$5.23 Billion is the total value of CAPSTONE INVESTMENT ADVISORS, LLC's 344 reported holdings in Q1 2018. The portfolio turnover from Q4 2017 to Q1 2018 was 112.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IWM | Buy | ISHARES TRput | $409,941,000 | +48.8% | 2,700,000 | +49.4% | 7.84% | +0.7% |
| QQQ | New | POWERSHARES QQQ TRUSTcall | $235,407,000 | – | 1,470,100 | +100.0% | 4.50% | – |
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $217,947,000 | -58.6% | 828,222 | -58.0% | 4.17% | -72.0% |
| QQQ | Sell | POWERSHARES QQQ TRUSTput | $200,643,000 | -14.1% | 1,253,000 | -16.5% | 3.84% | -41.9% |
| GOOG | Buy | ALPHABET INCput | $178,190,000 | +1792.4% | 172,700 | +1818.9% | 3.41% | +1180.8% |
| AMZN | Buy | AMAZON COM INCput | $139,379,000 | +1653.4% | 96,300 | +1316.2% | 2.66% | +1089.7% |
| AAPL | Buy | APPLE INCput | $130,097,000 | +1025.7% | 775,400 | +1035.3% | 2.49% | +662.9% |
| TWX | Buy | TIME WARNER INCcall | $115,388,000 | +125.3% | 1,220,000 | +117.9% | 2.21% | +52.5% |
| SPY | Buy | SPDR S&P 500 ETF TRcall | $114,628,000 | +14228.5% | 435,600 | +14420.0% | 2.19% | +9430.4% |
| SPY | Buy | SPDR S&P 500 ETF TRput | $102,813,000 | +305.6% | 390,700 | +311.3% | 1.97% | +174.6% |
| FB | Buy | FACEBOOK INCput | $96,641,000 | +866.2% | 604,800 | +966.7% | 1.85% | +555.3% |
| AMZN | New | AMAZON COM INCcall | $94,656,000 | – | 65,400 | +100.0% | 1.81% | – |
| New | NXP SEMICONDUCTORS N Vdbcv 1.000%12/0 | $89,457,000 | – | 72,000,000 | +100.0% | 1.71% | – | |
| HYG | Buy | ISHARES TRput | $82,214,000 | +591.9% | 960,000 | +604.8% | 1.57% | +367.9% |
| MSFT | Buy | MICROSOFT CORPput | $80,217,000 | +861.1% | 878,900 | +800.5% | 1.53% | +550.0% |
| New | SERVICENOW INCnote 11/0 | $78,402,000 | – | 35,043,000 | +100.0% | 1.50% | – | |
| COL | Buy | ROCKWELL COLLINS INC | $74,144,000 | +21.5% | 549,824 | +22.2% | 1.42% | -17.7% |
| FXI | Buy | ISHARES TRput | $72,126,000 | +243.8% | 1,526,800 | +236.0% | 1.38% | +132.9% |
| New | MERCADOLIBRE INCnote 2.250% 7/0 | $63,720,000 | – | 22,500,000 | +100.0% | 1.22% | – | |
| FXI | Buy | ISHARES TRcall | $60,576,000 | +92.9% | 1,282,300 | +88.6% | 1.16% | +30.6% |
| AET | Buy | AETNA INC NEW | $58,203,000 | +115.1% | 344,394 | +129.6% | 1.11% | +45.7% |
| EWY | Buy | ISHARES INCcall | $56,587,000 | +141.4% | 750,000 | +139.7% | 1.08% | +63.4% |
| XLU | New | SELECT SECTOR SPDR TRcall | $54,845,000 | – | 1,085,400 | +100.0% | 1.05% | – |
| JNJ | Buy | JOHNSON & JOHNSONput | $53,874,000 | +1160.5% | 420,400 | +1273.9% | 1.03% | +751.2% |
| New | TESLA INCnote 0.250% 3/0 | $52,459,000 | – | 52,500,000 | +100.0% | 1.00% | – | |
| MON | Buy | MONSANTO CO NEWcall | $48,660,000 | +41.2% | 417,000 | +41.4% | 0.93% | -4.4% |
| NXPI | New | NXP SEMICONDUCTORS N Vput | $47,128,000 | – | 402,800 | +100.0% | 0.90% | – |
| XLP | Buy | SELECT SECTOR SPDR TRput | $41,051,000 | +381.1% | 780,000 | +420.0% | 0.78% | +225.7% |
| New | ALON USA ENERGY INCnote 3.000% 9/1 | $39,732,000 | – | 25,991,000 | +100.0% | 0.76% | – | |
| New | SOLARCITY CORPnote 2.750%11/0 | $38,760,000 | – | 39,500,000 | +100.0% | 0.74% | – | |
| EEM | Sell | ISHARES TRput | $38,624,000 | -65.8% | 800,000 | -66.7% | 0.74% | -76.9% |
| New | NAVISTAR INTL CORP NEWnote 4.750% 4/1 | $38,156,000 | – | 37,000,000 | +100.0% | 0.73% | – | |
| VXX | Buy | BARCLAYS BK PLCcall | $36,467,000 | +11701.6% | 770,800 | +6844.1% | 0.70% | +7644.4% |
| NXPI | Buy | NXP SEMICONDUCTORS N Vcall | $35,919,000 | +240.5% | 307,000 | +240.7% | 0.69% | +130.5% |
| GLD | Buy | SPDR GOLD TRUSTput | $35,133,000 | +51.4% | 279,300 | +48.8% | 0.67% | +2.6% |
| AET | New | AETNA INC NEWput | $34,696,000 | – | 205,300 | +100.0% | 0.66% | – |
| AAPL | Buy | APPLE INCcall | $34,445,000 | +1935.8% | 205,300 | +1953.0% | 0.66% | +1272.9% |
| AAPL | Buy | APPLE INC | $34,485,000 | +7413.1% | 205,536 | +7462.0% | 0.66% | +4969.2% |
| AABA | Buy | ALTABA INC | $34,143,000 | +4777.6% | 461,137 | +4495.7% | 0.65% | +3165.0% |
| New | WHITING PETE CORP NEWnote 1.250% 4/0 | $34,065,000 | – | 36,000,000 | +100.0% | 0.65% | – | |
| TSLA | Buy | TESLA INCput | $33,639,000 | +4.4% | 126,400 | +22.1% | 0.64% | -29.3% |
| OA | New | ORBITAL ATK INCcall | $33,153,000 | – | 250,000 | +100.0% | 0.63% | – |
| New | TEVA PHARMACEUTICAL FIN LLCdbcv 0.250% 2/0 | $32,925,000 | – | 37,354,000 | +100.0% | 0.63% | – | |
| New | VIPSHOP HLDGS LTDnote 1.500% 3/1 | $31,272,000 | – | 29,000,000 | +100.0% | 0.60% | – | |
| JNJ | New | JOHNSON & JOHNSONcall | $30,859,000 | – | 240,800 | +100.0% | 0.59% | – |
| NXPI | Sell | NXP SEMICONDUCTORS N V | $30,271,000 | -67.6% | 258,724 | -67.6% | 0.58% | -78.1% |
| DPS | New | DR PEPPER SNAPPLE GROUP INCcall | $29,607,000 | – | 250,100 | +100.0% | 0.57% | – |
| New | IMPAX LABORATORIES INCnote 2.000% 6/1 | $29,362,000 | – | 29,500,000 | +100.0% | 0.56% | – | |
| FB | Buy | FACEBOOK INCcall | $28,794,000 | +1175.2% | 180,200 | +1307.8% | 0.55% | +760.9% |
| GOOG | Buy | ALPHABET INCcap stk cl c | $28,606,000 | +2420.4% | 27,725 | +2455.3% | 0.55% | +1609.4% |
| DWDP | New | DOWDUPONT INCcall | $27,542,000 | – | 432,300 | +100.0% | 0.53% | – |
| VXX | Buy | BARCLAYS BK PLCput | $27,369,000 | +225.4% | 578,500 | +92.0% | 0.52% | +119.7% |
| VECTOR GROUP LTDfrnt 1/1 | $27,265,000 | -9.6% | 19,000,000 | 0.0% | 0.52% | -38.8% | ||
| GLD | Buy | SPDR GOLD TRUSTcall | $25,158,000 | +103.5% | 200,000 | +100.0% | 0.48% | +37.8% |
| New | REDWOOD TR INCnote 4.625% 4/1 | $25,125,000 | – | 25,000,000 | +100.0% | 0.48% | – | |
| New | BROOKDALE SR LIVING INCnote 2.750% 6/1 | $24,972,000 | – | 24,941,000 | +100.0% | 0.48% | – | |
| New | CTRIP COM INTL LTDnote 1.250%10/1 | $24,400,000 | – | 20,000,000 | +100.0% | 0.47% | – | |
| New | MEDICINES COnote 2.750% 7/1 | $24,128,000 | – | 25,000,000 | +100.0% | 0.46% | – | |
| VR | Buy | VALIDUS HOLDINGS LTD | $24,072,000 | +11044.4% | 356,881 | +7638.1% | 0.46% | +7566.7% |
| New | PATTERN ENERGY GROUP INCnote 4.000% 7/1 | $22,545,000 | – | 22,740,000 | +100.0% | 0.43% | – | |
| New | TWO HBRS INVT CORPnote 6.250% 1/1 | $22,510,000 | – | 21,500,000 | +100.0% | 0.43% | – | |
| New | GRANITE PT MTG TR INCnote 5.625%12/0 | $22,145,000 | – | 22,500,000 | +100.0% | 0.42% | – | |
| MSCC | New | MICROSEMI CORP | $21,894,000 | – | 338,287 | +100.0% | 0.42% | – |
| FB | Buy | FACEBOOK INCcl a | $21,718,000 | +8692.7% | 135,916 | +9608.3% | 0.42% | +5828.6% |
| MSFT | Buy | MICROSOFT CORPcall | $21,585,000 | +686.6% | 236,500 | +636.8% | 0.41% | +436.4% |
| DST | New | DST SYS INC DEL | $20,372,000 | – | 243,537 | +100.0% | 0.39% | – |
| New | CORNERSTONE ONDEMAND INCnote 1.500% 7/0 | $20,005,000 | – | 20,000,000 | +100.0% | 0.38% | – | |
| XL | New | XL GROUP LTD | $19,433,000 | – | 351,667 | +100.0% | 0.37% | – |
| New | REDWOOD TR INCnote 4.750% 8/1 | $19,436,000 | – | 20,000,000 | +100.0% | 0.37% | – | |
| BABA | Buy | ALIBABA GROUP HLDG LTDput | $18,648,000 | +440.8% | 101,600 | +408.0% | 0.36% | +268.0% |
| New | GOLAR LNG LTDnote 2.750% 2/1 | $17,925,000 | – | 17,500,000 | +100.0% | 0.34% | – | |
| PG | New | PROCTER AND GAMBLE COput | $17,838,000 | – | 225,000 | +100.0% | 0.34% | – |
| WMT | New | WALMART INCput | $16,584,000 | – | 186,400 | +100.0% | 0.32% | – |
| T | Sell | AT&T INCcall | $15,825,000 | -70.3% | 443,900 | -67.6% | 0.30% | -79.9% |
| QQQ | Sell | POWERSHARES QQQ TRUSTunit ser 1 | $15,768,000 | -55.0% | 98,471 | -56.3% | 0.30% | -69.6% |
