$1.38 Billion is the total value of Baker Avenue Asset Management, LP's 250 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was 26.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| VTI | Buy | VANGUARD TOTAL STOCK MARKET INDEX FUNDetf | $96,152,000 | +16.6% | 587,656 | +7.6% | 6.97% | +6.2% |
| IVV | Buy | ISHARES S&P 500 INDEXetf | $77,931,000 | +19.9% | 241,095 | +10.7% | 5.65% | +9.1% |
| BND | Sell | VANGUARD TOTAL BOND MARKET ETFetf | $61,849,000 | -1.1% | 737,534 | -0.4% | 4.48% | -9.9% |
| VV | Buy | VANGUARD LARGE CAPetf | $60,790,000 | +24.9% | 411,189 | +15.2% | 4.40% | +13.7% |
| AGG | Buy | ISHARES AGGREGATE BOND ETFetf | $59,424,000 | +0.7% | 528,824 | +1.4% | 4.31% | -8.4% |
| SPAB | Sell | SPDR PORTFOLIO AGGREGATE BOND ETFetf | $46,661,000 | -1.5% | 1,588,196 | -0.6% | 3.38% | -10.4% |
| IVE | Sell | ISHARES S&P 500 VALUE ETFetf | $39,740,000 | +3.4% | 305,482 | -5.3% | 2.88% | -5.9% |
| SDY | Sell | SPDR SER TR S&P DIVID ETFetf | $32,919,000 | +4.6% | 306,031 | -0.2% | 2.39% | -4.8% |
| IWF | Sell | ISHARES RUSSELL 1000 GROWTH ETFetf | $30,824,000 | +8.6% | 175,220 | -1.4% | 2.23% | -1.1% |
| VEU | Buy | VANGUARD FTSE ALL-WORLD EX-USetf | $30,652,000 | +17.7% | 570,276 | +9.3% | 2.22% | +7.1% |
| QUAL | Sell | ISHARES EDGE MSCI USA QUALITY FACTOR ETFetf | $25,826,000 | +8.2% | 255,707 | -1.0% | 1.87% | -1.5% |
| VWO | Buy | VANGUARD FTSE EMERGING MARKETS ETFetf | $24,309,000 | +14.4% | 546,643 | +3.6% | 1.76% | +4.2% |
| MSFT | Sell | MICROSOFTstock | $24,054,000 | +8.0% | 152,535 | -4.8% | 1.74% | -1.7% |
| VEA | Sell | VANGUARD FTSE DEVELOPED MARKETS ETFetf | $21,900,000 | +5.2% | 497,060 | -1.9% | 1.59% | -4.2% |
| IWM | Sell | ISHARES RUSSELL 2000 ETFetf | $20,403,000 | +8.3% | 123,154 | -1.1% | 1.48% | -1.4% |
| IWV | Sell | ISHARES TRUST RUSSELL 3000 INDEX FDetf | $20,202,000 | +5.8% | 107,180 | -2.5% | 1.46% | -3.7% |
| XLY | Sell | CONSUMER DISCRETIONARY SEL SECTOR SPDR FDetf | $17,325,000 | +3.2% | 138,140 | -0.7% | 1.26% | -6.1% |
| EFG | Sell | ISHARES MSCI EAFE GROWTH ETFetf | $16,273,000 | +5.2% | 188,197 | -2.1% | 1.18% | -4.3% |
| RSP | Sell | GUGGENHEIM ETF TRUST S&P 500 EQUAL WEIGHTetf | $14,957,000 | +6.0% | 129,258 | -1.0% | 1.08% | -3.6% |
| DGRO | Sell | ISHARES CORE DIVIDEND GROWTH ETFetf | $14,042,000 | +7.4% | 333,780 | -0.1% | 1.02% | -2.2% |
| EFA | Sell | ISHARES MSCI EAFE ETFetf | $13,875,000 | +5.6% | 199,819 | -0.8% | 1.00% | -3.9% |
| SCHW | Sell | CHARLES SCHWAB CORPstock | $13,856,000 | +12.8% | 291,355 | -0.8% | 1.00% | +2.7% |
| IBB | Buy | ISHARES NASDAQ BIOTECHNOLOGYetf | $13,171,000 | +26.5% | 109,298 | +4.5% | 0.95% | +15.1% |
| AAPL | Sell | APPLE INCstock | $12,814,000 | -22.4% | 43,637 | -40.8% | 0.93% | -29.4% |
| EFV | Sell | ISHARES MSCI EAFE VALUE INDEX ETFetf | $12,032,000 | +3.6% | 240,985 | -1.7% | 0.87% | -5.6% |
| VB | Sell | VANGUARD SMALL CAP ETFetf | $11,825,000 | +6.3% | 71,395 | -1.2% | 0.86% | -3.3% |
| XLC | Sell | COMMUNICATION SERVICES SELECT SECTOR SPDRA FUNDetf | $11,472,000 | +8.1% | 213,915 | -0.2% | 0.83% | -1.7% |
| RTM | Buy | INVESCO S&P 500 EQUAL WEIGHT MATERIALS ETFetf | $11,375,000 | +19.3% | 98,054 | +12.0% | 0.82% | +8.6% |
| SSD | Sell | SIMPSON MANUFACTURING CO INCstock | $10,911,000 | -57.9% | 136,000 | -63.6% | 0.79% | -61.6% |
| SCZ | Buy | ISHARES MSCI EAFE SMALL CAP ETFetf | $10,812,000 | +50.6% | 173,607 | +38.4% | 0.78% | +37.3% |
| JPST | New | JPMORGAN ULTRA-SHORT INCOME ETFetf | $10,338,000 | – | 205,000 | +100.0% | 0.75% | – |
| IBM | Sell | INTL BUSINESS MACHINESstock | $10,017,000 | -9.0% | 74,735 | -1.2% | 0.73% | -17.1% |
