$6.15 Billion is the total value of CONFLUENCE INVESTMENT MANAGEMENT LLC's 348 reported holdings in Q3 2020. The portfolio turnover from Q2 2020 to Q3 2020 was 17.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| FNF | Buy | Fidelity National Financial In | $81,154,000 | +10.4% | 2,591,944 | +8.1% | 1.32% | +7.6% |
| CSCO | Buy | Cisco Systems, Inc. | $70,806,000 | +920.4% | 1,797,566 | +1108.3% | 1.15% | +892.2% |
| SBUX | Buy | Starbucks Corporation | $68,409,000 | +16.8% | 796,193 | +0.1% | 1.11% | +13.8% |
| ORCL | Buy | Oracle Corporation | $63,628,000 | +8.2% | 1,065,795 | +0.2% | 1.04% | +5.5% |
| TJX | Buy | TJX Companies | $63,030,000 | +10.2% | 1,132,614 | +0.1% | 1.02% | +7.4% |
| IEF | Buy | iShares 7-10 Year Treasury Bon | $44,220,000 | +2.9% | 362,994 | +2.9% | 0.72% | +0.3% |
| WRB | Buy | W.R. Berkley Corp. | $41,670,000 | +7.0% | 681,434 | +0.2% | 0.68% | +4.3% |
| BAM | Buy | Brookfield Asset Management In | $40,352,000 | +0.9% | 1,220,580 | +0.4% | 0.66% | -1.6% |
| RTX | Buy | Raytheon Technologies Corp | $38,870,000 | -5.0% | 675,523 | +1.7% | 0.63% | -7.5% |
| CERN | Buy | Cerner Corporation | $32,844,000 | +5.5% | 454,332 | +0.1% | 0.53% | +2.9% |
| SPYV | Buy | SPDR S&P 500 Value | $21,029,000 | +57.1% | 696,333 | +50.7% | 0.34% | +53.4% |
| SCHW | Buy | Charles Schwab | $19,932,000 | +7.6% | 550,157 | +0.2% | 0.32% | +4.9% |
| MBB | Buy | iShares MBS Bond ETF | $19,693,000 | +9.5% | 178,380 | +9.8% | 0.32% | +6.7% |
| IAU | Buy | iShares Gold Trust | $17,922,000 | +18.7% | 996,226 | +12.1% | 0.29% | +15.5% |
| IBDR | Buy | iShares Corporate iBonds ETF 2 | $17,624,000 | +2.6% | 657,136 | +2.0% | 0.29% | 0.0% |
| IBDV | New | iShares iBonds Dec 2030 Term C | $17,562,000 | – | 681,796 | +100.0% | 0.29% | – |
| MDYV | Buy | SPDR S&P 400 Mid Cap Value | $17,218,000 | +43.5% | 396,810 | +41.0% | 0.28% | +40.0% |
| GD | Buy | General Dynamics Corp. | $16,859,000 | -7.1% | 121,790 | +0.3% | 0.27% | -9.6% |
| BSCP | Buy | Invesco BulletShares 2025 | $15,329,000 | +2.7% | 685,863 | +2.1% | 0.25% | 0.0% |
| CFR | Buy | Cullen Frost Bankers Inc. | $15,139,000 | -13.2% | 236,734 | +1.4% | 0.25% | -15.5% |
| DNB | New | Dun & Bradstreet Holdings | $14,811,000 | – | 577,204 | +100.0% | 0.24% | – |
| NJR | Buy | New Jersey Resources Corp. | $14,647,000 | -15.9% | 542,062 | +1.6% | 0.24% | -18.2% |
| MTB | Buy | M&T Bank Corp. | $13,659,000 | -9.4% | 148,326 | +2.3% | 0.22% | -11.9% |
| IBDT | Buy | iShares iBonds Dec 2028 Term C | $13,328,000 | +2.6% | 458,148 | +1.7% | 0.22% | 0.0% |