| JNJ | Sell | JOHNSON & JOHNSON | $15,482,000 | -65.1% | 120,812 | -62.0% | 0.30% | -76.4% |
| New | NAVISTAR INTL CORP NEWnote 4.500%10/1 | $15,229,000 | – | 15,000,000 | +100.0% | 0.29% | – | |
| IBM | Buy | INTERNATIONAL BUSINESS MACHScall | $15,159,000 | +320.7% | 98,800 | +320.4% | 0.29% | +184.3% |
| New | MEDICINES COnote 2.500% 1/1 | $15,018,000 | – | 13,000,000 | +100.0% | 0.29% | – | |
| New | TESLA INCnote 1.250% 3/0 | $14,933,000 | – | 15,000,000 | +100.0% | 0.29% | – | |
| New | IRONWOOD PHARMACEUTICALS INCdbcv 2.250% 6/1 | $14,185,000 | – | 12,000,000 | +100.0% | 0.27% | – | |
| New | UNISYS CORPnote 5.500% 3/0 | $13,845,000 | – | 10,500,000 | +100.0% | 0.26% | – | |
| New | CHESAPEAKE ENERGY CORPnote 5.500% 9/1 | $13,858,000 | – | 16,000,000 | +100.0% | 0.26% | – | |
| KMI | Buy | KINDER MORGAN INC DELput | $13,777,000 | +1425.7% | 914,800 | +1729.6% | 0.26% | +911.5% |
| New | MICROCHIP TECHNOLOGY INCnote 1.625% 2/1 | $13,316,000 | – | 7,500,000 | +100.0% | 0.26% | – | |
| New | NUVASIVE INCnote 2.250% 3/1 | $13,241,000 | – | 12,000,000 | +100.0% | 0.25% | – | |
| New | CIENA CORPnote 3.750%10/1 | $13,091,000 | – | 9,910,000 | +100.0% | 0.25% | – | |
| Sell | GENERAL CABLE CORP DEL NEWfrnt 4.500%11/1 | $12,711,000 | -7.7% | 12,000,000 | -7.7% | 0.24% | -37.5% | |
| GOOG | New | ALPHABET INCcall | $12,691,000 | – | 12,300 | +100.0% | 0.24% | – |
| XLU | New | SELECT SECTOR SPDR TRput | $12,658,000 | – | 250,500 | +100.0% | 0.24% | – |
| PG | New | PROCTER AND GAMBLE COcall | $12,645,000 | – | 159,500 | +100.0% | 0.24% | – |
| OA | Buy | ORBITAL ATK INC | $12,521,000 | +27.0% | 94,420 | +25.9% | 0.24% | -14.0% |
| MULE | New | MULESOFT INCcl a | $12,307,000 | – | 279,840 | +100.0% | 0.24% | – |
| XLP | Buy | SELECT SECTOR SPDR TRcall | $12,105,000 | +41.9% | 230,000 | +53.3% | 0.23% | -4.1% |
| HAWK | New | BLACKHAWK NETWORK HLDGS INC | $12,019,000 | – | 268,881 | +100.0% | 0.23% | – |
| New | BLACKSTONE MTG TR INCnote 4.375% 5/0 | $10,858,000 | – | 11,000,000 | +100.0% | 0.21% | – | |
| KMI | Buy | KINDER MORGAN INC DEL | $9,972,000 | +2885.6% | 662,173 | +3474.5% | 0.19% | +2022.2% |
| ORBK | New | ORBOTECH LTDord | $9,935,000 | – | 159,784 | +100.0% | 0.19% | – |
| BKNG | New | BOOKING HLDGS INC | $9,813,000 | – | 4,717 | +100.0% | 0.19% | – |
| IBM | Buy | INTERNATIONAL BUSINESS MACHSput | $9,835,000 | +1544.6% | 64,100 | +1543.6% | 0.19% | +1005.9% |
| EEM | New | ISHARES TRcall | $9,656,000 | – | 200,000 | +100.0% | 0.18% | – |
| MSFT | New | MICROSOFT CORP | $9,080,000 | – | 99,485 | +100.0% | 0.17% | – |
| New | MICROCHIP TECHNOLOGY INCsdcv 2.250% 2/1 | $8,972,000 | – | 7,500,000 | +100.0% | 0.17% | – | |
| New | EXACT SCIENCES CORPdbcv 1.000% 1/1 | $8,934,000 | – | 10,000,000 | +100.0% | 0.17% | – | |
| T | Sell | AT&T INCput | $8,905,000 | -70.6% | 249,800 | -67.9% | 0.17% | -80.1% |
| EWH | New | ISHARES INCput | $8,859,000 | – | 350,000 | +100.0% | 0.17% | – |
| XLK | New | SELECT SECTOR SPDR TRput | $8,832,000 | – | 135,000 | +100.0% | 0.17% | – |
| EWH | New | ISHARES INCcall | $8,859,000 | – | 350,000 | +100.0% | 0.17% | – |
| DVMT | New | DELL TECHNOLOGIES INCput | $8,756,000 | – | 119,600 | +100.0% | 0.17% | – |
| New | CLEVELAND CLIFFS INCdbcv 1.500% 1/1 | $8,653,000 | – | 8,000,000 | +100.0% | 0.16% | – | |
| New | MEDIDATA SOLUTIONS INCnote 1.000% 8/0 | $8,456,000 | – | 7,500,000 | +100.0% | 0.16% | – | |
| CI | New | CIGNA CORPORATIONcall | $8,387,000 | – | 50,000 | +100.0% | 0.16% | – |
| TRCO | Sell | TRIBUNE MEDIA COcl a | $8,365,000 | -18.6% | 206,496 | -14.7% | 0.16% | -44.8% |
| New | VERISIGN INCcall | $8,299,000 | – | 70,000 | +100.0% | 0.16% | – | |
| QCOM | New | QUALCOMM INCput | $7,979,000 | – | 144,000 | +100.0% | 0.15% | – |
| FOXA | Buy | TWENTY FIRST CENTY FOX INCcl a | $7,884,000 | +15.7% | 214,873 | +8.9% | 0.15% | -21.4% |
| GS | New | GOLDMAN SACHS GROUP INCput | $7,808,000 | – | 31,000 | +100.0% | 0.15% | – |
| New | INSULET CORPnote 1.250% 9/1 | $7,766,000 | – | 5,000,000 | +100.0% | 0.15% | – | |
| CAVM | Buy | CAVIUM INC | $7,664,000 | +128.6% | 96,554 | +141.4% | 0.15% | +54.7% |
| BG | New | BUNGE LIMITEDcall | $7,394,000 | – | 100,000 | +100.0% | 0.14% | – |
| VMW | New | VMWARE INCput | $7,276,000 | – | 60,000 | +100.0% | 0.14% | – |
| STC | New | STEWART INFORMATION SVCS COR | $7,260,000 | – | 165,222 | +100.0% | 0.14% | – |
| New | ACORDA THERAPEUTICS INCnote 1.750% 6/1 | $7,195,000 | – | 7,873,000 | +100.0% | 0.14% | – | |
| AVGO | Buy | BROADCOM LTD | $7,238,000 | +1775.1% | 30,717 | +1943.7% | 0.14% | +1154.5% |
| RH | Buy | RHput | $6,793,000 | +27.8% | 71,300 | +15.6% | 0.13% | -13.3% |
| AGN | New | ALLERGAN PLCput | $6,732,000 | – | 40,000 | +100.0% | 0.13% | – |
| New | HERBALIFE LTDnote 2.000% 8/1 | $6,676,000 | – | 5,500,000 | +100.0% | 0.13% | – | |
| DVMT | Buy | DELL TECHNOLOGIES INC | $6,589,000 | +224.3% | 90,000 | +260.0% | 0.13% | +121.1% |
| New | CLOVIS ONCOLOGY INCnote 2.500% 9/1 | $6,483,000 | – | 5,574,000 | +100.0% | 0.12% | – | |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS | $6,482,000 | +1366.5% | 42,247 | +1364.9% | 0.12% | +933.3% |
| GS | New | GOLDMAN SACHS GROUP INCcall | $6,297,000 | – | 25,000 | +100.0% | 0.12% | – |
| HLF | Buy | HERBALIFE LTD | $6,180,000 | +30800.0% | 63,402 | +21034.0% | 0.12% | +11700.0% |
| WMT | New | WALMART INCcall | $6,014,000 | – | 67,600 | +100.0% | 0.12% | – |
| NFLX | New | NETFLIX INCcall | $5,966,000 | – | 20,200 | +100.0% | 0.11% | – |
| New | VERISIGN INCsdcv 3.250% 8/1 | $5,928,000 | – | 50,000 | +100.0% | 0.11% | – | |
| XLP | Buy | SELECT SECTOR SPDR TRsbi cons stpls | $5,936,000 | +78.5% | 112,780 | +92.9% | 0.11% | +20.2% |
| New | RADIUS HEALTH INCnote 3.000% 9/0 | $5,555,000 | – | 5,500,000 | +100.0% | 0.11% | – | |
| BUFF | New | BLUE BUFFALO PET PRODS INC | $5,337,000 | – | 134,053 | +100.0% | 0.10% | – |
| LQD | Buy | ISHARES TRiboxx inv cp etf | $5,189,000 | +98.5% | 44,203 | +105.5% | 0.10% | +33.8% |
| NXTM | New | NXSTAGE MEDICAL INC | $5,016,000 | – | 201,760 | +100.0% | 0.10% | – |
| BKNG | New | BOOKING HLDGS INCput | $4,993,000 | – | 2,400 | +100.0% | 0.10% | – |
| CSRA | New | CSRA INC | $4,936,000 | – | 119,713 | +100.0% | 0.09% | – |
| HLF | Sell | HERBALIFE LTDput | $4,757,000 | -32.4% | 48,800 | -53.1% | 0.09% | -54.3% |
| TROX | Buy | TRONOX LTDput | $4,610,000 | +7.0% | 250,000 | +19.0% | 0.09% | -27.9% |
| AVA | New | AVISTA CORP | $4,579,000 | – | 89,337 | +100.0% | 0.09% | – |
| TROX | Sell | TRONOX LTD | $4,610,000 | -12.8% | 250,000 | -3.0% | 0.09% | -40.9% |
| EWA | New | ISHARES INCmsci aust etf | $4,554,000 | – | 206,834 | +100.0% | 0.09% | – |
| EWL | Buy | ISHARES INCmsci switzerland | $4,456,000 | +1184.1% | 129,643 | +1226.3% | 0.08% | +750.0% |
| OCLR | New | OCLARO INC | $4,267,000 | – | 446,292 | +100.0% | 0.08% | – |
| WGL | New | WGL HLDGS INC | $4,056,000 | – | 48,492 | +100.0% | 0.08% | – |
| EWG | Sell | ISHARES INCmsci germany etf | $4,101,000 | -8.8% | 128,000 | -6.0% | 0.08% | -38.6% |
| TSLA | New | TESLA INCcall | $3,992,000 | – | 15,000 | +100.0% | 0.08% | – |
| TD | TORONTO DOMINION BK ONTput | $3,957,000 | -2.9% | 69,600 | 0.0% | 0.08% | -33.9% | |
| New | BLACKSTONE MTG TR INCnote 4.750% 3/1 | $3,948,000 | – | 4,000,000 | +100.0% | 0.08% | – | |
| PM | New | PHILIP MORRIS INTL INCput | $3,847,000 | – | 38,700 | +100.0% | 0.07% | – |
| CAT | Sell | CATERPILLAR INC DELput | $3,743,000 | -7.9% | 25,400 | -1.6% | 0.07% | -37.4% |