| VNQ | Sell | VANGUARD REIT INDEX ETFetf | $9,843,000 | -1.1% | 106,084 | -0.6% | 0.71% | -10.0% |
| CWB | Sell | SPDR BLOOMBERG BARCLAYS CONVERTIBLE SECURITIES ETFetf | $9,604,000 | +4.8% | 173,053 | -0.9% | 0.70% | -4.5% |
| XLV | Buy | HEALTH CARE SELECT SECTOR SPDRetf | $9,434,000 | +16.7% | 92,619 | +3.2% | 0.68% | +6.2% |
| FLOT | Sell | ISHARES MSCI FLOATING RATE NOT E FUNDING ETFetf | $9,344,000 | -0.3% | 183,520 | -0.2% | 0.68% | -9.2% |
| ABBV | Sell | ABBVIE INC COMstock | $9,290,000 | +13.1% | 104,926 | -3.3% | 0.67% | +2.9% |
| EMB | Sell | ISHARES JP MORGAN USD EMERGING MARKETS BOND ETFetf | $9,061,000 | +0.8% | 79,095 | -0.3% | 0.66% | -8.2% |
| PGF | Sell | POWERSHARES FINANCIAL PREFERRED ETFetf | $9,003,000 | +0.4% | 477,116 | -0.1% | 0.65% | -8.7% |
| XLF | Sell | FINANCIAL SELECT SECTOR SPDRetf | $8,551,000 | -17.4% | 277,819 | -24.9% | 0.62% | -24.8% |
| HYG | Buy | ISHARES IBOXX HIGH YIELD CORPORATE BOND ETFetf | $8,102,000 | +1.3% | 92,139 | +0.4% | 0.59% | -7.8% |
| AMGN | Sell | AMGEN INCstock | $8,076,000 | +20.5% | 33,502 | -3.3% | 0.58% | +9.6% |
| AMZN | Sell | AMAZON.COM INCstock | $8,043,000 | +2.7% | 4,353 | -3.5% | 0.58% | -6.6% |
| XHB | Sell | SPDR S&P HOMEBUILDERETFetf | $7,951,000 | -0.6% | 174,726 | -3.7% | 0.58% | -9.6% |
| AMAT | Sell | APPLIED MATLS INC COMstock | $7,880,000 | +7.7% | 129,105 | -12.0% | 0.57% | -2.1% |
| IGV | Sell | ISHARES S&P NORTH AMER TECH-SOFTWAREetf | $7,771,000 | +5.8% | 33,348 | -3.8% | 0.56% | -3.8% |
| XAR | Sell | SPDR S&P AEROSPACE & DEFENSE ETFetf | $7,758,000 | -1.8% | 71,108 | -3.9% | 0.56% | -10.7% |
| COP | New | CONOCOPHILLIPS COMstock | $7,206,000 | – | 110,824 | +100.0% | 0.52% | – |
| FVD | Sell | FIRST TRUST VALUE LINE DIVIDEND INDEX FUNDetf | $7,210,000 | +3.2% | 200,138 | -0.2% | 0.52% | -6.1% |
| VT | Sell | VANGUARD TOTAL WORLD STOCK ETFetf | $7,079,000 | +7.0% | 87,409 | -1.1% | 0.51% | -2.7% |
| HON | Sell | HONEYWELL INTL INCstock | $7,071,000 | +3.3% | 39,953 | -1.3% | 0.51% | -6.1% |
| IWD | Buy | ISHARES RUSSELL 1000 VALUE ETFetf | $6,924,000 | +6.5% | 50,737 | +0.1% | 0.50% | -3.1% |
| EWJ | Sell | ISHARES MSCI JAPAN ETFetf | $6,766,000 | +2.0% | 114,228 | -2.3% | 0.49% | -7.2% |
| SPLV | Sell | POWERSHARES SP500 LOW VOLATILITY ETFetf | $6,663,000 | +0.3% | 114,214 | -0.5% | 0.48% | -8.7% |
| MMC | Buy | MARSH & MCLENNAN COS INC COMstock | $6,571,000 | +188.8% | 58,988 | +159.4% | 0.48% | +163.0% |
| DGRW | Sell | WISDOMTREE U.S. QUALITY DIVIDEND GROWTH FUNDetf | $6,389,000 | +7.3% | 131,818 | -0.2% | 0.46% | -2.3% |
| NOBL | Sell | PROSHARES S&P 500 DIVIDEND ARISTOCRATS ETFetf | $6,327,000 | +5.4% | 83,706 | -0.2% | 0.46% | -4.2% |
| DIS | Sell | DISNEY WALT CO COM DISNEYstock | $6,200,000 | +9.5% | 42,873 | -1.3% | 0.45% | -0.4% |
| AXP | Buy | AMERICAN EXPRESS CO COMstock | $6,052,000 | +63.0% | 48,614 | +54.9% | 0.44% | +48.3% |
| XLE | Sell | ENERGY SELECT SECTOR SPDRetf | $5,957,000 | -10.9% | 99,219 | -12.2% | 0.43% | -18.8% |
| BSV | Sell | VANGUARD SHORT TERM BONDetf | $5,933,000 | -0.5% | 73,604 | -0.3% | 0.43% | -9.5% |
| LIN | Buy | LINDE PLC SHSstock | $5,722,000 | +362.9% | 26,878 | +321.2% | 0.42% | +323.5% |
| ISTB | Buy | ISHARES CORE 1-5 YEAR USD BOND ETFetf | $5,590,000 | +6.6% | 110,916 | +6.7% | 0.40% | -3.1% |
| GLW | Sell | CORNING INC COMstock | $5,460,000 | +1.4% | 187,572 | -0.7% | 0.40% | -7.7% |
| STZ | Sell | CONSTELLATION BRANDS INC CL Astock | $5,432,000 | -12.1% | 28,631 | -4.0% | 0.39% | -19.9% |
| JPM | Sell | JPMORGAN CHASE & CO COMstock | $5,394,000 | -10.1% | 38,698 | -24.1% | 0.39% | -18.2% |
