$53.1 Million is the total value of BANTA ASSET MANAGEMENT LP's 34 reported holdings in Q4 2014. The portfolio turnover from Q3 2014 to Q4 2014 was 35.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| PFF | Buy | ISHARES TR US PFD STK IDXpreferred stocks | $6,987,000 | +1.9% | 177,154 | +2.6% | 13.15% | -12.6% |
| CTY | Buy | QWEST CORP NTpreferred stocks | $3,145,000 | +3.3% | 130,508 | +2.1% | 5.92% | -11.4% |
| PBIPRB | Sell | PITNEY BOWES NT 6.7%preferred stocks | $3,040,000 | +2.9% | 114,041 | -0.7% | 5.72% | -11.8% |
| MHNC | Sell | MAIDEN HLDGS NORTH AMER LTD GTpreferred stocks | $2,740,000 | +1.9% | 103,150 | -0.7% | 5.16% | -12.7% |
| FRCPRBCL | FIRST REP BK SAN FRANCISCO CDEpreferred stocks | $2,237,000 | +0.1% | 87,975 | 0.0% | 4.21% | -14.1% | |
| BOCACL | Buy | BANC CALIF INC SR NTpreferred stocks | $2,165,000 | +3.2% | 83,966 | +4.1% | 4.08% | -11.5% |
| ETN | Buy | EATON CORP PLC SHS | $2,048,000 | +47.2% | 30,130 | +51.3% | 3.86% | +26.2% |
| HYH | New | HALYARD HEALTH INC COM | $2,037,000 | – | 44,800 | +100.0% | 3.84% | – |
| AAPL | Buy | APPLE COMPUTER INC | $1,960,000 | +799.1% | 17,753 | +705.5% | 3.69% | +670.4% |
| TEX | New | TEREX CORP NEW | $1,942,000 | – | 69,660 | +100.0% | 3.66% | – |
| BANC | Sell | BANC CALIF INC COM | $1,938,000 | -5.6% | 168,941 | -0.7% | 3.65% | -19.1% |
| FCX | Buy | FREEPORT MCMORAN COPPER&GOLDCL | $1,918,000 | +16.8% | 82,105 | +76.5% | 3.61% | +0.2% |
| COP | New | CONOCOPHILLIPS | $1,812,000 | – | 26,235 | +100.0% | 3.41% | – |
| BWA | New | BORGWARNER INC COM | $1,791,000 | – | 32,600 | +100.0% | 3.37% | – |
| DNOW | Buy | NOW INC COM | $1,710,000 | +12.7% | 66,465 | +43.8% | 3.22% | -3.4% |
| METPRBCL | Sell | METLIFE INC PFD B 6.50preferred stocks | $1,635,000 | +0.5% | 63,366 | -0.9% | 3.08% | -13.8% |
| PM | Buy | PHILIP MORRIS INTL INC | $1,361,000 | -3.9% | 16,706 | +0.8% | 2.56% | -17.6% |
| T | Buy | A T & T INC (NEW) | $1,350,000 | -2.9% | 40,185 | +1.1% | 2.54% | -16.7% |
| QCOM | New | QUALCOMM INC | $1,294,000 | – | 17,415 | +100.0% | 2.44% | – |
| CFCPRBCL | Sell | COUNTRYWIDE CAP V GTD CAP SECpreferred stocks | $1,199,000 | -0.3% | 46,566 | -1.4% | 2.26% | -14.5% |
| ABRPRC | Buy | ARBOR RLTY TR INC CUM RED PFDpreferred stocks | $1,171,000 | +6.5% | 46,300 | +6.2% | 2.20% | -8.7% |
| ENHPRBCL | ENDURANCE SPECIALTY HLDGS LTPFpreferred stocks | $1,077,000 | -0.3% | 41,076 | 0.0% | 2.03% | -14.5% | |
