$926 Million is the total value of Algebris Investments (UK) LLP's 69 reported holdings in Q1 2017. The portfolio turnover from Q4 2016 to Q1 2017 was 90.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IWM | New | ISHARES TRput | $130,606,000 | – | 950,000 | +100.0% | 14.10% | – |
| Buy | ROYAL BK SCOTLAND GROUP PLCnote 8.625%12/3 | $101,304,000 | +7.5% | 96,950,000 | +4.3% | 10.94% | -27.3% | |
| Sell | HSBC HLDGS PLCnote 6.875%12/3 | $62,857,000 | -26.9% | 59,000,000 | -27.5% | 6.79% | -50.5% | |
| XLF | Buy | SELECT SECTOR SPDR TRput | $51,541,000 | +238.4% | 2,172,000 | +231.6% | 5.56% | +129.1% |
| ROYAL BK OF SCOTLAND PLCdebt 7.500%12/3 | $46,202,000 | +4.1% | 46,800,000 | 0.0% | 4.99% | -29.5% | ||
| ROYAL BK OF SCOTLAND PLCnote 8.000%12/3 | $34,146,000 | +3.9% | 34,200,000 | 0.0% | 3.69% | -29.7% | ||
| Sell | ING GROEP N Vdbcv 6.500%12/3 | $29,618,000 | -11.5% | 29,750,000 | -14.4% | 3.20% | -40.1% | |
| Sell | SOCIETE GENERALEdebt 8.250%12/3 | $26,816,000 | -15.9% | 25,590,000 | -16.3% | 2.90% | -43.1% | |
| Buy | PENNYMAC CORPnote 5.375% 5/0 | $26,107,000 | +58.1% | 26,997,000 | +58.8% | 2.82% | +6.9% | |
| WFC | Buy | WELLS FARGO & CO NEW | $25,712,000 | +103.9% | 461,950 | +101.9% | 2.78% | +38.0% |
| Sell | BARCLAYS PLCnote 8.250%12/3 | $25,081,000 | -16.6% | 23,800,000 | -17.4% | 2.71% | -43.5% | |
| C | Buy | CITIGROUP INC | $23,170,000 | +197.5% | 387,323 | +195.6% | 2.50% | +101.4% |
| EEM | Buy | ISHARES TRput | $19,695,000 | +230.9% | 500,000 | +194.1% | 2.13% | +124.0% |
| WFCPRL | Buy | WELLS FARGO & CO NEW*w exp 10/28/201 | $18,957,000 | +298.3% | 15,300 | +282.5% | 2.05% | +169.6% |
| RBSPRSCL | Sell | ROYAL BK SCOTLAND GROUP PLCsp adr pref s | $16,885,000 | -12.1% | 666,080 | -13.1% | 1.82% | -40.5% |
| BX | Buy | BLACKSTONE GROUP L P | $16,816,000 | +73.2% | 566,200 | +57.7% | 1.82% | +17.2% |
| RY | New | ROYAL BK CDA MONTREAL QUEput | $16,584,000 | – | 228,000 | +100.0% | 1.79% | – |
| KRE | New | SPDR SERIES TRUSTcall | $14,881,000 | – | 272,500 | +100.0% | 1.61% | – |
| MET | Buy | METLIFE INC | $13,529,000 | +452.7% | 256,130 | +463.9% | 1.46% | +274.4% |
| CM | Buy | CDN IMPERIAL BK COMM TORONTOput | $12,918,000 | +164.0% | 150,000 | +150.0% | 1.40% | +78.6% |
| DFS | Buy | DISCOVER FINL SVCS | $11,548,000 | +126.3% | 168,850 | +138.5% | 1.25% | +53.2% |
| BARCLAYS PLCnote 6.625%12/3 | $11,482,000 | +6.5% | 11,500,000 | 0.0% | 1.24% | -27.9% | ||
| BAC | Buy | BANK AMER CORPcall | $11,087,000 | +457.4% | 470,000 | +422.2% | 1.20% | +277.6% |
| FITB | Buy | FIFTH THIRD BANCORP | $8,428,000 | +3166.7% | 331,800 | +3362.7% | 0.91% | +2119.5% |