| IJR | Buy | ISHARES S&P SMALLCAP 600 ETFetf | $5,232,000 | +489.9% | 62,404 | +447.5% | 0.38% | +433.8% |
| SCHZ | New | SCHWAB US AGGREGATE BOND ETFetf | $5,082,000 | – | 95,125 | +100.0% | 0.37% | – |
| SJNK | Buy | SPDR BARCLAYS CAPITAL SHORT TERM HIGH YIELD BOND ETFetf | $5,068,000 | +3.4% | 188,148 | +3.7% | 0.37% | -5.9% |
| ACWI | ISHARES TR MSCI ACWIINDEX FDetf | $4,933,000 | +7.4% | 62,255 | 0.0% | 0.36% | -2.5% | |
| STIP | Sell | ISHARES 0-5 YR TIPS BOND ETFetf | $4,931,000 | -0.0% | 48,968 | -0.5% | 0.36% | -9.2% |
| IHI | Sell | ISHARES TR DOW JONES US MEDICAL DEVICES INDEXetf | $4,911,000 | -6.2% | 18,583 | -12.3% | 0.36% | -14.6% |
| NOC | Sell | NORTHROP GRUMMAN CORP COMstock | $4,744,000 | -23.1% | 13,794 | -16.2% | 0.34% | -29.9% |
| GOOGL | Buy | GOOGLE INCstock | $4,670,000 | +15.8% | 3,487 | +5.6% | 0.34% | +5.3% |
| GM | Buy | GENERAL MOTORS CORPstock | $4,619,000 | +0.8% | 126,215 | +3.2% | 0.34% | -8.2% |
| UPS | Sell | UNITED PARCEL SERVICE INCstock | $4,476,000 | -2.4% | 38,240 | -0.1% | 0.32% | -11.2% |
| SONY | Sell | SONY CORP SPONSORED ADRadr | $4,429,000 | -9.1% | 65,142 | -20.9% | 0.32% | -17.3% |
| SCHE | New | SCHWAB EMERGING MARKETS EQUITY ETFetf | $4,146,000 | – | 151,500 | +100.0% | 0.30% | – |
| ETN | Sell | EATON CORP PLC SHSstock | $4,061,000 | -8.9% | 42,877 | -20.0% | 0.29% | -17.2% |
| WY | Buy | WEYERHAEUSER COstock | $4,050,000 | +15.1% | 134,113 | +5.6% | 0.29% | +4.6% |
| BAC | New | BANK AMER CORP COMstock | $3,900,000 | – | 110,755 | +100.0% | 0.28% | – |
| BABA | Buy | ALIBABA GROUP HLDG LTD SPONSORED ADSadr | $3,844,000 | +28.6% | 18,126 | +1.4% | 0.28% | +17.2% |
| GOOG | Sell | ALPHABET INC CAP STK CL Cstock | $3,591,000 | +7.9% | 2,686 | -1.6% | 0.26% | -1.9% |
| URI | Sell | UNITED RENTALS INCstock | $3,579,000 | +27.2% | 21,466 | -4.9% | 0.26% | +15.6% |
| IJS | Buy | ISHARES S&P SMALLCAP 600 VALUE ETFetf | $3,513,000 | +898.0% | 21,850 | +829.8% | 0.26% | +810.7% |
| COST | Sell | COSTCO WHOLESALE CORPstock | $3,099,000 | -4.1% | 10,544 | -6.0% | 0.22% | -12.5% |
| AGGY | New | WISDOMTREE YIELD ENHANCED U.S. AGGREGATE BOND FUNDetf | $3,082,000 | – | 59,000 | +100.0% | 0.22% | – |
| ZG | New | ZILLOW INCstock | $3,045,000 | – | 66,580 | +100.0% | 0.22% | – |
| DLS | Sell | WISDOMTREE INTL SMALLCAP DIVIDENDetf | $3,041,000 | +11.8% | 42,763 | -0.2% | 0.22% | +1.4% |
| XLB | Sell | MATERIALS SELECT SECTOR SPDRetf | $2,924,000 | +3.7% | 47,619 | -1.7% | 0.21% | -5.4% |
| ERIC | New | ERICSSON ADR B SEK 10adr | $2,901,000 | – | 330,445 | +100.0% | 0.21% | – |
| SCHD | New | SCHWAB US DIVIDEND EQUITY ETFetf | $2,525,000 | – | 43,600 | +100.0% | 0.18% | – |
| XOM | Sell | EXXON MOBIL CORP COMstock | $2,504,000 | -38.7% | 35,894 | -38.0% | 0.18% | -44.3% |
| SPY | Sell | SPDR S&P 500 ETFetf | $2,464,000 | +6.3% | 7,656 | -1.9% | 0.18% | -2.7% |
| IXC | New | ISHARES S&P GLOBAL ENERGYetf | $2,436,000 | – | 79,043 | +100.0% | 0.18% | – |
| HD | Sell | HOME DEPOTstock | $2,419,000 | -8.0% | 11,078 | -2.2% | 0.18% | -16.3% |
| UBER | New | UBER TECHNOLOGIES INC COMstock | $2,391,000 | – | 80,401 | +100.0% | 0.17% | – |
| SPWR | Buy | SUNPOWER CORPstock | $2,353,000 | +54.9% | 301,724 | +117.8% | 0.17% | +41.3% |
| MTUM | Sell | ISHARES EDGE MSCI USA MOMENTUM FACTOR ETFetf | $2,325,000 | +5.3% | 18,523 | -0.0% | 0.17% | -4.5% |
| IR | Sell | INGERSOLL-RAND PLC SHSstock | $2,292,000 | -14.7% | 17,249 | -20.9% | 0.17% | -22.4% |
| TDIV | Sell | FIRST TR EXCHANGE TRADED FD VI NASD TECH DIVetf | $2,258,000 | +7.2% | 52,377 | -0.3% | 0.16% | -2.4% |
