$22.2 Billion is the total value of CAPSTONE INVESTMENT ADVISORS, LLC's 2081 reported holdings in Q3 2023. The portfolio turnover from Q2 2023 to Q3 2023 was 0.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| INSIGHT ENTERPRISES INCnote 0.750% 2/1 | $96,667,560 | -0.6% | 45,320,000 | 0.0% | 0.44% | -9.4% | ||
| KBR INCnote 2.500%11/0 | $57,621,212 | -8.2% | 24,478,000 | 0.0% | 0.26% | -16.5% | ||
| ZILLOW GROUP INCnote 0.750% 9/0 | $44,649,893 | -5.5% | 38,146,000 | 0.0% | 0.20% | -13.7% | ||
| ENCORE CAP GROUP INCnote 3.250%10/0 | $43,635,032 | -1.2% | 33,424,000 | 0.0% | 0.20% | -10.1% | ||
| ZSCALER INCnote 0.125% 7/0 | $42,451,200 | +3.0% | 35,200,000 | 0.0% | 0.19% | -6.4% | ||
| IRONWOOD PHARMACEUTICALS INCnote 0.750% 6/1 | $39,922,620 | -1.7% | 40,200,000 | 0.0% | 0.18% | -10.4% | ||
| LIVENT CORPnote 4.125% 7/1 | $36,848,383 | -32.3% | 16,973,000 | 0.0% | 0.17% | -38.3% | ||
| NATIONAL VISION HLDGS INCnote 2.500% 5/1 | $31,074,540 | -8.0% | 32,235,000 | 0.0% | 0.14% | -16.2% | ||
| PERMIAN RESOURCES CORPnote 3.250% 4/0 | $29,649,094 | +22.9% | 12,507,000 | 0.0% | 0.13% | +11.8% | ||
| PROGRESS SOFTWARE CORPnote 1.000% 4/1 | $25,850,000 | -6.0% | 25,000,000 | 0.0% | 0.12% | -14.7% | ||
| CYTOKINETICS INCnote 4.000%11/1 | $23,092,788 | -9.2% | 8,020,000 | 0.0% | 0.10% | -17.5% | ||
| VARONIS SYS INCnote 1.250% 8/1 | $20,789,079 | +5.5% | 17,723,000 | 0.0% | 0.09% | -3.1% | ||
| MGP INGREDIENTS INC NEWnote 1.875%11/1 | $19,096,000 | -0.4% | 15,500,000 | 0.0% | 0.09% | -9.5% | ||
| BILL HOLDINGS INCnote 12/0 | $18,577,940 | -3.9% | 18,394,000 | 0.0% | 0.08% | -11.6% | ||
| CYBERARK SOFTWARE LTDnote 11/1 | $18,340,588 | +1.8% | 15,845,000 | 0.0% | 0.08% | -6.7% | ||
| MESA LABS INCnote 1.375% 8/1 | $18,501,250 | +0.6% | 20,500,000 | 0.0% | 0.08% | -8.8% | ||
| MANNKIND CORPnote 2.500% 3/0 | $15,815,625 | -1.5% | 15,000,000 | 0.0% | 0.07% | -10.1% | ||
| ATI INCnote 3.500% 6/1 | $15,237,398 | -7.1% | 5,655,000 | 0.0% | 0.07% | -14.8% | ||
| WAYFAIR INCnote 1.000% 8/1 | $15,085,473 | -0.6% | 18,341,000 | 0.0% | 0.07% | -9.3% | ||
| IONIS PHARMACEUTICALS INCnote 4/0 | $15,164,175 | +3.5% | 15,450,000 | 0.0% | 0.07% | -5.6% | ||
| BLOOM ENERGY CORPnote 2.500% 8/1 | $13,553,200 | -10.8% | 12,400,000 | 0.0% | 0.06% | -18.7% | ||
| HUBSPOT INCnote 0.375% 6/0 | $13,383,750 | -6.7% | 7,500,000 | 0.0% | 0.06% | -15.5% | ||
| HARMONIC INCdbcv 2.000% 9/0 | $12,973,750 | -36.0% | 10,700,000 | 0.0% | 0.06% | -42.0% | ||
| PERFICIENT INCnote 1.250% 8/0 | $12,558,772 | -25.7% | 10,043,000 | 0.0% | 0.06% | -31.3% | ||
| COHERUS BIOSCIENCES INCnote 1.500% 4/1 | $12,677,525 | -1.6% | 20,698,000 | 0.0% | 0.06% | -10.9% | ||
| CARDLYTICS INCnote 1.000% 9/1 | $12,511,296 | +10.1% | 20,160,000 | 0.0% | 0.06% | 0.0% | ||