| HYLCL | Sell | CORTS TR II GOLDMAN SACHS CATRpreferred stocks | $976,000 | +0.6% | 38,316 | -1.0% | 1.84% | -13.8% |
| KN | Sell | KNOWLES CORP COM | $822,000 | -41.4% | 34,905 | -20.1% | 1.55% | -49.7% |
| PG | PROCTER & GAMBLE COMPANY | $809,000 | +9.9% | 8,881 | 0.0% | 1.52% | -5.8% | |
| RFTTQ | Buy | RAIT FINANCIAL TRUST SR NT 7.6preferred stocks | $803,000 | +3.2% | 34,400 | +9.9% | 1.51% | -11.5% |
| NMPRG | Buy | NAVIOS MARITIME HLDGS INC SPN | $606,000 | -11.7% | 31,900 | +19.0% | 1.14% | -24.2% |
| RYAM | Sell | RAYONIER ADVANCED MATLS INC CO | $602,000 | -67.0% | 26,990 | -51.0% | 1.13% | -71.7% |
| MDR | New | MCDERMOTT INTL INC | $515,000 | – | 177,120 | +100.0% | 0.97% | – |
| MERPRPCL | MERRILL LYNCH CAP TR III PFD Gpreferred stocks | $421,000 | -0.2% | 16,200 | 0.0% | 0.79% | -14.4% | |
| MERPRMCL | MERRILL LYNCH CAP TR II PFD GDpreferred stocks | $308,000 | -1.0% | 12,185 | 0.0% | 0.58% | -15.1% | |
| Sell | FIRST REPUBLIC B 7.000% 00/00/preferred stocks | $277,000 | -1.1% | 10,066 | -1.9% | 0.52% | -15.3% | |
| MMM | New | 3M CO | $217,000 | – | 1,321 | +100.0% | 0.41% | – |
| UTX | Sell | UNITED TECHNOLOGIES CORP | $209,000 | -1.4% | 1,820 | -6.4% | 0.39% | -15.5% |
| Exit | WELLS FARGO FDS TR SHTRM MUN Imutual funds | $0 | – | -20,549 | -100.0% | -0.45% | – | |
| XOM | Exit | EXXON MOBIL CORP | $0 | – | -2,080 | -100.0% | -0.45% | – |
| CVEO | Exit | CIVEO CORP COM | $0 | – | -55,805 | -100.0% | -3.08% | – |
| Exit | CLIFFS NAT RES INC DEP1/40TH Ppreferred stocks | $0 | – | -110,795 | -100.0% | -3.51% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2015-01-16
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR US PFD STK IDX | 22 | Q3 2023 | 20.5% |
| APPLE INC | 17 | Q3 2023 | 10.5% |
| VERITONE INC | 12 | Q3 2023 | 47.2% |
| VANGUARD INDEX FDS | 12 | Q3 2023 | 26.1% |
| ISHARES TR | 12 | Q3 2023 | 6.8% |
| SPDR S&P 500 ETF TR | 12 | Q3 2023 | 1.9% |
| SPDR DOW JONES INDL AVERAGE | 12 | Q3 2023 | 1.5% |
| MICROSOFT CORP | 12 | Q3 2023 | 0.8% |
| INVESCO QQQ TR | 11 | Q3 2023 | 28.1% |
| INVESCO EXCH TRD SLF IDX FD | 11 | Q3 2023 | 5.3% |
View BANTA ASSET MANAGEMENT LP's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-01-11 |
| SC 13G/A | 2024-01-11 |
| 13F-HR | 2023-10-26 |
| 13F-HR | 2023-07-31 |
| 13F-HR | 2023-04-20 |
| 13F-HR | 2023-01-18 |
| SC 13G/A | 2023-01-13 |
| 13F-HR | 2022-10-18 |
| 13F-HR | 2022-10-18 |
| 13F-HR | 2022-04-14 |
View BANTA ASSET MANAGEMENT LP's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.