$5.2 Billion is the total value of Assured Investment Management LLC's 215 reported holdings in Q4 2014. The portfolio turnover from Q3 2014 to Q4 2014 was 59.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | MYLAN INCnote 3.750% 9/1 | $233,212,000 | +26.3% | 55,050,000 | +1.9% | 4.49% | +48.6% | |
| KODK | EASTMAN KODAK CO | $163,813,000 | -1.2% | 7,545,502 | 0.0% | 3.15% | +16.3% | |
| AGN | Sell | ALLERGAN INC | $163,262,000 | +18.3% | 767,968 | -0.8% | 3.14% | +39.2% |
| SPY | Sell | SPDR S&P 500 ETF TRput | $154,125,000 | -63.0% | 750,000 | -64.5% | 2.97% | -56.4% |
| B108PS | Sell | ACTAVIS PLC | $134,739,000 | -46.9% | 523,440 | -50.2% | 2.59% | -37.5% |
| AGN | New | ALLERGAN INCcall | $128,213,000 | – | 603,100 | +100.0% | 2.47% | – |
| B108PS | Sell | ACTAVIS PLCcall | $125,819,000 | +5.2% | 488,790 | -1.4% | 2.42% | +23.8% |
| AAPL | Sell | APPLE INCcall | $120,259,000 | -7.7% | 1,089,500 | -15.8% | 2.32% | +8.6% |
| Buy | AKORN INCnote 3.500% 6/0 | $103,141,000 | +21.4% | 25,000,000 | +22.2% | 1.98% | +42.9% | |
| VXX | Sell | BARCLAYS BK PLCput | $94,530,000 | -13.4% | 3,000,000 | -14.3% | 1.82% | +2.0% |
| TLT | Sell | ISHARES TRput | $94,440,000 | -53.6% | 750,000 | -57.1% | 1.82% | -45.4% |
| VRX | Buy | VALEANT PHARMACEUTICALS INTLcall | $89,615,000 | +53.3% | 626,200 | +40.5% | 1.72% | +80.4% |
| FNF | Buy | FIDELITY NATIONAL FINANCIAL | $89,329,000 | +41.5% | 2,593,008 | +14.0% | 1.72% | +66.6% |
| Buy | GENCORP INCsdcv 4.062%12/3 | $87,238,000 | +22.3% | 43,000,000 | +7.5% | 1.68% | +43.9% | |
| VRNT | Buy | VERINT SYS INC | $82,864,000 | +5.7% | 1,421,833 | +0.8% | 1.60% | +24.4% |
| VLO | Sell | VALERO ENERGY CORP NEW | $79,035,000 | -39.4% | 1,596,665 | -43.4% | 1.52% | -28.7% |
| DRYS | New | DRYSHIPS INC | $74,434,000 | – | 70,220,706 | +100.0% | 1.43% | – |
| RIO | Sell | RIO TINTO PLCput | $67,704,000 | -76.7% | 1,469,900 | -75.2% | 1.30% | -72.6% |
| Buy | CEMEX SAB DE CVnote 3.250% 3/1 | $67,199,000 | -4.8% | 57,500,000 | +15.0% | 1.29% | +12.0% | |
| VOYA | Sell | VOYA FINL INC | $66,871,000 | +5.5% | 1,577,902 | -2.7% | 1.29% | +24.1% |
| THC | New | TENET HEALTHCARE CORPput | $66,672,000 | – | 1,315,800 | +100.0% | 1.28% | – |
| FLT | Buy | FLEETCOR TECHNOLOGIES INC | $66,498,000 | +7.5% | 447,166 | +2.7% | 1.28% | +26.5% |
| GM | Sell | GENERAL MTRS CO | $60,804,000 | +7.5% | 1,741,750 | -1.7% | 1.17% | +26.5% |
| Sell | CHESAPEAKE ENERGY CORPnote 2.500% 5/1 | $54,632,000 | -13.0% | 56,500,000 | -9.6% | 1.05% | +2.3% | |
| AAPL | Sell | APPLE INCput | $51,227,000 | +7.8% | 464,100 | -1.6% | 0.99% | +26.9% |
| CHTR | Sell | CHARTER COMMUNICATIONS INC Dcl a new | $50,001,000 | -18.5% | 300,091 | -26.0% | 0.96% | -4.2% |
| PPC | New | PILGRIMS PRIDE CORP NEW | $49,185,000 | – | 1,500,000 | +100.0% | 0.95% | – |
| APD | New | AIR PRODS & CHEMS INC | $48,970,000 | – | 339,525 | +100.0% | 0.94% | – |
| DOFSQ | New | DIAMOND OFFSHORE DRILLING INput | $47,249,000 | – | 1,500,000 | +100.0% | 0.91% | – |
| TRW | Sell | TRW AUTOMOTIVE HLDGS CORPcall | $46,509,000 | -0.1% | 452,200 | -1.7% | 0.90% | +17.5% |
| GLD | SPDR GOLD TRUSTput | $46,506,000 | -0.7% | 403,000 | 0.0% | 0.90% | +16.8% | |
| GLD | Buy | SPDR GOLD TRUST | $45,334,000 | +511.6% | 399,137 | +525.8% | 0.87% | +621.5% |
| CPA | Sell | COPA HOLDINGS SAcall | $43,798,000 | -5.1% | 422,600 | -1.7% | 0.84% | +11.7% |
| RY | Buy | ROYAL BK CDA MONTREAL QUEput | $43,017,000 | +115.2% | 622,800 | +122.6% | 0.83% | +153.2% |
| Buy | STARWOOD PPTY TR INCnote 4.550% 3/0 | $42,753,000 | +4.9% | 40,000,000 | +5.3% | 0.82% | +23.4% | |
| Sell | WESCO INTL INCdbcv 6.000% 9/1 | $40,156,000 | -14.7% | 14,852,000 | -12.2% | 0.77% | +0.4% | |
