$2.74 Billion is the total value of CONFLUENCE INVESTMENT MANAGEMENT LLC's 238 reported holdings in Q3 2015. The portfolio turnover from Q2 2015 to Q3 2015 was 14.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| PEP | Buy | Pepsico, Inc | $70,167,000 | +5.7% | 744,081 | +4.7% | 2.56% | +5.9% |
| JNJ | Buy | Johnson & Johnson | $65,060,000 | +0.9% | 696,951 | +5.3% | 2.37% | +1.1% |
| DEO | Buy | Diageo (Adr 1:4) | $59,549,000 | +21.1% | 552,454 | +30.4% | 2.17% | +21.4% |
| MSFT | Buy | Microsoft Corp. | $52,881,000 | +3.5% | 1,194,778 | +3.3% | 1.93% | +3.8% |
| NTRS | Buy | Northern Trust Corporation | $49,513,000 | -4.4% | 726,428 | +7.2% | 1.81% | -4.2% |
| GGG | Buy | Graco inc. | $49,322,000 | +4.2% | 735,822 | +10.4% | 1.80% | +4.4% |
| MLM | Buy | Martin Marietta Materials Inc. | $49,145,000 | +9.9% | 323,429 | +2.3% | 1.79% | +10.1% |
| MMM | Buy | 3M Company | $48,614,000 | +2.9% | 342,906 | +12.0% | 1.77% | +3.1% |
| SO | Buy | Southern Company | $48,076,000 | +10.9% | 1,075,534 | +4.0% | 1.75% | +11.2% |
| CVX | Buy | Chevron Corp. | $47,917,000 | -8.3% | 607,469 | +12.2% | 1.75% | -8.1% |
| BR | Sell | Broadridge Financial Solutions | $47,488,000 | +10.0% | 857,958 | -0.6% | 1.73% | +10.2% |
| PAYX | Buy | Paychex, Inc. | $47,041,000 | +45.5% | 987,627 | +43.2% | 1.72% | +45.8% |
| CL | Buy | Colgate-Palmolive Co. | $46,906,000 | +1.1% | 739,150 | +4.2% | 1.71% | +1.3% |
| ARCC | Buy | Ares Capital Corp. | $46,608,000 | -8.3% | 3,218,809 | +4.3% | 1.70% | -8.1% |
| PGR | Buy | Progressive Corp. | $46,080,000 | +12.6% | 1,503,904 | +2.3% | 1.68% | +12.8% |
| KHC | New | Kraft Heinz Co. | $45,400,000 | – | 643,242 | +100.0% | 1.66% | – |
| LLTC | Buy | Linear Technology Corp | $44,932,000 | +4.8% | 1,113,564 | +14.8% | 1.64% | +5.0% |
| SYK | Buy | Stryker Corp. | $43,309,000 | +8.9% | 460,239 | +10.6% | 1.58% | +9.1% |
| DLR | Buy | Digital Realty Trust Inc. | $43,094,000 | +10.6% | 659,741 | +12.9% | 1.57% | +10.9% |
| FNF | Sell | Fidelity National Financial In | $42,827,000 | -4.6% | 1,207,424 | -0.5% | 1.56% | -4.4% |
| CHRW | Buy | C.H. Robinson Worldwide Inc. | $42,203,000 | +13.9% | 622,650 | +4.9% | 1.54% | +14.1% |
| IRM | Buy | Iron Mountain | $41,116,000 | +5.0% | 1,325,481 | +4.9% | 1.50% | +5.2% |
| PFE | Buy | Pfizer Inc. | $39,839,000 | -2.8% | 1,268,361 | +3.7% | 1.45% | -2.6% |
| GE | Buy | General Electric Company | $39,682,000 | -1.6% | 1,573,443 | +3.7% | 1.45% | -1.4% |
| PX | Buy | Praxair Inc. | $39,394,000 | -7.6% | 386,749 | +8.4% | 1.44% | -7.4% |
| MKL | Buy | Markel Corp. | $39,115,000 | +11.0% | 48,780 | +10.8% | 1.43% | +11.2% |
| GSK | Buy | GlaxoSmithKline Plc (Adr 1:2) | $37,746,000 | -2.9% | 981,691 | +5.1% | 1.38% | -2.8% |
| PCL | Buy | Plum Creek Timber Co. Inc. | $37,307,000 | +2.0% | 944,235 | +4.7% | 1.36% | +2.3% |
| FAST | Buy | Fastenol Co. | $34,963,000 | -10.5% | 955,023 | +3.1% | 1.28% | -10.3% |
| ESRX | Buy | Express Scripts Inc. | $34,547,000 | +5.7% | 426,711 | +16.2% | 1.26% | +6.0% |
| AIG | Buy | American International Group, | $34,356,000 | +15.0% | 604,650 | +25.1% | 1.25% | +15.2% |
| RYN | Buy | Rayonier Inc. | $34,021,000 | -9.8% | 1,541,499 | +4.4% | 1.24% | -9.6% |