| New | AMYRIS INCnote 6.500% 5/1 | $3,702,000 | – | 4,000,000 | +100.0% | 0.07% | – | |
| FOXA | New | TWENTY FIRST CENTY FOX INCcall | $3,669,000 | – | 100,000 | +100.0% | 0.07% | – |
| UAL | New | UNITED CONTL HLDGS INC | $3,654,000 | – | 52,600 | +100.0% | 0.07% | – |
| New | INSMED INCnote 1.750% 1/1 | $3,537,000 | – | 4,000,000 | +100.0% | 0.07% | – | |
| XME | Sell | SPDR SERIES TRUSTcall | $3,567,000 | -67.3% | 104,800 | -65.1% | 0.07% | -77.9% |
| SLB | Buy | SCHLUMBERGER LTD | $3,505,000 | +62.5% | 54,110 | +69.0% | 0.07% | +9.8% |
| RSPP | New | RSP PERMIAN INC | $3,446,000 | – | 73,511 | +100.0% | 0.07% | – |
| KS | New | KAPSTONE PAPER & PACKAGING C | $3,302,000 | – | 96,254 | +100.0% | 0.06% | – |
| EWP | Buy | ISHARES INCmsci spain etf | $3,251,000 | +94.7% | 100,000 | +96.2% | 0.06% | +31.9% |
| New | WEATHERFORD INTL LTDnote 5.875% 7/0 | $3,146,000 | – | 3,500,000 | +100.0% | 0.06% | – | |
| SMH | Sell | VANECK VECTORS ETF TRput | $3,045,000 | -72.9% | 29,200 | -74.6% | 0.06% | -81.8% |
| EWH | New | ISHARES INCmsci hong kg etf | $3,050,000 | – | 120,488 | +100.0% | 0.06% | – |
| PNK | New | PINNACLE ENTMT INC NEW | $3,025,000 | – | 100,330 | +100.0% | 0.06% | – |
| BND | Buy | VANGUARD BD INDEX FD INCtotal bnd mrkt | $2,975,000 | +13.8% | 37,226 | +16.1% | 0.06% | -23.0% |
| AFSI | New | AMTRUST FINL SVCS INC | $2,957,000 | – | 240,192 | +100.0% | 0.06% | – |
| ESRX | New | EXPRESS SCRIPTS HLDG CO | $2,857,000 | – | 41,360 | +100.0% | 0.06% | – |
| DYN | Sell | DYNEGY INC NEW DEL | $2,865,000 | -19.7% | 211,940 | -29.6% | 0.06% | -45.5% |
| TWX | Sell | TIME WARNER INC | $2,850,000 | -87.3% | 30,136 | -87.7% | 0.05% | -91.5% |
| USG | New | U S G CORPcall | $2,757,000 | – | 68,200 | +100.0% | 0.05% | – |
| EFA | Sell | ISHARES TRcall | $2,787,000 | -93.4% | 40,000 | -93.4% | 0.05% | -95.6% |
| New | SENSEONICS HLDGS INCnote 5.250% 2/0 | $2,698,000 | – | 2,500,000 | +100.0% | 0.05% | – | |
| CHRW | New | C H ROBINSON WORLDWIDE INCcall | $2,615,000 | – | 27,900 | +100.0% | 0.05% | – |
| IAU | Sell | ISHARES GOLD TRUSTishares | $2,546,000 | -37.4% | 200,000 | -38.5% | 0.05% | -57.4% |
| CXO | Buy | CONCHO RES INC | $2,556,000 | +41.1% | 17,000 | +41.0% | 0.05% | -3.9% |
| CTSH | New | COGNIZANT TECHNOLOGY SOLUTIOcall | $2,504,000 | – | 31,100 | +100.0% | 0.05% | – |
| New | DEPOMED INCnote 2.500% 9/0 | $2,444,000 | – | 3,000,000 | +100.0% | 0.05% | – | |
| AFAM | New | ALMOST FAMILY INC | $2,465,000 | – | 44,014 | +100.0% | 0.05% | – |
| AGG | Sell | ISHARES TRcore us aggbd et | $2,338,000 | -10.6% | 21,800 | -8.8% | 0.04% | -39.2% |
| SCG | New | SCANA CORP NEW | $2,314,000 | – | 61,625 | +100.0% | 0.04% | – |
| IPCC | New | INFINITY PPTY & CAS CORP | $2,260,000 | – | 19,091 | +100.0% | 0.04% | – |
| FXE | CURRENCYSHARES EURO TR | $2,248,000 | +2.4% | 19,000 | 0.0% | 0.04% | -30.6% | |
| CPLA | New | CAPELLA EDUCATION COMPANY | $2,160,000 | – | 24,730 | +100.0% | 0.04% | – |
| RAD | RITE AID CORPcall | $2,100,000 | -14.7% | 1,250,000 | 0.0% | 0.04% | -42.9% | |
| CBI | New | CHICAGO BRIDGE & IRON CO N V | $2,089,000 | – | 145,084 | +100.0% | 0.04% | – |
| AA | New | ALCOA CORP | $2,087,000 | – | 46,423 | +100.0% | 0.04% | – |
| NFX | Sell | NEWFIELD EXPL CO | $2,054,000 | -57.2% | 84,112 | -44.8% | 0.04% | -71.3% |
| MDT | New | MEDTRONIC PLCcall | $2,006,000 | – | 25,000 | +100.0% | 0.04% | – |
| ZEN | New | ZENDESK INC | $2,001,000 | – | 41,800 | +100.0% | 0.04% | – |
| GS | New | GOLDMAN SACHS GROUP INC | $1,974,000 | – | 7,836 | +100.0% | 0.04% | – |
| PHH | New | PHH CORP | $1,969,000 | – | 188,228 | +100.0% | 0.04% | – |
| AKRXQ | Sell | AKORN INC | $1,911,000 | -71.9% | 102,163 | -51.6% | 0.04% | -80.7% |
| HAL | Buy | HALLIBURTON CO | $1,883,000 | +189.7% | 40,116 | +201.3% | 0.04% | +100.0% |
| AKRXQ | Sell | AKORN INCput | $1,871,000 | -73.3% | 100,000 | -54.0% | 0.04% | -81.8% |
| DVMT | New | DELL TECHNOLOGIES INCcall | $1,838,000 | – | 25,100 | +100.0% | 0.04% | – |
| CHUBA | New | COMMERCEHUB INC | $1,741,000 | – | 77,366 | +100.0% | 0.03% | – |
| CACC | CREDIT ACCEP CORP MICHput | $1,652,000 | +2.2% | 5,000 | 0.0% | 0.03% | -30.4% | |
| ORCL | Buy | ORACLE CORPput | $1,601,000 | +13.3% | 35,000 | +17.1% | 0.03% | -22.5% |
| ORCL | New | ORACLE CORP | $1,601,000 | – | 35,000 | +100.0% | 0.03% | – |
| XLK | New | SELECT SECTOR SPDR TRtechnology | $1,636,000 | – | 25,001 | +100.0% | 0.03% | – |
| PM | Buy | PHILIP MORRIS INTL INC | $1,615,000 | +538.3% | 16,247 | +577.0% | 0.03% | +342.9% |
| DVY | Sell | ISHARES TRselect divid etf | $1,600,000 | -56.4% | 16,820 | -54.8% | 0.03% | -70.2% |
| CAT | Sell | CATERPILLAR INC DELcall | $1,577,000 | -88.6% | 10,700 | -87.9% | 0.03% | -92.3% |
| CTSH | New | COGNIZANT TECHNOLOGY SOLUTIOput | $1,594,000 | – | 19,800 | +100.0% | 0.03% | – |
| CBI | New | CHICAGO BRIDGE & IRON CO N Vput | $1,591,000 | – | 110,500 | +100.0% | 0.03% | – |
| MO | New | ALTRIA GROUP INCput | $1,496,000 | – | 24,000 | +100.0% | 0.03% | – |
| ORCL | Buy | ORACLE CORPcall | $1,501,000 | +249.9% | 32,800 | +260.4% | 0.03% | +141.7% |
| BABA | New | ALIBABA GROUP HLDG LTDcall | $1,468,000 | – | 8,000 | +100.0% | 0.03% | – |
| XLY | Sell | SELECT SECTOR SPDR TRsbi cons discr | $1,463,000 | -58.4% | 14,439 | -59.5% | 0.03% | -71.7% |
| PE | Sell | PARSLEY ENERGY INCcl a | $1,447,000 | -27.9% | 49,903 | -26.8% | 0.03% | -50.9% |
| EFA | Sell | ISHARES TRmsci eafe etf | $1,442,000 | -90.4% | 20,691 | -90.3% | 0.03% | -93.4% |
| CAT | New | CATERPILLAR INC DEL | $1,487,000 | – | 10,091 | +100.0% | 0.03% | – |
| XOM | New | EXXON MOBIL CORPput | $1,462,000 | – | 19,600 | +100.0% | 0.03% | – |
| EEM | New | ISHARES TRmsci emg mkt etf | $1,475,000 | – | 30,554 | +100.0% | 0.03% | – |
| XOP | New | SPDR SERIES TRUSTcall | $1,398,000 | – | 39,700 | +100.0% | 0.03% | – |
| QCOM | Sell | QUALCOMM INCcall | $1,424,000 | -78.5% | 25,700 | -75.1% | 0.03% | -85.6% |
| TSLA | Buy | TESLA INC | $1,413,000 | +51.3% | 5,311 | +77.0% | 0.03% | +3.8% |
| FXY | New | CURRENCYSHS JAPANESE YEN TRjapanese yen | $1,352,000 | – | 15,000 | +100.0% | 0.03% | – |
| TLT | Sell | ISHARES TR20 yr tr bd etf | $1,384,000 | -92.5% | 11,353 | -92.2% | 0.03% | -95.0% |
| IWM | Sell | ISHARES TRrussell 2000 etf | $1,371,000 | -42.4% | 9,031 | -42.2% | 0.03% | -61.2% |
| GNW | New | GENWORTH FINL INC | $1,307,000 | – | 461,700 | +100.0% | 0.02% | – |
| ECH | Sell | ISHARES INCmsci chile etf | $1,326,000 | -70.1% | 25,000 | -70.6% | 0.02% | -80.0% |
| FM | Sell | ISHARES INCmsci frntr100etf | $1,310,000 | -62.2% | 37,321 | -64.3% | 0.02% | -74.5% |
| PG | New | PROCTER AND GAMBLE CO | $1,253,000 | – | 15,807 | +100.0% | 0.02% | – |
| XL | New | XL GROUP LTDput | $1,243,000 | – | 22,500 | +100.0% | 0.02% | – |
| VMW | New | VMWARE INC | $1,213,000 | – | 10,000 | +100.0% | 0.02% | – |
| BGC | New | GENERAL CABLE CORP DEL NEW | $1,134,000 | – | 38,310 | +100.0% | 0.02% | – |
| JPM | Sell | JPMORGAN CHASE & COput | $1,089,000 | -76.1% | 9,900 | -76.8% | 0.02% | -83.7% |
| SHY | Sell | ISHARES TR1 3 yr treas bd | $1,120,000 | -83.8% | 13,404 | -83.8% | 0.02% | -89.3% |
| GG | New | GOLDCORP INC NEWput | $1,053,000 | – | 76,200 | +100.0% | 0.02% | – |
| Buy | ECO STIM ENERGY SOLUTIONS IN | $1,001,000 | -24.2% | 1,053,709 | +0.5% | 0.02% | -48.6% | |
| AKAM | New | AKAMAI TECHNOLOGIES INC | $994,000 | – | 14,000 | +100.0% | 0.02% | – |
| AGN | New | ALLERGAN PLC | $1,000,000 | – | 5,941 | +100.0% | 0.02% | – |