| EEM | New | ISHARES TRcall | $39,290,000 | – | 1,000,000 | +100.0% | 0.76% | – |
| Buy | CONCUR TECHNOLOGIES INCnote 0.500% 6/1 | $38,395,000 | +144.9% | 29,000,000 | +141.7% | 0.74% | +188.7% | |
| TARO | Buy | TARO PHARMACEUTICAL INDS LTD | $37,851,000 | +18.4% | 255,421 | +23.0% | 0.73% | +39.4% |
| HCA | New | HCA HOLDINGS INC | $37,615,000 | – | 512,540 | +100.0% | 0.72% | – |
| WLRHU | WL ROSS HLDG CORPunit 99/99/9999 | $37,255,000 | +8.4% | 3,211,637 | 0.0% | 0.72% | +27.6% | |
| New | DEVELOPERS DIVERSIFIED RLTYnote 1.750%11/1 | $37,095,000 | – | 30,000,000 | +100.0% | 0.71% | – | |
| BBY | Sell | BEST BUY INCcall | $36,805,000 | +14.1% | 944,200 | -1.7% | 0.71% | +34.1% |
| GS | Buy | GOLDMAN SACHS GROUP INCput | $36,634,000 | +24.7% | 189,000 | +18.1% | 0.70% | +46.9% |
| BBY | Sell | BEST BUY INC | $34,713,000 | -13.6% | 890,529 | -25.5% | 0.67% | +1.7% |
| CAT | Sell | CATERPILLAR INC DELput | $33,820,000 | -12.3% | 369,500 | -5.1% | 0.65% | +3.2% |
| SAFM | New | SANDERSON FARMS INC | $33,610,000 | – | 400,000 | +100.0% | 0.65% | – |
| HCNPRI | New | HEALTH CARE REIT INCpfd per con i | $33,335,000 | – | 500,000 | +100.0% | 0.64% | – |
| BKD | Sell | BROOKDALE SR LIVING INC | $33,163,000 | +11.2% | 904,358 | -2.3% | 0.64% | +30.7% |
| EA | Sell | ELECTRONIC ARTS INC | $32,753,000 | -64.2% | 696,659 | -72.9% | 0.63% | -57.9% |
| MTH | Sell | MERITAGE HOMES CORP | $32,622,000 | -0.6% | 906,426 | -2.0% | 0.63% | +16.9% |
| New | MGM RESORTS INTERNATIONALnote 4.250% 4/1 | $32,613,000 | – | 27,500,000 | +100.0% | 0.63% | – | |
| NEEPRO | Sell | NEXTERA ENERGY INCunit 09/01/2015 | $31,709,000 | +5.7% | 475,000 | -5.0% | 0.61% | +24.2% |
| NEM | New | NEWMONT MINING CORPput | $30,240,000 | – | 1,600,000 | +100.0% | 0.58% | – |
| New | STARWOOD PPTY TR INCnote 3.750%10/1 | $29,457,000 | – | 29,000,000 | +100.0% | 0.57% | – | |
| VRX | New | VALEANT PHARMACEUTICALS INTL | $29,085,000 | – | 203,237 | +100.0% | 0.56% | – |
| TMUSP | New | T MOBILE US INCconv pfd ser a | $28,666,000 | – | 550,000 | +100.0% | 0.55% | – |
| Buy | ENDO HEALTH SOLUTIONS INCnote 1.750% 4/1 | $27,984,000 | +496.8% | 11,350,000 | +467.5% | 0.54% | +600.0% | |
| Buy | SEACOR HOLDINGS INCnote 2.500%12/1 | $27,966,000 | +124.7% | 26,700,000 | +132.2% | 0.54% | +163.7% | |
| DCUB | Buy | DOMINION RES INC VA NEWunit 07/01/2016 | $27,043,000 | +36.1% | 450,000 | +28.6% | 0.52% | +60.3% |
| UAL | UNITED CONTL HLDGS INCput | $26,756,000 | +43.0% | 400,000 | 0.0% | 0.52% | +68.3% | |
| NGD | Buy | NEW GOLD INC CDA | $26,717,000 | +68.7% | 6,213,282 | +98.1% | 0.51% | +98.5% |
| GLPI | Sell | GAMING & LEISURE PPTYS INC | $26,605,000 | -6.9% | 906,781 | -1.9% | 0.51% | +9.6% |
| TLMR | TALMER BANCORP INC | $26,520,000 | +1.5% | 1,888,906 | 0.0% | 0.51% | +19.4% | |
| XLB | SELECT SECTOR SPDR TRput | $26,403,000 | -2.0% | 543,500 | 0.0% | 0.51% | +15.2% | |
| X | Sell | UNITED STATES STL CORP NEWput | $26,277,000 | -32.9% | 982,700 | -1.7% | 0.51% | -21.1% |
| Sell | MGIC INVT CORP WISnote 5.000% 5/0 | $25,410,000 | -8.6% | 22,500,000 | -10.0% | 0.49% | +7.5% | |
| EWZ | Sell | ISHARES INCcall | $24,136,000 | -62.2% | 660,000 | -55.1% | 0.46% | -55.5% |
| DCUA | DOMINION RES INC VA NEWunit 04/01/2013 | $23,989,000 | +5.7% | 400,000 | 0.0% | 0.46% | +24.5% | |
| GLD | Sell | SPDR GOLD TRUSTcall | $23,957,000 | -48.8% | 207,600 | -48.4% | 0.46% | -39.7% |
| CDE | Buy | COEUR D ALENE MINES CORP IDAcall | $23,875,000 | +175.1% | 4,672,300 | +167.0% | 0.46% | +223.9% |
| SALT | Buy | SCORPIO BULKERS INC | $23,810,000 | -60.2% | 12,086,502 | +17.5% | 0.46% | -53.2% |
| New | MEDIVATION INCnote 2.625% 4/0 | $23,369,000 | – | 12,000,000 | +100.0% | 0.45% | – | |
| AXL | Sell | AMERICAN AXLE & MFG HLDGS IN | $23,167,000 | +6.5% | 1,025,564 | -20.9% | 0.45% | +25.3% |