| KMI | Buy | Kinder Morgan Inc. | $32,942,000 | -24.8% | 1,190,094 | +4.3% | 1.20% | -24.6% |
| DISCK | Buy | Discovery Communications, Inc. | $31,731,000 | +18.6% | 1,306,356 | +51.7% | 1.16% | +18.8% |
| KSS | Buy | Kohl's Corp. | $31,354,000 | -22.1% | 677,049 | +5.4% | 1.14% | -21.9% |
| MA | Buy | Mastercard Inc. - A | $30,597,000 | +44.4% | 339,513 | +49.7% | 1.12% | +44.6% |
| DD | Buy | Du Pont E.I. De Nemours & Com | $30,576,000 | -19.2% | 634,349 | +7.1% | 1.12% | -19.1% |
| TJX | Buy | TJX Companies | $28,707,000 | +10.0% | 401,952 | +2.0% | 1.05% | +10.2% |
| EXPD | Buy | Expeditors International of Wa | $28,266,000 | +6.5% | 600,769 | +4.3% | 1.03% | +6.6% |
| AXP | Buy | American Express Company | $27,351,000 | +1.4% | 368,953 | +6.3% | 1.00% | +1.6% |
| MAT | Buy | Mattel Inc | $26,374,000 | -12.9% | 1,252,311 | +6.2% | 0.96% | -12.8% |
| BBBY | Buy | Bed Bath & Beyond Inc | $25,710,000 | -3.2% | 450,901 | +17.2% | 0.94% | -2.9% |
| LOW | Buy | Lowe's Companies Inc. | $25,421,000 | +13.8% | 368,852 | +10.6% | 0.93% | +14.0% |
| WRB | Buy | W.R. Berkley Corp | $23,728,000 | +10.2% | 436,410 | +5.3% | 0.86% | +10.5% |
| BRO | Buy | Brown & Brown Inc. | $23,315,000 | +10.6% | 752,829 | +17.4% | 0.85% | +10.8% |
| ITW | Buy | Illinois Tool Works Inc. | $22,746,000 | +13.1% | 276,348 | +26.1% | 0.83% | +13.4% |
| UTX | Buy | United Technologies Corp. | $21,230,000 | -13.5% | 238,563 | +7.8% | 0.77% | -13.3% |
| BRKB | Buy | Berkshire Hathaway Inc. - B | $20,737,000 | +15.7% | 159,024 | +20.7% | 0.76% | +15.8% |
| TMO | Buy | Thermo Fisher Scientific, Inc. | $20,490,000 | +0.6% | 167,566 | +6.7% | 0.75% | +0.7% |
| CFRUY | Buy | Compagnie Financiere Richemont | $19,638,000 | +79.6% | 2,534,973 | +87.2% | 0.72% | +79.9% |
| WFC | Buy | Wells Fargo & Company | $19,533,000 | +4.4% | 380,380 | +14.4% | 0.71% | +4.6% |
| MORN | Buy | Morningstar Inc. | $18,533,000 | +22.9% | 230,912 | +21.8% | 0.68% | +23.1% |
| IJK | Buy | S&P MidCap 400 Growth Index Fu | $17,770,000 | -3.7% | 113,117 | +3.9% | 0.65% | -3.4% |
| GOOG | New | Alphabet Inc. Class- C | $17,697,000 | – | 29,086 | +100.0% | 0.64% | – |
| IWP | Buy | Russell Midcap Growth Index Fu | $17,576,000 | -1.9% | 198,352 | +7.2% | 0.64% | -1.7% |
| LQD | Buy | iShares iBoxx Corporate Bond E | $16,688,000 | +5.2% | 143,754 | +4.9% | 0.61% | +5.5% |
| IJJ | Buy | S&P MidCap 400 Value Index Fun | $14,958,000 | -3.9% | 129,676 | +7.4% | 0.55% | -3.7% |
| HAL | Buy | Halliburton Co. | $14,938,000 | -8.3% | 422,570 | +11.7% | 0.54% | -8.1% |
| VCLT | Buy | Vanguard Long Term Corporate B | $14,060,000 | +29.9% | 163,427 | +28.8% | 0.51% | +30.2% |
| MSM | Buy | MSC Industrial Direct Co. Inc | $12,710,000 | +16.3% | 208,253 | +32.9% | 0.46% | +16.6% |
| RMAX | Buy | RE/Max Holdings | $12,616,000 | +15.9% | 350,645 | +14.4% | 0.46% | +16.2% |
| TLT | Buy | Barclays 20+ Year Treasury Bon | $12,232,000 | +17.4% | 99,016 | +11.7% | 0.45% | +17.7% |
| GBDC | Buy | Golub Capital BDC Inc | $12,111,000 | -0.4% | 757,911 | +3.2% | 0.44% | -0.2% |
| NMFC | Buy | New Mountain Finance Corp. | $10,909,000 | -0.7% | 802,736 | +5.9% | 0.40% | -0.5% |
| HD | Sell | Home Depot Inc. | $10,725,000 | -0.0% | 92,868 | -3.8% | 0.39% | +0.3% |