| FEZ | Sell | SPDR INDEX SHS FDSeuro stoxx 50 | $963,000 | -89.8% | 23,923 | -89.7% | 0.02% | -93.2% |
| GOOGL | Sell | ALPHABET INCput | $933,000 | -40.9% | 900 | -40.0% | 0.02% | -60.0% |
| New | ICONIX BRAND GROUP INCnote 5.750% 8/1 | $933,000 | – | 1,005,000 | +100.0% | 0.02% | – | |
| CPE | Sell | CALLON PETE CO DEL | $904,000 | -24.1% | 68,268 | -30.4% | 0.02% | -50.0% |
| New | NOVAVAX INCnote 3.750% 2/0 | $890,000 | – | 1,250,000 | +100.0% | 0.02% | – | |
| GDX | Sell | VANECK VECTORS ETF TRput | $897,000 | -29.8% | 40,800 | -25.8% | 0.02% | -52.8% |
| New | VERISIGN INCput | $889,000 | – | 7,500 | +100.0% | 0.02% | – | |
| ABLX | New | ABLYNX NVsponsored adr | $906,000 | – | 16,613 | +100.0% | 0.02% | – |
| LLEXQ | Buy | LILIS ENERGY INC | $910,000 | +178.3% | 229,159 | +258.1% | 0.02% | +88.9% |
| ACOR | ACORDA THERAPEUTICS INCput | $903,000 | +10.4% | 38,200 | 0.0% | 0.02% | -26.1% | |
| JASO | New | JA SOLAR HOLDINGS CO LTDspon adr rep5ord | $914,000 | – | 139,397 | +100.0% | 0.02% | – |
| ETSY | New | ETSY INC | $906,000 | – | 32,300 | +100.0% | 0.02% | – |
| APTI | New | APPTIO INCcl a | $836,000 | – | 29,500 | +100.0% | 0.02% | – |
| IDRA | New | IDERA PHARMACEUTICALS INC | $781,000 | – | 424,597 | +100.0% | 0.02% | – |
| NUAN | Buy | NUANCE COMMUNICATIONS INC | $709,000 | +8.4% | 45,000 | +12.5% | 0.01% | -22.2% |
| BAC | New | BANK AMER CORPput | $717,000 | – | 23,900 | +100.0% | 0.01% | – |
| DIA | New | SPDR DOW JONES INDL AVRG ETFut ser 1 | $677,000 | – | 2,804 | +100.0% | 0.01% | – |
| NVDA | New | NVIDIA CORPput | $695,000 | – | 3,000 | +100.0% | 0.01% | – |
| IWV | Sell | ISHARES TRrussell 3000 etf | $657,000 | -51.6% | 4,200 | -51.1% | 0.01% | -65.8% |
| MO | New | ALTRIA GROUP INC | $621,000 | – | 9,960 | +100.0% | 0.01% | – |
| MDR | Buy | MCDERMOTT INTL INC | $609,000 | +515.2% | 100,000 | +561.9% | 0.01% | +300.0% |
| WMT | Sell | WALMART INC | $578,000 | -38.8% | 6,491 | -32.1% | 0.01% | -59.3% |
| XLU | Sell | SELECT SECTOR SPDR TRsbi int-utils | $581,000 | -81.5% | 11,491 | -80.8% | 0.01% | -87.6% |
| XOM | Buy | EXXON MOBIL CORP | $589,000 | +49.5% | 7,891 | +67.4% | 0.01% | 0.0% |
| GG | New | GOLDCORP INC NEW | $567,000 | – | 41,045 | +100.0% | 0.01% | – |
| XLE | Buy | SELECT SECTOR SPDR TRenergy | $600,000 | +133.5% | 8,895 | +149.8% | 0.01% | +57.1% |
| PFE | Buy | PFIZER INCput | $515,000 | -0.4% | 14,500 | +1.4% | 0.01% | -33.3% |
| EWZ | Sell | ISHARES INCmsci brazil etf | $545,000 | -63.6% | 12,133 | -67.2% | 0.01% | -76.2% |
| JPM | New | JPMORGAN CHASE & CO | $522,000 | – | 4,747 | +100.0% | 0.01% | – |
| BMRN | New | BIOMARIN PHARMACEUTICAL INC | $527,000 | – | 6,500 | +100.0% | 0.01% | – |
| CMCSA | Sell | COMCAST CORP NEWput | $475,000 | -39.4% | 13,900 | -29.1% | 0.01% | -59.1% |
| SLV | New | ISHARES SILVER TRUSTput | $496,000 | – | 32,200 | +100.0% | 0.01% | – |
| CTXS | CITRIX SYS INCcall | $464,000 | +5.5% | 5,000 | 0.0% | 0.01% | -25.0% | |
| EWD | Buy | ISHARES INCmsci sweden etf | $450,000 | +94.8% | 13,444 | +96.6% | 0.01% | +28.6% |
| BA | New | BOEING COput | $393,000 | – | 1,200 | +100.0% | 0.01% | – |
| V | New | VISA INCput | $395,000 | – | 3,300 | +100.0% | 0.01% | – |
| HDNG | New | HARDINGE INC | $440,000 | – | 24,020 | +100.0% | 0.01% | – |
| NYLD | New | NRG YIELD INCcl c | $403,000 | – | 23,700 | +100.0% | 0.01% | – |
| MA | New | MASTERCARD INCORPORATEDput | $403,000 | – | 2,300 | +100.0% | 0.01% | – |
| CVX | Sell | CHEVRON CORP NEWput | $376,000 | -49.1% | 3,300 | -44.1% | 0.01% | -66.7% |
| SLV | New | ISHARES SILVER TRUSTishares | $383,000 | – | 24,870 | +100.0% | 0.01% | – |
| SM | New | SM ENERGY CO | $361,000 | – | 20,000 | +100.0% | 0.01% | – |
| GOOGL | Buy | ALPHABET INCcap stk cl a | $381,000 | +262.9% | 367 | +267.0% | 0.01% | +133.3% |
| RSX | Sell | VANECK VECTORS ETF TRrussia etf | $347,000 | -32.2% | 15,238 | -36.9% | 0.01% | -50.0% |
| BAC | New | BANK AMER CORP | $314,000 | – | 10,455 | +100.0% | 0.01% | – |
| BMY | New | BRISTOL MYERS SQUIBB COput | $335,000 | – | 5,300 | +100.0% | 0.01% | – |
| CALL | New | MAGICJACK VOCALTEC LTD | $285,000 | – | 33,969 | +100.0% | 0.01% | – |
| NVDA | New | NVIDIA CORP | $241,000 | – | 1,039 | +100.0% | 0.01% | – |
| OILNF | Sell | BARCLAYS BK PLCipsp croil etn | $286,000 | -58.1% | 39,068 | -62.6% | 0.01% | -73.7% |
| CMCSA | Buy | COMCAST CORP NEWcl a | $265,000 | +26400.0% | 7,754 | +19285.0% | 0.01% | – |
| GILD | Buy | GILEAD SCIENCES INCput | $264,000 | +76.0% | 3,500 | +66.7% | 0.01% | +25.0% |
| PM | New | PHILIP MORRIS INTL INCcall | $278,000 | – | 2,800 | +100.0% | 0.01% | – |
| PTEN | Sell | PATTERSON UTI ENERGY INCcall | $263,000 | -51.3% | 15,000 | -36.2% | 0.01% | -66.7% |
| WFC | New | WELLS FARGO CO NEWput | $241,000 | – | 4,600 | +100.0% | 0.01% | – |
| DIS | New | DISNEY WALT COput | $261,000 | – | 2,600 | +100.0% | 0.01% | – |
| C | New | CITIGROUP INCput | $270,000 | – | 4,000 | +100.0% | 0.01% | – |
| MDT | New | MEDTRONIC PLCput | $217,000 | – | 2,700 | +100.0% | 0.00% | – |
| EWM | New | ISHARES INCmsci mly etf new | $214,000 | – | 5,930 | +100.0% | 0.00% | – |
| GLD | Sell | SPDR GOLD TRUST | $227,000 | -98.6% | 1,803 | -98.6% | 0.00% | -99.1% |
| HD | New | HOME DEPOT INCput | $232,000 | – | 1,300 | +100.0% | 0.00% | – |
| MMM | Sell | 3M COput | $220,000 | -87.2% | 1,000 | -86.3% | 0.00% | -91.7% |
| FXC | Sell | CURRENCYSHARES CDN DLR TR | $218,000 | -90.7% | 2,843 | -90.5% | 0.00% | -94.0% |
| UNP | Sell | UNION PAC CORPput | $215,000 | -88.1% | 1,600 | -88.1% | 0.00% | -92.2% |
| GDX | Sell | VANECK VECTORS ETF TRcall | $220,000 | -98.8% | 10,000 | -98.7% | 0.00% | -99.2% |
| CSBK | New | CLIFTON BANCORP INC | $198,000 | – | 12,654 | +100.0% | 0.00% | – |
| BKD | BROOKDALE SR LIVING INC | $208,000 | -30.7% | 30,972 | 0.0% | 0.00% | -50.0% | |
| BA | New | BOEING CO | $205,000 | – | 626 | +100.0% | 0.00% | – |
| ESV | New | ENSCO PLC | $188,000 | – | 42,800 | +100.0% | 0.00% | – |
| PFE | Buy | PFIZER INC | $185,000 | +18400.0% | 5,216 | +15241.2% | 0.00% | – |
| V | New | VISA INC | $163,000 | – | 1,364 | +100.0% | 0.00% | – |
| AMGN | New | AMGEN INCput | $153,000 | – | 900 | +100.0% | 0.00% | – |
| WFC | New | WELLS FARGO CO NEW | $162,000 | – | 3,099 | +100.0% | 0.00% | – |
| XOM | Buy | EXXON MOBIL CORPcall | $179,000 | +2137.5% | 2,400 | +2300.0% | 0.00% | – |
| GILD | Sell | GILEAD SCIENCES INC | $132,000 | -43.6% | 1,746 | -46.7% | 0.00% | -57.1% |
| CVX | New | CHEVRON CORP NEWcall | $171,000 | – | 1,500 | +100.0% | 0.00% | – |
| PTEN | Buy | PATTERSON UTI ENERGY INC | $170,000 | -12.4% | 9,698 | +14.9% | 0.00% | -40.0% |
| C | Sell | CITIGROUP INC | $165,000 | -99.7% | 2,441 | -99.7% | 0.00% | -99.8% |
| SLV | New | ISHARES SILVER TRUSTcall | $154,000 | – | 10,000 | +100.0% | 0.00% | – |
| RAD | RITE AID CORP | $168,000 | -14.7% | 100,000 | 0.0% | 0.00% | -50.0% | |
| HTM | New | U S GEOTHERMAL INC | $150,000 | – | 28,056 | +100.0% | 0.00% | – |
| MMM | Sell | 3M CO | $142,000 | -85.3% | 646 | -84.3% | 0.00% | -88.9% |
| TXN | New | TEXAS INSTRS INCput | $166,000 | – | 1,600 | +100.0% | 0.00% | – |
| NFLX | New | NETFLIX INCput | $148,000 | – | 500 | +100.0% | 0.00% | – |
| BMY | New | BRISTOL MYERS SQUIBB CO | $155,000 | – | 2,453 | +100.0% | 0.00% | – |
| MDT | New | MEDTRONIC PLC | $94,000 | – | 1,169 | +100.0% | 0.00% | – |
| UNP | New | UNION PAC CORPcall | $81,000 | – | 600 | +100.0% | 0.00% | – |
| MA | New | MASTERCARD INCORPORATEDcall | $88,000 | – | 500 | +100.0% | 0.00% | – |