| MPG | New | METALDYNE PERFORMANCE GROUP | $22,568,000 | – | 1,300,000 | +100.0% | 0.43% | – |
| IAG | Sell | IAMGOLD CORPput | $22,525,000 | -18.1% | 8,342,700 | -16.2% | 0.43% | -3.6% |
| MGM | Buy | MGM RESORTS INTERNATIONALput | $21,380,000 | +87.7% | 1,000,000 | +100.0% | 0.41% | +121.5% |
| Buy | VECTOR GROUP LTDfrnt 1/1 | $20,476,000 | +98.8% | 14,500,000 | +107.1% | 0.39% | +134.5% | |
| Buy | SPIRIT RLTY CAP INC NEWnote 3.750% 5/1 | $19,501,000 | +31.5% | 20,000,000 | +33.3% | 0.38% | +54.3% | |
| Buy | SANDISK CORPnote 1.500% 8/1 | $19,235,000 | +9866.3% | 10,000,000 | +10104.1% | 0.37% | +12233.3% | |
| GSAT | New | GLOBALSTAR INC | $19,171,000 | – | 6,971,333 | +100.0% | 0.37% | – |
| AUMAU | New | AR CAP ACQUISITION CORPunit 99/99/9999 | $17,944,000 | – | 1,818,044 | +100.0% | 0.34% | – |
| New | MICROCHIP TECHNOLOGY INCsdcv 2.125%12/1 | $17,830,000 | – | 10,000,000 | +100.0% | 0.34% | – | |
| TYFDL | Sell | TYSON FOODS INCunit 99/99/9999 | $17,611,000 | -30.1% | 350,000 | -30.0% | 0.34% | -17.7% |
| Buy | SPIRIT RLTY CAP INC NEWnote 2.875% 5/1 | $16,997,000 | +38.7% | 17,500,000 | +40.0% | 0.33% | +63.5% | |
| XLB | Sell | SELECT SECTOR SPDR TRcall | $17,008,000 | -17.8% | 350,100 | -16.1% | 0.33% | -3.3% |
| TRTLU | Sell | TERRAPIN 3 ACQUISITION CORPunit 06/27/2019 | $16,717,000 | -2.2% | 1,666,714 | -2.0% | 0.32% | +15.4% |
| GOGO | New | GOGO INC | $16,415,000 | – | 993,034 | +100.0% | 0.32% | – |
| HTZ | New | HERTZ GLOBAL HOLDINGS INCput | $16,435,000 | – | 659,000 | +100.0% | 0.32% | – |
| New | RADIAN GROUP INCnote 3.000%11/1 | $16,158,000 | – | 10,500,000 | +100.0% | 0.31% | – | |
| X | New | UNITED STATES STL CORP NEW | $14,927,000 | – | 558,221 | +100.0% | 0.29% | – |
| CBD | Buy | COMPANHIA BRASILEIRA DE DISTspn adr pfd cl a | $14,598,000 | -11.1% | 396,367 | +5.3% | 0.28% | +4.9% |
| AGI | Sell | ALAMOS GOLD INC | $13,920,000 | -12.1% | 1,952,336 | -1.7% | 0.27% | +3.5% |
| Buy | FOREST CITY ENTERPRISES INCnote 4.250% 8/1 | $13,834,000 | +66.7% | 12,000,000 | +60.0% | 0.27% | +95.6% | |
| S | Sell | SPRINT CORPput | $13,766,000 | -35.5% | 3,317,200 | -1.5% | 0.26% | -24.1% |
| Sell | TESLA MTRS INCnote 1.250% 3/0 | $13,612,000 | -47.9% | 15,000,000 | -45.5% | 0.26% | -38.6% | |
| S | Buy | SPRINT CORP | $13,400,000 | +13.2% | 3,228,907 | +73.0% | 0.26% | +33.0% |
| AMH | Sell | AMERICAN HOMES 4 RENTcl a | $13,217,000 | -82.3% | 776,110 | -82.4% | 0.25% | -79.2% |
| X | Sell | UNITED STATES STL CORP NEWcall | $13,108,000 | -77.7% | 490,200 | -67.3% | 0.25% | -73.8% |
| CX | Buy | CEMEX SAB DE CVspon adr new | $12,773,000 | +20.3% | 1,253,468 | +54.0% | 0.25% | +41.4% |
| FCX | Buy | FREEPORT-MCMORAN COPPER & GO | $12,611,000 | +90.5% | 539,872 | +166.3% | 0.24% | +125.0% |
| New | ALPHA NATURAL RESOURCES INCnote 3.750%12/1 | $12,440,000 | – | 24,493,000 | +100.0% | 0.24% | – | |
| CLAC | Sell | CAPITOL ACQUISITION CORP II | $12,358,000 | -1.2% | 1,250,772 | -1.9% | 0.24% | +16.1% |
| New | RITE AID CORPnote 8.500% 5/1 | $12,291,000 | – | 4,185,000 | +100.0% | 0.24% | – | |
| MSFT | Buy | MICROSOFT CORPcall | $12,012,000 | +420.2% | 258,600 | +419.3% | 0.23% | +507.9% |
| AVT | Buy | AVNET INC | $11,860,000 | +29.2% | 275,697 | +24.6% | 0.23% | +52.0% |
| GOLD | New | BARRICK GOLD CORP | $11,630,000 | – | 1,081,844 | +100.0% | 0.22% | – |
| RHT | New | RED HAT INC | $11,042,000 | – | 159,700 | +100.0% | 0.21% | – |
| GOOG | Buy | GOOGLE INCput | $10,844,000 | +147.1% | 20,600 | +171.1% | 0.21% | +190.3% |
| SWC | New | STILLWATER MNG CO | $10,842,000 | – | 735,526 | +100.0% | 0.21% | – |
| OHI | Sell | OMEGA HEALTHCARE INVS INCput | $10,549,000 | -42.9% | 270,000 | -50.0% | 0.20% | -32.8% |