| IYW | Sell | Dow Jones US Technology - iSha | $10,246,000 | -9.3% | 103,603 | -4.0% | 0.37% | -9.0% |
| TCRD | Buy | THL Credit | $9,728,000 | -0.8% | 890,809 | +5.0% | 0.36% | -0.6% |
| VCIT | Buy | Vanguard Interm. Term Corporat | $9,618,000 | +4.1% | 112,581 | +3.9% | 0.35% | +4.5% |
| IBCE | Buy | iShares Corporate ex Financial | $9,485,000 | +5.9% | 98,586 | +5.4% | 0.35% | +6.1% |
| TCPC | Buy | TCP Capital Corp | $9,215,000 | -6.4% | 679,569 | +5.5% | 0.34% | -6.1% |
| LMT | Sell | Lockheed Martin Corp | $8,390,000 | +10.3% | 40,471 | -1.1% | 0.31% | +10.5% |
| IGLB | Buy | iShares 10+ Year Credit Bond E | $8,358,000 | +9.1% | 146,556 | +9.4% | 0.30% | +9.3% |
| CLX | Sell | The Clorox Company | $8,374,000 | +9.0% | 72,485 | -1.8% | 0.30% | +8.9% |
| SEIC | Sell | SEI Investments Company | $8,258,000 | -2.9% | 171,213 | -1.3% | 0.30% | -2.9% |
| GD | Sell | General Dynamics Corp. | $8,047,000 | -5.9% | 58,335 | -3.4% | 0.29% | -5.5% |
| NJR | Buy | New Jersey Resources Corp. | $7,802,000 | +9.9% | 259,811 | +0.8% | 0.28% | +10.5% |
| CBSH | Buy | Commerce Bancshares, Inc. | $7,788,000 | -2.3% | 170,929 | +0.3% | 0.28% | -2.1% |
| IBCC | Buy | iShares Corporate ex Financial | $7,759,000 | +4.4% | 78,443 | +5.1% | 0.28% | +4.4% |
| BDX | Sell | Becton, Dickinson and Company | $7,754,000 | -7.0% | 58,451 | -0.7% | 0.28% | -6.9% |
| SPIB | Buy | SPDR Interm. Term Corporate Bo | $7,762,000 | +4.9% | 228,618 | +4.9% | 0.28% | +5.2% |
| PNNT | Buy | PennantPark Investment Corp. | $7,705,000 | -23.2% | 1,190,865 | +4.2% | 0.28% | -23.0% |
| PNY | Buy | Piedmont Natural Gas Co. Inc. | $7,630,000 | +14.5% | 190,410 | +0.9% | 0.28% | +14.9% |
| ADI | Buy | Analog Devices, Inc. | $7,505,000 | -11.9% | 133,041 | +0.3% | 0.27% | -11.6% |
| JWN | Sell | Nordstrom Inc. | $7,503,000 | -3.9% | 104,624 | -0.2% | 0.27% | -3.5% |
| NVS | Sell | Novartis AG - ADR | $7,385,000 | -6.9% | 80,339 | -0.4% | 0.27% | -6.9% |
| SLRC | Buy | Solar Capital, LTD. | $7,350,000 | -4.3% | 464,579 | +8.9% | 0.27% | -4.3% |
| NSRGY | Buy | Nestle SA | $7,336,000 | +4.9% | 97,507 | +0.6% | 0.27% | +5.1% |
| MCD | Buy | McDonald's Corp. | $7,309,000 | +4.5% | 74,184 | +0.8% | 0.27% | +4.7% |
| ACE | Buy | ACE Limited | $7,265,000 | +2.3% | 70,257 | +0.6% | 0.26% | +2.3% |
| MTB | Buy | M&T Bank Corp. | $7,231,000 | -1.8% | 59,295 | +0.6% | 0.26% | -1.5% |
| OXY | Buy | Occidental Petroleum Corp | $7,232,000 | +10.5% | 109,332 | +30.0% | 0.26% | +10.9% |
| OB | Buy | Onebeacon Insurance Group Ltd | $7,205,000 | +4.6% | 513,195 | +8.1% | 0.26% | +4.8% |
| GOOGL | New | Alphabet Inc. Class - A | $7,203,000 | – | 11,284 | +100.0% | 0.26% | – |
| XLY | Sell | Consumer Discret Select Sector | $7,208,000 | -7.3% | 97,061 | -4.5% | 0.26% | -7.1% |
| MLN | Sell | Market Vectors Long Municipal | $7,186,000 | +0.7% | 367,935 | -1.0% | 0.26% | +0.8% |
| NKE | Sell | Nike Inc. - B | $7,149,000 | -22.4% | 58,137 | -31.9% | 0.26% | -22.3% |
| APD | Buy | Air Products & Chemicals Inc. | $7,157,000 | -6.6% | 56,102 | +0.2% | 0.26% | -6.5% |
| XOM | Buy | Exxon Mobil Corp. | $7,064,000 | +12.8% | 95,015 | +26.2% | 0.26% | +13.2% |