| IBDS | Buy | iShares iBonds Dec 2027 Term C | $11,089,000 | +2.5% | 408,600 | +1.8% | 0.18% | -0.6% |
| BSCO | Buy | Invesco BulletShares 2024 | $11,076,000 | +2.6% | 499,375 | +2.0% | 0.18% | 0.0% |
| IBTD | Buy | iShares iBonds Dec 2023 Term T | $10,171,000 | +3.4% | 395,060 | +3.5% | 0.16% | +0.6% |
| IBTJ | Buy | iShares iBonds Dec 2029 Term T | $9,510,000 | +3.1% | 356,995 | +3.1% | 0.16% | +0.6% |
| IBTG | Buy | iShares iBonds Dec 2026 Term T | $9,474,000 | +3.4% | 359,815 | +3.2% | 0.15% | +0.7% |
| IBDU | New | iShares iBonds December 2029 T | $8,761,000 | – | 323,945 | +100.0% | 0.14% | – |
| IBTF | Buy | iShares iBonds Dec 2025 Term T | $8,189,000 | +3.2% | 312,691 | +3.2% | 0.13% | +0.8% |
| IBTE | Buy | iShares iBonds Dec 2024 Term T | $8,113,000 | +3.2% | 312,057 | +3.3% | 0.13% | +0.8% |
| GTES | Buy | Gates Industrial | $7,413,000 | +8.7% | 666,678 | +0.5% | 0.12% | +6.1% |
| SLYG | Buy | S&P 600 Small Cap Growth - SPD | $6,707,000 | +16.3% | 113,618 | +11.8% | 0.11% | +13.5% |
| SLYV | Buy | SPDR S&P 600 Small CapValue ET | $6,639,000 | +75.4% | 132,535 | +72.0% | 0.11% | +71.4% |
| VNQ | Buy | REIT Index - Vanguard | $6,336,000 | +2.1% | 80,237 | +1.5% | 0.10% | -1.0% |
| IBMQ | Buy | iShares iBonds Dec 2028 Term M | $5,526,000 | +3.2% | 202,470 | +2.5% | 0.09% | +1.1% |
| HTGC | Buy | Hercules Technology Growth Cap | $5,209,000 | +10.6% | 450,219 | +0.1% | 0.08% | +7.6% |
| FARO | Buy | Faro Technologies Inc | $4,995,000 | +106.7% | 81,906 | +81.7% | 0.08% | +102.5% |
| NMFC | Buy | New Mountain Finance Corp. | $4,993,000 | +3.0% | 522,183 | +0.0% | 0.08% | 0.0% |
| GBDC | Buy | Golub Capital BDC Inc. | $4,777,000 | +13.7% | 360,783 | +0.1% | 0.08% | +11.4% |
| ROLL | Buy | RBC Bearings Incorporated | $4,723,000 | -7.8% | 38,972 | +2.0% | 0.08% | -9.4% |
| TCPC | Buy | TCP Capital Corp. | $4,592,000 | +7.4% | 468,091 | +0.1% | 0.08% | +5.6% |
| SLRC | Buy | Solar Capital Ltd. | $4,556,000 | -1.0% | 287,439 | +0.0% | 0.07% | -3.9% |
| XLC | Buy | Communication Services Select | $4,318,000 | +25.3% | 72,696 | +14.0% | 0.07% | +20.7% |
| BBDC | Buy | Barings BDC Inc | $4,199,000 | +2.2% | 524,850 | +1.5% | 0.07% | -1.4% |
| TSLX | Buy | Sixth Street Specialty Lending | $4,138,000 | +18.5% | 240,394 | +13.5% | 0.07% | +15.5% |
| IBMM | Buy | iShares iBonds Dec 2024 Term M | $3,874,000 | +3.7% | 142,988 | +3.3% | 0.06% | +1.6% |
| IBMO | Buy | Ishares Ibonds Dec 2026 Term M | $3,905,000 | +3.4% | 145,067 | +2.5% | 0.06% | 0.0% |
| XLK | Buy | Technology Select Sector SPDR | $3,876,000 | +22.3% | 33,211 | +9.5% | 0.06% | +18.9% |