| C | New | CITIGROUP INCcall | $8,016,000 | – | 134,000 | +100.0% | 0.86% | – |
| USMV | New | ISHARES TRput | $7,826,000 | – | 164,000 | +100.0% | 0.84% | – |
| ETFC | New | E TRADE FINANCIAL CORP | $7,760,000 | – | 222,400 | +100.0% | 0.84% | – |
| HBAN | Buy | HUNTINGTON BANCSHARES INC | $7,603,000 | +626.9% | 567,800 | +617.8% | 0.82% | +391.6% |
| New | ENCORE CAP GROUP INCnote 2.875% 3/1 | $7,132,000 | – | 8,000,000 | +100.0% | 0.77% | – | |
| BK | New | BANK NEW YORK MELLON CORP | $6,943,000 | – | 147,000 | +100.0% | 0.75% | – |
| BAC | Sell | BANK AMER CORP | $6,551,000 | -13.0% | 277,688 | -18.5% | 0.71% | -41.2% |
| RF | Buy | REGIONS FINL CORP NEW | $6,152,000 | +2303.1% | 423,400 | +2274.4% | 0.66% | +1519.5% |
| JPM | New | JPMORGAN CHASE & CO | $6,096,000 | – | 69,400 | +100.0% | 0.66% | – |
| PMT | New | PENNYMAC MTG INVT TR | $6,037,000 | – | 225,000 | +100.0% | 0.65% | – |
| CG | Buy | CARLYLE GROUP L P | $5,712,000 | +51.8% | 358,097 | +45.1% | 0.62% | +2.8% |
| MTG | New | MGIC INVT CORP WIS | $5,612,000 | – | 554,000 | +100.0% | 0.61% | – |
| MET | New | METLIFE INCcall | $5,282,000 | – | 100,000 | +100.0% | 0.57% | – |
| JPM | New | JPMORGAN CHASE & COcall | $4,989,000 | – | 56,800 | +100.0% | 0.54% | – |
| KRE | New | SPDR SERIES TRUSTs&p regl bkg | $4,882,000 | – | 89,400 | +100.0% | 0.53% | – |
| MFC | Buy | MANULIFE FINL CORP | $4,463,000 | +8.7% | 251,900 | +9.2% | 0.48% | -26.4% |
| WFC | New | WELLS FARGO & CO NEWcall | $4,453,000 | – | 80,000 | +100.0% | 0.48% | – |
| HIG | New | HARTFORD FINL SVCS GROUP INCcall | $4,326,000 | – | 90,000 | +100.0% | 0.47% | – |
| BRKB | New | BERKSHIRE HATHAWAY INC DELput | $4,167,000 | – | 25,000 | +100.0% | 0.45% | – |
| AB | New | ALLIANCEBERNSTEIN HOLDING LPunit ltd partn | $4,025,000 | – | 176,164 | +100.0% | 0.44% | – |
| COF | Buy | CAPITAL ONE FINL CORP | $4,025,000 | +140.4% | 46,450 | +142.0% | 0.44% | +62.9% |
| ABB | New | ABB LTDcall | $3,978,000 | – | 170,000 | +100.0% | 0.43% | – |
| LM | Sell | LEGG MASON INC | $3,598,000 | -64.4% | 99,650 | -70.5% | 0.39% | -75.9% |
| LNC | Buy | LINCOLN NATL CORP IND | $3,472,000 | +1261.6% | 53,050 | +1279.4% | 0.38% | +814.6% |
| BPOP | New | POPULAR INC | $3,324,000 | – | 81,616 | +100.0% | 0.36% | – |
| KRE | Sell | SPDR SERIES TRUSTput | $3,277,000 | -86.3% | 60,000 | -86.1% | 0.35% | -90.7% |
| STT | Buy | STATE STR CORP | $2,989,000 | +1120.0% | 37,550 | +1089.0% | 0.32% | +728.2% |
| CNS | Sell | COHEN & STEERS INC | $2,614,000 | -5.4% | 65,393 | -20.5% | 0.28% | -36.1% |
| GS | New | GOLDMAN SACHS GROUP INCcall | $2,550,000 | – | 11,100 | +100.0% | 0.28% | – |