| Buy | FXCM INCnote 2.250% 6/1 | $10,407,000 | +295.9% | 10,000,000 | +300.0% | 0.20% | +365.1% | |
| CDE | Sell | COEUR D ALENE MINES CORP IDAput | $10,026,000 | -50.7% | 1,962,000 | -52.1% | 0.19% | -42.0% |
| FCX | Buy | FREEPORT-MCMORAN COPPER & GOcall | $9,634,000 | -20.9% | 503,100 | +34.8% | 0.18% | -7.0% |
| Sell | HERCULES TECH GROWTH CAP INCnote 6.000% 4/1 | $9,599,000 | +1.7% | 7,430,000 | -0.9% | 0.18% | +20.1% | |
| SJNK | New | SPDR SER TRsht trm hgh yld | $9,627,000 | – | 333,000 | +100.0% | 0.18% | – |
| CAT | CATERPILLAR INC DELcall | $9,528,000 | -7.6% | 104,100 | 0.0% | 0.18% | +8.3% | |
| SWC | New | STILLWATER MNG COcall | $9,160,000 | – | 780,000 | +100.0% | 0.18% | – |
| AKS | Buy | AK STL HLDG CORP | $8,994,000 | +256.9% | 1,514,205 | +381.2% | 0.17% | +322.0% |
| JCPNQ | Sell | PENNEY J C INCput | $8,883,000 | -36.5% | 1,370,900 | -1.6% | 0.17% | -25.3% |
| JCPNQ | Buy | PENNEY J C INC | $8,758,000 | +58.6% | 1,351,549 | +145.7% | 0.17% | +87.8% |
| Sell | TEREX CORP NEWnote 4.000% 6/0 | $8,689,000 | -27.3% | 5,000,000 | -16.7% | 0.17% | -14.4% | |
| XLE | Sell | SELECT SECTOR SPDR TRcall | $8,423,000 | -57.6% | 106,400 | -51.5% | 0.16% | -50.2% |
| XLE | Sell | SELECT SECTOR SPDR TRput | $8,423,000 | -63.6% | 106,400 | -58.4% | 0.16% | -57.3% |
| HCAC | Sell | HENNESSY CAP ACQUISITION COR | $8,374,000 | -1.9% | 854,451 | -1.9% | 0.16% | +15.0% |
| GOOGL | New | GOOGLE INCcl a | $8,315,000 | – | 15,669 | +100.0% | 0.16% | – |
| EWW | ISHARES INCput | $8,255,000 | -13.6% | 139,000 | 0.0% | 0.16% | +1.9% | |
| New | PROSPECT CAPITAL CORPORATIONnote 6.250%12/1 | $8,100,000 | – | 7,900,000 | +100.0% | 0.16% | – | |
| KSS | Sell | KOHLS CORP | $7,954,000 | -84.7% | 130,302 | -84.7% | 0.15% | -82.0% |
| New | COBALT INTL ENERGY INCnote 2.625%12/0 | $7,857,000 | – | 12,500,000 | +100.0% | 0.15% | – | |
| EPU | ISHARES TRmsci peru cap | $7,618,000 | -6.7% | 238,369 | 0.0% | 0.15% | +9.7% | |
| IAG | New | IAMGOLD CORPcall | $7,548,000 | – | 2,795,600 | +100.0% | 0.14% | – |
| AMZN | Sell | AMAZON COM INCput | $7,169,000 | -83.3% | 23,100 | -82.7% | 0.14% | -80.3% |
| AVP | New | AVON PRODS INCput | $7,118,000 | – | 758,000 | +100.0% | 0.14% | – |
| LEN | New | LENNAR CORPput | $6,946,000 | – | 155,000 | +100.0% | 0.13% | – |
| C | Buy | CITIGROUP INCcall | $6,856,000 | +163.0% | 126,700 | +151.9% | 0.13% | +207.0% |
| BIOS | Buy | BIOSCRIP INCput | $6,777,000 | +50.8% | 969,500 | +49.1% | 0.13% | +78.1% |
| New | ICONIX BRAND GROUP INCnote 1.500% 3/1 | $6,708,000 | – | 5,644,000 | +100.0% | 0.13% | – | |
| BLVD | Sell | BOULEVARD ACQUISITION CORP | $6,661,000 | -1.9% | 686,700 | -1.9% | 0.13% | +15.3% |
| MSFT | Buy | MICROSOFT CORPput | $6,494,000 | +181.2% | 139,800 | +180.7% | 0.12% | +228.9% |
| AMZN | Sell | AMAZON COM INC | $6,366,000 | -84.3% | 20,512 | -83.7% | 0.12% | -81.4% |
| CAT | Buy | CATERPILLAR INC DEL | $6,401,000 | +17200.0% | 69,934 | +18401.1% | 0.12% | +12200.0% |
| ROIQ | Sell | ROI ACQUISITION CORP II | $6,316,000 | -2.1% | 642,555 | -1.9% | 0.12% | +15.1% |
| F | Sell | FORD MTR CO DEL | $6,310,000 | -20.7% | 407,128 | -24.3% | 0.12% | -6.9% |
| BBY | New | BEST BUY INCput | $6,237,000 | – | 160,000 | +100.0% | 0.12% | – |
| GS | New | GOLDMAN SACHS GROUP INCcall | $6,183,000 | – | 31,900 | +100.0% | 0.12% | – |
| THC | New | TENET HEALTHCARE CORP | $6,185,000 | – | 122,063 | +100.0% | 0.12% | – |
| HLF | Sell | HERBALIFE LTD | $6,026,000 | -55.9% | 159,838 | -48.9% | 0.12% | -48.2% |
| AUQ | New | AURICO GOLD INCput | $6,016,000 | – | 1,562,500 | +100.0% | 0.12% | – |
| OI | Buy | OWENS ILL INC | $5,968,000 | +79.2% | 221,126 | +73.0% | 0.12% | +113.0% |