| TGT | Sell | TARGET CORP COMstock | $2,164,000 | -20.1% | 16,882 | -33.4% | 0.16% | -27.3% |
| ORCL | Buy | ORACLE CORPORATIONstock | $2,129,000 | +234.2% | 40,193 | +247.2% | 0.15% | +202.0% |
| FCX | Buy | FREEPORT MCMORAN COPPERstock | $2,100,000 | +47.0% | 160,093 | +7.1% | 0.15% | +33.3% |
| FISV | New | FISERV INCstock | $2,093,000 | – | 18,105 | +100.0% | 0.15% | – |
| ON | Sell | ON SEMICONDUCTOR CORP COMstock | $2,082,000 | +18.2% | 85,418 | -6.8% | 0.15% | +7.9% |
| XLG | Buy | RYDEX RUSSELL TOP 50 ETFetf | $2,074,000 | +26.5% | 8,887 | +15.1% | 0.15% | +14.5% |
| SCHV | New | SCHWAB U.S. LARGE-CAP VALUE ETFetf | $2,056,000 | – | 34,200 | +100.0% | 0.15% | – |
| HES | Sell | HESS CORP COMstock | $2,055,000 | +4.8% | 30,763 | -5.1% | 0.15% | -4.5% |
| LOW | Buy | LOWES COS INC COMstock | $2,063,000 | +9.2% | 17,233 | +0.3% | 0.15% | -0.7% |
| UNH | Sell | UNITEDHEALTH GROUPstock | $2,032,000 | +13.9% | 6,914 | -15.8% | 0.15% | +3.5% |
| NVDA | Sell | NVIDIA CORPstock | $1,996,000 | +12.4% | 8,483 | -16.9% | 0.14% | +2.8% |
| XLK | Sell | TECHNOLOGY SELECT SECTOR SPDRetf | $1,893,000 | +5.8% | 20,651 | -7.1% | 0.14% | -4.2% |
| CVX | Sell | CHEVRON CORP NEW COMstock | $1,888,000 | -3.3% | 15,668 | -4.8% | 0.14% | -11.6% |
| MRK | Sell | MERCK & CO INCstock | $1,862,000 | -21.1% | 20,483 | -26.9% | 0.14% | -28.2% |
| AVGO | Sell | AVAGO TECHNOLOGIES LTDstock | $1,846,000 | -8.7% | 5,843 | -20.2% | 0.13% | -16.8% |
| FEX | FIRST TR LARGE CAP CORE ALPHADEX FD COMSHSetf | $1,831,000 | +7.1% | 28,070 | 0.0% | 0.13% | -2.2% | |
| EXAS | Buy | EXACT SCIENCES CORPstock | $1,647,000 | +356.2% | 17,818 | +345.4% | 0.12% | +310.3% |
| ECL | Sell | ECOLAB INC COMstock | $1,625,000 | -9.6% | 8,421 | -7.3% | 0.12% | -17.5% |
| RF | New | REGIONS FINANCIAL CORP NEWstock | $1,632,000 | – | 95,108 | +100.0% | 0.12% | – |
| DE | Sell | DEERE & CO COMstock | $1,587,000 | -32.0% | 9,159 | -33.8% | 0.12% | -38.2% |
| PYPL | Sell | PAYPAL HLDGS INC COMstock | $1,531,000 | +3.7% | 14,156 | -0.7% | 0.11% | -5.9% |
| IDXX | Sell | IDEXX LABS INCstock | $1,478,000 | -9.9% | 5,662 | -6.1% | 0.11% | -18.3% |
| ABMD | New | ABIOMED INCstock | $1,454,000 | – | 8,527 | +100.0% | 0.10% | – |
| ACWX | Sell | ISHARES MSCI ACWI EX US INDEX FUNDetf | $1,424,000 | -3.9% | 29,000 | -9.9% | 0.10% | -12.7% |
| NOV | Buy | NATIONAL OILWELL VARCO INCstock | $1,391,000 | +32.6% | 55,536 | +12.1% | 0.10% | +20.2% |
| HUN | Sell | HUNTSMAN CORPstock | $1,373,000 | +3.7% | 56,845 | -0.2% | 0.10% | -5.7% |
| PRVB | New | PROVENTION BIO INC COMstock | $1,359,000 | – | 91,250 | +100.0% | 0.10% | – |
| MINT | Buy | PIMCO ENHANCED SHORT MATURITY ETFetf | $1,343,000 | +12.8% | 13,222 | +12.9% | 0.10% | +2.1% |
| XBI | Sell | SPDR BIOTECH ETFetf | $1,342,000 | -7.5% | 14,110 | -25.9% | 0.10% | -16.4% |
| MRVL | Sell | MARVELL TECHNOLOGY GROUP LTDstock | $1,335,000 | -0.9% | 50,270 | -6.9% | 0.10% | -9.3% |
| VRTX | Sell | VERTEX PHARMACEUTICALS INstock | $1,318,000 | +0.8% | 6,022 | -21.9% | 0.10% | -7.7% |
| NEAR | Buy | ISHARES SHORT MATURITY BOND ETFetf | $1,286,000 | +10.5% | 25,600 | +10.6% | 0.09% | 0.0% |
| JD | New | JD COM INC SPON ADR CL Aadr | $1,269,000 | – | 36,042 | +100.0% | 0.09% | – |
| MSI | New | MOTOROLA SOLUTIONS INC COM NEWstock | $1,233,000 | – | 7,657 | +100.0% | 0.09% | – |
| ARCC | New | ARES CAP CORP COMstock | $1,231,000 | – | 66,011 | +100.0% | 0.09% | – |
| QQQ | Sell | POWERSHARES QQQ TRetf | $1,164,000 | +9.7% | 5,475 | -2.6% | 0.08% | 0.0% |
| SHW | New | SHERWIN WILLIAMS CO COMstock | $1,148,000 | – | 1,969 | +100.0% | 0.08% | – |