| TROW | Buy | T. Rowe Price Group, Inc. | $6,937,000 | +1.5% | 99,810 | +13.5% | 0.25% | +1.6% |
| IYF | Sell | Dow Jones US Financial Sector | $6,821,000 | -9.2% | 81,094 | -3.1% | 0.25% | -8.8% |
| MDU | Buy | MDU Resources Group Inc. | $6,814,000 | +33.9% | 396,161 | +52.1% | 0.25% | +34.6% |
| IBDD | Buy | iShares Corporate Bond ETF 202 | $6,760,000 | +6.2% | 64,490 | +5.2% | 0.25% | +6.5% |
| TCAP | Buy | Triangle Capital Corp | $6,749,000 | -21.2% | 409,508 | +12.0% | 0.25% | -21.2% |
| IEF | Buy | iShares 7-10 Year Treasury Bon | $6,638,000 | +7.1% | 61,534 | +4.2% | 0.24% | +7.1% |
| PG | Buy | Procter & Gamble Company | $6,604,000 | -5.6% | 91,796 | +2.6% | 0.24% | -5.5% |
| HTGC | Buy | Hercules Technology Growth Cap | $6,534,000 | -10.0% | 646,260 | +2.9% | 0.24% | -9.8% |
| MDT | New | Medtronic | $6,491,000 | – | 96,966 | +100.0% | 0.24% | – |
| IWO | Buy | Russell 2000 Growth Index - iS | $6,494,000 | -7.4% | 48,475 | +6.9% | 0.24% | -7.1% |
| GWW | Buy | W.W. Grainger, Inc. | $6,411,000 | -7.0% | 29,818 | +2.4% | 0.23% | -6.8% |
| CFR | Buy | Cullen Frost Bankers, Inc. | $6,236,000 | -17.1% | 98,084 | +2.5% | 0.23% | -17.2% |
| IJT | Buy | S&P SmallCap 600 Growth Index | $6,233,000 | -2.1% | 51,882 | +6.7% | 0.23% | -2.2% |
| REZ | Buy | iShares Residential Real Estat | $6,157,000 | +6.9% | 103,846 | +1.0% | 0.22% | +7.1% |
| XLV | Sell | Health Care Select Sector - SP | $6,023,000 | -13.0% | 90,947 | -2.2% | 0.22% | -12.7% |
| IUSV | New | iShares Core US Values - ETF | $5,990,000 | – | 49,255 | +100.0% | 0.22% | – |
| VBK | Buy | Small Cap Growth - Vanguard ET | $5,943,000 | -5.7% | 50,462 | +7.5% | 0.22% | -5.2% |
| VNQ | Sell | REIT Index - Vanguard | $5,910,000 | -6.8% | 78,243 | -7.9% | 0.22% | -6.5% |
| DCI | Buy | Donaldson Inc | $5,722,000 | -19.6% | 203,776 | +2.5% | 0.21% | -19.3% |
| TPVG | Buy | Triplepoint Venture Growth BDC | $5,612,000 | -16.7% | 553,463 | +10.7% | 0.20% | -16.3% |
| MCC | Buy | Medley Capital Corp. | $5,203,000 | -14.7% | 699,266 | +2.1% | 0.19% | -14.4% |
| CYS | CYS Investments Inc | $5,062,000 | -6.1% | 697,215 | 0.0% | 0.18% | -5.6% | |
| CB | Sell | Chubb Corp. | $4,949,000 | -31.5% | 40,351 | -46.8% | 0.18% | -31.2% |
| IBCD | Buy | iShares Corporate ex Financial | $4,855,000 | +6.0% | 49,206 | +5.4% | 0.18% | +6.0% |
| AINV | Buy | Apollo Investment Corp. | $4,298,000 | -18.1% | 784,396 | +5.8% | 0.16% | -17.8% |
| IWN | Buy | Russell 2000 Value Index - iSh | $4,210,000 | +0.6% | 46,726 | +13.7% | 0.15% | +1.3% |
| XLI | Sell | Industrial Select Sector - SPD | $4,120,000 | -9.2% | 82,576 | -1.6% | 0.15% | -9.1% |
| TSLX | Buy | TPG Specialty Lending Inc Com | $4,088,000 | +3.9% | 248,804 | +7.5% | 0.15% | +4.2% |
| XLP | Sell | Consumer Staples Select Sector | $4,095,000 | -6.8% | 86,779 | -6.0% | 0.15% | -6.9% |
| IGIB | Sell | iShares Interm. Term Corporate | $3,939,000 | -22.4% | 36,274 | -22.2% | 0.14% | -22.2% |
| IJS | Buy | S&P SmallCap 600 Value Index F | $3,861,000 | -2.5% | 36,842 | +9.5% | 0.14% | -2.1% |
| PDCO | Buy | Patterson Companies, Inc. | $3,814,000 | -1.5% | 88,177 | +10.8% | 0.14% | -1.4% |
| LSTR | Buy | Landstar System Inc. | $3,797,000 | +0.3% | 59,819 | +5.6% | 0.14% | 0.0% |