| CACG | Sell | CHART ACQUISITION CORP | $5,967,000 | -2.2% | 603,315 | -1.9% | 0.12% | +15.0% |
| PCLN | Buy | PRICELINE COM INCput | $5,815,000 | +39.4% | 5,100 | +41.7% | 0.11% | +64.7% |
| HCP | Sell | HCP INCput | $5,565,000 | -44.6% | 126,400 | -50.0% | 0.11% | -34.8% |
| CMG | CHIPOTLE MEXICAN GRILL INCcall | $5,476,000 | +2.7% | 8,000 | 0.0% | 0.10% | +20.7% | |
| C | Buy | CITIGROUP INCput | $5,454,000 | +92.8% | 100,800 | +84.6% | 0.10% | +128.3% |
| New | VECTOR GROUP LTDnote 1.750% 4/1 | $5,225,000 | – | 4,900,000 | +100.0% | 0.10% | – | |
| VTR | Sell | VENTAS INCput | $5,145,000 | -51.8% | 86,200 | -50.0% | 0.10% | -43.4% |
| LB | Buy | L BRANDS INCput | $4,881,000 | +97.0% | 56,400 | +52.4% | 0.09% | +129.3% |
| New | ALERE INCnote 3.000% 5/1 | $4,706,000 | – | 4,500,000 | +100.0% | 0.09% | – | |
| PCLN | Buy | PRICELINE COM INCcall | $4,675,000 | +12.1% | 4,100 | +13.9% | 0.09% | +32.4% |
| GT | Sell | GOODYEAR TIRE & RUBR CO | $4,511,000 | -76.5% | 157,906 | -81.4% | 0.09% | -72.3% |
| ORIG | Sell | OCEAN RIG UDW INC | $4,488,000 | -84.8% | 483,644 | -73.5% | 0.09% | -82.2% |
| VALEP | New | VALE S Aadr repstg pfd | $4,494,000 | – | 619,000 | +100.0% | 0.09% | – |
| GPS | Sell | GAP INC DEL | $4,493,000 | +0.1% | 106,686 | -0.9% | 0.09% | +17.8% |
| KBH | Sell | KB HOME | $4,331,000 | -3.0% | 261,701 | -12.4% | 0.08% | +13.7% |
| GOOG | GOOGLE INCcall | $4,001,000 | -8.8% | 7,600 | 0.0% | 0.08% | +6.9% | |
| GDEF | Sell | GLOBAL DEFENSE & NATL SEC SY | $3,836,000 | -2.2% | 372,780 | -1.9% | 0.07% | +15.6% |
| WFTIQ | Sell | WEATHERFORD INTL PLC | $3,661,000 | -68.2% | 319,716 | -42.3% | 0.07% | -63.0% |
| MIK | New | MICHAELS COS INC | $3,546,000 | – | 143,369 | +100.0% | 0.07% | – |
| CEF | CENTRAL FD CDA LTDcl a | $3,474,000 | -5.9% | 300,000 | 0.0% | 0.07% | +11.7% | |
| RY | New | ROYAL BK CDA MONTREAL QUE | $3,454,000 | – | 50,000 | +100.0% | 0.07% | – |
| CTXS | Sell | CITRIX SYS INC | $3,324,000 | -39.3% | 52,098 | -32.2% | 0.06% | -28.9% |
| BA | New | BOEING COput | $3,288,000 | – | 25,300 | +100.0% | 0.06% | – |
| BMRN | Sell | BIOMARIN PHARMACEUTICAL INC | $3,254,000 | -25.8% | 36,000 | -40.8% | 0.06% | -12.5% |
| ITUB | Sell | ITAU UNIBANCO HLDG SAspon adr rep pfd | $2,939,000 | -78.5% | 225,892 | -77.1% | 0.06% | -74.6% |
| ARW | New | ARROW ELECTRS INC | $2,922,000 | – | 50,471 | +100.0% | 0.06% | – |
| BA | New | BOEING COcall | $2,756,000 | – | 21,200 | +100.0% | 0.05% | – |
| EMN | Sell | EASTMAN CHEM CO | $2,669,000 | -28.7% | 35,184 | -24.0% | 0.05% | -16.4% |
| UFS | Sell | DOMTAR CORP | $2,472,000 | -8.8% | 61,458 | -20.3% | 0.05% | +9.1% |
| MDC | New | M D C HLDGS INC | $2,451,000 | – | 92,600 | +100.0% | 0.05% | – |
| UTG | REAVES UTIL INCOME FD | $2,447,000 | +13.2% | 74,488 | 0.0% | 0.05% | +34.3% | |
| YNDX | YANDEX N V | $2,398,000 | -35.4% | 133,500 | 0.0% | 0.05% | -24.6% | |
| MIC | New | MACQUARIE INFRASTR CO LLCmembership int | $2,346,000 | – | 33,000 | +100.0% | 0.04% | – |
| KMIWS | New | KINDER MORGAN INC DEL*w exp 05/25/201 | $2,130,000 | – | 500,000 | +100.0% | 0.04% | – |
| BYD | Sell | BOYD GAMING CORP | $2,064,000 | -4.0% | 161,511 | -23.7% | 0.04% | +14.3% |
| KODKWS | EASTMAN KODAK CO*w exp 09/03/201 | $1,788,000 | +1.1% | 235,254 | 0.0% | 0.03% | +17.2% | |
| XME | SPDR SERIES TRUSTput | $1,602,000 | -16.1% | 51,900 | 0.0% | 0.03% | 0.0% | |
| New | ENERGY XXI BERMUDA LTDnote 3.000%12/1 | $1,532,000 | – | 5,000,000 | +100.0% | 0.03% | – | |
| KODKWSA | EASTMAN KODAK CO*w exp 09/03/201 | $1,459,000 | -6.4% | 235,254 | 0.0% | 0.03% | +12.0% | |
| XME | Buy | SPDR SERIES TRUSTs&p metals mng | $1,458,000 | +53.5% | 47,259 | +82.9% | 0.03% | +75.0% |
| FCX | Sell | FREEPORT-MCMORAN COPPER & GOput | $1,367,000 | -95.3% | 71,400 | -91.9% | 0.03% | -94.5% |