| CACC | New | CREDIT ACCEP CORP MICHput | $2,493,000 | – | 12,500 | +100.0% | 0.27% | – |
| ING GROEP N Vdbcv 6.000%12/3 | $2,245,000 | +2.2% | 2,250,000 | 0.0% | 0.24% | -30.9% | ||
| BX | Sell | BLACKSTONE GROUP L Pcall | $2,227,000 | -17.6% | 75,000 | -25.0% | 0.24% | -44.3% |
| SCHW | New | SCHWAB CHARLES CORP NEW | $1,814,000 | – | 44,450 | +100.0% | 0.20% | – |
| AXP | New | AMERICAN EXPRESS CO | $1,820,000 | – | 23,000 | +100.0% | 0.20% | – |
| CG | New | CARLYLE GROUP L Pcall | $1,595,000 | – | 100,000 | +100.0% | 0.17% | – |
| TCF | Buy | TCF FINL CORP | $1,521,000 | -9.7% | 89,350 | +3.9% | 0.16% | -39.0% |
| SPG | New | SIMON PPTY GROUP INC NEW | $1,514,000 | – | 8,800 | +100.0% | 0.16% | – |
| CNO | Sell | CNO FINL GROUP INC | $1,499,000 | -44.5% | 73,100 | -48.2% | 0.16% | -62.4% |
| GS | Sell | GOLDMAN SACHS GROUP INCput | $1,149,000 | -52.0% | 5,000 | -50.0% | 0.12% | -67.5% |
| MA | New | MASTERCARD INCORPORATEDcl a | $1,046,000 | – | 9,300 | +100.0% | 0.11% | – |
| BANC | BANC OF CALIFORNIA INCput | $1,035,000 | +19.4% | 50,000 | 0.0% | 0.11% | -18.8% | |
| V | New | VISA INC | $982,000 | – | 11,050 | +100.0% | 0.11% | – |
| BRKL | New | BROOKLINE BANCORP INC DEL | $563,000 | – | 36,000 | +100.0% | 0.06% | – |
| CBLAQ | New | CBL & ASSOC PPTYS INC | $531,000 | – | 55,700 | +100.0% | 0.06% | – |
| WFBI | New | WASHINGTONFIRST BANKSHARES I | $476,000 | – | 17,000 | +100.0% | 0.05% | – |
| MS | Exit | MORGAN STANLEY | $0 | – | -5,939 | -100.0% | -0.04% | – |
| UNM | Exit | UNUM GROUP | $0 | – | -5,831 | -100.0% | -0.04% | – |
| BBT | Exit | BB&T CORP | $0 | – | -5,491 | -100.0% | -0.04% | – |
| USB | Exit | US BANCORP DEL | $0 | – | -4,958 | -100.0% | -0.04% | – |
| KEY | Exit | KEYCORP NEW | $0 | – | -14,125 | -100.0% | -0.04% | – |
| AFL | Exit | AFLAC INC | $0 | – | -3,662 | -100.0% | -0.04% | – |
| ZION | Exit | ZIONS BANCORPORATION | $0 | – | -6,165 | -100.0% | -0.04% | – |
| MTB | Exit | M & T BK CORP | $0 | – | -1,697 | -100.0% | -0.04% | – |
| GS | Exit | GOLDMAN SACHS GROUP INC | $0 | – | -1,094 | -100.0% | -0.04% | – |
| SWKS | Exit | SKYWORKS SOLUTIONS INCput | $0 | – | -6,500 | -100.0% | -0.08% | – |
| TWTR | Exit | TWITTER INCcall | $0 | – | -37,500 | -100.0% | -0.10% | – |
| LEN | Exit | LENNAR CORPcl a | $0 | – | -16,600 | -100.0% | -0.11% | – |
| VIRT | Exit | VIRTU FINL INCcl a | $0 | – | -49,150 | -100.0% | -0.12% | – |
| AIG | Exit | AMERICAN INTL GROUP INC | $0 | – | -15,000 | -100.0% | -0.16% | – |
| AGNC | Exit | AGNC INVT CORP | $0 | – | -82,000 | -100.0% | -0.24% | – |
| JPC | Exit | NUVEEN PFD INCOME OPPRTNY FD | $0 | – | -162,731 | -100.0% | -0.26% | – |