| TFI | Sell | SPDR Nuveen Barclays Capital M | $3,657,000 | +1.1% | 151,690 | -0.5% | 0.13% | +0.8% |
| NLY | Annaly Capital Management Inc. | $3,632,000 | +7.4% | 368,007 | 0.0% | 0.13% | +7.3% | |
| OFS | Buy | OFS Capital Corp. | $3,365,000 | -12.7% | 328,574 | +2.3% | 0.12% | -12.1% |
| ACAS | Buy | American Capital Ltd. | $3,362,000 | -7.8% | 276,483 | +2.8% | 0.12% | -7.5% |
| FSK | Buy | FS Investment Corp. | $3,354,000 | -0.7% | 359,832 | +4.8% | 0.12% | -0.8% |
| MAIN | Buy | Main Street Capital Corp. | $3,358,000 | +23.5% | 125,950 | +47.8% | 0.12% | +23.2% |
| HYG | Sell | High Yield Corporate Bond Fund | $3,266,000 | -12.8% | 39,215 | -7.1% | 0.12% | -12.5% |
| JNK | Sell | Barclays Capital High Yield Bo | $3,275,000 | -12.9% | 91,839 | -6.1% | 0.12% | -13.1% |
| RWR | Sell | REIT ETF- DJ Wilshire | $2,954,000 | -53.2% | 34,286 | -54.1% | 0.11% | -53.0% |
| MBB | Buy | iShares MBS Bond ETF | $2,964,000 | +6.2% | 27,037 | +5.2% | 0.11% | +5.9% |
| BSCK | Buy | Guggenheim BulletShares Corpor | $2,951,000 | +5.4% | 138,658 | +5.2% | 0.11% | +5.9% |
| BSCJ | Buy | Guggenheim BulletShares Corpor | $2,959,000 | +5.9% | 139,981 | +5.5% | 0.11% | +5.9% |
| BSCI | Buy | Guggenheim BulletShares Corpor | $2,960,000 | +4.9% | 139,519 | +5.1% | 0.11% | +4.9% |
| BSCH | Buy | Guggenheim BulletShares Corpor | $2,969,000 | +5.1% | 130,869 | +5.4% | 0.11% | +4.9% |
| HTS | Hatteras Financial Corp. | $2,946,000 | -7.0% | 194,447 | 0.0% | 0.11% | -7.0% | |
| BSCL | Buy | Guggenheim BulletShares Invest | $2,918,000 | +5.4% | 139,932 | +5.3% | 0.11% | +5.0% |
| GNMA | Buy | iShares GNMA Bond ETF | $2,896,000 | +5.9% | 57,567 | +5.3% | 0.11% | +6.0% |
| BSCM | Buy | Guggenheim BulletShares Invest | $2,896,000 | +5.2% | 140,528 | +5.4% | 0.11% | +6.0% |
| BSCO | Buy | Guggenheim BulletShares Corpor | $2,875,000 | +6.0% | 143,125 | +5.6% | 0.10% | +6.1% |
| SCM | Buy | Stellus Capital Investment | $2,735,000 | -10.7% | 271,621 | +1.1% | 0.10% | -10.7% |
| BKCC | Buy | BlackRock Kelso Capital Corp. | $2,551,000 | +44.3% | 287,936 | +48.9% | 0.09% | +45.3% |
| WOOF | Buy | VCA Antech Inc. | $2,533,000 | +5.5% | 48,106 | +9.0% | 0.09% | +5.7% |
| KCAP | Sell | KCAP Financial Inc | $2,485,000 | -24.6% | 551,090 | -0.0% | 0.09% | -24.2% |
| IBMG | Sell | iShares 2018 AMT-Free Muni | $2,435,000 | 0.0% | 95,123 | -0.3% | 0.09% | 0.0% |
| IBMF | Sell | iShares 2017 AMT-Free Muni | $2,423,000 | -0.2% | 88,135 | -0.3% | 0.09% | 0.0% |
| CODI | Sell | Compass Diversified Holdings | $2,389,000 | -7.9% | 148,200 | -6.3% | 0.09% | -7.4% |
| HRZN | Sell | Horizon Technology | $2,345,000 | -28.7% | 259,069 | -0.2% | 0.09% | -28.3% |
| JBT | Buy | John Bean Technologies Corp. | $2,327,000 | +16.4% | 60,847 | +14.4% | 0.08% | +16.4% |
| LNCE | Buy | Snyders-Lance Inc | $2,176,000 | +9.1% | 64,499 | +4.4% | 0.08% | +8.2% |
| PCP | Buy | Precision Castparts Corp. | $2,149,000 | +22.0% | 9,355 | +6.2% | 0.08% | +21.9% |
| EXPO | Buy | Exponent Inc. | $1,971,000 | +4.1% | 44,234 | +4.6% | 0.07% | +4.3% |
| BMRC | Buy | Bank of Marin (CA) | $1,925,000 | +4.0% | 40,116 | +10.2% | 0.07% | +4.5% |
| RLI | Sell | RLI Corp. | $1,903,000 | +1.2% | 35,541 | -2.9% | 0.07% | +1.5% |