| IBM | INTERNATIONAL BUSINESS MACHSput | $1,284,000 | -15.5% | 8,000 | 0.0% | 0.02% | 0.0% | |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS | $1,284,000 | +399.6% | 8,000 | +490.0% | 0.02% | +525.0% |
| HCI | Sell | HCI GROUP INC | $1,210,000 | -56.3% | 27,992 | -63.6% | 0.02% | -48.9% |
| EWJ | Sell | ISHARES INCmsci japan | $1,109,000 | -96.5% | 98,624 | -96.3% | 0.02% | -95.9% |
| AES | Sell | AES CORP | $1,030,000 | -67.3% | 74,803 | -66.3% | 0.02% | -61.5% |
| XLE | New | SELECT SECTOR SPDR TRsbi int-energy | $1,031,000 | – | 13,018 | +100.0% | 0.02% | – |
| PCLN | Buy | PRICELINE COM INC | $1,002,000 | +735.0% | 879 | +745.2% | 0.02% | +850.0% |
| BGR | Sell | BLACKROCK ENERGY & RES TR | $916,000 | -31.3% | 45,931 | -17.6% | 0.02% | -18.2% |
| DPG | DUFF & PHELPS GLB UTL INC FD | $906,000 | +1.7% | 41,871 | 0.0% | 0.02% | +13.3% | |
| PDT | HANCOCK JOHN PREMUIM DIV FD | $743,000 | +4.5% | 54,056 | 0.0% | 0.01% | +16.7% | |
| JOBS | Buy | 51JOB INC | $614,000 | +12180.0% | 17,114 | +10529.8% | 0.01% | – |
| MGM | Sell | MGM RESORTS INTERNATIONAL | $360,000 | -91.4% | 16,830 | -90.8% | 0.01% | -89.7% |
| CACGW | Sell | CHART ACQUISITION CORP*w exp 12/19/201 | $302,000 | -34.5% | 603,315 | -1.9% | 0.01% | -25.0% |
| HCACW | Sell | HENNESSY CAP ACQUISITION COR*w exp 01/23/201 | $320,000 | -42.3% | 854,451 | -1.9% | 0.01% | -33.3% |
| CLACW | Sell | CAPITOL ACQUISITION CORP II*w exp 05/15/201 | $263,000 | -6.1% | 625,376 | -1.9% | 0.01% | 0.0% |
| BLVDW | Sell | BOULEVARD ACQUISITION CORP*w exp 02/19/201 | $232,000 | -6.8% | 343,350 | -1.9% | 0.00% | 0.0% |
| ROIQW | Sell | ROI ACQUISITION CORP II*w exp 99/99/999 | $168,000 | -20.0% | 642,555 | -1.9% | 0.00% | 0.0% |
| GMWSA | Buy | GENERAL MTRS CO*w exp 07/10/201 | $166,000 | +71.1% | 6,603 | +52.7% | 0.00% | +50.0% |
| LEA | New | LEAR CORP | $84,000 | – | 856 | +100.0% | 0.00% | – |
| GMWSB | Buy | GENERAL MTRS CO*w exp 07/10/201 | $113,000 | +82.3% | 6,603 | +52.7% | 0.00% | +100.0% |
| IEF | ISHARES TRbarclys 7-10 yr | $36,000 | +2.9% | 340 | 0.0% | 0.00% | 0.0% | |
| LQD | New | ISHARES TRiboxx inv cpbd | $29,000 | – | 242 | +100.0% | 0.00% | – |
| XME | SPDR SERIES TRUSTcall | $52,000 | -17.5% | 1,700 | 0.0% | 0.00% | 0.0% | |
| USO | Sell | UNITED STATES OIL FUND LPunits | $51,000 | -98.5% | 2,486 | -97.4% | 0.00% | -98.1% |
| CLACU | Exit | CAPITOL ACQUISITION CORP IIunit 99/99/9999 | $0 | – | -4 | -100.0% | 0.00% | – |
| LF | Exit | LEAPFROG ENTERPRISES INCcl a | $0 | – | -411 | -100.0% | 0.00% | – |
| EFA | Exit | ISHARES TRmsci eafe index | $0 | – | -1 | -100.0% | 0.00% | – |
| NRG | Exit | NRG ENERGY INC | $0 | – | -2,252 | -100.0% | -0.00% | – |
| SSEIQ | Exit | SEVENTY SEVEN ENERGY INC | $0 | – | -2,161 | -100.0% | -0.00% | – |
| CLDT | Exit | CHATHAM LODGING TR | $0 | – | -1,927 | -100.0% | -0.00% | – |
| IAG | Exit | IAMGOLD CORP | $0 | – | -12,300 | -100.0% | -0.00% | – |
| MCPIQ | Exit | MOLYCORP INC DEL | $0 | – | -39,382 | -100.0% | -0.00% | – |
| SPPI | Exit | SPECTRUM PHARMACEUTICALS INC | $0 | – | -11,721 | -100.0% | -0.00% | – |
| MCR | Exit | MFS CHARTER INCOME TRsh ben int | $0 | – | -12,919 | -100.0% | -0.00% | – |
| LXK | Exit | LEXMARK INTL NEWcl a | $0 | – | -3,420 | -100.0% | -0.00% | – |
| LPNT | Exit | LIFEPOINT HOSPITALS INC | $0 | – | -1,422 | -100.0% | -0.00% | – |
| CHK | Exit | CHESAPEAKE ENERGY CORP | $0 | – | -8,079 | -100.0% | -0.00% | – |
| AEGR | Exit | AEGERION PHARMACEUTICALS INC | $0 | – | -13,054 | -100.0% | -0.01% | – |
| ENOC | Exit | ENERNOC INC | $0 | – | -25,714 | -100.0% | -0.01% | – |
| GOOG | Exit | GOOGLE INCcl c | $0 | – | -1,102 | -100.0% | -0.01% | – |
| JNK | Exit | SPDR SERIES TRUSTbrc hgh yld bd | $0 | – | -18,767 | -100.0% | -0.01% | – |