| JJSF | Buy | J & J Snack Foods Corp | $3,682,000 | +75.1% | 28,239 | +70.7% | 0.06% | +71.4% |
| SLV | Buy | Silver Trust - iShares | $3,674,000 | +418.9% | 169,788 | +307.9% | 0.06% | +400.0% |
| IBMK | Buy | iShares iBonds Dec 2022 AMT-Fr | $3,643,000 | +2.0% | 137,460 | +1.7% | 0.06% | -1.7% |
| VBTX | Buy | Veritex Holdings | $3,658,000 | -3.3% | 214,775 | +0.5% | 0.06% | -6.3% |
| SCM | Buy | Stellus Capital Investment | $3,414,000 | +19.6% | 392,414 | +0.1% | 0.06% | +16.7% |
| IGSB | New | iShares Short-Term Corporate B | $3,467,000 | – | 63,134 | +100.0% | 0.06% | – |
| PAHC | Buy | Phibro Animal Health Corp Clas | $2,987,000 | -32.4% | 171,678 | +2.0% | 0.05% | -33.8% |
| PRFT | Buy | Perficient Inc | $2,986,000 | +22.0% | 69,867 | +2.1% | 0.05% | +19.5% |
| THR | Buy | Thermon Group Holdings Inc. | $2,990,000 | -21.1% | 266,313 | +2.4% | 0.05% | -22.2% |
| NP | Buy | Neenah Paper Inc | $2,983,000 | -23.6% | 79,598 | +0.8% | 0.05% | -24.6% |
| GSBD | Buy | Goldman Sachs BDC Inc. | $2,805,000 | -7.3% | 186,532 | +0.1% | 0.05% | -9.8% |
| BABA | Buy | Alibaba Group Holding Ltd | $2,710,000 | +41.3% | 9,218 | +3.7% | 0.04% | +37.5% |
| VREX | Buy | Varex Imaging Corp | $2,509,000 | -12.7% | 197,272 | +4.0% | 0.04% | -14.6% |
| PNNT | Buy | PennantPark Investment Corp. | $2,450,000 | -9.0% | 767,824 | +0.1% | 0.04% | -11.1% |
| OFS | Buy | OFS Capital Corp. | $2,161,000 | +4.4% | 458,930 | +0.2% | 0.04% | 0.0% |
| IEMG | Buy | iShares Core MSCI Emerging Mar | $1,631,000 | +11.3% | 30,882 | +0.3% | 0.03% | +12.5% |
| MAIN | Buy | Main Street Capital Corp. | $1,530,000 | -4.9% | 51,749 | +0.2% | 0.02% | -7.4% |
| HYG | Buy | High Yield Corporate Bond Fund | $1,457,000 | +21.4% | 17,362 | +18.1% | 0.02% | +20.0% |
| NLY | New | Annaly Capital Management Inc. | $1,453,000 | – | 204,104 | +100.0% | 0.02% | – |
| ORCC | Buy | Owl Rock Capital Corporation | $1,355,000 | +16.0% | 112,331 | +18.5% | 0.02% | +15.8% |
| IBTH | Buy | iShares iBonds Dec 2027 Term T | $1,300,000 | +4.3% | 49,165 | +4.2% | 0.02% | 0.0% |
| IBTI | Buy | iShares iBonds Dec 2028 Term T | $1,265,000 | +4.4% | 47,514 | +4.3% | 0.02% | +5.0% |
| LRLCY | Buy | L'Oreal SA | $1,268,000 | +2.0% | 19,481 | +0.6% | 0.02% | 0.0% |
| SPTI | New | Spdr Portfolio Intermediate Te | $1,152,000 | – | 34,655 | +100.0% | 0.02% | – |
| CSWC | Buy | Capital Southwest Corp. | $920,000 | +4.5% | 65,518 | +0.4% | 0.02% | 0.0% |
| PFLT | Buy | PennantPark Floating Rate Capi | $803,000 | +0.9% | 95,138 | +0.4% | 0.01% | 0.0% |
| CCAP | Buy | Crescent Capital BDC, Inc. | $781,000 | +1.0% | 61,240 | +0.1% | 0.01% | 0.0% |