| FEIC | Buy | FEI Company | $1,888,000 | -2.2% | 25,851 | +11.1% | 0.07% | -1.4% |
| VAR | Buy | Varian Medical Systems Inc. | $1,834,000 | +13.7% | 24,852 | +29.9% | 0.07% | +13.6% |
| TICC | Buy | TICC Capital Corp. | $1,812,000 | +66.4% | 270,029 | +66.6% | 0.07% | +65.0% |
| A104PS | New | Hilton Worldwide Holdings Inc | $1,810,000 | – | 78,920 | +100.0% | 0.07% | – |
| CMFN | Buy | CM Finance Inc | $1,795,000 | -15.4% | 175,268 | +12.4% | 0.06% | -15.6% |
| MLI | Buy | Mueller Industries Inc. | $1,769,000 | -6.6% | 59,809 | +9.7% | 0.06% | -5.8% |
| XLE | Sell | Energy Select Sector - SPDR | $1,747,000 | -22.0% | 28,552 | -4.2% | 0.06% | -22.0% |
| MTSC | Buy | MTS Systems Corp. | $1,748,000 | +3.2% | 29,077 | +18.4% | 0.06% | +3.2% |
| HAE | Buy | Haemonetics Corporation | $1,715,000 | -15.1% | 53,063 | +8.6% | 0.06% | -14.9% |
| TUMI | New | Tumi Holdings, Inc. | $1,717,000 | – | 97,469 | +100.0% | 0.06% | – |
| FWRD | Buy | Forward Air Corp. | $1,726,000 | -11.7% | 41,600 | +11.3% | 0.06% | -11.3% |
| PBPB | Buy | Potbelly Corp | $1,692,000 | -2.3% | 153,705 | +8.8% | 0.06% | -1.6% |
| SPY | Buy | S&P 500 - SPDR | $1,665,000 | +0.7% | 8,687 | +8.2% | 0.06% | +1.7% |
| THR | Buy | Thermon Group Holdings Inc | $1,682,000 | -5.5% | 81,869 | +10.8% | 0.06% | -6.2% |
| ABDC | Buy | Alcentra Capital Corporation | $1,645,000 | -1.7% | 141,920 | +7.7% | 0.06% | -1.6% |
| IBMI | Sell | iShares iBonds Sep 2020 Amt Fr | $1,612,000 | +1.0% | 63,051 | -0.2% | 0.06% | +1.7% |
| MUB | Sell | iShares National AMT-Free Muni | $1,608,000 | +1.0% | 14,677 | -0.2% | 0.06% | +1.7% |
| TECH | Sell | Techne Corp. | $1,586,000 | -9.8% | 17,154 | -4.0% | 0.06% | -9.4% |
| FELE | Buy | Franklin Electric Co. Inc. | $1,495,000 | -8.6% | 54,916 | +8.5% | 0.06% | -8.3% |
| SUNS | Buy | Solar Senior Capital Ltd. | $1,474,000 | -9.7% | 103,670 | +0.1% | 0.05% | -8.5% |
| GOOD | Buy | Gladstone Commercial Corp. | $1,450,000 | -4.0% | 102,791 | +12.8% | 0.05% | -3.6% |
| MFIN | Sell | Medallion Financial Corp | $1,466,000 | -42.1% | 193,353 | -36.2% | 0.05% | -42.4% |
| RAVN | Buy | Raven Industries Inc | $1,463,000 | -6.9% | 86,302 | +11.7% | 0.05% | -7.0% |
| HYH | Buy | Halyard Health Inc | $1,426,000 | -2.4% | 50,151 | +39.0% | 0.05% | -1.9% |
| CULP | Sell | Culp Inc. | $1,364,000 | -43.9% | 42,530 | -45.8% | 0.05% | -43.8% |
| WST | Sell | West Pharmaceutical Services, | $1,324,000 | -7.5% | 24,472 | -0.7% | 0.05% | -7.7% |
| GAIN | Sell | Gladstone Investment Corp. | $1,323,000 | -41.3% | 187,996 | -33.6% | 0.05% | -41.5% |
| IAU | Buy | Gold Trust - iShares | $1,225,000 | +15.9% | 113,662 | +21.9% | 0.04% | +18.4% |
| IBMH | Sell | iShares iBonds Sep 2019 Amt Fr | $1,119,000 | +0.5% | 43,786 | -0.3% | 0.04% | 0.0% |
| CMO | Capstead Mortgage Corp. | $1,076,000 | -10.9% | 108,755 | 0.0% | 0.04% | -11.4% | |
| GLAD | Sell | Gladstone Capital Corporation | $1,049,000 | -31.6% | 129,045 | -33.5% | 0.04% | -32.1% |
| PFLT | Buy | PennantPark Floating Rate Capi | $990,000 | -13.8% | 82,874 | +0.1% | 0.04% | -14.3% |
| BRKA | Berkshire Hathaway Inc. - Clas | $976,000 | -4.7% | 5 | 0.0% | 0.04% | -2.7% | |