| SRLN | Buy | SPDR BLACKSTONE/ GSO SENIOR LOAN ETFetf | $1,114,000 | +13.2% | 23,929 | +12.6% | 0.08% | +3.8% |
| VTV | New | VANGUARD VALUE ETFetf | $1,103,000 | – | 9,205 | +100.0% | 0.08% | – |
| DHR | DANAHER CORPstock | $1,095,000 | +6.2% | 7,140 | 0.0% | 0.08% | -3.7% | |
| DSI | Sell | ISHARES TR KLD 400 SOCIAL INDEX FDetf | $1,093,000 | +4.8% | 9,104 | -3.3% | 0.08% | -4.8% |
| IXUS | Sell | ISHARES CORE MSCI TOTAL INTERNATIONAL STOCK ETFetf | $1,075,000 | -3.3% | 17,379 | -9.8% | 0.08% | -12.4% |
| MDY | S & P MID CAP 400 DEP RCPTS MID CAPetf | $1,068,000 | +6.5% | 2,847 | 0.0% | 0.08% | -3.8% | |
| KMX | Sell | CARMAX INCstock | $1,068,000 | -35.4% | 12,190 | -35.2% | 0.08% | -41.7% |
| IAU | Buy | ISHARES GOLD TRUST ETFetf | $1,063,000 | +235.3% | 73,336 | +225.7% | 0.08% | +208.0% |
| GE | Sell | GENERAL ELECTRIC CO COMstock | $1,052,000 | +9.5% | 94,292 | -12.4% | 0.08% | -1.3% |
| IGSB | Sell | ISHARES 1-3 YR CREDIT BOND ETFetf | $1,055,000 | -0.6% | 19,684 | -0.5% | 0.08% | -9.5% |
| IYC | Buy | ISHARES DJ US CONSUMER SERVICESetf | $1,017,000 | +24.8% | 4,459 | +18.8% | 0.07% | +13.8% |
| VCSH | Buy | VANGUARD SHORT TERM CORP BOND FD ETFetf | $1,017,000 | +16.4% | 12,555 | +16.4% | 0.07% | +5.7% |
| DWX | Sell | SPDR S & P INTL DIVIDENDetf | $1,017,000 | +3.0% | 25,315 | -0.1% | 0.07% | -6.3% |
| IWN | Sell | ISHARES RUSSELL 2000 VALUEetf | $994,000 | -3.5% | 7,733 | -10.4% | 0.07% | -12.2% |
| INTC | Sell | INTEL CORP COMstock | $991,000 | +1.6% | 16,559 | -12.5% | 0.07% | -7.7% |
| VMC | Sell | VULCAN MATLS CO COMstock | $989,000 | -19.7% | 6,872 | -15.7% | 0.07% | -26.5% |
| XPO | Sell | XPO LOGISTICS INC COMstock | $978,000 | +2.6% | 12,274 | -7.9% | 0.07% | -6.6% |
| SYY | SYSCO CORP COMstock | $985,000 | +7.8% | 11,516 | 0.0% | 0.07% | -2.7% | |
| SOHU | New | SOHU.COM INCadr | $940,000 | – | 84,121 | +100.0% | 0.07% | – |
| QCOM | Sell | QUALCOMM INCstock | $934,000 | -4.7% | 10,587 | -17.7% | 0.07% | -12.8% |
| PAYX | Sell | PAYCHEX INCstock | $916,000 | -45.1% | 10,770 | -46.6% | 0.07% | -50.4% |
| VBR | Sell | VANGUARD SMALL CAP VALUE ETFetf | $898,000 | +3.2% | 6,554 | -3.0% | 0.06% | -5.8% |
| ESGE | Buy | ISHARES MSCI EM ESG SELECT ETFetf | $878,000 | +10.9% | 24,446 | +0.4% | 0.06% | +1.6% |
| PRNT | Sell | THE 3D PRINTING ETFetf | $872,000 | -24.8% | 38,882 | -30.9% | 0.06% | -31.5% |
| MLM | MARTIN MARIETTA MATLS INC COMstock | $866,000 | +2.0% | 3,100 | 0.0% | 0.06% | -7.4% | |
| ESGD | Buy | ISHARES MSCI EAFE ESG SELECT ETFetf | $861,000 | +12.8% | 12,538 | +5.2% | 0.06% | +1.6% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DEL CL B NEWstock | $844,000 | -23.0% | 3,729 | -29.3% | 0.06% | -29.9% |
| PFE | Buy | PFIZER INC COMstock | $829,000 | +10.4% | 21,172 | +1.2% | 0.06% | 0.0% |
| JNJ | Sell | JOHNSON & JOHNSON COMstock | $832,000 | +7.1% | 5,710 | -4.9% | 0.06% | -3.2% |
| IVW | ISHARES S&P 500 GROWTH ETFetf | $788,000 | +7.5% | 4,074 | 0.0% | 0.06% | -1.7% | |
| IAC | Sell | IAC/INTERACTIVECORPstock | $779,000 | +12.7% | 3,131 | -1.4% | 0.06% | +1.8% |
| C | Sell | CITIGROUP INCstock | $753,000 | -29.8% | 9,434 | -39.2% | 0.06% | -35.3% |
| VNQI | Buy | VANGUARD GLOBAL EX-U.S. REAL ESTATE ETFetf | $739,000 | +224.1% | 12,517 | +221.4% | 0.05% | +200.0% |
| MCD | Sell | MCDONALDS CORP COMstock | $728,000 | -12.3% | 3,688 | -4.6% | 0.05% | -19.7% |
| IWC | ISHARES RUSSELL MICROCAP INDEXetf | $720,000 | +12.9% | 7,240 | 0.0% | 0.05% | +2.0% | |
| GTLS | Sell | CHART INDUSTRIES INCstock | $698,000 | +7.9% | 10,355 | -0.3% | 0.05% | -1.9% |
| PXD | New | PIONEER NATURAL RESOURCES COstock | $701,000 | – | 4,636 | +100.0% | 0.05% | – |