| SEA LTDnote 0.250% 9/1 | $9,228,750 | -0.6% | 11,500,000 | 0.0% | 0.04% | -8.7% | ||
| OMNICELL COMnote 0.250% 9/1 | $9,295,469 | -10.8% | 10,250,000 | 0.0% | 0.04% | -17.6% | ||
| BANDWIDTH INCnote 0.500% 4/0 | $9,425,000 | +0.2% | 14,500,000 | 0.0% | 0.04% | -8.7% | ||
| SAREPTA THERAPEUTICS INCdbcv 1.500%11/1 | $8,984,976 | +4.7% | 5,082,000 | 0.0% | 0.04% | -4.8% | ||
| ALTAIR ENGR INCnote 0.250% 6/0 | $8,679,150 | -17.5% | 6,429,000 | 0.0% | 0.04% | -25.0% | ||
| UPSTART HLDGS INCnote 0.250% 8/1 | $7,987,500 | -3.2% | 12,000,000 | 0.0% | 0.04% | -12.2% | ||
| CHTR | CHARTER COMMUNICATIONS INC Nput | $7,564,904 | +19.7% | 17,200 | 0.0% | 0.03% | +9.7% | |
| FSR | FISKER INCput | $7,383,000 | +13.8% | 1,150,000 | 0.0% | 0.03% | +3.1% | |
| MSTR | MICROSTRATEGY INCput | $7,254,988 | -4.1% | 22,100 | 0.0% | 0.03% | -10.8% | |
| MODEL N INCnote 2.625% 6/0 | $6,213,593 | -16.7% | 6,065,000 | 0.0% | 0.03% | -24.3% | ||
| NEVRO CORPnote 2.750% 4/0 | $6,225,645 | +1.1% | 6,667,000 | 0.0% | 0.03% | -6.7% | ||
| SNAP INCnote 5/0 | $5,595,000 | +0.1% | 7,500,000 | 0.0% | 0.02% | -10.7% | ||
| I3 VERTICALS LLCnote 1.000% 2/1 | $5,576,250 | +0.5% | 6,000,000 | 0.0% | 0.02% | -7.4% | ||
| ALARM COM HLDGS INCnote 1/1 | $5,387,800 | +1.4% | 6,200,000 | 0.0% | 0.02% | -7.7% | ||
| PAR TECHNOLOGY CORPnote 1.500%10/1 | $4,576,000 | +4.6% | 5,500,000 | 0.0% | 0.02% | -4.5% | ||
| CNK | CINEMARK HLDGS INCput | $4,587,500 | +11.2% | 250,000 | 0.0% | 0.02% | +5.0% | |
| KARYOPHARM THERAPEUTICS INCnote 3.000%10/1 | $4,654,419 | -9.1% | 7,500,000 | 0.0% | 0.02% | -16.0% | ||
| LCI INDSnote 1.125% 5/1 | $4,436,500 | -3.5% | 4,750,000 | 0.0% | 0.02% | -13.0% | ||
| INNOVIVA INCnote 2.125% 3/1 | $4,125,908 | +0.2% | 5,000,000 | 0.0% | 0.02% | -5.0% | ||
| VEECO INSTRS INC DELnote 3.750% 6/0 | $4,070,173 | +6.8% | 1,933,000 | 0.0% | 0.02% | -5.3% | ||
| UNITY SOFTWARE INCnote 11/1 | $3,982,500 | -0.9% | 5,000,000 | 0.0% | 0.02% | -10.0% | ||
| ACCURAY INC DELnote 3.750% 6/0 | $4,027,500 | -8.7% | 4,500,000 | 0.0% | 0.02% | -18.2% | ||
| COINBASE GLOBAL INCnote 0.500% 6/0 | $3,778,000 | -0.1% | 5,000,000 | 0.0% | 0.02% | -10.5% | ||
| NANOSTRING TECHNOLOGIES INCnote 2.625% 3/0 | $3,860,963 | -2.6% | 5,000,000 | 0.0% | 0.02% | -15.0% | ||
| BANDWIDTH INCnote 0.250% 3/0 | $3,631,500 | +2.0% | 4,500,000 | 0.0% | 0.02% | -11.1% | ||
| AER | AERCAP HOLDINGS NVput | $3,340,311 | -1.3% | 53,300 | 0.0% | 0.02% | -11.8% | |
| ARES ACQUISITION CORP IIunit 99/99/9999 | $3,117,000 | +1.4% | 300,000 | 0.0% | 0.01% | -6.7% | ||
| NVAX | NOVAVAX INCput | $3,174,740 | -2.6% | 438,500 | 0.0% | 0.01% | -12.5% | |
| TECHTARGET INCnote 12/1 | $3,220,489 | +2.6% | 4,000,000 | 0.0% | 0.01% | -12.5% | ||
| ACCOLADE INCnote 0.500% 4/0 | $2,922,500 | -0.0% | 3,500,000 | 0.0% | 0.01% | -7.1% | ||