| DIS | New | DISNEY WALT CO | $119,000 | – | 1,188 | +100.0% | 0.00% | – |
| GDX | New | VANECK VECTORS ETF TRgold miners etf | $117,000 | – | 5,326 | +100.0% | 0.00% | – |
| HD | New | HOME DEPOT INC | $112,000 | – | 631 | +100.0% | 0.00% | – |
| AMGN | New | AMGEN INC | $76,000 | – | 448 | +100.0% | 0.00% | – |
| CVX | Buy | CHEVRON CORP NEW | $61,000 | +1.7% | 537 | +10.7% | 0.00% | -50.0% |
| TXN | New | TEXAS INSTRS INC | $70,000 | – | 670 | +100.0% | 0.00% | – |
| BA | New | BOEING COcall | $33,000 | – | 100 | +100.0% | 0.00% | – |
| NVDA | New | NVIDIA CORPcall | $69,000 | – | 300 | +100.0% | 0.00% | – |
| KMI | New | KINDER MORGAN INC DELcall | $29,000 | – | 1,900 | +100.0% | 0.00% | – |
| MA | New | MASTERCARD INCORPORATEDcl a | $76,000 | – | 434 | +100.0% | 0.00% | – |
| MSCC | New | MICROSEMI CORPput | $32,000 | – | 500 | +100.0% | 0.00% | – |
| UNP | New | UNION PAC CORP | $29,000 | – | 214 | +100.0% | 0.00% | – |
| XOP | New | SPDR SERIES TRUSTs&p oilgas exp | $0 | – | 1 | +100.0% | 0.00% | – |
| EWY | Exit | ISHARES INCput | $0 | – | -100 | -100.0% | 0.00% | – |
| XME | SPDR SERIES TRUSTs&p metals mng | $0 | – | 1 | 0.0% | 0.00% | – | |
| QCOM | Sell | QUALCOMM INC | $1,000 | -100.0% | 14 | -100.0% | 0.00% | -100.0% |
| CYHHZ | COMMUNITY HEALTH SYS INC NEWright 99/99/9999 | $23,000 | +64.3% | 2,000,000 | 0.0% | 0.00% | – | |
| SMH | VANECK VECTORS ETF TRsemiconductor et | $0 | – | 1 | 0.0% | 0.00% | – | |
| DWDP | New | DOWDUPONT INC | $3,000 | – | 52 | +100.0% | 0.00% | – |
| NFLX | Sell | NETFLIX INC | $17,000 | -93.7% | 59 | -95.8% | 0.00% | -100.0% |
| BSFT | Exit | BROADSOFT INCcall | $0 | – | -500 | -100.0% | -0.00% | – |
| GILD | Exit | GILEAD SCIENCES INCcall | $0 | – | -1,000 | -100.0% | -0.00% | – |
| DPZ | Exit | DOMINOS PIZZA INC | $0 | – | -400 | -100.0% | -0.00% | – |
| NAV | Exit | NAVISTAR INTL CORP NEW | $0 | – | -2,100 | -100.0% | -0.00% | – |
| KO | Exit | COCA COLA COcall | $0 | – | -2,300 | -100.0% | -0.00% | – |
| STNG | Exit | SCORPIO TANKERS INC | $0 | – | -37,660 | -100.0% | -0.00% | – |
| BRKB | Exit | BERKSHIRE HATHAWAY INC DELput | $0 | – | -600 | -100.0% | -0.00% | – |
| ZNGA | Exit | ZYNGA INCcl a | $0 | – | -22,973 | -100.0% | -0.00% | – |
| SIRI | Exit | SIRIUS XM HLDGS INC | $0 | – | -22,607 | -100.0% | -0.00% | – |
| ARCO | Exit | ARCOS DORADOS HOLDINGS INC | $0 | – | -12,845 | -100.0% | -0.00% | – |
| CELG | Exit | CELGENE CORPput | $0 | – | -1,300 | -100.0% | -0.00% | – |
| GSAT | Exit | GLOBALSTAR INC | $0 | – | -97,802 | -100.0% | -0.00% | – |
| RMBS | Exit | RAMBUS INC DEL | $0 | – | -10,698 | -100.0% | -0.00% | – |
| QUOT | Exit | QUOTIENT TECHNOLOGY INC | $0 | – | -12,897 | -100.0% | -0.00% | – |
| GPORQ | Exit | GULFPORT ENERGY CORP | $0 | – | -10,755 | -100.0% | -0.00% | – |
| PAH | Exit | PLATFORM SPECIALTY PRODS COR | $0 | – | -12,814 | -100.0% | -0.00% | – |
| GE | Exit | GENERAL ELECTRIC COput | $0 | – | -8,000 | -100.0% | -0.00% | – |
| RH | Exit | RH | $0 | – | -1,500 | -100.0% | -0.00% | – |
| OPK | Exit | OPKO HEALTH INC | $0 | – | -29,500 | -100.0% | -0.00% | – |
| KOS | Exit | KOSMOS ENERGY LTD | $0 | – | -27,127 | -100.0% | -0.01% | – |
| GNCIQ | Exit | GNC HLDGS INCput | $0 | – | -51,000 | -100.0% | -0.01% | – |
| BEL | Exit | BELMOND LTDcl a | $0 | – | -15,335 | -100.0% | -0.01% | – |
| FI | Exit | FRANKS INTL N V | $0 | – | -24,616 | -100.0% | -0.01% | – |
| XOGAQ | Exit | EXTRACTION OIL AND GAS INC | $0 | – | -13,300 | -100.0% | -0.01% | – |
| XONE | Exit | EXONE CO | $0 | – | -20,000 | -100.0% | -0.01% | – |
| ATH | Exit | ATHENE HLDG LTDcl a | $0 | – | -4,200 | -100.0% | -0.01% | – |
| UNTCQ | Exit | UNIT CORP | $0 | – | -9,302 | -100.0% | -0.01% | – |
| IWB | Exit | ISHARES TRrus 1000 etf | $0 | – | -1,518 | -100.0% | -0.01% | – |
| WBA | Exit | WALGREENS BOOTS ALLIANCE INC | $0 | – | -2,874 | -100.0% | -0.01% | – |
| SON | Exit | SONOCO PRODS CO | $0 | – | -3,800 | -100.0% | -0.01% | – |
| TMO | Exit | THERMO FISHER SCIENTIFIC INC | $0 | – | -1,100 | -100.0% | -0.01% | – |
| ATSG | Exit | AIR TRANSPORT SERVICES GRP I | $0 | – | -9,200 | -100.0% | -0.01% | – |
| DVN | Exit | DEVON ENERGY CORP NEW | $0 | – | -5,500 | -100.0% | -0.01% | – |
| IR | Exit | INGERSOLL-RAND PLC | $0 | – | -2,500 | -100.0% | -0.01% | – |
| XLNX | Exit | XILINX INC | $0 | – | -3,400 | -100.0% | -0.01% | – |
| GRMN | Exit | GARMIN LTD | $0 | – | -3,832 | -100.0% | -0.01% | – |
| ONB | Exit | OLD NATL BANCORP IND | $0 | – | -11,400 | -100.0% | -0.01% | – |
| PCTY | Exit | PAYLOCITY HLDG CORP | $0 | – | -4,300 | -100.0% | -0.01% | – |
| VRX | Exit | VALEANT PHARMACEUTICALS INTLcall | $0 | – | -10,000 | -100.0% | -0.01% | – |
| GLW | Exit | CORNING INC | $0 | – | -7,142 | -100.0% | -0.01% | – |
| DRI | Exit | DARDEN RESTAURANTS INC | $0 | – | -2,100 | -100.0% | -0.01% | – |
| PEN | Exit | PENUMBRA INC | $0 | – | -2,207 | -100.0% | -0.01% | – |
| MTW | Exit | MANITOWOC CO INC | $0 | – | -5,581 | -100.0% | -0.01% | – |
| MXIM | Exit | MAXIM INTEGRATED PRODS INC | $0 | – | -4,000 | -100.0% | -0.01% | – |
| PSMT | Exit | PRICESMART INC | $0 | – | -2,660 | -100.0% | -0.01% | – |
| MSTR | Exit | MICROSTRATEGY INCcl a new | $0 | – | -1,681 | -100.0% | -0.01% | – |
| HON | Exit | HONEYWELL INTL INCput | $0 | – | -1,400 | -100.0% | -0.01% | – |
| PFPT | Exit | PROOFPOINT INC | $0 | – | -2,272 | -100.0% | -0.01% | – |
| AINV | Exit | APOLLO INVT CORP | $0 | – | -44,878 | -100.0% | -0.01% | – |
| MTOR | Exit | MERITOR INC | $0 | – | -11,100 | -100.0% | -0.01% | – |
| NDSN | Exit | NORDSON CORP | $0 | – | -1,600 | -100.0% | -0.01% | – |
| AME | Exit | AMETEK INC NEW | $0 | – | -3,575 | -100.0% | -0.01% | – |
| ROST | Exit | ROSS STORES INC | $0 | – | -3,108 | -100.0% | -0.01% | – |
| EWBC | Exit | EAST WEST BANCORP INC | $0 | – | -4,305 | -100.0% | -0.01% | – |
| SASR | Exit | SANDY SPRING BANCORP INC | $0 | – | -6,200 | -100.0% | -0.01% | – |
| BWA | Exit | BORGWARNER INC | $0 | – | -5,100 | -100.0% | -0.01% | – |
| SERV | Exit | SERVICEMASTER GLOBAL HLDGS I | $0 | – | -4,600 | -100.0% | -0.01% | – |
| CNP | Exit | CENTERPOINT ENERGY INC | $0 | – | -9,185 | -100.0% | -0.01% | – |
| ECPG | Exit | ENCORE CAP GROUP INC | $0 | – | -5,501 | -100.0% | -0.01% | – |
| LITE | Exit | LUMENTUM HLDGS INC | $0 | – | -4,899 | -100.0% | -0.01% | – |
| PLAY | Exit | DAVE & BUSTERS ENTMT INC | $0 | – | -4,400 | -100.0% | -0.01% | – |
| JBT | Exit | JOHN BEAN TECHNOLOGIES CORP | $0 | – | -2,300 | -100.0% | -0.01% | – |
| MASI | Exit | MASIMO CORP | $0 | – | -2,900 | -100.0% | -0.01% | – |
| PNM | Exit | PNM RES INC | $0 | – | -6,254 | -100.0% | -0.01% | – |
| IPXL | Exit | IMPAX LABORATORIES INC | $0 | – | -15,000 | -100.0% | -0.01% | – |
| SLCA | Exit | U S SILICA HLDGS INC | $0 | – | -7,700 | -100.0% | -0.01% | – |
| EXPD | Exit | EXPEDITORS INTL WASH INC | $0 | – | -3,600 | -100.0% | -0.01% | – |
| INCY | Exit | INCYTE CORP | $0 | – | -2,700 | -100.0% | -0.01% | – |
| ALRM | Exit | ALARM COM HLDGS INC | $0 | – | -6,600 | -100.0% | -0.01% | – |
| Exit | NOVAVAX INCnote 3.750% 2/0 | $0 | – | -500,000 | -100.0% | -0.01% | – | |
| DAR | Exit | DARLING INGREDIENTS INC | $0 | – | -13,298 | -100.0% | -0.01% | – |
| PPL | Exit | PPL CORP | $0 | – | -7,500 | -100.0% | -0.01% | – |
| BLL | Exit | BALL CORP | $0 | – | -6,645 | -100.0% | -0.01% | – |
| VRSK | Exit | VERISK ANALYTICS INC | $0 | – | -2,507 | -100.0% | -0.01% | – |
| FLEX | Exit | FLEX LTDord | $0 | – | -15,006 | -100.0% | -0.01% | – |
