI Investments Company | $0 | – | -389,329 | -100.0% | -0.33% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- First Trust Advisors LP #1
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-07-01
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| Pepsico Incorporated | 42 | Q3 2023 | 2.8% |
| Diageo PLC | 42 | Q3 2023 | 2.6% |
| Microsoft Corporation | 42 | Q3 2023 | 2.9% |
| Progressive Corporation | 42 | Q3 2023 | 2.7% |
| Paychex Incorporated | 42 | Q3 2023 | 2.5% |
| Chevron Corporation | 42 | Q3 2023 | 2.5% |
| Southern Company | 42 | Q3 2023 | 2.2% |
| Broadridge Financial Solutions | 42 | Q3 2023 | 2.2% |
| Colgate-Palmolive Company | 42 | Q3 2023 | 2.1% |
| Graco Incorporated | 42 | Q3 2023 | 2.6% |
View CONFLUENCE INVESTMENT MANAGEMENT LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-01 |
| 13F-HR | 2023-10-10 |
| 13F-HR | 2023-07-03 |
| 13F-HR | 2023-04-04 |
| 13F-HR | 2023-01-04 |
| 13F-HR | 2022-10-03 |
| 13F-HR | 2022-07-12 |
| 13F-HR | 2022-04-04 |
| 13F-HR | 2022-01-04 |
| 13F-HR | 2021-10-04 |
View CONFLUENCE INVESTMENT MANAGEMENT LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.