| PPG | PPG INDS INCcall | $1,985,940 | -12.5% | 15,300 | 0.0% | 0.01% | -18.2% | |
| BRIDGEBIO PHARMA INCnote 2.250% 2/0 | $1,500,000 | +21.2% | 2,000,000 | 0.0% | 0.01% | +16.7% | ||
| BEYOND MEAT INCnote 3/1 | $1,337,500 | -2.7% | 5,000,000 | 0.0% | 0.01% | -14.3% | ||
| STAR HLDGS | $1,252,000 | -14.7% | 100,000 | 0.0% | 0.01% | -14.3% | ||
| DIA | SPDR DOW JONES INDL AVERAGEut ser 1 | $1,076,529 | -2.6% | 3,214 | 0.0% | 0.01% | 0.0% | |
| MAS | MASCO CORPput | $833,820 | -6.8% | 15,600 | 0.0% | 0.00% | 0.0% | |
| BMRN | BIOMARIN PHARMACEUTICAL INC | $964,432 | +2.1% | 10,900 | 0.0% | 0.00% | -20.0% | |
| VROOM INCnote 0.750% 7/0 | $802,500 | +16.6% | 1,500,000 | 0.0% | 0.00% | +33.3% | ||
| ATMUS FILTRATION TECHNOLOGIE | $625,500 | -5.1% | 30,000 | 0.0% | 0.00% | 0.0% | ||
| CTVA | CORTEVA INCcall | $639,500 | -10.7% | 12,500 | 0.0% | 0.00% | -25.0% | |
| PEAK | HEALTHPEAK PROPERTIES INCput | $671,976 | -8.7% | 36,600 | 0.0% | 0.00% | -25.0% | |
| MLM | MARTIN MARIETTA MATLS INCcall | $738,864 | -11.1% | 1,800 | 0.0% | 0.00% | -25.0% | |
| NWSA | NEWS CORP NEWput | $758,268 | +2.9% | 37,800 | 0.0% | 0.00% | -25.0% | |
| OPEN | OPENDOOR TECHNOLOGIES INCput | $573,672 | -34.3% | 217,300 | 0.0% | 0.00% | -25.0% | |
| NIO | NIO INCcall | $403,184 | -6.7% | 44,600 | 0.0% | 0.00% | 0.0% | |
| COP | CONOCOPHILLIPScall | $551,080 | +15.6% | 4,600 | 0.0% | 0.00% | 0.0% | |
| ULTA | ULTA BEAUTY INCcall | $399,450 | -15.1% | 1,000 | 0.0% | 0.00% | 0.0% | |
| TDOC | TELADOC HEALTH INCcall | $371,800 | -26.6% | 20,000 | 0.0% | 0.00% | -33.3% | |
| REGN | REGENERON PHARMACEUTICALSput | $493,776 | +14.5% | 600 | 0.0% | 0.00% | 0.0% | |
| HBAN | HUNTINGTON BANCSHARES INCcall | $220,480 | -3.5% | 21,200 | 0.0% | 0.00% | 0.0% | |
| PEAK | HEALTHPEAK PROPERTIES INCcall | $229,500 | -8.7% | 12,500 | 0.0% | 0.00% | 0.0% | |
| RL | RALPH LAUREN CORPput | $162,526 | -5.8% | 1,400 | 0.0% | 0.00% | 0.0% | |
| RSG | REPUBLIC SVCS INCput | $213,765 | -7.0% | 1,500 | 0.0% | 0.00% | 0.0% | |
| FOX | FOX CORPput | $303,240 | -9.4% | 10,500 | 0.0% | 0.00% | -50.0% | |
| ECL | ECOLAB INCcall | $169,400 | -9.3% | 1,000 | 0.0% | 0.00% | 0.0% | |
| DVA | DAVITA INCput | $141,795 | -5.9% | 1,500 | 0.0% | 0.00% | 0.0% | |
| COP | CONOCOPHILLIPSput | $323,460 | +15.6% | 2,700 | 0.0% | 0.00% | 0.0% | |
| TER | TERADYNE INCcall | $170,782 | -9.8% | 1,700 | 0.0% | 0.00% | 0.0% | |
| BR | BROADRIDGE FINL SOLUTIONS INcall | $143,240 | +8.1% | 800 | 0.0% | 0.00% | 0.0% | |
| ALCHEMY INVTS ACQUISITN CORPunit 11/30/2027 | $261,250 | +2.4% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| GRMN | GARMIN LTDcall | $220,920 | +0.9% | 2,100 | 0.0% | 0.00% | 0.0% | |
| MMC | MARSH & MCLENNAN COS INCcall | $209,330 | +1.2% | 1,100 | 0.0% | 0.00% | 0.0% | |
| DTE | DTE ENERGY COcall | $39,712 | -9.8% | 400 | 0.0% | 0.00% | – | |