| THO | Exit | THOR INDS INC | $0 | – | -1,800 | -100.0% | -0.01% | – |
| EVHC | Exit | ENVISION HEALTHCARE CORPcall | $0 | – | -8,500 | -100.0% | -0.01% | – |
| KSU | Exit | KANSAS CITY SOUTHERN | $0 | – | -2,600 | -100.0% | -0.01% | – |
| WFTIQ | Exit | WEATHERFORD INTL PLC | $0 | – | -69,093 | -100.0% | -0.01% | – |
| BHLB | Exit | BERKSHIRE HILLS BANCORP INC | $0 | – | -7,500 | -100.0% | -0.01% | – |
| MS | Exit | MORGAN STANLEY | $0 | – | -5,530 | -100.0% | -0.01% | – |
| CSFL | Exit | CENTERSTATE BK CORP | $0 | – | -11,200 | -100.0% | -0.01% | – |
| PRGO | Exit | PERRIGO CO PLC | $0 | – | -3,403 | -100.0% | -0.01% | – |
| RUSHA | Exit | RUSH ENTERPRISES INCcl a | $0 | – | -5,386 | -100.0% | -0.01% | – |
| ARRS | Exit | ARRIS INTL INC | $0 | – | -11,000 | -100.0% | -0.01% | – |
| UIS | Exit | UNISYS CORPput | $0 | – | -35,700 | -100.0% | -0.01% | – |
| MTG | Exit | MGIC INVT CORP WIS | $0 | – | -19,600 | -100.0% | -0.01% | – |
| OLN | Exit | OLIN CORP | $0 | – | -7,700 | -100.0% | -0.01% | – |
| GWB | Exit | GREAT WESTN BANCORP INC | $0 | – | -7,200 | -100.0% | -0.01% | – |
| TSN | Exit | TYSON FOODS INCcl a | $0 | – | -3,300 | -100.0% | -0.01% | – |
| SJM | Exit | SMUCKER J M CO | $0 | – | -2,200 | -100.0% | -0.01% | – |
| WAL | Exit | WESTERN ALLIANCE BANCORP | $0 | – | -4,800 | -100.0% | -0.01% | – |
| CVCO | Exit | CAVCO INDS INC DEL | $0 | – | -1,903 | -100.0% | -0.01% | – |
| SUM | Exit | SUMMIT MATLS INCcl a | $0 | – | -9,300 | -100.0% | -0.01% | – |
| SAIC | Exit | SCIENCE APPLICATNS INTL CP N | $0 | – | -4,220 | -100.0% | -0.01% | – |
| TARO | Exit | TARO PHARMACEUTICAL INDS LTD | $0 | – | -2,900 | -100.0% | -0.01% | – |
| DISH | Exit | DISH NETWORK CORPcl a | $0 | – | -6,410 | -100.0% | -0.01% | – |
| LZB | Exit | LA Z BOY INC | $0 | – | -10,145 | -100.0% | -0.01% | – |
| NOC | Exit | NORTHROP GRUMMAN CORP | $0 | – | -1,008 | -100.0% | -0.01% | – |
| FDC | Exit | FIRST DATA CORP NEW | $0 | – | -19,590 | -100.0% | -0.01% | – |
| FGEN | Exit | FIBROGEN INC | $0 | – | -6,900 | -100.0% | -0.01% | – |
| KO | Exit | COCA COLA CO | $0 | – | -7,051 | -100.0% | -0.01% | – |
| MGRC | Exit | MCGRATH RENTCORP | $0 | – | -6,956 | -100.0% | -0.01% | – |
| ISRG | Exit | INTUITIVE SURGICAL INC | $0 | – | -903 | -100.0% | -0.01% | – |
| GE | Exit | GENERAL ELECTRIC CO | $0 | – | -19,107 | -100.0% | -0.01% | – |
| EQT | Exit | EQT CORP | $0 | – | -5,400 | -100.0% | -0.01% | – |
| SWX | Exit | SOUTHWEST GAS HOLDINGS INC | $0 | – | -3,758 | -100.0% | -0.01% | – |
| DIOD | Exit | DIODES INC | $0 | – | -11,101 | -100.0% | -0.01% | – |
| YEXT | Exit | YEXT INC | $0 | – | -27,400 | -100.0% | -0.01% | – |
| YUMC | Exit | YUM CHINA HLDGS INC | $0 | – | -8,400 | -100.0% | -0.01% | – |
| DORM | Exit | DORMAN PRODUCTS INC | $0 | – | -5,400 | -100.0% | -0.01% | – |
| EOG | Exit | EOG RES INC | $0 | – | -3,300 | -100.0% | -0.01% | – |
| LANC | Exit | LANCASTER COLONY CORP | $0 | – | -2,800 | -100.0% | -0.01% | – |
| FWRD | Exit | FORWARD AIR CORP | $0 | – | -6,000 | -100.0% | -0.01% | – |
| DLTR | Exit | DOLLAR TREE INC | $0 | – | -3,420 | -100.0% | -0.01% | – |
| CMI | Exit | CUMMINS INC | $0 | – | -2,100 | -100.0% | -0.01% | – |
| FLT | Exit | FLEETCOR TECHNOLOGIES INC | $0 | – | -1,781 | -100.0% | -0.01% | – |
| ROP | Exit | ROPER TECHNOLOGIES INC | $0 | – | -1,422 | -100.0% | -0.01% | – |
| WST | Exit | WEST PHARMACEUTICAL SVSC INC | $0 | – | -3,760 | -100.0% | -0.01% | – |
| NOVT | Exit | NOVANTA INC | $0 | – | -7,052 | -100.0% | -0.01% | – |
| HXL | Exit | HEXCEL CORP NEW | $0 | – | -5,583 | -100.0% | -0.01% | – |
| GNRC | Exit | GENERAC HLDGS INC | $0 | – | -7,014 | -100.0% | -0.01% | – |
| ICE | Exit | INTERCONTINENTAL EXCHANGE IN | $0 | – | -5,100 | -100.0% | -0.01% | – |
| NEBLQ | Exit | NOBLE CORP PLC | $0 | – | -75,700 | -100.0% | -0.01% | – |
| KR | Exit | KROGER CO | $0 | – | -13,441 | -100.0% | -0.01% | – |
| LGND | Exit | LIGAND PHARMACEUTICALS INC | $0 | – | -2,599 | -100.0% | -0.01% | – |
| SCMP | Exit | SUCAMPO PHARMACEUTICALS INCcall | $0 | – | -20,200 | -100.0% | -0.01% | – |
| ETR | Exit | ENTERGY CORP NEW | $0 | – | -4,425 | -100.0% | -0.01% | – |
| SO | Exit | SOUTHERN CO | $0 | – | -7,267 | -100.0% | -0.01% | – |
| MBFI | Exit | MB FINANCIAL INC NEW | $0 | – | -8,300 | -100.0% | -0.01% | – |
| EXP | Exit | EAGLE MATERIALS INC | $0 | – | -3,300 | -100.0% | -0.01% | – |
| KN | Exit | KNOWLES CORP | $0 | – | -26,705 | -100.0% | -0.01% | – |
| OGE | Exit | OGE ENERGY CORP | $0 | – | -12,021 | -100.0% | -0.01% | – |
| HYH | Exit | HALYARD HEALTH INC | $0 | – | -8,280 | -100.0% | -0.01% | – |
| SSB | Exit | SOUTH ST CORP | $0 | – | -4,443 | -100.0% | -0.01% | – |
| CSGP | Exit | COSTAR GROUP INC | $0 | – | -1,300 | -100.0% | -0.01% | – |
| CPRT | Exit | COPART INC | $0 | – | -8,690 | -100.0% | -0.01% | – |
| VSH | Exit | VISHAY INTERTECHNOLOGY INC | $0 | – | -18,672 | -100.0% | -0.01% | – |
| NCLH | Exit | NORWEGIAN CRUISE LINE HLDGS | $0 | – | -7,500 | -100.0% | -0.01% | – |
| NKTR | Exit | NEKTAR THERAPEUTICS | $0 | – | -6,600 | -100.0% | -0.01% | – |
| RIG | Exit | TRANSOCEAN LTD | $0 | – | -36,989 | -100.0% | -0.01% | – |
| FUL | Exit | FULLER H B CO | $0 | – | -7,103 | -100.0% | -0.01% | – |
| LHCG | Exit | LHC GROUP INC | $0 | – | -6,487 | -100.0% | -0.01% | – |
| STL | Exit | STERLING BANCORP DEL | $0 | – | -16,400 | -100.0% | -0.01% | – |
| BSX | Exit | BOSTON SCIENTIFIC CORP | $0 | – | -15,165 | -100.0% | -0.01% | – |
| FSK | Exit | FS INVT CORP | $0 | – | -59,600 | -100.0% | -0.01% | – |
| GDOT | Exit | GREEN DOT CORPcl a | $0 | – | -7,100 | -100.0% | -0.01% | – |
| WSFS | Exit | WSFS FINL CORP | $0 | – | -9,002 | -100.0% | -0.01% | – |
| CSX | Exit | CSX CORP | $0 | – | -8,005 | -100.0% | -0.01% | – |
| DGX | Exit | QUEST DIAGNOSTICS INC | $0 | – | -4,200 | -100.0% | -0.01% | – |
| CCL | Exit | CARNIVAL CORPunit 99/99/9999 | $0 | – | -6,400 | -100.0% | -0.01% | – |
| MCO | Exit | MOODYS CORP | $0 | – | -2,918 | -100.0% | -0.01% | – |
| LAD | Exit | LITHIA MTRS INCcl a | $0 | – | -3,698 | -100.0% | -0.01% | – |
| MGM | Exit | MGM RESORTS INTERNATIONAL | $0 | – | -12,400 | -100.0% | -0.01% | – |
| MU | Exit | MICRON TECHNOLOGY INC | $0 | – | -10,700 | -100.0% | -0.01% | – |
| VGR | Exit | VECTOR GROUP LTD | $0 | – | -18,300 | -100.0% | -0.01% | – |
| REGN | Exit | REGENERON PHARMACEUTICALS | $0 | – | -1,096 | -100.0% | -0.01% | – |
| TPH | Exit | TRI POINTE GROUP INC | $0 | – | -23,089 | -100.0% | -0.01% | – |
| HRB | Exit | BLOCK H & R INC | $0 | – | -16,097 | -100.0% | -0.01% | – |
| SBUX | Exit | STARBUCKS CORP | $0 | – | -7,576 | -100.0% | -0.01% | – |
| HYG | Exit | ISHARES TRiboxx hi yd etf | $0 | – | -5,000 | -100.0% | -0.01% | – |
| ACGL | Exit | ARCH CAP GROUP LTDord | $0 | – | -4,900 | -100.0% | -0.01% | – |
| SCI | Exit | SERVICE CORP INTL | $0 | – | -12,300 | -100.0% | -0.01% | – |
| EXC | Exit | EXELON CORP | $0 | – | -11,623 | -100.0% | -0.01% | – |
| FBHS | Exit | FORTUNE BRANDS HOME & SEC IN | $0 | – | -6,882 | -100.0% | -0.01% | – |
| MHK | Exit | MOHAWK INDS INC | $0 | – | -1,700 | -100.0% | -0.01% | – |
| PPBI | Exit | PACIFIC PREMIER BANCORP | $0 | – | -11,720 | -100.0% | -0.01% | – |
| OKE | Exit | ONEOK INC NEW | $0 | – | -8,529 | -100.0% | -0.01% | – |
| GD | Exit | GENERAL DYNAMICS CORP | $0 | – | -2,300 | -100.0% | -0.01% | – |
| KORS | Exit | MICHAEL KORS HLDGS LTD | $0 | – | -7,191 | -100.0% | -0.01% | – |
| NBL | Exit | NOBLE ENERGY INC | $0 | – | -16,850 | -100.0% | -0.01% | – |