| FSC | Sell | Fifth Street Finance Corp. | $898,000 | -55.1% | 145,579 | -52.3% | 0.03% | -54.8% |
| RBA | Sell | Ritchie Brothers Auctioneers I | $899,000 | -50.7% | 34,725 | -46.8% | 0.03% | -50.0% |
| NATL | New | National Interstate Corporatio | $917,000 | – | 34,389 | +100.0% | 0.03% | – |
| CC | New | Chemours | $710,000 | – | 109,670 | +100.0% | 0.03% | – |
| SFE | Sell | Safeguard Scientifics New | $699,000 | -34.7% | 45,000 | -18.2% | 0.02% | -35.9% |
| HCAP | Harvest Capital Credit Corp | $606,000 | -15.2% | 50,922 | 0.0% | 0.02% | -15.4% | |
| ACSF | Buy | American Capital Senior Floati | $563,000 | -12.0% | 50,733 | +0.2% | 0.02% | -8.7% |
| XLB | Buy | Materials Select Sector - SPDR | $518,000 | -13.1% | 12,977 | +5.3% | 0.02% | -13.6% |
| FNY | New | First Trust Mid Cap Growth Alp | $491,000 | – | 17,459 | +100.0% | 0.02% | – |
| FSP | Buy | Franklin Street Properties Cor | $484,000 | +14.2% | 45,000 | +20.0% | 0.02% | +20.0% |
| IVW | Sell | S&P 500 Growth Index - iShares | $443,000 | -16.3% | 4,112 | -11.5% | 0.02% | -15.8% |
| IWF | Sell | Russell 1000 Growth Index Fund | $443,000 | -17.0% | 4,767 | -11.7% | 0.02% | -15.8% |
| IVE | Sell | S&P 500 Value Index - iShares | $368,000 | -18.2% | 4,384 | -10.2% | 0.01% | -18.8% |
| Manatuck Hill Mariner Offshore | $361,000 | -5.2% | 2,814 | 0.0% | 0.01% | -7.1% | ||
| WY | Buy | Weyerhaeuser Co. | $296,000 | +8.0% | 10,837 | +24.6% | 0.01% | +10.0% |
| IJR | Buy | S&P SmallCap 600 Index Fund - | $301,000 | +2.0% | 2,821 | +12.8% | 0.01% | 0.0% |
| EOG | Sell | EOG Resources | $290,000 | -21.0% | 3,982 | -5.1% | 0.01% | -15.4% |
| CMP | Sell | Compass Minerals International | $279,000 | -9.4% | 3,557 | -5.2% | 0.01% | -9.1% |
| FNV | Sell | Franco-Nevada Corp. | $262,000 | -12.4% | 5,945 | -5.2% | 0.01% | -9.1% |
| XEC | Sell | Cimarex Energy Co. | $277,000 | -12.1% | 2,701 | -5.3% | 0.01% | -9.1% |
| BUD | Anheuser-Busch InBev SA/NV | $286,000 | -12.0% | 2,690 | 0.0% | 0.01% | -16.7% | |
| IGSB | Sell | iShares Barclays 1-3 Year Inve | $245,000 | -16.9% | 2,330 | -16.9% | 0.01% | -18.2% |
| AGU | Sell | Agrium Inc. | $235,000 | -19.8% | 2,621 | -5.1% | 0.01% | -18.2% |
| SLW | Buy | Silver Wheaton Corp. | $244,000 | -18.1% | 20,343 | +18.2% | 0.01% | -18.2% |
| Sell | Vanguard Equity-Income Admiralmfund | $235,000 | -7.5% | 3,889 | -1.7% | 0.01% | 0.0% | |
| RGLD | Sell | Royal Gold, Inc. | $213,000 | -26.6% | 4,525 | -4.0% | 0.01% | -27.3% |
| FNK | New | First Trust Mid Cap Value Alph | $207,000 | – | 7,695 | +100.0% | 0.01% | – |
| PXD | New | Pioneer Natural Resources Co. | $219,000 | – | 1,803 | +100.0% | 0.01% | – |
| INKM | New | SPDR SSGA Income Allocation | $227,000 | – | 7,664 | +100.0% | 0.01% | – |
| CF | Sell | CF Industries Holdings Inc. | $226,000 | -46.6% | 5,026 | -23.7% | 0.01% | -46.7% |
| LLY | Eli Lilly & Co. | $201,000 | +0.5% | 2,400 | 0.0% | 0.01% | 0.0% | |
| DDC | Sell | Dominion Diamond Corp | $175,000 | -26.8% | 16,370 | -4.2% | 0.01% | -33.3% |
| SAND | New | Sandstorm Gold LTD | $153,000 | – | 57,201 | +100.0% | 0.01% | – |
| DRGDF | Sell | Detour Gold Corp | $146,000 | -11.0% | 13,612 | -4.4% | 0.01% | -16.7% |
| RBYCF | Buy | Rubicon Minerals Corp. | $149,000 | +34.2% | 204,234 | +93.2% | 0.01% | +25.0% |