| JPS | New | NUVEEN PFD & INCM SECURTIES FD COMstock | $694,000 | – | 69,234 | +100.0% | 0.05% | – |
| MELI | Buy | MERCADOLIBRE INCstock | $656,000 | +80.2% | 1,148 | +73.4% | 0.05% | +65.5% |
| XOP | Sell | SPDR SERIES TRUST S&P OIL GAS EXPL & PRODTN ETFetf | $656,000 | +1.2% | 27,700 | -4.5% | 0.05% | -7.7% |
| TFI | SPDR MUNICIPAL BOND ETFetf | $651,000 | -0.3% | 12,885 | 0.0% | 0.05% | -9.6% | |
| IUSG | Sell | ISHARES CORE S&P U.S. GROWTH ETFetf | $642,000 | -1.2% | 9,503 | -8.1% | 0.05% | -9.6% |
| T | Buy | AT&T INC COMstock | $636,000 | +5.8% | 16,278 | +2.4% | 0.05% | -4.2% |
| PGX | POWERSHARES GLOBAL PREFERRED ETFetf | $611,000 | 0.0% | 40,710 | 0.0% | 0.04% | -10.2% | |
| FTA | FIRST TR LARGE CAP VALUE OPPORTUNITIES ALPHADEX FD COM SHSetf | $605,000 | +9.6% | 10,720 | 0.0% | 0.04% | 0.0% | |
| GNLN | Sell | GREENLANE HLDGS INC CL Astock | $598,000 | -31.8% | 183,823 | -29.0% | 0.04% | -38.6% |
| SUSA | Buy | ISHARES KLD SEL SOC FDetf | $591,000 | +9.4% | 4,415 | +0.9% | 0.04% | 0.0% |
| UWT | Buy | VELOCITYSHARES 3X LONG S&P GSCI CRUDE OIL INDEX ER ETNetf | $581,000 | +40.3% | 41,000 | +2.5% | 0.04% | +27.3% |
| EEM | Sell | ISHARES MSCI EMERGING MARKETS ETFetf | $577,000 | +0.2% | 12,869 | -8.7% | 0.04% | -8.7% |
| SF | Buy | STIFEL FINANCIAL CPstock | $569,000 | +108.4% | 9,392 | +97.1% | 0.04% | +86.4% |
| LHX | L3HARRIS TECHNOLOGIES INC COMstock | $571,000 | -5.1% | 2,886 | 0.0% | 0.04% | -14.6% | |
| GLUU | Sell | GLU MOBILE INCstock | $561,000 | +10.4% | 92,875 | -8.9% | 0.04% | +2.5% |
| GUSH | New | DIREXION DAILY S&P OIL SERVICES BULL 3X SHARESetf | $547,000 | – | 14,980 | +100.0% | 0.04% | – |
| DJP | Sell | IPATH DJ-UBS COMMODITY TOTAL RETURN ETNetf | $556,000 | +2.4% | 24,355 | -2.4% | 0.04% | -7.0% |
| FRDM | FREEDOM 100 EMERGING MARKETS ETFetf | $552,000 | +8.7% | 20,000 | 0.0% | 0.04% | 0.0% | |
| V | Buy | VISA INCstock | $542,000 | +63.7% | 2,885 | +49.7% | 0.04% | +50.0% |
| SNDL | Buy | SUNDIAL GROWERS INC COMstock | $524,000 | +75.8% | 174,404 | +180.4% | 0.04% | +58.3% |
| YNDX | Sell | YANDEX N.V. COM CL Astock | $507,000 | -29.8% | 11,670 | -43.4% | 0.04% | -35.1% |
| LQD | Buy | ISHARES IBOXX CORPORATE BOND ETFetf | $505,000 | +17.2% | 3,946 | +16.6% | 0.04% | +8.8% |
| EXI | Buy | ISHARES GLBL INDSTRLS INDX FDetf | $500,000 | +29.5% | 5,140 | +21.4% | 0.04% | +16.1% |
| VIG | Buy | VANGUARD DIVIDEND APPRECIATION INDEX FUNDetf | $479,000 | +6.9% | 3,845 | +2.5% | 0.04% | -2.8% |
| MDLZ | MONDELEZ INTL INC CL Astock | $482,000 | -0.4% | 8,751 | 0.0% | 0.04% | -10.3% | |
| L100PS | New | ARCONIC INC COMstock | $470,000 | – | 15,295 | +100.0% | 0.03% | – |
| SNAP | New | SNAP INC CL Astock | $449,000 | – | 27,500 | +100.0% | 0.03% | – |
| FB | Sell | FACEBOOK INC CL Astock | $449,000 | -4.5% | 2,192 | -17.0% | 0.03% | -10.8% |
| PDBC | Sell | INVESCO OPTIMUM YIELD DIVERSIFIED COMMODITY STRATEGY NOA K-1A ETFetf | $438,000 | +1.6% | 26,461 | -4.1% | 0.03% | -5.9% |
| IJJ | ISHARES S&P MIDCAP 400 VALUE ETFetf | $442,000 | +6.8% | 2,593 | 0.0% | 0.03% | -3.0% | |
| BG | New | BUNGE LIMITED Fstock | $439,000 | – | 7,644 | +100.0% | 0.03% | – |
| PDP | POWERSHARES DWA TECHNICAL LEADERS PORTFOLIOetf | $429,000 | +5.7% | 6,670 | 0.0% | 0.03% | -3.1% | |
| FPE | FIRST TRUST PREFERRED SECURITIES AND INCOME ETFetf | $414,000 | +1.7% | 20,640 | 0.0% | 0.03% | -6.2% | |
| BLD | New | TOPBUILD CORP COMstock | $396,000 | – | 3,851 | +100.0% | 0.03% | – |
| MEAR | ISHARES SHORT MATURITY MUNICIPAL BOND ETFetf | $395,000 | -0.3% | 7,900 | 0.0% | 0.03% | -9.4% | |