| PRU | New | Prudential Financial Inc | $715,000 | – | 11,253 | +100.0% | 0.01% | – |
| OCSL | Buy | Oaktree Specialty Lending Corp | $741,000 | +8.3% | 153,070 | +0.1% | 0.01% | +9.1% |
| WXXWY | Buy | Wuxi Biologics Cayman Inc | $624,000 | +101.3% | 12,817 | +51.5% | 0.01% | +100.0% |
| Buy | Vanguard Treasury Money Marketmfund | $521,000 | 0.0% | 520,957 | +0.0% | 0.01% | -11.1% | |
| SUNS | Buy | Solar Senior Capital Ltd. | $414,000 | -1.2% | 32,843 | +0.5% | 0.01% | 0.0% |
| New | Medley Capital Corp. | $416,000 | – | 23,335 | +100.0% | 0.01% | – | |
| AAPL | Buy | Apple Inc. | $457,000 | +18.1% | 3,948 | +271.8% | 0.01% | +16.7% |
| SHM | New | SPDR Nuveen Barclays Capital S | $357,000 | – | 7,157 | +100.0% | 0.01% | – |
| AINV | Buy | Apollo Investment Corp. | $370,000 | -13.6% | 44,780 | +0.1% | 0.01% | -14.3% |
| AMZN | Buy | Amazon.com, Inc. | $327,000 | +42.8% | 104 | +25.3% | 0.01% | +25.0% |
| XNGSY | Buy | ENN Energy Holdings Ltd | $318,000 | -3.3% | 7,310 | +0.0% | 0.01% | 0.0% |
| TME | Buy | Tencent Music Entertainment Gr | $292,000 | +10.2% | 19,742 | +0.4% | 0.01% | +25.0% |
| TSLA | New | Tesla Motors Inc | $225,000 | – | 525 | +100.0% | 0.00% | – |
| HON | New | Honeywell International, Inc. | $200,000 | – | 1,218 | +100.0% | 0.00% | – |
| New | Antofagasta plc ADR | $158,000 | – | 12,046 | +100.0% | 0.00% | – | |
| COG | New | Cabot Oil & Gas Corp. | $215,000 | – | 12,395 | +100.0% | 0.00% | – |
| HYMB | New | SPDR Nuveen S&P High Yield | $215,000 | – | 3,782 | +100.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- First Trust Advisors LP #1
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-10-19
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| Pepsico Incorporated | 42 | Q3 2023 | 2.8% |
| Diageo PLC | 42 | Q3 2023 | 2.6% |
| Microsoft Corporation | 42 | Q3 2023 | 2.9% |
| Progressive Corporation | 42 | Q3 2023 | 2.7% |
| Paychex Incorporated | 42 | Q3 2023 | 2.5% |
| Chevron Corporation | 42 | Q3 2023 | 2.5% |
| Southern Company | 42 | Q3 2023 | 2.2% |
| Broadridge Financial Solutions | 42 | Q3 2023 | 2.2% |
| Colgate-Palmolive Company | 42 | Q3 2023 | 2.1% |
| Graco Incorporated | 42 | Q3 2023 | 2.6% |
View CONFLUENCE INVESTMENT MANAGEMENT LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-01 |
| 13F-HR | 2023-10-10 |
| 13F-HR | 2023-07-03 |
| 13F-HR | 2023-04-04 |
| 13F-HR | 2023-01-04 |
| 13F-HR | 2022-10-03 |
| 13F-HR | 2022-07-12 |
| 13F-HR | 2022-04-04 |
| 13F-HR | 2022-01-04 |
| 13F-HR | 2021-10-04 |
View CONFLUENCE INVESTMENT MANAGEMENT LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.