| MUR | Exit | MURPHY OIL CORP | $0 | – | -16,741 | -100.0% | -0.02% | – |
| CRM | Exit | SALESFORCE COM INC | $0 | – | -18,975 | -100.0% | -0.02% | – |
| MIN | Exit | MFS INTER INCOME TRsh ben int | $0 | – | -233,935 | -100.0% | -0.02% | – |
| EAGLW | Exit | SILVER EAGLE ACQUISITION COR*w exp 07/26/202 | $0 | – | -1,970,000 | -100.0% | -0.02% | – |
| HOV | Exit | HOVNANIAN ENTERPRISES INCcl a | $0 | – | -388,140 | -100.0% | -0.02% | – |
| NBL | Exit | NOBLE ENERGY INC | $0 | – | -21,856 | -100.0% | -0.02% | – |
| VXX | Exit | BARCLAYS BK PLCipath s&p500 vix | $0 | – | -46,968 | -100.0% | -0.02% | – |
| IBM | Exit | INTERNATIONAL BUSINESS MACHScall | $0 | – | -8,000 | -100.0% | -0.02% | – |
| AAPL | Exit | APPLE INC | $0 | – | -15,278 | -100.0% | -0.02% | – |
| BC | Exit | BRUNSWICK CORP | $0 | – | -40,485 | -100.0% | -0.03% | – |
| ETR | Exit | ENTERGY CORP NEW | $0 | – | -25,470 | -100.0% | -0.03% | – |
| SNDK | Exit | SANDISK CORP | $0 | – | -20,296 | -100.0% | -0.03% | – |
| HOSSQ | Exit | HORNBECK OFFSHORE SVCS INC N | $0 | – | -62,700 | -100.0% | -0.03% | – |
| DWA | Exit | DREAMWORKS ANIMATION SKG INCcl a | $0 | – | -94,723 | -100.0% | -0.04% | – |
| AMZN | Exit | AMAZON COM INCcall | $0 | – | -7,900 | -100.0% | -0.04% | – |
| XLF | Exit | SELECT SECTOR SPDR TRsbi int-finl | $0 | – | -116,362 | -100.0% | -0.04% | – |
| ILMN | Exit | ILLUMINA INC | $0 | – | -17,700 | -100.0% | -0.05% | – |
| VTGDF | Exit | VANTAGE DRILLING COMPANY | $0 | – | -2,329,516 | -100.0% | -0.05% | – |
| AMD | Exit | ADVANCED MICRO DEVICES INC | $0 | – | -858,369 | -100.0% | -0.05% | – |
| SLB | Exit | SCHLUMBERGER LTD | $0 | – | -29,169 | -100.0% | -0.05% | – |
| HAL | Exit | HALLIBURTON CO | $0 | – | -46,500 | -100.0% | -0.05% | – |
| WIW | Exit | WESTERN ASSET CLYM INFL OPP | $0 | – | -258,844 | -100.0% | -0.05% | – |
| MTOR | Exit | MERITOR INC | $0 | – | -297,532 | -100.0% | -0.05% | – |
| PLD | Exit | PROLOGIS INC | $0 | – | -100,700 | -100.0% | -0.06% | – |
| SBAC | Exit | SBA COMMUNICATIONS CORP | $0 | – | -37,628 | -100.0% | -0.07% | – |
| DHI | Exit | D R HORTON INC | $0 | – | -207,095 | -100.0% | -0.07% | – |
| EXXIQ | Exit | ENERGY XXI (BERMUDA) LTD | $0 | – | -383,973 | -100.0% | -0.07% | – |
| NBR | Exit | NABORS INDUSTRIES LTD | $0 | – | -193,548 | -100.0% | -0.07% | – |
| WHR | Exit | WHIRLPOOL CORP | $0 | – | -31,084 | -100.0% | -0.07% | – |
| XLY | Exit | SELECT SECTOR SPDR TRsbi cons discr | $0 | – | -69,578 | -100.0% | -0.08% | – |
| GPI | Exit | GROUP 1 AUTOMOTIVE INC | $0 | – | -68,194 | -100.0% | -0.08% | – |
| Exit | AK STL CORPnote 5.000%11/1 | $0 | – | -3,000,000 | -100.0% | -0.08% | – | |
| NYLD | Exit | NRG YIELD INC | $0 | – | -151,248 | -100.0% | -0.12% | – |
| MTCN | Exit | ARCELORMITTAL SA LUXEMBOURGmand cv nt 16 | $0 | – | -350,000 | -100.0% | -0.12% | – |
| MET | Exit | METLIFE INC | $0 | – | -146,965 | -100.0% | -0.13% | – |
| Exit | ARES CAP CORPnote 5.750% 2/0 | $0 | – | -7,500,000 | -100.0% | -0.13% | – | |
| CMG | Exit | CHIPOTLE MEXICAN GRILL INC | $0 | – | -13,061 | -100.0% | -0.14% | – |
| SWY | Exit | SAFEWAY INCput | $0 | – | -264,000 | -100.0% | -0.15% | – |
| Exit | BLACKSTONE MTG TR INCnote 5.250%12/0 | $0 | – | -9,000,000 | -100.0% | -0.16% | – | |
| Exit | AUXILIUM PHARMACEUTICALS INCnote 1.500% 7/1 | $0 | – | -7,500,000 | -100.0% | -0.16% | – | |
| Exit | COLONY FINL INCnote 3.875% 1/1 | $0 | – | -10,000,000 | -100.0% | -0.16% | – | |
| FXI | Exit | ISHARES TRcall | $0 | – | -260,000 | -100.0% | -0.17% | – |
| FXI | Exit | ISHARES TRput | $0 | – | -260,000 | -100.0% | -0.17% | – |
| TRW | Exit | TRW AUTOMOTIVE HLDGS CORP | $0 | – | -105,000 | -100.0% | -0.17% | – |