| YUM | Exit | YUM BRANDS INC | $0 | – | -6,155 | -100.0% | -0.01% | – |
| ANSS | Exit | ANSYS INC | $0 | – | -3,326 | -100.0% | -0.01% | – |
| LUK | Exit | LEUCADIA NATL CORP | $0 | – | -19,231 | -100.0% | -0.01% | – |
| FL | Exit | FOOT LOCKER INC | $0 | – | -10,730 | -100.0% | -0.01% | – |
| VAC | Exit | MARRIOTT VACATIONS WRLDWDE C | $0 | – | -3,769 | -100.0% | -0.01% | – |
| BDX | Exit | BECTON DICKINSON & CO | $0 | – | -2,309 | -100.0% | -0.01% | – |
| NGVT | Exit | INGEVITY CORP | $0 | – | -6,900 | -100.0% | -0.01% | – |
| NBIX | Exit | NEUROCRINE BIOSCIENCES INC | $0 | – | -6,469 | -100.0% | -0.01% | – |
| TEL | Exit | TE CONNECTIVITY LTD | $0 | – | -5,398 | -100.0% | -0.01% | – |
| SANM | Exit | SANMINA CORPORATION | $0 | – | -14,878 | -100.0% | -0.01% | – |
| UPS | Exit | UNITED PARCEL SERVICE INCcl b | $0 | – | -4,022 | -100.0% | -0.01% | – |
| TCPC | Exit | TCP CAP CORP | $0 | – | -32,238 | -100.0% | -0.01% | – |
| LYV | Exit | LIVE NATION ENTERTAINMENT IN | $0 | – | -11,346 | -100.0% | -0.01% | – |
| CFR | Exit | CULLEN FROST BANKERS INC | $0 | – | -5,400 | -100.0% | -0.01% | – |
| CRRTQ | Exit | CARBO CERAMICS INC | $0 | – | -50,000 | -100.0% | -0.01% | – |
| EE | Exit | EL PASO ELEC CO | $0 | – | -9,739 | -100.0% | -0.02% | – |
| OSIS | Exit | OSI SYSTEMS INC | $0 | – | -8,066 | -100.0% | -0.02% | – |
| FDX | Exit | FEDEX CORP | $0 | – | -2,300 | -100.0% | -0.02% | – |
| BIG | Exit | BIG LOTS INC | $0 | – | -10,300 | -100.0% | -0.02% | – |
| TXMD | Exit | THERAPEUTICSMD INC | $0 | – | -100,800 | -100.0% | -0.02% | – |
| EEFT | Exit | EURONET WORLDWIDE INC | $0 | – | -7,087 | -100.0% | -0.02% | – |
| AON | Exit | AON PLC | $0 | – | -4,591 | -100.0% | -0.02% | – |
| FSS | Exit | FEDERAL SIGNAL CORP | $0 | – | -30,768 | -100.0% | -0.02% | – |
| PPG | Exit | PPG INDS INC | $0 | – | -5,300 | -100.0% | -0.02% | – |
| BERY | Exit | BERRY GLOBAL GROUP INC | $0 | – | -10,181 | -100.0% | -0.02% | – |
| KEYS | Exit | KEYSIGHT TECHNOLOGIES INC | $0 | – | -15,406 | -100.0% | -0.02% | – |
| NTNX | Exit | NUTANIX INCcl a | $0 | – | -17,600 | -100.0% | -0.02% | – |
| TPRE | Exit | THIRD PT REINS LTD | $0 | – | -43,346 | -100.0% | -0.02% | – |
| APA | Exit | APACHE CORP | $0 | – | -15,220 | -100.0% | -0.02% | – |
| J | Exit | JACOBS ENGR GROUP INC DEL | $0 | – | -9,800 | -100.0% | -0.02% | – |
| CCK | Exit | CROWN HOLDINGS INC | $0 | – | -11,101 | -100.0% | -0.02% | – |
| HII | Exit | HUNTINGTON INGALLS INDS INC | $0 | – | -2,811 | -100.0% | -0.02% | – |
| KHC | Exit | KRAFT HEINZ CO | $0 | – | -8,700 | -100.0% | -0.02% | – |
| EGBN | Exit | EAGLE BANCORP INC MD | $0 | – | -11,723 | -100.0% | -0.02% | – |
| SWKS | Exit | SKYWORKS SOLUTIONS INC | $0 | – | -7,200 | -100.0% | -0.02% | – |
| MDCO | Exit | MEDICINES COput | $0 | – | -25,000 | -100.0% | -0.02% | – |
| HRL | Exit | HORMEL FOODS CORP | $0 | – | -18,514 | -100.0% | -0.02% | – |
| EWY | Exit | ISHARES INCmsci sth kor etf | $0 | – | -8,894 | -100.0% | -0.02% | – |
| SPLK | Exit | SPLUNK INC | $0 | – | -8,500 | -100.0% | -0.02% | – |
| EWS | Exit | ISHARES INCmsci singpor etf | $0 | – | -27,810 | -100.0% | -0.02% | – |
| SNPS | Exit | SYNOPSYS INC | $0 | – | -8,500 | -100.0% | -0.02% | – |
| PTC | Exit | PTC INC | $0 | – | -12,259 | -100.0% | -0.02% | – |
| VRX | Exit | VALEANT PHARMACEUTICALS INTL | $0 | – | -35,000 | -100.0% | -0.02% | – |
| IGT | Exit | INTERNATIONAL GAME TECHNOLOG | $0 | – | -27,622 | -100.0% | -0.02% | – |
| TTWO | Exit | TAKE-TWO INTERACTIVE SOFTWAR | $0 | – | -6,777 | -100.0% | -0.02% | – |
| GRA | Exit | GRACE W R & CO DEL NEW | $0 | – | -10,500 | -100.0% | -0.02% | – |
| ICLR | Exit | ICON PLC | $0 | – | -6,750 | -100.0% | -0.02% | – |
| EXLS | Exit | EXLSERVICE HOLDINGS INC | $0 | – | -12,311 | -100.0% | -0.02% | – |
| ALGN | Exit | ALIGN TECHNOLOGY INC | $0 | – | -3,299 | -100.0% | -0.02% | – |
| DG | Exit | DOLLAR GEN CORP NEW | $0 | – | -8,200 | -100.0% | -0.02% | – |
| AN | Exit | AUTONATION INC | $0 | – | -15,000 | -100.0% | -0.02% | – |
| IVZ | Exit | INVESCO LTD | $0 | – | -21,856 | -100.0% | -0.02% | – |
| CELG | Exit | CELGENE CORPcall | $0 | – | -7,700 | -100.0% | -0.02% | – |
| CZR | Exit | CAESARS ENTMT CORP | $0 | – | -64,485 | -100.0% | -0.02% | – |
| SRE | Exit | SEMPRA ENERGY | $0 | – | -7,700 | -100.0% | -0.02% | – |
| AGO | Exit | ASSURED GUARANTY LTD | $0 | – | -24,773 | -100.0% | -0.02% | – |
| GM | Exit | GENERAL MTRS CO | $0 | – | -21,000 | -100.0% | -0.02% | – |
| NATI | Exit | NATIONAL INSTRS CORP | $0 | – | -20,099 | -100.0% | -0.02% | – |
| FRC | Exit | FIRST REP BK SAN FRANCISCO C | $0 | – | -10,274 | -100.0% | -0.02% | – |
| POST | Exit | POST HLDGS INC | $0 | – | -11,393 | -100.0% | -0.02% | – |
| KO | Exit | COCA COLA COput | $0 | – | -19,100 | -100.0% | -0.02% | – |
| Exit | GNC HLDGS INCnote 1.500% 8/1 | $0 | – | -2,000,000 | -100.0% | -0.02% | – | |
| ELF | Exit | E L F BEAUTY INC | $0 | – | -40,000 | -100.0% | -0.02% | – |
| ETN | Exit | EATON CORP PLC | $0 | – | -11,203 | -100.0% | -0.02% | – |
| MTN | Exit | VAIL RESORTS INC | $0 | – | -4,400 | -100.0% | -0.03% | – |
| RCL | Exit | ROYAL CARIBBEAN CRUISES LTD | $0 | – | -8,047 | -100.0% | -0.03% | – |
| VRX | Exit | VALEANT PHARMACEUTICALS INTLput | $0 | – | -49,300 | -100.0% | -0.03% | – |
| IQV | Exit | IQVIA HLDGS INC | $0 | – | -10,600 | -100.0% | -0.03% | – |
| WBC | Exit | WABCO HLDGS INC | $0 | – | -7,362 | -100.0% | -0.03% | – |
| MET | Exit | METLIFE INC | $0 | – | -21,659 | -100.0% | -0.03% | – |
| MMM | Exit | 3M COcall | $0 | – | -5,000 | -100.0% | -0.03% | – |
| VST | Exit | VISTRA ENERGY CORP | $0 | – | -65,200 | -100.0% | -0.03% | – |
| ERJ | Exit | EMBRAER S Acall | $0 | – | -50,000 | -100.0% | -0.03% | – |
| XIV | Exit | CREDIT SUISSE NASSAU BRHinvrs vix sterm | $0 | – | -10,126 | -100.0% | -0.04% | – |
| GOOGL | Exit | ALPHABET INCcall | $0 | – | -1,300 | -100.0% | -0.04% | – |
| INTC | Exit | INTEL CORP | $0 | – | -30,000 | -100.0% | -0.04% | – |
| HAL | Exit | HALLIBURTON COcall | $0 | – | -30,000 | -100.0% | -0.04% | – |
| EWJ | Exit | ISHARES INCmsci jpn etf new | $0 | – | -25,531 | -100.0% | -0.04% | – |
| HUN | Exit | HUNTSMAN CORP | $0 | – | -50,000 | -100.0% | -0.05% | – |
| GE | Exit | GENERAL ELECTRIC COcall | $0 | – | -98,700 | -100.0% | -0.05% | – |
| EWT | Exit | ISHARES INCmsci taiwan etf | $0 | – | -48,438 | -100.0% | -0.05% | – |
| MIC | Exit | MACQUARIE INFRASTRUCTURE COR | $0 | – | -28,000 | -100.0% | -0.05% | – |
| TEVA | Exit | TEVA PHARMACEUTICAL INDS LTDcall | $0 | – | -99,900 | -100.0% | -0.05% | – |
| EWW | Exit | ISHARES INCmsci mexico etf | $0 | – | -39,461 | -100.0% | -0.06% | – |
| T | Exit | AT&T INC | $0 | – | -52,146 | -100.0% | -0.06% | – |
| GOGO | Exit | GOGO INC | $0 | – | -200,000 | -100.0% | -0.06% | – |
| MDR | Exit | MCDERMOTT INTL INCcall | $0 | – | -350,200 | -100.0% | -0.06% | – |
| JNK | Exit | SPDR SERIES TRUSTbloomberg brclys | $0 | – | -63,796 | -100.0% | -0.07% | – |
| AMZN | Exit | AMAZON COM INC | $0 | – | -2,069 | -100.0% | -0.07% | – |
| MRVL | Exit | MARVELL TECHNOLOGY GROUP LTDcall | $0 | – | -114,000 | -100.0% | -0.07% | – |
| Exit | DEPOMED INCnote 2.500% 9/0 | $0 | – | -3,000,000 | -100.0% | -0.07% | – | |
| EWQ | Exit | ISHARES INCmsci france etf | $0 | – | -81,598 | -100.0% | -0.07% | – |
| Exit | AMYRIS INCnote 6.500% 5/1 | $0 | – | -4,000,000 | -100.0% | -0.07% | – | |
| IJH | Exit | ISHARES TRcore s&p mcp etf | $0 | – | -14,041 | -100.0% | -0.08% | – |