| IVZ | Exit | INVESCO LTD | $0 | – | -56,400 | -100.0% | -0.27% | – |
| BBVA | Exit | BANCO BILBAO VIZCAYA ARGENTAsponsored adr | $0 | – | -278,000 | -100.0% | -0.30% | – |
| DHI | Exit | D R HORTON INC | $0 | – | -73,350 | -100.0% | -0.32% | – |
| CMA | Exit | COMERICA INCput | $0 | – | -30,000 | -100.0% | -0.33% | – |
| SC | Exit | SANTANDER CONSUMER USA HDG I | $0 | – | -169,400 | -100.0% | -0.36% | – |
| AF | Exit | ASTORIA FINL CORP | $0 | – | -139,200 | -100.0% | -0.41% | – |
| ALLY | Exit | ALLY FINL INC | $0 | – | -136,450 | -100.0% | -0.41% | – |
| OAK | Exit | OAKTREE CAP GROUP LLCunit cl a | $0 | – | -78,800 | -100.0% | -0.47% | – |
| AMG | Exit | AFFILIATED MANAGERS GROUP | $0 | – | -20,300 | -100.0% | -0.47% | – |
| PRU | Exit | PRUDENTIAL FINL INC | $0 | – | -32,794 | -100.0% | -0.54% | – |
| APO | Exit | APOLLO GLOBAL MGMT LLC | $0 | – | -206,640 | -100.0% | -0.64% | – |
| GLD | Exit | SPDR GOLD TRUSTcall | $0 | – | -36,500 | -100.0% | -0.64% | – |
| KKR | Exit | KKR & CO L P DEL | $0 | – | -271,550 | -100.0% | -0.67% | – |
| VOYA | Exit | VOYA FINL INC | $0 | – | -127,650 | -100.0% | -0.80% | – |
| FIG | Exit | FORTRESS INVESTMENT GROUP LLcl a | $0 | – | -1,055,297 | -100.0% | -0.82% | – |
| XLP | Exit | SELECT SECTOR SPDR TRput | $0 | – | -100,000 | -100.0% | -0.82% | – |
| AMP | Exit | AMERIPRISE FINL INC | $0 | – | -62,881 | -100.0% | -1.11% | – |
| EEM | Exit | ISHARES TRcall | $0 | – | -590,000 | -100.0% | -3.30% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-05-11
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| METLIFE INC | 16 | Q1 2017 | 7.7% |
| CITIGROUP INC | 16 | Q1 2017 | 8.6% |
| CARLYLE GROUP L P | 16 | Q1 2017 | 8.6% |
| ROYAL BK SCOTLAND GROUP PLC | 16 | Q1 2017 | 6.7% |
| CAPITAL ONE FINL CORP | 16 | Q1 2017 | 1.5% |
| PRUDENTIAL FINL INC | 15 | Q4 2016 | 7.6% |
| JPMORGAN CHASE & CO | 15 | Q1 2017 | 7.1% |
| KKR & CO L P DEL | 15 | Q4 2016 | 6.5% |
| BLACKSTONE GROUP L P | 15 | Q1 2017 | 2.4% |
| BANK OF AMERICA CORPORATION | 14 | Q1 2017 | 4.7% |
View Algebris Investments (UK) LLP's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| WEBSTER FINANCIAL CORP | January 27, 2010 | 1,634,000 | 2.1% |
View Algebris Investments (UK) LLP's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2018-02-09 |
| 13F-HR | 2017-11-13 |
| 13F-HR | 2017-08-04 |
| 13F-HR | 2017-05-11 |
| 13F-HR | 2017-02-10 |
| 13F-HR | 2016-11-14 |
| 13F-HR | 2016-08-15 |
| 13F-HR | 2016-05-12 |
| 13F-HR | 2016-02-11 |
| 13F-HR | 2015-11-20 |
View Algebris Investments (UK) LLP's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.