| FB | Exit | FACEBOOK INCcl a | $0 | – | -139,400 | -100.0% | -0.18% | – |
| CMG | Exit | CHIPOTLE MEXICAN GRILL INCput | $0 | – | -16,800 | -100.0% | -0.18% | – |
| LNC | Exit | LINCOLN NATL CORP IND | $0 | – | -216,750 | -100.0% | -0.19% | – |
| C | Exit | CITIGROUP INC | $0 | – | -236,229 | -100.0% | -0.20% | – |
| Exit | BRISTOL MYERS SQUIBB COdbcv 9/1 | $0 | – | -10,000,000 | -100.0% | -0.21% | – | |
| CSCO | Exit | CISCO SYS INCcall | $0 | – | -550,000 | -100.0% | -0.23% | – |
| DAN | Exit | DANA HLDG CORP | $0 | – | -743,772 | -100.0% | -0.23% | – |
| CSCO | Exit | CISCO SYS INCput | $0 | – | -596,100 | -100.0% | -0.24% | – |
| KGC | Exit | KINROSS GOLD CORPcall | $0 | – | -4,578,400 | -100.0% | -0.25% | – |
| MSFT | Exit | MICROSOFT CORP | $0 | – | -407,501 | -100.0% | -0.31% | – |
| 4100PS | Exit | SILVER EAGLE ACQUISITION COR | $0 | – | -1,970,000 | -100.0% | -0.32% | – |
| EWZ | Exit | ISHARES INCmsci brazil | $0 | – | -458,088 | -100.0% | -0.33% | – |
| HES | Exit | HESS CORP | $0 | – | -223,655 | -100.0% | -0.34% | – |
| AAPRB | Exit | ALCOA INC | $0 | – | -450,000 | -100.0% | -0.37% | – |
| SPY | Exit | SPDR S&P 500 ETF TRtr unit | $0 | – | -118,286 | -100.0% | -0.38% | – |
| BABA | Exit | ALIBABA GROUP HLDG LTDsponsored ads | $0 | – | -303,031 | -100.0% | -0.44% | – |
| Exit | UNITED THERAPEUTICS CORP DELnote 1.000% 9/1 | $0 | – | -10,000,000 | -100.0% | -0.44% | – | |
| Exit | OMNICARE INCnote 3.750% 4/0 | $0 | – | -25,000,000 | -100.0% | -0.65% | – | |
| CPA | Exit | COPA HOLDINGS SAcl a | $0 | – | -385,323 | -100.0% | -0.68% | – |
| MLU | Exit | METLIFE INCunit 99/99/9999 | $0 | – | -1,413,655 | -100.0% | -0.71% | – |
| TRGP | Exit | TARGA RES CORP | $0 | – | -425,908 | -100.0% | -0.95% | – |
| TSO | Exit | TESORO CORP | $0 | – | -1,058,051 | -100.0% | -1.06% | – |
| AA | Exit | ALCOA INC | $0 | – | -5,199,786 | -100.0% | -1.37% | – |
| EWZ | Exit | ISHARES INCput | $0 | – | -2,344,000 | -100.0% | -1.67% | – |
| CNW | Exit | CON-WAY INC | $0 | – | -2,674,570 | -100.0% | -2.08% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2015-02-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| VALERO ENERGY CORP NEW COM | 23 | Q1 2019 | 3.6% |
| GENERAL MTRS CO COM | 22 | Q1 2019 | 4.0% |
| AVNET INC | 22 | Q1 2019 | 0.3% |
| MICROSOFT CORP | 22 | Q1 2019 | 0.5% |
| BEST BUY INC COM | 21 | Q1 2019 | 1.7% |
| FORD MTR CO DEL | 21 | Q1 2019 | 0.3% |
| NRG ENERGY INC NEW | 20 | Q4 2018 | 3.0% |
| ELECTRONIC ARTS INC COM | 20 | Q1 2019 | 1.6% |
| NEW GOLD INC CDA | 20 | Q3 2019 | 0.8% |
| PULTE GROUP INC COM | 20 | Q1 2019 | 0.8% |
View Assured Investment Management LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Weatherford International plc | February 16, 2021 | 698,618 | 1.0% |
| SAExploration Holdings, Inc.Sold out | December 22, 2020 | 0 | 0.0% |
| AdaptHealth Corp. | November 19, 2020 | 1,915,934 | 2.6% |
| KEY ENERGY SERVICES INC | March 16, 2020 | 4,135,114 | 30.0% |
| International Seaways, Inc. | April 11, 2019 | 1,233,514 | 4.2% |
| Solaris Oilfield Infrastructure, Inc. | April 05, 2019 | 1,554,026 | 5.0% |
| OVERSEAS SHIPHOLDING GROUP INCSold out | March 15, 2019 | 0 | 0.0% |
| Changyou.com LtdSold out | February 14, 2019 | 0 | 0.0% |
| HANGER, INC. | February 14, 2019 | 1,796,968 | 4.9% |
| TEEKAY TANKERS LTD.Sold out | February 14, 2019 | 0 | 0.0% |
View Assured Investment Management LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13G/A | 2021-02-16 |
| 4 | 2020-12-23 |
| SC 13D/A | 2020-12-22 |
| 4 | 2020-12-15 |
| 4 | 2020-12-11 |
| 4 | 2020-11-19 |
| SC 13D/A | 2020-11-19 |
| SC 13D/A | 2020-11-16 |
| 13F-HR | 2020-11-13 |
| 4 | 2020-11-13 |
View Assured Investment Management LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.