| IWO | ISHARES RUSSELL 2000 GROWTH INDEXetf | $389,000 | +11.1% | 1,817 | 0.0% | 0.03% | 0.0% | |
| VOO | Sell | VANGUARD S&P 500 ETFetf | $383,000 | +6.4% | 1,297 | -2.0% | 0.03% | -3.4% |
| TBT | PROSHARES ULTRASHORT 20 YR TREAS 1 FOR 4 RS INTOPROSHARES TR PROSHARES ULetf | $371,000 | +8.8% | 14,000 | 0.0% | 0.03% | 0.0% | |
| PHYS | Sell | SPROTT PHYSICAL GOLD TRUSTetf | $369,000 | -2.4% | 30,355 | -5.3% | 0.03% | -10.0% |
| FTI | Sell | FMC TECHNOLOGIES INCstock | $374,000 | -94.0% | 17,485 | -93.2% | 0.03% | -94.5% |
| ITUB | ITAU UNIBANCO HLDG SA SPON ADR REP PFDadr | $364,000 | +9.0% | 39,828 | 0.0% | 0.03% | -3.7% | |
| UTX | Sell | UNITED TECHNOLOGIES CORP COMstock | $341,000 | -54.7% | 2,277 | -58.7% | 0.02% | -58.3% |
| PANW | Sell | PALO ALTO NETWORKS INC COMstock | $346,000 | -11.5% | 1,500 | -21.9% | 0.02% | -19.4% |
| TLRY | Buy | TILRAY INC COM CL 2stock | $340,000 | -23.1% | 19,900 | +11.2% | 0.02% | -28.6% |
| IWB | Buy | ISHARES TR RUSSELL 1000 INDEX ETFetf | $351,000 | +17.4% | 1,968 | +8.3% | 0.02% | +4.2% |
| GLNG | Sell | GOLAR LNG LTD SHS ISIN BMG9456A1009stock | $314,000 | -35.9% | 22,094 | -41.5% | 0.02% | -41.0% |
| KRE | KBW REGIONAL BANKINGETFetf | $322,000 | +10.3% | 5,540 | 0.0% | 0.02% | 0.0% | |
| ICSH | ISHARES LIQUIDITY INCOME ETFetf | $298,000 | 0.0% | 5,930 | 0.0% | 0.02% | -8.3% | |
| GLOB | Sell | GLOBANT S A COMstock | $308,000 | -63.0% | 2,911 | -68.0% | 0.02% | -66.7% |
| FTV | FORTIVE CORP COMstock | $291,000 | +11.5% | 3,815 | 0.0% | 0.02% | 0.0% | |
| LRCX | New | LAM RESEARCH CORPstock | $289,000 | – | 989 | +100.0% | 0.02% | – |
| XLI | INDUSTRIAL SELECT SECTOR SPDRetf | $279,000 | +5.3% | 3,425 | 0.0% | 0.02% | -4.8% | |
| EBAY | EBAY INCstock | $272,000 | -7.5% | 7,548 | 0.0% | 0.02% | -13.0% | |
| CONN | New | CONNS INCstock | $278,000 | – | 22,500 | +100.0% | 0.02% | – |
| SBUX | Sell | STARBUCKS CORPstock | $272,000 | -5.6% | 3,104 | -4.9% | 0.02% | -13.0% |
| DVY | ISHARES DJ SELECT DIVIDENDetf | $274,000 | +3.4% | 2,600 | 0.0% | 0.02% | -4.8% | |
| ORCC | Buy | OWL ROCK CAPITAL CORPORATION COMstock | $267,000 | +33.5% | 14,961 | +17.8% | 0.02% | +18.8% |
| SPHD | INVESCO S&P 500 HIGH DIVIDEND LOW VOLATILITY ETFetf | $264,000 | +3.5% | 6,000 | 0.0% | 0.02% | -5.0% | |
| HDV | ISHARES CORE HIGH DIVIDEND ETFetf | $264,000 | +3.9% | 2,700 | 0.0% | 0.02% | -5.0% | |
| GWPH | New | GW PHARMACEUTICALS PLC ADSadr | $263,000 | – | 2,517 | +100.0% | 0.02% | – |
| RWR | SPDR DJ WILSHIRE REIT (ETF)etf | $256,000 | -2.7% | 2,516 | 0.0% | 0.02% | -9.5% | |
| ENR | New | ENERGIZER HLDGS INC NEW COMstock | $261,000 | – | 5,200 | +100.0% | 0.02% | – |
| NFLX | New | NETFLIX COM INCstock | $245,000 | – | 759 | +100.0% | 0.02% | – |
| GRMN | Sell | GARMIN LTDstock | $255,000 | +11.8% | 2,616 | -3.0% | 0.02% | 0.0% |
| NXPI | NXP SEMICONDUCTORS NV COMstock | $254,000 | +16.5% | 2,000 | 0.0% | 0.02% | +5.9% | |
| NYF | Sell | ISHARES NEW YORK MUNI BOND ETFetf | $253,000 | -37.8% | 4,450 | -37.6% | 0.02% | -43.8% |
| MSGS | Sell | MADISON SQUARE GARDEN CO NEW CL Astock | $229,000 | -0.9% | 780 | -11.4% | 0.02% | -5.6% |
| WORK | New | SLACK TECHNOLOGIES INC COM CL Astock | $233,000 | – | 10,405 | +100.0% | 0.02% | – |
| FNX | FIRST TR MID CAP CORE ALPHADEX FDetf | $240,000 | +7.1% | 3,320 | 0.0% | 0.02% | -5.6% | |
| JAZZ | New | JAZZ PHARMACEUTICALSINCstock | $223,000 | – | 1,500 | +100.0% | 0.02% | – |
| SHYG | New | ISHARES 0-5 YEAR HIGH YIELD CORPORATE BOND ETFetf | $214,000 | – | 4,611 | +100.0% | 0.02% | – |
| JNK | New | SPDR HIGH YIELD BOND ETFetf | $220,000 | – | 2,016 | +100.0% | 0.02% | – |