| Exit | CLEVELAND CLIFFS INCdbcv 1.500% 1/1 | $0 | – | -2,500,000 | -100.0% | -0.08% | – | |
| EWI | Exit | ISHARES INCmsci italy etf | $0 | – | -104,618 | -100.0% | -0.09% | – |
| BRKB | Exit | BERKSHIRE HATHAWAY INC DELcall | $0 | – | -16,200 | -100.0% | -0.09% | – |
| Exit | AEROJET ROCKETDYNE HLDGS INCnote 2.250%12/1 | $0 | – | -2,500,000 | -100.0% | -0.10% | – | |
| Exit | BROADSOFT INCnote 1.000% 9/0 | $0 | – | -2,500,000 | -100.0% | -0.10% | – | |
| NAV | Exit | NAVISTAR INTL CORP NEWput | $0 | – | -92,200 | -100.0% | -0.11% | – |
| SLB | Exit | SCHLUMBERGER LTDcall | $0 | – | -60,000 | -100.0% | -0.11% | – |
| DISCK | Exit | DISCOVERY COMMUNICATNS NEWcall | $0 | – | -200,000 | -100.0% | -0.12% | – |
| EZU | Exit | ISHARES INCmsci eurzone etf | $0 | – | -98,526 | -100.0% | -0.12% | – |
| VXX | Exit | BARCLAYS BK PLCipath s&p500 vix | $0 | – | -159,824 | -100.0% | -0.13% | – |
| DYN | Exit | DYNEGY INC NEW DELput | $0 | – | -382,300 | -100.0% | -0.13% | – |
| DPZ | Exit | DOMINOS PIZZA INCcall | $0 | – | -25,000 | -100.0% | -0.13% | – |
| DPZ | Exit | DOMINOS PIZZA INCput | $0 | – | -25,000 | -100.0% | -0.13% | – |
| GPAC | Exit | GLOBAL PARTNER ACQUISITION C | $0 | – | -515,300 | -100.0% | -0.15% | – |
| Exit | STARWOOD PPTY TR INCnote 4.375% 4/0 | $0 | – | -5,500,000 | -100.0% | -0.16% | – | |
| Exit | NUVASIVE INCnote 2.250% 3/1 | $0 | – | -5,000,000 | -100.0% | -0.17% | – | |
| DISH | Exit | DISH NETWORK CORPcall | $0 | – | -125,000 | -100.0% | -0.17% | – |
| Exit | RADIUS HEALTH INCnote 3.000% 9/0 | $0 | – | -7,000,000 | -100.0% | -0.19% | – | |
| Exit | VIPSHOP HLDGS LTDnote 1.500% 3/1 | $0 | – | -7,000,000 | -100.0% | -0.20% | – | |
| SLB | Exit | SCHLUMBERGER LTDput | $0 | – | -109,100 | -100.0% | -0.21% | – |
| Exit | ACORDA THERAPEUTICS INCnote 1.750% 6/1 | $0 | – | -8,873,000 | -100.0% | -0.21% | – | |
| MIC | Exit | MACQUARIE INFRASTRUCTURE CORput | $0 | – | -120,000 | -100.0% | -0.22% | – |
| BSFT | Exit | BROADSOFT INC | $0 | – | -141,783 | -100.0% | -0.22% | – |
| Exit | MICROCHIP TECHNOLOGY INCnote 1.625% 2/1 | $0 | – | -5,000,000 | -100.0% | -0.24% | – | |
| Exit | CIENA CORPnote 3.750%10/1 | $0 | – | -7,500,000 | -100.0% | -0.25% | – | |
| SNI | Exit | SCRIPPS NETWORKS INTERACT IN | $0 | – | -110,000 | -100.0% | -0.26% | – |
| Exit | LIVE NATION ENTERTAINMENT INdbcv 2.500% 5/1 | $0 | – | -7,500,000 | -100.0% | -0.27% | – | |
| XME | Exit | SPDR SERIES TRUSTput | $0 | – | -270,000 | -100.0% | -0.28% | – |
| CTXS | Exit | CITRIX SYS INC | $0 | – | -112,000 | -100.0% | -0.28% | – |
| Exit | CORNERSTONE ONDEMAND INCnote 1.500% 7/0 | $0 | – | -10,000,000 | -100.0% | -0.28% | – | |
| Exit | JEFFERIES GROUP INC NEWdbcv 3.875%11/0 | $0 | – | -10,000,000 | -100.0% | -0.28% | – | |
| Exit | CTRIP COM INTL LTDnote 1.250%10/1 | $0 | – | -8,500,000 | -100.0% | -0.28% | – | |
| CCC | Exit | CALGON CARBON CORPcall | $0 | – | -489,400 | -100.0% | -0.29% | – |
| EFA | Exit | ISHARES TRput | $0 | – | -150,000 | -100.0% | -0.30% | – |
| Exit | BLACKSTONE MTG TR INCnote 4.375% 5/0 | $0 | – | -11,000,000 | -100.0% | -0.32% | – | |
| Exit | MEDIDATA SOLUTIONS INCnote 1.000% 8/0 | $0 | – | -10,000,000 | -100.0% | -0.33% | – | |
| Exit | UNISYS CORPnote 5.500% 3/0 | $0 | – | -10,500,000 | -100.0% | -0.34% | – | |
| Exit | PRICELINE GRP INCnote 0.350% 6/1 | $0 | – | -9,000,000 | -100.0% | -0.35% | – | |
| Exit | REDWOOD TR INCnote 4.625% 4/1 | $0 | – | -14,500,000 | -100.0% | -0.41% | – | |
| CAA | Exit | CALATLANTIC GROUP INC | $0 | – | -262,400 | -100.0% | -0.42% | – |
| Exit | MEDICINES COnote 2.500% 1/1 | $0 | – | -14,435,000 | -100.0% | -0.43% | – | |
| Exit | NAVISTAR INTL CORP NEWnote 4.500%10/1 | $0 | – | -15,000,000 | -100.0% | -0.44% | – | |
| HUN | Exit | HUNTSMAN CORPput | $0 | – | -502,000 | -100.0% | -0.47% | – |
| Exit | IRONWOOD PHARMACEUTICALS INCdbcv 2.250% 6/1 | $0 | – | -14,500,000 | -100.0% | -0.48% | – | |
| SNI | Exit | SCRIPPS NETWORKS INTERACT INcall | $0 | – | -202,300 | -100.0% | -0.49% | – |
| MON | Exit | MONSANTO CO NEW | $0 | – | -150,000 | -100.0% | -0.50% | – |
| Exit | CLOVIS ONCOLOGY INCnote 2.500% 9/1 | $0 | – | -14,074,000 | -100.0% | -0.54% | – | |
| Exit | REDWOOD TR INCnote 4.750% 8/1 | $0 | – | -20,000,000 | -100.0% | -0.55% | – | |
| Exit | ALON USA ENERGY INCnote 3.000% 9/1 | $0 | – | -15,329,000 | -100.0% | -0.58% | – | |
| Exit | PATTERN ENERGY GROUP INCnote 4.000% 7/1 | $0 | – | -20,740,000 | -100.0% | -0.60% | – | |
| Exit | CTRIP COM INTL LTDnote 1.000% 7/0 | $0 | – | -20,000,000 | -100.0% | -0.60% | – | |
| Exit | TWO HBRS INVT CORPnote 6.250% 1/1 | $0 | – | -20,000,000 | -100.0% | -0.60% | – | |
| CPN | Exit | CALPINE CORP | $0 | – | -1,425,309 | -100.0% | -0.61% | – |
| Exit | MEDICINES COnote 2.750% 7/1 | $0 | – | -24,215,000 | -100.0% | -0.63% | – | |
| Exit | GRANITE PT MTG TR INCnote 5.625%12/0 | $0 | – | -22,500,000 | -100.0% | -0.63% | – | |
| Exit | BROOKDALE SR LIVING INCnote 2.750% 6/1 | $0 | – | -22,941,000 | -100.0% | -0.65% | – | |
| Exit | TESLA INCnote 0.250% 3/0 | $0 | – | -22,000,000 | -100.0% | -0.66% | – | |
| Exit | CEMEX SAB DE CVnote 3.720% 3/1 | $0 | – | -22,500,000 | -100.0% | -0.66% | – | |
| Exit | HERBALIFE LTDnote 2.000% 8/1 | $0 | – | -24,000,000 | -100.0% | -0.68% | – | |
| Exit | NAVISTAR INTL CORP NEWnote 4.750% 4/1 | $0 | – | -24,500,000 | -100.0% | -0.75% | – | |
| Exit | CEMEX SAB DE CVnote 3.750% 3/1 | $0 | – | -31,748,000 | -100.0% | -0.91% | – | |
| MCD | Exit | MCDONALDS CORP | $0 | – | -192,000 | -100.0% | -0.93% | – |
| Exit | SOLARCITY CORPnote 2.750%11/0 | $0 | – | -33,500,000 | -100.0% | -0.94% | – | |
| Exit | IMPAX LABORATORIES INCnote 2.000% 6/1 | $0 | – | -37,200,000 | -100.0% | -1.02% | – | |
| Exit | TESLA INCnote 1.250% 3/0 | $0 | – | -35,000,000 | -100.0% | -1.07% | – | |
| Exit | WHITING PETE CORP NEWnote 1.250% 4/0 | $0 | – | -42,600,000 | -100.0% | -1.11% | – | |
| Exit | MERCADOLIBRE INCnote 2.250% 7/0 | $0 | – | -18,411,000 | -100.0% | -1.30% | – | |
| Exit | INTEL CORPsdcv 3.250% 8/0 | $0 | – | -40,500,000 | -100.0% | -2.54% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-05-15
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 42 | Q3 2023 | 17.4% |
| APPLE INC | 42 | Q3 2023 | 14.0% |
| MICROSOFT CORP | 42 | Q3 2023 | 5.0% |
| MICROSOFT CORP | 42 | Q3 2023 | 2.9% |
| AT&T INC | 42 | Q3 2023 | 4.6% |
| INTL BUSINESS MACHINES CORP | 42 | Q3 2023 | 0.7% |
| ISHARES TR | 41 | Q3 2023 | 7.9% |
| AMAZON.COM INC | 41 | Q3 2023 | 4.1% |
| INTL BUSINESS MACHINES CORP | 41 | Q3 2023 | 4.3% |
| AT&T INC | 41 | Q3 2023 | 0.9% |
View CAPSTONE INVESTMENT ADVISORS, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ESTRE USA INC.Sold out | February 14, 2018 | 0 | 0.0% |
| Purple Innovation, Inc. | February 14, 2018 | 515,300 | 2.7% |
| WillScot CorpSold out | February 14, 2018 | 0 | 0.0% |
| Double Eagle Acquisition Corp. | February 12, 2016 | 3,000,000 | 6.0% |
| Terrapin 3 Acquisition Corp | February 12, 2016 | 1,250,000 | 5.9% |
| Terrapin 3 Acquisition Corp | February 13, 2015 | 1,623,036 | 7.0% |
View CAPSTONE INVESTMENT ADVISORS, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-01 |
| 13F-HR | 2024-02-12 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-10 |
| 13F-HR | 2023-05-09 |
| 13F-HR | 2023-02-10 |
| 13F-HR | 2022-11-10 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-13 |
| 13F-HR/A | 2022-02-11 |
View CAPSTONE INVESTMENT ADVISORS, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.