| GULTU | Sell | Gulf Coast Ultra Deep Royalty | $115,000 | -60.5% | 396,124 | -4.7% | 0.00% | -63.6% |
| EGO | Buy | Eldorado Gold Corp. | $90,000 | -5.3% | 28,059 | +22.6% | 0.00% | 0.0% |
| TORXF | Sell | Torex Gold Res Inc | $72,000 | -2.7% | 77,235 | -6.6% | 0.00% | 0.0% |
| SA | New | Seabridge Gold Inc. | $70,000 | – | 12,051 | +100.0% | 0.00% | – |
| GLNCY | Sell | Glencore Xstrata plc | $83,000 | -67.2% | 30,083 | -4.4% | 0.00% | -66.7% |
| TROX | Sell | Tronox Ltd | $59,000 | -71.8% | 13,405 | -6.3% | 0.00% | -75.0% |
| BTU | Exit | Peabody Energy Corp. | $0 | – | -27,020 | -100.0% | -0.00% | – |
| ACRE | Exit | Ares Commercial Real Estate | $0 | – | -10,000 | -100.0% | -0.00% | – |
| CLDPQ | Exit | Cloud Peak Energy Inc | $0 | – | -38,608 | -100.0% | -0.01% | – |
| DXJ | Exit | Japan Total Divend Fund - Wisd | $0 | – | -3,607 | -100.0% | -0.01% | – |
| SQM | Exit | Soc Quimica Y Minera Chile (Ad | $0 | – | -12,331 | -100.0% | -0.01% | – |
| HNRG | Exit | Hallador Energy Company | $0 | – | -27,157 | -100.0% | -0.01% | – |
| SAR | Exit | Saratoga Investment Corporatio | $0 | – | -14,936 | -100.0% | -0.01% | – |
| MOS | Exit | The Mosaic Company | $0 | – | -6,312 | -100.0% | -0.01% | – |
| FMC | Exit | FMC Corp. | $0 | – | -5,612 | -100.0% | -0.01% | – |
| POT | Exit | Potash Corp. of Saskatchewan I | $0 | – | -10,325 | -100.0% | -0.01% | – |
| CXO | Exit | Concho Resources, Inc. | $0 | – | -3,033 | -100.0% | -0.01% | – |
| BANX | Exit | Stonecastle Financial Corporat | $0 | – | -70,000 | -100.0% | -0.04% | – |
| MHK | Exit | Mohawk Industries Inc. | $0 | – | -8,149 | -100.0% | -0.06% | – |
| MRO | Exit | Marathon Oil Corp. | $0 | – | -216,442 | -100.0% | -0.21% | – |
| COP | Exit | ConocoPhillips | $0 | – | -100,580 | -100.0% | -0.22% | – |
| GOOGL | Exit | Google Class A | $0 | – | -11,947 | -100.0% | -0.24% | – |
| GOOG | Exit | Google Inc. - C | $0 | – | -27,687 | -100.0% | -0.52% | – |
| EMR | Exit | Emerson Electric Company | $0 | – | -878,928 | -100.0% | -1.77% | – |
| KRFT | Exit | Kraft Foods Group, Inc. | $0 | – | -590,067 | -100.0% | -1.83% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- First Trust Advisors L.P. #1
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2015-11-04
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| Pepsico Incorporated | 42 | Q3 2023 | 2.8% |
| Diageo PLC | 42 | Q3 2023 | 2.6% |
| Microsoft Corporation | 42 | Q3 2023 | 2.9% |
| Progressive Corporation | 42 | Q3 2023 | 2.7% |
| Paychex Incorporated | 42 | Q3 2023 | 2.5% |
| Chevron Corporation | 42 | Q3 2023 | 2.5% |
| Southern Company | 42 | Q3 2023 | 2.2% |
| Broadridge Financial Solutions | 42 | Q3 2023 | 2.2% |
| Colgate-Palmolive Company | 42 | Q3 2023 | 2.1% |
| Graco Incorporated | 42 | Q3 2023 | 2.6% |
View CONFLUENCE INVESTMENT MANAGEMENT LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-01 |
| 13F-HR | 2023-10-10 |
| 13F-HR | 2023-07-03 |
| 13F-HR | 2023-04-04 |
| 13F-HR | 2023-01-04 |
| 13F-HR | 2022-10-03 |
| 13F-HR | 2022-07-12 |
| 13F-HR | 2022-04-04 |
| 13F-HR | 2022-01-04 |
| 13F-HR | 2021-10-04 |
View CONFLUENCE INVESTMENT MANAGEMENT LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.