| PNI | PIMCO NEW YORK MUN FD II COMstock | $220,000 | +0.9% | 18,283 | 0.0% | 0.02% | -5.9% | |
| NAN | NUVEEN NEW YORK QLT MUN INC FD COMstock | $207,000 | -0.5% | 14,604 | 0.0% | 0.02% | -11.8% | |
| SIRI | Sell | SIRIUS XM RADIO INCstock | $143,000 | -13.9% | 20,000 | -25.0% | 0.01% | -23.1% |
| SRNE | Exit | SORRENTO THERAPEUTICS INC COM NEWstock | $0 | – | -10,000 | -100.0% | -0.00% | – |
| CTXR | Exit | CITIUS PHARMACEUTICALS INC COM NEWstock | $0 | – | -92,878 | -100.0% | -0.01% | – |
| MGNX | Exit | MACROGENICS INC COMstock | $0 | – | -10,000 | -100.0% | -0.01% | – |
| ABT | Exit | ABBOTT LABS COMstock | $0 | – | -2,735 | -100.0% | -0.02% | – |
| LMT | Exit | LOCKHEED MARTIN CORPstock | $0 | – | -603 | -100.0% | -0.02% | – |
| CL | Exit | COLGATE PALMOLIVE CO COMstock | $0 | – | -3,524 | -100.0% | -0.02% | – |
| FR | Exit | FIRST INDL RLTY TR INCreit | $0 | – | -7,067 | -100.0% | -0.02% | – |
| CAT | Exit | CATERPILLAR INC DEL COMstock | $0 | – | -2,329 | -100.0% | -0.02% | – |
| SAGE | Exit | SAGE THERAPEUTICS INC COMstock | $0 | – | -2,100 | -100.0% | -0.02% | – |
| USB | Exit | US BANCORP DEL COM NEWstock | $0 | – | -5,409 | -100.0% | -0.02% | – |
| AMD | Exit | ADVANCED MICRO DEVICES INC COMstock | $0 | – | -10,300 | -100.0% | -0.02% | – |
| FATE | Exit | FATE THERAPEUTICS INC COMstock | $0 | – | -20,000 | -100.0% | -0.02% | – |
| SYK | Exit | STRYKER CORPstock | $0 | – | -1,510 | -100.0% | -0.03% | – |
| TNA | Exit | DIREXION SHS ETF TR SMALL CAP BULL 3X SHSetf | $0 | – | -6,000 | -100.0% | -0.03% | – |
| KO | Exit | COCA COLA CO COMstock | $0 | – | -7,160 | -100.0% | -0.03% | – |
| GUSH | Exit | DIREXION DAILY S&P OIL SERVICES BULL 3X SHARESetf | $0 | – | -179,800 | -100.0% | -0.05% | – |
| CIEN | Exit | CIENA CORPstock | $0 | – | -18,376 | -100.0% | -0.06% | – |
| BCOV | Exit | BRIGHTCOVE INC COM USD0.001stock | $0 | – | -77,680 | -100.0% | -0.06% | – |
| FANG | Exit | DIAMONDBACK ENERGY INC COMstock | $0 | – | -9,130 | -100.0% | -0.06% | – |
| DPZ | Exit | DOMINOS PIZZA INCstock | $0 | – | -3,900 | -100.0% | -0.08% | – |
| ROKU | Exit | ROKU INC COM CL Astock | $0 | – | -13,000 | -100.0% | -0.10% | – |
| DRI | Exit | DARDEN RESTAURANTS INCstock | $0 | – | -12,363 | -100.0% | -0.12% | – |
| CREE | Exit | CREE INCstock | $0 | – | -34,301 | -100.0% | -0.13% | – |
| XYL | Exit | XYLEM INCstock | $0 | – | -21,435 | -100.0% | -0.14% | – |
| PG | Exit | PROCTER & GAMBLE CO COMstock | $0 | – | -14,064 | -100.0% | -0.14% | – |
| SDG | Exit | ISHARES MSCI GLOBAL IMPACT ETFetf | $0 | – | -75,698 | -100.0% | -0.35% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-02-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| VANGUARD TOTAL BOND MARKET INDEX FUND | 42 | Q3 2023 | 7.6% |
| VANGUARD TOTAL STOCK MARKET INDEX FUND | 42 | Q3 2023 | 10.3% |
| VANGUARD TOTAL WORLD STOCK INDEX FUND | 42 | Q3 2023 | 6.4% |
| CARNIVAL CORP | 42 | Q3 2023 | 1.8% |
| SPDR S&P DIVIDEND ETF | 42 | Q3 2023 | 2.5% |
| ISHARES TR | 42 | Q3 2023 | 1.0% |
| SELECT SECTOR SPDR TR | 42 | Q3 2023 | 1.3% |
| CAMERON INTL CORP | 42 | Q3 2023 | 1.5% |
| VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND | 42 | Q3 2023 | 2.9% |
| JOHNSON & JOHNSON COM | 42 | Q3 2023 | 0.8% |
View Baker Avenue Asset Management, LP's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR/A | 2024-02-15 |
| 13F-HR | 2024-02-13 |
| 13F-HR | 2023-11-15 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-16 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-03 |
| 13F-HR | 2022-05-16 |
| 13F-HR | 2022-02-11 |
View Baker Avenue Asset Management, LP's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.