| CUE HEALTH INC | $40,856 | +19.9% | 92,372 | 0.0% | 0.00% | – | ||
| CSGP | COSTAR GROUP INCcall | $53,823 | -13.6% | 700 | 0.0% | 0.00% | – | |
| RMD | RESMED INCcall | $59,148 | -32.3% | 400 | 0.0% | 0.00% | – | |
| RSG | REPUBLIC SVCS INCcall | $57,004 | -7.0% | 400 | 0.0% | 0.00% | – | |
| WY | WEYERHAEUSER CO MTN BEcall | $110,376 | -8.5% | 3,600 | 0.0% | 0.00% | -100.0% | |
| CRDF | CARDIFF ONCOLOGY INC | $71,154 | -5.4% | 51,190 | 0.0% | 0.00% | – | |
| POOL | POOL CORPput | $106,830 | -4.9% | 300 | 0.0% | 0.00% | -100.0% | |
| FOX | FOX CORPcall | $60,648 | -9.4% | 2,100 | 0.0% | 0.00% | – | |
| SPORTRADAR GROUP AG | $100,791 | -22.4% | 10,069 | 0.0% | 0.00% | -100.0% | ||
| TEL | TE CONNECTIVITY LTDcall | $49,412 | -11.9% | 400 | 0.0% | 0.00% | – | |
| NWSA | NEWS CORP NEWcall | $106,318 | +2.9% | 5,300 | 0.0% | 0.00% | -100.0% | |
| VRM | VROOM INC | $105,121 | -22.2% | 93,858 | 0.0% | 0.00% | -100.0% | |
| EWY | ISHARES INCmsci sth kor etf | $59 | -6.3% | 1 | 0.0% | 0.00% | – | |
| OMC | OMNICOM GROUP INCcall | $29,792 | -21.7% | 400 | 0.0% | 0.00% | – | |
| DISH | DISH NETWORK CORPORATIONcall | $21,682 | -11.1% | 3,700 | 0.0% | 0.00% | – | |
| TECH | BIO-TECHNE CORPcall | $40,842 | -16.6% | 600 | 0.0% | 0.00% | – | |
| ROL | ROLLINS INCcall | $29,864 | -12.8% | 800 | 0.0% | 0.00% | – | |
| SNA | SNAP ON INCcall | $25,506 | -11.5% | 100 | 0.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-11-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 42 | Q3 2023 | 17.4% |
| APPLE INC | 42 | Q3 2023 | 14.0% |
| MICROSOFT CORP | 42 | Q3 2023 | 5.0% |
| MICROSOFT CORP | 42 | Q3 2023 | 2.9% |
| AT&T INC | 42 | Q3 2023 | 4.6% |
| INTL BUSINESS MACHINES CORP | 42 | Q3 2023 | 0.7% |
| ISHARES TR | 41 | Q3 2023 | 7.9% |
| AMAZON.COM INC | 41 | Q3 2023 | 4.1% |
| INTL BUSINESS MACHINES CORP | 41 | Q3 2023 | 4.3% |
| AT&T INC | 41 | Q3 2023 | 0.9% |
View CAPSTONE INVESTMENT ADVISORS, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ESTRE USA INC.Sold out | February 14, 2018 | 0 | 0.0% |
| Purple Innovation, Inc. | February 14, 2018 | 515,300 | 2.7% |
| WillScot CorpSold out | February 14, 2018 | 0 | 0.0% |
| Double Eagle Acquisition Corp. | February 12, 2016 | 3,000,000 | 6.0% |
| Terrapin 3 Acquisition Corp | February 12, 2016 | 1,250,000 | 5.9% |
| Terrapin 3 Acquisition Corp | February 13, 2015 | 1,623,036 | 7.0% |
View CAPSTONE INVESTMENT ADVISORS, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-01 |
| 13F-HR | 2024-02-12 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-10 |
| 13F-HR | 2023-05-09 |
| 13F-HR | 2023-02-10 |
| 13F-HR | 2022-11-10 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-13 |
| 13F-HR/A | 2022-02-11 |
View CAPSTONE INVESTMENT ADVISORS, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.